Retesting of Liquefaction and Nonliquefaction Case Histories from the 1976 Tangshan Earthquake

A field investigation was performed to retest liquefaction and nonliquefaction sites from the 1976 Tangshan earthquake in China. These sites were carefully investigated in 1978 and 1979 by using standard penetration test (SPT) and cone penetration test (CPT) equipment; however, the CPT measurements are obsolete because of the now nonstandard cone that was used at the time. In 2007, a modern cone was mobilized to retest 18 selected sites that are particularly important because of the intense ground shaking they sustained despite their high fines content and/or because the site did not liquefy. Of the sites reinvestigated and carefully reprocessed, 13 were considered accurate representative case histories. Two of the sites that were originally investigated for liquefaction have been reinvestigated for cyclic failure of fine-grained soil and removed from consideration for liquefaction triggering. The most important outcome of these field investigations was the collection of more accurate data for three nonliquefaction sites that experienced intense ground shaking. Data for these three case histories is now included in an area of the liquefaction triggering database that was poorly populated and will help constrain the upper bound of future liquefaction triggering curves.     

Estimating Liquefaction-Induced Lateral Displacements Using the Standard Penetration Test or Cone Penetration Test

A semiempirical approach to estimate liquefaction-induced lateral displacements using standard penetration test (SPT) or cone penetration test (CPT) data is presented. The approach combines available SPT- and CPT-based methods to evaluate liquefaction potential with laboratory test results for clean sands to estimate the potential maximum cyclic shear strains for saturated sandy soils under seismic loading. A lateral displacement index is then introduced, which is obtained by integrating the maximum cyclic shear strains with depth. Empirical correlations from case history data are proposed between actual lateral displacement, the lateral displacement index, and geometric parameters characterizing ground geometry for gently sloping ground without a free face, level ground with a free face, and gently sloping ground with a free face. The proposed approach can be applied to obtain preliminary estimates of the magnitude of lateral displacements associated with a liquefaction-induced lateral spread.     

CPT-Based Probabilistic and Deterministic Assessment of In Situ Seismic Soil Liquefaction Potential

This paper presents a complete methodology for both probabilistic and deterministic assessment of seismic soil liquefaction triggering potential based on the cone penetration test (CPT). A comprehensive worldwide set of CPT-based liquefaction field case histories were compiled and back analyzed, and the data then used to develop probabilistic triggering correlations. Issues investigated in this study include improved normalization of CPT resistance measurements for the influence of effective overburden stress, and adjustment to CPT tip resistance for the potential influence of “thin” liquefiable layers. The effects of soil type and soil character (i.e., “fines” adjustment) for the new correlations are based on a combination of CPT tip and sleeve resistance. To quantify probability for performance-based engineering applications, Bayesian “regression” methods were used, and the uncertainties of all variables comprising both the seismic demand and the liquefaction resistance were estimated and included in the analysis. The resulting correlations were developed using a Bayesian framework and are presented in both probabilistic and deterministic formats. The results are compared to previous probabilistic and deterministic correlations.     

First-Order Reliability Method for Probabilistic Liquefaction Triggering Analysis Using CPT

The potential for liquefaction triggering of a soil under a given seismic loading is measured herein by probability of liquefaction. The first order reliability method (FORM) is used to calculate reliability index, from which the probability of liquefaction is obtained. This approach requires the knowledge of parameter and model uncertainties; the latter is the focus of this paper. An empirical model for determining liquefaction resistance based on cone penetration test (CPT) is established through “neural network learning” of case histories. This resistance model along with a reference seismic loading model forms a performance function or limit state for liquefaction triggering analysis. Within the framework of the FORM, the uncertainty of this limit state model is characterized through an extensive series of sensitivity studies using Bayesian mapping functions that have been calibrated with a set of quality case histories. In addition, a deterministic model for assessing liquefaction potential in terms of factor of safety is presented, and the probability-safety factor mapping functions for estimating the probability of liquefaction for a given factor of safety in the absence of the knowledge of parameter uncertainty are also established. Examples are presented to illustrate the proposed methods.     

Compaction Grouting Test Program for Liquefaction Control

Following the 1989 Loma Prieta earthquake a detailed analysis of liquefaction risk was carried out for an industrial site near the Pajaro River at Watsonville, Calif. A ground improvement project, by grouting, was proposed to prevent lateral spreading and a compaction grout test program was undertaken to validate and refine the project design. In phase 1 of the test program the grout hole spacing was 2.5 and 1.8 m (8 and 6 ft). In phase 2, a closer hole spacing was used, 1.5 and 1.2 m (5 and 4 ft.) The test program employed cone penetration tests and standard penetration tests measurements for evaluation before and after each phase. The results showed the relationship of ground improvement versus grout hole spacing, grout take, and grout pressure. The test program showed that a zone of susceptible soils at the site could be effectively improved to increase their strength and resistance to liquefaction and thus prevent lateral spreading during severe earthquakes.     

Index Properties-Based Criteria for Liquefaction Susceptibility of Clayey Soils: A Critical Assessment

The Cooper marl in Charleston, S.C., a deep layer of clayey soils approximately 5–21?m below the ground surface, is generally recognized as nonliquefiable material. Data from field cone penetration tests and laboratory tests of samples taken from the Cooper marl are used to investigate the adequacy of index properties-based criteria for assessing liquefaction susceptibility of clayey soils. In particular, the criterion based on soil behavior type index (Ic) and that based on Atterberg limits are examined. The results show that the Atterberg limits-based criterion adequately reflected the characteristics of the marl, whereas the Ic-based criterion erroneously identified the marl as being liquefiable. A possible reason for the deficiency of Ic and a modification to overcome this deficiency are presented.     

Yield Strength Ratio and Liquefaction Analysis of Slopes and Embankments

A procedure is proposed to evaluate the triggering of liquefaction in ground subjected to a static shear stress, i.e., sloping ground, using the yield strength ratio, su(yield)/σv0′. Thirty liquefaction flow failures were back analyzed to evaluate shear strengths and strength ratios mobilized at the triggering of liquefaction. Strength ratios mobilized during the static liquefaction flow failures ranged from approximately 0.24 to 0.30 and are correlated to corrected cone and standard penetration resistances. These yield strength ratios and previously published liquefied strength ratios are used to develop a comprehensive liquefaction analysis for ground subjected to a static shear stress. This analysis addresses: (1) liquefaction susceptibility; (2) liquefaction triggering; and (3) post-triggering/flow failure stability. In particular, step (2) uses the yield strength ratio back-calculated from flow failure case histories and the cyclic stress method to incorporate seismic loading.     

Assessment of the Liquefaction Susceptibility of Fine-Grained Soils

Observations from recent earthquakes and the results of cyclic tests indicate that the Chinese criteria are not reliable for determining the liquefaction susceptibility of fine-grained soils. Fine-grained soils that liquefied during the 1994 Northridge, 1999 Kocaeli, and 1999 Chi-Chi earthquakes often did not meet the clay-size criterion of the Chinese criteria. Cyclic testing of a wide range of soils found to liquefy in Adapazari during the Kocaeli earthquake confirmed that these fine-grained soils were susceptible to liquefaction. It is not the amount of “clay-size” particles in the soil; rather, it is the amount and type of clay minerals in the soil that best indicate liquefaction susceptibility. Thus plasticity index (PI) is a better indicator of liquefaction susceptibility. Loose soils with PI<12 and wc/LL>0.85 were susceptible to liquefaction, and loose soils with 120.8 were systematically more resistant to liquefaction. Soils with PI>18 tested at low effective confining stresses were not susceptible to liquefaction. Additionally, the results of the cyclic testing program provide insights regarding the effects of confining pressure, initial static shear stress, and stress-path on the liquefaction of fine-grained soils.     

Simplified Cone Penetration Test-based Method for Evaluating Liquefaction Resistance of Soils

This paper presents a new simplified method for assessing the liquefaction resistance of soils based on the cone penetration test (CPT). A relatively large database consisting of CPT measurements and field liquefaction performance observations of historical earthquakes is analyzed. This database is first used to train an artificial neural network for predicting the occurrence and nonoccurrence of liquefaction based on soil and seismic load parameters. The successfully trained and tested neural network is then used to generate a set of artificial data points that collectively define the liquefaction boundary surface, the limit state function. An empirical equation is further obtained by regression analysis to approximate the unknown limit state function. The empirical equation developed represents a deterministic method for assessing liquefaction resistance using the CPT. Based on this newly developed deterministic method, probabilistic analyses of the cases in the database are conducted using the Bayesian mapping function approach. The results of the probabilistic analyses, expressed as a mapping function, provide a simple means for probability-based evaluation of the liquefaction potential. The newly developed simplified method compares favorably to a widely used existing method.     

CPT-Based Evaluation of Liquefaction and Lateral Spreading in Centrifuge

Two series of centrifuge model tests were conducted using Nevada sand. Four saturated models placed in a mildly inclined laminar box and simulating a 6-m-thick deposit were shaken inducing liquefaction effects and lateral spreading. The sand was deposited at a relative density, Dr = 45 or 75%; two of the 45% models were subjected to overconsolidation or preshaking. The second series involved in-flight measurements of static cone tip penetration resistance, qc, simulating the standard cone penetration test (CPT) 36-mm cone. Values of qc increased with Dr, overconsolidation, and preshaking. A normalized resistance, qc1N, was assigned to each of the four liquefaction/lateral spreading models. Increases in Dr, overconsolidation, and preshaking decreased liquefaction and ground deformation, but relative density alone captured these effects rather poorly. Conversely, qc1N predicted extremely well the liquefaction and lateral spreading response of the four models, confirming Seed’s hypothesis to explain the success of penetration-based seismic liquefaction charts. The depth to liquefaction measured in the four centrifuge models is consistent with the field CPT liquefaction chart.     

Normalizing the CPT for Overburden Stress

Effective overburden stress can have a significant influence on cone penetration test (CPT) measurements. This influence can lead to an incorrect assessment of soil strength/resistance for such purposes as liquefaction triggering analysis. For an accurate measurement of tip and sleeve resistance, unbiased by overburden stress, it is essential to normalize these index measurements appropriately. Presented herein is a comprehensive study reviewing all aspects of CPT normalization. A result of this study is a variable normalization procedure for the CPT that is based on both empirical results and theoretical analysis. This paper presents these results in the form of an improved normalization scheme and discusses its application in practice.     

Cyclic Softening of Low-Plasticity Clay and Its Effect on Seismic Foundation Performance

During the 1999 Chi-Chi Earthquake (Mw = 7.6), significant incidents of ground failure occurred in Wufeng, Taiwan, which experienced peak accelerations ～ 0.7?g. This paper describes the results of field investigations and analyses of a small region within Wufeng along an E–W trending line 350?m long. The east end of the line has single-story structures for which there was no evidence of ground failure. The west end of the line had three to six-story reinforced concrete structures that underwent differential settlement and foundation bearing failures. No ground failure was observed in the free field. Surficial soils consist of low-plasticity silty clays that extend to 8–12?m depth in the damaged area (west side), and 3–10?m depth in the undamaged area (east side). A significant fraction of the foundation soils at the site are liquefaction susceptible based on several recently proposed criteria, but the site performance cannot be explained by analysis in existing liquefaction frameworks. Accordingly, an alternative approach is used that accounts for the clayey nature of the foundation soils. Field and laboratory tests are used to evaluate the monotonic and cyclic shear resistance of the soil, which is compared to the cyclic demand placed on the soil by ground response and soil–structure interaction. Results of the analysis indicate a potential for cyclic softening and associated strength loss in foundation soils below the six-story buildings, which contributes to bearing capacity failures at the edges of the foundation. Similar analyses indicate high factors of safety in foundation soils below one-story buildings as well in the free field, which is consistent with the observed field performance.     

Liquefaction Potential Map of Charleston, South Carolina Based on the 1886 Earthquake

A liquefaction potential map of the peninsula of Charleston, S.C., is presented in this paper. Liquefaction potential is expressed in terms of the liquefaction potential index developed by Iwasaki et al. and calculated using 44 cone penetration test profiles. The cone profiles are supplemented with information from the 1:24,000 scale geologic map by Weems and Lemon, several first-hand accounts of liquefaction and ground deformation that occurred during the 1886 Charleston earthquake, and liquefaction probabilities determined by Elton and Hadj-Hamou based on standard penetration tests. Nearly all of the cases of liquefaction and ground deformation occurred in the Holocene to late Pleistocene beach deposits that flank the higher-ground sediments of the Wando Formation. To match the observed field behavior, a deposit resistance correction factor of 1.8 is applied to cyclic resistance ratios calculated for the 100,000-year-old Wando Formation. No corrections are needed for the younger deposits. In additional to 1886 field behavior, the deposit resistance corrections are supported by ratios of measured to predicted shear-wave velocity.     

Liquefaction Potential Index: Field Assessment

Cone penetration test (CPT) soundings at historic liquefaction sites in California were used to evaluate the predictive capability of the liquefaction potential index (LPI), which was defined by Iwasaki et al. in 1978. LPI combines depth, thickness, and factor of safety of liquefiable material inferred from a CPT sounding into a single parameter. LPI data from the Monterey Bay region indicate that the probability of surface manifestations of liquefaction is 58 and 93%, respectively, when LPI equals or exceeds 5 and 15. LPI values also generally correlate with surface effects of liquefaction: Decreasing from a median of 12 for soundings in lateral spreads to 0 for soundings where no surface effects were reported. The index is particularly promising for probabilistic liquefaction hazard mapping where it may be a useful parameter for characterizing the liquefaction potential of geologic units.     

Degree of Saturation and Liquefaction Resistances of Sand Improved with Sand Compaction Pile

Sand compaction pile (SCP) is a ground improvement technique extensively used to ameliorate liquefaction resistance of loose sand deposits. This paper discusses results of laboratory tests on high-quality undisturbed samples obtained by the in situ freezing method at six sites where foundation soils had been improved with SCP. Inspection of samples revealed that the improved ground was desaturated during the ground improvement. Degree of saturation (Sr) was lower than 77% for the sand piles and 91% for the improved sand layers, while Sr was approximately 100% for improved clayey and silty soils. A good correlation was found between Sr and 5% diameter of the soil; the larger 5% diameter of soils (D5), the lower the degree of saturation. It appeared that the variation of Sr with D5 for soils within a month after the ground improvement work was quite similar in trend to that after more than several years. Degree of saturation of soils after several years was noticeably, but not significantly, higher as compared with that shortly after ground improvement, indicating longevity of air bubbles injected in the improved soil. Undrained cyclic shear tests were also carried out on saturated and unsaturated specimens and effects of desaturation on undrained cyclic shear strength were studied. The test results were summarized in a form of liquefaction resistance with reference to normalized standard penetration test N-value.     

Accounting for Soil Aging When Assessing Liquefaction Potential

It has been recognized that liquefaction resistance of sand increases with age due to processes such as cementation at particle contacts and increasing frictional resistance resulting from particle rearrangement and interlocking. As such, the currently available empirical correlations derived from liquefaction of young Holocene sand deposits, and used to determine liquefaction resistance of sand deposits from in situ soil indices [standard penetration test (SPT), cone penetration test (CPT), shear wave velocity test (Vs)], are not applicable for old sand deposits. To overcome this limitation, a methodology was developed to account for the effect of aging on the liquefaction resistance of old sand deposits. The methodology is based upon the currently existing empirical boundary curves for Holocene age soils and utilizes correction factors presented in the literature that comprise the effect of aging on the in situ soil indices as well as on the field cyclic strength (CRR). This paper describes how to combine currently recorded SPT, CPT, and Vs values with corresponding CRR values derived for aged soil deposits to generate new empirical boundary curves for aged soils. The method is illustrated using existing geotechnical data from four sites in the South Carolina Coastal Plain (SCCP) where sand boils associated with prehistoric earthquakes have been found. These sites involve sand deposits that are 200,000?to?450,000?years in age. This work shows that accounting for aging of soils in the SCCP yields less conservative results regarding the current liquefaction potential than when age is not considered. The modified boundary curves indicate that old sand deposits are more resistant to liquefaction than indicated by the existing empirical curves and can be used to evaluate the liquefaction potential at a specific site directly from the current in situ properties of the soil.     

Experimental Study on the Shearing Behavior of Saturated Silty Soils Based on Ring-Shear Tests

The shearing behavior of saturated silty soils has been examined extensively by performing undrained and partially drained (the upper drainage valve of the shear box was open during shearing) ring-shear tests on mixtures of a sandy silt with different loess contents. By performing tests at different initial void ratios, the shear behavior of these silty soils at different initial void ratios is presented and discussed. Undrained-shear-test results showed that the liquefaction phenomena in ring-shear tests were limited within the shear zone; for a given void ratio or interfine void ratio, both the peak and steady-state shear strengths decreased with increase of loess content. The partially drained shear tests revealed that a great reduction in the shear strength could result after the shear failure, due to the buildup of excess pore-water pressure within the shear zone; the magnitude of reduction in shear strength after failure was affected by the initial void ratio, the shear speed after failure, as well as the loess content in the sample. For a given void ratio or interfine void ratio, with increase of loess content, the drained peak shear strength became smaller, while the brittleness index became greater. It was also found that due to localized shearing, the permeability of the soil within the shear box after drained shearing could be three orders of magnitude smaller than before shearing.     

Liquefaction Resistance of Clean and Nonplastic Silty Sands Based on Cone Penetration Resistance

Liquefaction of granular soil deposits is one of the major causes of loss resulting from earthquakes. The accuracy in the assessment of the likelihood of liquefaction at a site affects the safety and economy of the design. In this paper, curves of cyclic resistance ratio (CRR) versus cone penetration test (CPT) stress-normalized cone resistance qc1 are developed from a combination of analysis and laboratory testing. The approach consists of two steps: (1) determination of the CRR as a function of relative density from cyclic triaxial tests performed on samples isotropically consolidated to 100 kPa; and (2) estimation of the stress-normalized cone resistance qc1 for the relative densities at which the soil liquefaction tests were performed. A well-tested penetration resistance analysis based on cavity expansion analysis was used to calculate qc1 for the various soil densities. A set of 64 cyclic triaxial tests were performed on specimens of Ottawa sand with nonplastic silt content in the range of 0–15% by weight, and relative densities from loose to dense for each gradation, to establish the relationship of the CRR to the soil state and fines content. The resulting (CRR)7.5-qc1 relationship for clean sand is consistent with widely accepted empirical relationships. The (CRR)7.5-qc1 relationships for the silty sands depend on the relative effect of silt content on the CRR and qc1. It is shown that the cone resistance increases at a higher rate with increasing silt content than does liquefaction resistance, shifting the (CRR)7.5-qc1 curves to the right. The (CRR)7.5-qc1 curves proposed for both clean and silty sands are consistent with field observations.     

Logistic Regression Model for Evaluating Soil Liquefaction Probability Using CPT Data

A simple model for evaluating liquefaction probability using cone penetration test (CPT) data is developed based on logistic regression analyses of 396 case histories. The proposed model uses the normalized cone penetration resistance and soil behavior type index as input parameters; therefore, only CPT testing is necessary for evaluating the liquefaction probability of a site. The selection of the model parameters and the expression of equations are based on results of probability examinations and rigorous statistical analyses. Moreover, the derivation of the logistic regression model is presented in a system of equations. The incorporation of these procedures in developing the model not only fully satisfies the statistic requirements but also highlights the physical meanings of the model parameters. Comparisons of the proposed probability model with previously proposed deterministic and probabilistic approaches are performed to demonstrate the improvements. For practical purposes, the developed model is implemented to establish the relationship between the factor of safety against liquefaction and the probability of liquefaction.     

CPT-DMT Correlations

Although the cone penetration test (CPT) and flat-plat dilatometer test (DMT) have been used for over 30 years, relatively little has been published regarding comprehensive correlations between the two in situ tests. This paper presents preliminary correlations between the main parameters of the CPT and DMT. The key to the proposed correlations is the recognition that the main DMT parameters are normalized and hence, should be correlated with normalized CPT parameters. The suggested correlations are developed and evaluated using published records and existing links to various other parameters as well as comparison profiles. The suggested correlations may guide future more detailed correlations between these two in situ tests.