Opportunistic Beamforming over Rayleigh Channels with Partial Side Information

In recent years, diversity techniques have evolved into highly attractive technology for wireless communications in different forms. For instance, the channel fluctuations of the users in a network are exploited as multiuser diversity by scheduling the user with the best signal-to-noise ratio (SNR). When fading is slow, beamforming at a multiple antenna transmitter is used to induce artificial channel fluctuations to ensure multiuser diversity in the network. Such a beamforming scheme is called opportunistic beamforming since the transmitter uses random beamforming to artificially induce opportunism in the network [1]. Opportunism requires a large number of users in the system in order to reach the performance of the true beamforming that uses perfect channel state information (CSI). In this paper we investigate the benefit of having partial CSI at an opportunistic transmitter. In the investigation, we focus on the maximum normalized SNR scheduling where user?s feedback consists of SNR relative to its channel gain. We show that opportunism can be beneficially used to increase the average throughput of the system. Simulations support the analytical average throughput results obtained as the amount of CSI and the number of users vary.     

Throughput-Optimal Precoding and Rate Allocation for MISO Systems With Noisy Feedback Channels

A throughput metric is considered for a multiple-input single-output (MISO) system with noisy feedback of channel state information (CSI). The goal is to optimize a precoding matrix with a medium-access control layer metric. The problem is a nonlinear multidimensional optimization. Results show that the optimal precoding turns into beamforming when the signal-to-noise ratio (SNR) of CSI feedback is sufficiently large. A necessary condition for the optimality of beamforming under the throughput metric is determined, and the necessary and sufficient condition is numerically found based on the Gauss-Chebyshev Quadrature method. Next, the rate allocation for beamforming and spatial diversity is analyzed. Then, a two-mode transmission scheme is proposed such that the transmitter is engaged in either the beamforming mode or the spatial diversity mode depending on the SNR of the CSI feedback. It is shown that at a fairly high SNR of CSI feedback, the rate allocation needs to be reduced, while at a low SNR of CSI feedback, the allocated rate should be increased. It is shown that when the SNR of CSI feedback is lower than a threshold, there always exists an SNR of the transmitted signal such that the CSI feedback can be viewed as the real CSI solely for the purpose of rate allocation. The result also shows that the throughput of two-mode transmission is almost the same as the throughput of the optimal precoding scheme, even with a low SNR and large feedback delay.     

CSI Feedback for Dynamic Switching Between Single User and Multiuser MIMO

We consider channel state information (CSI) feedback in 3GPP Long Term Evolution (LTE)-Advanced context. In LTE-Advanced, switching between single user and multiuser transmission schemes is possible without higher layer signaling, which means that the feedback should support both single user and multiuser transmissions. Typically, the CSI feedback consists of a precoding matrix index (PMI) and channel quality indication(s) (CQI). For PMI feedback, we consider different PMI selection schemes and study whether there is a tradeoff between single user and multiuser specific codeword selection metrics. For multiuser CQI, we consider different CQI estimation strategies for two paired users, which is the primary case in LTE-Advanced. The schemes include single user single stream and two stream CQIs and several multiuser specific CQI estimation options. We find that estimating the multiuser CQI as an average over unitary pairs or as the minimum of the signal-to-interference and noise ratios of the unitary pairs offers a stable, well-performing options for different signal-to-noise ratio (SNR) ranges and antenna correlation values.     

Enhanced Multi-mode Transmission by User Scheduling in MISO Broadcast Channels with Finite-Rate Feedback

This paper investigates the user selection strategy in multiuser downlinks using zero-forcing beamforming (ZFBF) and finite-rate feedback (FRF). In order to mitigate the interference-limited effect in ZFBF-FRF systems, we propose an efficient user scheduling scheme combined with adaptive transmission mode selection strategy. In this scheme, each user first evaluates its preferred transmission mode and the corresponding achievable rate according to a derived tight lower bound of the rate. Given such information on the users through feedback, the BS then determines the global transmission mode of the system and selects users for simultaneous transmission. Asymptotic analysis shows that limited feedback beamforming to a single user is the best choice at both low and high SNR regimes. Simulation results demonstrate individual effects of different system parameters on the sum rate performance by the proposed scheme.     

On the capacity of MIMO broadcast channels with partial side information

In multiple-antenna broadcast channels, unlike point-to-point multiple-antenna channels, the multiuser capacity depends heavily on whether the transmitter knows the channel coefficients to each user. For instance, in a Gaussian broadcast channel with M transmit antennas and n single-antenna users, the sum rate capacity scales like Mloglogn for large n if perfect channel state information (CSI) is available at the transmitter, yet only logarithmically with M if it is not. In systems with large n, obtaining full CSI from all users may not be feasible. Since lack of CSI does not lead to multiuser gains, it is therefore of interest to investigate transmission schemes that employ only partial CSI. We propose a scheme that constructs M random beams and that transmits information to the users with the highest signal-to-noise-plus-interference ratios (SINRs), which can be made available to the transmitter with very little feedback. For fixed M and n increasing, the throughput of our scheme scales as MloglognN, where N is the number of receive antennas of each user. This is precisely the same scaling obtained with perfect CSI using dirty paper coding. We furthermore show that a linear increase in throughput with M can be obtained provided that M does not not grow faster than logn. We also study the fairness of our scheduling in a heterogeneous network and show that, when M is large enough, the system becomes interference dominated and the probability of transmitting to any user converges to 1/n, irrespective of its path loss. In fact, using M=/spl alpha/logn transmit antennas emerges as a desirable operating point, both in terms of providing linear scaling of the throughput with M as well as in guaranteeing fairness.     

多用户MIMO系统下行链路的随机多波束复用技术

该文提出了一种随机多波束多用户复用技术,充分利用多用户分集以及基站多天线的空间自由度来提高系统吞吐量。不同于传统的随机波束形成技术,该技术首先在给定预编码码本内随机选取一个码字,然后调度多个空分复用用户以及其余预编码矩阵。该文采用了一种逐次调度的方式,第一次训练调度一个主发送用户并确定一个次发送预编码矩阵,通过第二次训练选择次发送用户,这种方式能以很小的反馈开销有效控制复用用户之间的相互干扰。同时,该文所提技术能进一步推广到用户具有不同天线配置的异构情形。仿真结果表明,该文技术在具有不同相关性的信道环境下都能获得较优的系统吞吐量。     

Optimization of Training and Scheduling in the Non-Coherent SIMO Multiple Access Channel

Channel state information (CSI) is important for achieving large rates in MIMO channels. However, in time-varying MIMO channels, there is a tradeoff between the time/energy spent acquiring channel state information (CSI) and the time/energy remaining for data transmission. This tradeoff is accentuated in the MIMO multiple access channel (MAC), since the number of channel vectors to be estimated increases with the number of users. Furthermore, the problem of acquiring CSI is tightly coupled with the problem of exploiting CSI through multiuser scheduling. This paper considers a block-fading MAC with coherence time T, n uncoordinated users-each with one transmit antenna and the same average power constraint, and a base station with M receive antennas and no a priori CSI. For this scenario, a training-based communication scheme is proposed and the training and multiuser-scheduling aspects of the scheme are jointly optimized. In the high-SNR regime, the sum capacity of the non-coherent SIMO MAC is characterized and used to establish the SNR-scaling-law optimality of the proposed scheme. In the low-SNR regime, the sum-rate of the proposed scheme is found to decay linearly with vanishing SNR when flash signaling is incorporated. Furthermore, this linear decay is shown to be order-optimal through comparison to the low-SNR sum capacity of the non-coherent SIMO MAC. A by product of these SNR-asymptotic analyses is the observation that non-trivial scheduling (i.e., scheduling a strict subset of trained users) is advantageous at low SNR, but not at high SNR. The sum-rate and per-user throughput are also explored in the large-n and large-M regimes. Non-coherent capacity, training, multiple access channel, multiuser scheduling, opportunistic scheduling.     

基于非理想CSI的下行MU-MIMO鲁棒波束成形

在下行多用户多入多出（MU-MIMO）系统中,基站（BS）所获得的非理想信道状态信息（CSI）会导致频分双工（FDD）系统预编码性能变差.现有的MU-MIMO鲁棒预编码算法虽然可以对抗非理想CSI所导致的系统性能损失,但其只考虑其中一种或两种信道误差的鲁棒性,因此系统性能提升有限.本文通过建立包含信道估计误差、量化误差和延时误差的联合信道误差模型,推导出具有集中式特性的基于最小均方误差（MMSE）的鲁棒波束成形矩阵的闭式解;随后将这种信道条件应用到分布式通信系统,并推导出具有分布式特性的基于信号泄露的MMSE的鲁棒波束成形矩阵的闭式解.数值分析表明,本文所提的集中式和分布式MU-MIMO波束成形算法,与只考虑量化误差的鲁棒MMSE算法相比,具有更优的系统和速率与误码率,补偿了上述三种信道误差所导致的预编码性能损失.     

用于MIMO广播信道的带多波束选择的正交随机波束成形算法

本文提出一种基于有限反馈的波束和用户选择方案,在这种方案中,用户端利用一个随机正交码本对其信道方向信息(CDI)进行量化,计算其最大信号与干扰加噪声功率比(SINR),并把这些信息反馈给基站;基站根据接收到的这些反馈信息,按照和容量最大的准则选择出多个正交波束以及相应的多个用户.和sharif等人最近提出的方案相比,我们提出的方案能根据系统参数,如用户数和信噪比(SNR),对选择的波束成形矢量及其对应的用户的数量和集合进行调整,当用户数量较小时,和容量性能得到了很大的提升,同时避免了选择波束成形矢量时的用户冲突,另外,基站也不需要广播波束成形矢量给各个用户.     

Design of Large Scale MU-MIMO System with Joint Precoding and Detection Schemes for Beyond 5G Wireless Networks

The large scale multiuser multiple input multiple output (MU-MIMO) is one of the promising communication technology for 5G wireless networks as it offers reliability, high spectral efficiency and high throughput. The lattice reduction (LR) precoding based user level local likelihood ascent search (ULAS) detection scheme is proposed in this paper for efficient signal detection in large scale MU-MIMO system. The initial solution of ULAS algorithm is obtained from the LR precoding assisted zero forcing detector. The LR precoding transforms the non-orthogonal channel matrix into nearly orthogonal channel, which helps to mitigate inter antenna interference (IAI) exists at each user. The remaining multiuser interference (MUI) imposed to each user from undesired users is cancelled by the proposed ULAS multiuser detection scheme. Thus, the proposed LR precoding assisted ULAS mitigates both IAI and MUI unlike the classical detector, those try to moderate either IAI or MUI. By contrast, the proposed ULAS detector provides performance close to optimal maximum likelihood detector with just a fraction of its complexity.

     

大规模MU-MIMO系统归一化预编码算法

针对大规模MU-MIMO系统中预编码技术性能不佳的问题,在不完善信道状态信息(CSI)的情况下,对迫零(ZF)和最大比发射(MRT)预编码技术提出了两种归一化算法：向量归一化与矩阵归一化。首先基站通过上行导频序列估计CSI,并在下行链路中用所提的算法对预编码矩阵进行归一化处理,然后将其与发送信号以及信道进行匹配。仿真结果表明,在高信噪比时,ZF预编码使用向量归一化算法实现了更好的系统性能;而在低信噪比时,MRT预编码使用矩阵归一化算法使系统性能得到了良好改善。     

空间相关莱斯衰落信道下基于部分信道信息的多用户预编码与调度算法

在空间相关的莱斯衰落信道模型下,针对多用户MIMO(Multiple-Input Multiple-Output)系统潜在的多用户分集增益和空间分集增益,该文提出了一种基于部分信道信息的多用户预编码与调度算法。结合部分瞬时信道信息和统计信息,利用约束最大似然估计对各用户信道矢量进行估计,然后利用估计的各用户信道调度多个用户进行预编码。仿真结果表明,该方案以较少的反馈开销,获得了较大的性能增益。     

A study of opportunism for multiple-antenna systems

Recently proposed opportunistic beamforming exploits the multiuser diversity to reduce the feedback by not requiring the precoding information used for closed-loop schemes to be known at the transmitter. Opportunism could also be beneficially employed for other multiple-antenna transmission techniques like cophasing and antenna selection. For opportunistic beamforming and antenna selection, we give closed-form expressions for throughput that closely approximate the performance of these schemes with a Proportionally Fair scheduler (PFS) at low signal-to-noise ratios (SNRs). For large number of transmit antennas, opportunistic cophasing has similar performance as opportunistic beamforming. Asymptotic dependence of the required number of users to achieve the gains of opportunism on the number of transmit antennas is exponential for opportunistic beamforming (and cophasing for large numbers of transmit antennas), and at best linear for opportunistic antenna selection. For multiple-antenna receivers, we additionally examine an opportunistic multiple-input multiple-output (MIMO) scheme that transmits multiple data streams simultaneously to the same user.     

A random beamforming technique in MIMO systems exploiting multiuser diversity

A random beamforming technique for multiple-input multiple-output (MIMO) systems that simultaneously obtains downlink multiuser diversity gain, spatial multiplexing gain and array gain by feeding back only effective signal-to-noise ratios (SNRs) is described. In addition, power control using waterfilling is employed to improve the throughput of our method in correlated channels. In a slow fading channel, we prove that the throughput of the proposed method converges to that of eigen beamforming when many users are in a cell. The number of users required to achieve capacity bound increases with the number of antennas and SNR was determined. However, the capacity bound is achieved even with a small number of users, e.g., 16 users in a cell, when the SNR is low, e.g., 0 dB, and the number of transmit and receive antenna is small, e.g., two. We also find that the effect of waterfilling is more noticeable in correlated channels.     

Multiple antenna MMSE based downlink precoding with quantized feedback or channel mismatch

In this paper, we consider the downlink of a multiuser wireless communication system with multiple antennas at the base station and users each with a single receive antenna. It is known that when channel state information (CSI) is available at the transmitter a large performance gain can be achieved. In a system employing time-division duplexing (TDD), CSI can be obtained at the base station if there is reciprocity between the forward and reverse channels. CSI can also be conveyed from the users to the base station via a limited-rate feedback channel in a frequency-division duplexing (FDD) system. In any case, channel estimation errors are inevitable due to the presence of background noise in the estimated signal and due to the finite number of feedback bits used in a limited-rate feedback system model. In this paper, we first consider the general case when partial CSI is available at the transmitter. We derive an MMSE based precoding technique that considers channel estimation errors as an integral part of the system design. Using rate-distortion theory and the generalized Lloyd vector quantization algorithm, we then specialize our results for the more practical limited-rate feedback system model. Compared to previously proposed precoding techniques such as channel inversion and regularized channel inversion, it is shown that the proposed precoding technique significantly improves the average bit error rate (BER) in the system. Furthermore, the performance of the proposed technique is investigated in the high signal-tonoise ratio (SNR) regime, and similar to [1], [2], it is shown that the proposed technique suffers from a ceiling effect that asymptotically limits the system performance.     

Exploiting Multiuser Diversity With Imperfect One-Bit Channel State Feedback

It has been well recognized that significant throughput gains can be leveraged in multiuser wireless communication systems by exploiting multiuser diversity with a smart scheduler. This scheduler collects channel state information (CSI) from all users and allocates the resources to the user(s) experiencing favorable channel conditions. However, for a frequency-division-duplex system with a large number of users, how to efficiently collect the required CSI will be a challenging task, especially when the feedback links are of limited capacity. In this paper, we propose a scheduling algorithm to exploit multiuser diversity with possibly imperfect one-bit channel state feedback. The basic idea is to define a threshold lambda and let each user report one-bit information to the scheduler about the comparison between its measured channel fading level and lambda. Correspondingly, the scheduler uses these feedback bits to classify all users into two sets and assigns the channel to one user belonging to the set experiencing favorable channel conditions. Several implementation schemes are developed by attacking the optimization of lambda under different system configurations, covering both the case when the one-bit feedback is perfect and those when the one-bit feedback is imperfect. Computer simulations show that when the user number is large, say, more than ten users, the proposed scheduling supports significantly larger data rate over the round-robin scheduling, while in comparison with the optimum scheduling with complete CSI, the performance loss is limited if the one-bit feedback is of high reliability. In addition, our studies show that we can effectively enhance the robustness against feedback imperfectness by incorporating the feedback reliability into optimization of lambda     

Reduced-feedback linear precoding with stable performance for the time-varying MIMO broadcast channel

This work explores the performance of a multiple-input multiple-output broadcast channel where both the transmitter and receivers have outdated channel knowledge due to node motion or other time-variations in the communication channel. A performance analysis based on measured channel responses reveals significant throughput degradation for optimal linear and nonlinear precoding strategies unless the channel state information (CSI) is frequently fed back to the transmitter. The paper then develops a linear beamforming precoding strategy based on channel distribution information in the form of a full spatial correlation matrix for each user. This algorithm is shown to provide highly stable communication, with a throughput that is higher than that for optimal precoders operating on outdated CSI, in a time-variant environment, indicating that this approach can operate with significantly reduced feedback frequency. Furthermore, the paper demonstrates the use of the well-known Kronecker and Weichselberger models to parameterize the full correlation matrix to enable further reduction in the amount of feedback data required for implementation of the new beamforming technique.     

Joint Beamforming and Power Allocation for Cognitive MIMO Systems Under Imperfect CSI Based on Game Theory

The problem of joint beamforming and power allocation for cognitive multi-input multi-output systems is studied via game theory. The objective is to maximize the sum utility of secondary users (SUs) subject to the primary user (PU) interference constraint, the transmission power constraint of SUs, and the signal-to-interference-plus-noise ratio (SINR) constraint of each SU. In our earlier work, the problem was formulated as a non-cooperative game under the assumption of perfect channel state information (CSI). Nash equilibrium (NE) is considered as the solution of this game. A distributed algorithm is proposed which can converge to the NE. Due to the limited cooperation between the secondary base station (SBS) and the PU, imperfect CSI between the SBS and the PU is further considered in this work. The problem is formulated as a robust game. As it is difficult to solve the optimization problem in this case, existence of the NE cannot be analyzed. Therefore, convergence property of the sum utility of SUs will be illustrated numerically. Simulation results show that under perfect CSI the proposed algorithm can converge to a locally optimal pair of transmission power vector and beamforming vector, while under imperfect CSI the sum utility of SUs converges with the increase of the transmission power constraint of SUs.     

Opportunistic Space-Division Multiple Access With Beam Selection

In this paper, a novel transmission technique for the multiple-input multiple-output (MIMO) broadcast channel is proposed that allows simultaneous transmission to multiple users with limited feedback from each user. During a training phase, the base station modulates a training sequence on multiple sets of randomly chosen orthogonal beamforming vectors. Each user sends the index of the best beamforming vector and the corresponding signal-to-interference-plus-noise ratio for that set of orthogonal vectors back to the base station. The base station opportunistically determines the users and corresponding orthogonal vectors that maximize the sum capacity. Based on the capacity expressions, the optimal amount of training to maximize the sum capacity is derived as a function of the system parameters. The main advantage of the proposed system is that it provides throughput gains for the MIMO broadcast channel with a small feedback overhead, and provides these gains even with a small number of active users. Numerical simulations show that a 20% gain in sum capacity is achieved (for a small number of users) over conventional opportunistic space division multiple access, and a 100% gain (for a large number of users) over conventional opportunistic beamforming when the number of transmit antennas is four.     

Joint Optimization of Source Power Allocation and Relay Beamforming in Multiuser Cooperative Wireless Networks

Relay beamforming techniques have been shown to significantly enhance the sum capacity of a multiuser cooperative wireless network through the optimization of the relay weights, where concurrent communications of multiple source-destination pairs are achieved via spatial multiplexing. Further optimization of the transmit power allocation over the source nodes is expected to improve the network throughput as well. In this paper, we maximize the sum capacity of a multiuser cooperative wireless network through the joint optimization of power allocation among source nodes and relay beamforming weights across the relay nodes. We consider a two-hop cooperative wireless network, consisting of single-antenna nodes, in which multiple concurrent links are relayed by a number of cooperative nodes. When a large number of relay nodes are available, the channels of different source-destination pairs can be orthogonalized, yielding enhanced sum network capacity. Such cooperative advantage is particularly significant in high signal-to-noise ratio (SNR) regime, in which the capacity follows a logarithm law with the SNR, whereas exploiting spatial multiplexing of multiple links yields capacity increment linear to the number of users. However, the capacity performance is compromised when the input SNR is low and/or when the number of relay nodes is limited. Joint optimization of source power allocation and relay beamforming is important when the input SNR and/or the number of relay nodes are moderate or the wireless channels experience different channel variances. In these cases, joint optimization of source power and distributed beamforming weights achieves significant capacity increment over both source selection and equal source power spatial multiplexing schemes. With consideration of the needs to deliver data from each source node, we further examine the optimization of global sum capacity in the presence of individual capacity requirements by maximizing sum capacity of the network subject to a minimum capacity constraint over each individual user.