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基于互信息的多块k近邻故障监测及诊断
引用本文:郑静,,熊伟丽,.基于互信息的多块k近邻故障监测及诊断[J].智能系统学报,2021,16(4):717-728.
作者姓名:郑静    熊伟丽  
作者单位:1. 江南大学 轻工过程先进控制教育部重点实验室,江苏 无锡 214122;2. 江南大学 物联网工程学院,江苏 无锡 214122
摘    要:由于传统的k近邻故障监测不考虑过程的局部信息,只建立一个全局模型,因此提出一种基于互信息的多块k近邻故障监测方法。首先,考虑建模数据的非线性和非高斯等特性,基于变量间的互信息进行子块构建;然后,利用k近邻方法对每个子块进行建模与监测,子块中的k近邻模型反映了更多的过程局部特征;最后,将所有子块的监测结果通过贝叶斯推断方法进行融合,并采用基于马氏距离的故障诊断方法辨识故障源。通过对田纳西-伊斯曼过程和高炉炼铁过程中的应用仿真,监测结果表明所提方法的可行性和有效性。

关 键 词:互信息  多块建模  k近邻  过程监控  故障检测  贝叶斯推断  故障诊断  马氏距离

Multiblock k-nearest neighbor fault monitoring and diagnosis based on mutual information
ZHENG Jing,,XIONG Weili,.Multiblock k-nearest neighbor fault monitoring and diagnosis based on mutual information[J].CAAL Transactions on Intelligent Systems,2021,16(4):717-728.
Authors:ZHENG Jing    XIONG Weili  
Affiliation:1. China Key Laboratory of Advanced Process Control for Light Industry Ministry of Education, Jiangnan University, Wuxi 214122, China;2. School of the Internet of Things Engineering, Jiangnan University, Wuxi 214122, China
Abstract:The traditional k-nearest neighbor (kNN) fault monitoring does not take into account the process of local information and only builds a global model. Thus, a multi-block kNN fault monitoring algorithm based on mutual information is proposed. First, with the nonlinear and non-Gaussian characteristics of the modeled data taken into consideration, subblocks are constructed based on mutual information between variables. Then, the kNN algorithm is used to model and monitor each subblock, in which the kNN model reflects more local characteristics of the process. Lastly, the monitoring results of all subblocks are fused by the Bayesian inference method, and a fault diagnosis method based on Mahalanobis distance is used to identify the source of faults. Through the application simulation in the Tennessee Eastman process and the blast furnace ironmaking process, the monitoring results show the feasibility and effectiveness of the proposed method.
Keywords:mutual information  multi-block modeling  k-nearest neighbor  process monitoring  fault detection  Bayesian inference  fault diagnosis  Mahalanobis distance
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