Extremal Relations between Additive Loss Functions and the Kolmogorov Complexity

Conditions are presented under which the maximum of the Kolmogorov complexity (algorithmic entropy) K(₁... _N ) is attained, given the cost f( _i ) of a message ₁... _N . Various extremal relations between the message cost and the Kolmogorov complexity are also considered; in particular, the minimization problem for the function f( _i ) – K(₁... _N ) is studied. Here, is a parameter, called the temperature by analogy with thermodynamics. We also study domains of small variation of this function.     

Hierarchy theorems for two-way finite state transducers

Summary For a family of languages , CAL() is defined as the family of images of under nondeterministic two-way finite state transducers, while FINITE · VISIT() is the closure of under deterministic two-way finite state transducers; CAL⁰()= and for n0, CAL ⁿ⁺¹()=CAL ⁿ (CAL()). For any semiAFL , if FINITE · VISIT() CAL(), then CAL ⁿ () forms a proper hierarchy and for every n0, FINITE · VISIT(CALⁿ()) CAL ⁿ⁺¹() FINITE · VISIT(CAL ⁿ⁺¹()). If is a SLIP semiAFL or a weakly k-iterative full semiAFL or a semiAFL contained in any full bounded AFL, then FINITE · VISIT() CAL() and in the last two cases, FINITE · VISIT(). If is a substitution closed full principal semiAFL and FINITE · VISIT(), then FINITE · VISIT() CAL(). If is a substitution closed full principal semiAFL generated by a language without an infinite regular set and ₁ is a full semiAFL, then is contained in CAL^m(₁) if and only if it is contained in ₁. Among the applications of these results are the following. For the following families , CAL ⁿ () forms a proper hierarchy: =INDEXED, =ETOL, and any semiAFL contained in CF. The family CF is incomparable with CAL ^m (NESA) where NESA is the family of one-way nonerasing stack languages and INDEXED is incomparable with CAL ^m (STACK) where STACK is the family of one-way stack languages.This work was supported in part by the National Science Foundation under Grants No. DCR74-15091 and MCS-78-04725     

Constructing sets of functions which have a givenF-cardinality

The termF-cardinality of (=F-card()) is introduced whereF: ^{n n} is a partial function and is a set of partial functionsf: ^{n n} . TheF-cardinality yields a lower bound for the worst-case complexity of computingF if only functionsf can be evaluated by the underlying abstract automaton without conditional jumps. This complexity bound isindependent from the oracles available for the abstract machine. Thus it is shown that any automaton which can only apply the four basic arithmetic operations needs (n logn) worst-case time to sortn numbers; this result is even true if conditional jumps witharbitrary conditions are possible. The main result of this paper is the following: Given a total functionF: ^{n n} and a natural numberk, it is almost always possible to construct a set such that itsF-cardinality has the valuek; in addition, can be required to be closed under composition of functionsf,g . Moreover, ifF is continuous, then consists of continuous functions.     

Counting connected components of a semialgebraic set in subexponential time

Let a semialgebraic set be given by a quantifier-free formula of the first-order theory of real closed fields withk atomic subformulae of the typef _i0 for 1ik, where the polynomialsf _i[X ₁,...,X _n] have degrees deg(f _i)<d and the absolute value of each (integer) coefficient off _i is at most 2M. An algorithm is exhibited which counts the number of connected components of the semialgebraic set in time (M (kd)^{n 20})^{O (1)}. Moreover, the algorithm allows us to determine whether any pair of points from the set are situated in the same connected component.     

Random sequences in Fréchet spaces

This article deals with the generation of arbitrarily distributed sequences of random variables in a Fréchet space, using sequences ofcanonical random variables (c.r.v.)-i.e., independently uniformly distributed random variables taking real values in the unit interval [0, 1)-orcanonical random digits (c.r.d.)-i.e., independently uniformly distributed random variables taking integer values in some finite interval [0,B–1]. Two main results are established. First, that the members of a sequence of real random variables in [0, 1) are c.r.v. if and only if all the digits of all thebase- B digital representations of the members of the sequence are c.r.d. Secondly, that, given any sequence of random variables in a Fréchet space, there is a sequence of functions _n( ₁, ₂, ..., _n), forn=1, 2, 3,... (where ₁, ₂,..., _n,... are c.r.v.) which is distributed identically to.     

The existence of solutions,stability, and linearization of volterra systems

LetB be a Banach space ofR _n valued continuous functions on [0, ) withfB. Consider the nonlinear Volterra integral equation (^*)x(t)+ _o ^t K(t,s,x(s))ds. We use the implicit function theorem to give sufficient conditions onB andK (t,s,x) for the existence of a unique solutionxB to (^*) for eachf B with f ^B sufficiently small. Moreover, there is a constantM>0 independent off with Mf^B.Part of this work was done while the author was visiting at Wright State University.     

Relativized polynomial hierarchies extending two levels

The existence of relativized polynomial hierarchies extending exactly two levels is shown. More precisely, oraclesX andY are constructed such thatNP(X) ₂ ^{P, X} = ₂ ^{P, X} and ₂ ^{P, Y} ₂ ^{P, Y} = ₂ ^{P, Y} . These results answer a question posed by Baker, Gill, and Solovay ([1]) and generalize their constructions of relativized polynomial hierarchies extending 0 resp. 1 level; i.e.,P(A) = NP(A) resp.P(B) NP(B) = coNP(B) for recursive oraclesA andB.     

Maintaining the visibility map of spheres while moving the viewpoint on a circle at infinity

We investigate three-dimensional visibility problems for scenes that consist ofn non-intersecting spheres. The viewing point moves on a flightpath that is part of a circle at infinity given by a planeP and a range of angles {(t)¦t[01]} [02]. At timet, the lines of sight are parallel to the ray inP, which starts in the origin ofP and represents the angle(t) (orthographic views of the scene). We give an algorithm that computes the visibility graph at the start of the flight, all time parameters at which the topology of the scene changes, and the corresponding topology changes. The algorithm has running time0(n + k + p) logn), wheren is the number of spheres in the scene;p is the number of transparent topology changes (the number of different scene topologies visible along the flight path, assuming that all spheres are transparent); andk denotes the number of vertices (conflicts) which are in the (transparent) visibility graph at the start and do not disappear during the flight.The second author was supported by the ESPRIT II Basic Research Actions Program, under Contract No. 3075 (project ALCOM).     

From Conditional Events to Conditional Measures: A New Axiomatic Approach

Our starting point is a definition of conditional event EH which differs from many seemingly similar ones adopted in the relevant literature since 1935, starting with de Finetti. In fact, if we do not assign the same third value u (undetermined) to all conditional events, but make it depend on EH, it turns out that this function t(EH) can be taken as a general conditional uncertainty measure, and we get (through a suitable – in a sense, compulsory – choice of the relevant operations among conditional events) the natural axioms for many different (besides probability) conditional measures.     

Unitary immersions of nonlinear systems

In this paper, we define what we call a unitary immersion of a nonlinear system. We observe that, for classical Hamiltonian systems, this notion contains, in some sense, the concept of quantization. We restrict our attention to degree-zero unitary immersions, where all observation functions must be represented by operators of the type multiplication by a function. We show that the problem of classifying such degree-zero unitary immersions of a given nonlinear system is not obvious. In some cases, we solve this problem.Chargé de Recherche au CNRS.Maître de Conférences.     

Generating Boolean \mu-expressions

In this paper, we consider the class of Boolean -functions, which are the Boolean functions definable by -expressions (Boolean expressions in which no variable occurs more than once). We present an algorithm which transforms a Boolean formulaE into an equivalent -expression-if possible-in time linear in E times , where E is the size ofE andn _m is the number of variables that occur more than once inE. As an application, we obtain a polynomial time algorithm for Mundici's problem of recognizing -functions fromk-formulas [17]. Furthermore, we show that recognizing Boolean -functions is co-NP-complete for functions essentially dependent on all variables and we give a bound close to co-NP for the general case.     

Sufficiency conditions for existence of an optimal feedback control in stochastic mechanics

In the framework of stochastic mechanics, the following problem is considered: in a set of admissible feedback controls v, with range inE ⁿ , find one minimizing the expectationE _sx { _s ^T L(t, (t), (t, (t)))dt + W _T ((T))} for all (s, x) [0,T) E ⁿ , whereL(t, x, ) = (/12)m ² – U(t, x) is the classical action integrand and is an-dimensional diffusion process in the weak sense, (see Bensoussan, 1982) with drift and diffusion coefficientD constant > 0.W _T andU are given real functions. Sufficiency conditions for the existence of such an optimal feedback control are given. Dedicated to George Leitmann Recommended by G.J. Olsder Presented at the Third Workshop on Control Mechanics in honor of George Leitmann, January 22–24, 1990, University of Southern California, Los Angeles, California (USA).     

Best Huffman trees

Summary Given a sequence of positive weights, W=w ₁...w _n >0, there is a Huffman tree, T (T-up) which minimizes the following functions: max{d(w_i)}; d(w_i); f(d(w_i)) w _i(here d(w _i) represents the distance of a leaf of weight w _i to the root and f is a function defined for nonnegative integers having the property that g(x) = f(x + 1) – f(x) is monotone increasing) over the set of all trees for W having minimal expected length. Minimizing the first two functions was first done by Schwartz [5]. In the case of codes where W is a sequence of probabilities, this implies that the codes based on T have all their absolute central moments minimal. In particular, they are the least variance codes which were also described by Kou [3]. Furthermore, there exists a Huffman tree T, (T-down) which maximizes the functions considered above.However, if g(x) is monotone decreasing, T and T, respectively maximize and minimize f(d(w_i) w _i) over the set of all trees for W having minimal expected length. In addition, we derive a number of interesting results about the distribution of labels within Huffman trees. By suitable modifications of the usual Huffman tree construction, (see [1]) T and T can also be constructed in time O(n log n).     

Eine bedingte Form der Integral-Ungleichung von Gronwall,leichte Verallgemeinerung eines Stabilitätssatzes von Perron und überlauffreie Skalierung von Analogrechenschaltungen

Zusammenfassung Es geht in dieser Arbeit in der Hauptsache darum, ein vorgelegtes Differentialgleichungssystem so zu skalieren, daß in der zugehörigen Analogrechnerschaltung die Spannungen an den Ausgängen der Integratoren die durch die Referenzspannung einerseits und durch das Auflösevermögen andererseits gesetzten Schranken nicht über- bzw. unterschreiten. Es werden Abschätzungssätze hergeleitet, die diese Frage im Apriori-Sinn, also ohne die Lösung des Differentialgleichungssystems zu kennen, zu lösen gestatten. Zur Abschätzung werden zunächst Normen, dannKamke-Normen verwendet. Der im Titel erwähnte Satz vonPerron ergibt sich durch spezielle Normengebung und Verzicht auf Abschätzung nach unten. Erschwert werden die Betrachtungen durch die relative Schwäche der Forderung, daß die rechte Seite des Systemsdx/dt=f(x,t) der Bedingung aus xa folgt f(x,t)v(t)x genüge (...:=Norm,a positiv reell). Dadurch scheint es bei Abschätzungen mitKamke-Normen nicht mehr möglich, von den in der Literatur über Existenzbeweise und Abschätzungssätze üblichen Methoden Gebrauch zu machen. Zur Lösung dieser Frage wird eine bedingte Form des bekannten Satzes vonGronwall (auch Satz vonBellman genannt) entwickelt.

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A conditional version of the integral inequality of gronwall, a slight generalization of a stability theorem of perron, and overflow-free scaling of analogue computer set-ups

Summary The main subject of this paper is the scaling of a given set of differential equations in such a way that the output voltages of the integrators of the associated analogue computer set-up do not exceed certain upper and lower bounds imposed by the reference voltage and the limited power of resolution of the elements of the analogue computer. The paper gives a priori bounds on the solution of the differential set. Some of these bounds work with norms, others withKamke-norms.Perron's stability theorem mentioned in the title of this paper results by inserting special norms and neglecting lower bounds. A difficulty arises by the relative weakness of the condition xa implies f(x,t)v(t)x on the right hand side of the setdx/dt=f(x,t), where ... is any norm anda is a positive real constant. As a consequence of this, it seems no longer possible to use the usual techniques known from the literature on existence theorems and bounds for the solution of differential equations. To cope with this situation, a conditional version of the well-known theorem ofGronwall (also known by the name of Lemma ofBellman) will be derived.

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Diese Arbeit ist Teil einer am Institut für Angewandte Mathematik der Technischen Hochschule München unter Anleitung von Herrn o. Prof. Dr. rer. nat. habil.J. Heinhold angefertigten Dissertation.     

Separating complexity classes related to bounded alternating ω-branching programs

We develop a theory of communication within branching programs that provides exponential lower bounds on the size of branching programs that are bounded alternating. Our theory is based on the algebraic concept of -branching programs, : , a semiring homomorphism, that generalizes ordinary branching programs, -branching programs [M2] andMOD _p-branching programs [DKMW].Due to certain exponential lower and polynomial upper bounds on the size of bounded alternating -branching programs we are able to separate the corresponding complexity classesN _ba ,co-N _{ba ba} , andMOD _p - _ba ,p prime, from each other, and from that classes corresponding to oblivious linear length-bounded branching programs investigated in the past.     

On Solvability of Operator Inclusions: Application to Elliptic Problems with the Neumann Boundary Condition

In studying the surjectivity of set-valued mappings, a modification of the acute-angle lemma (or the equilibrium theorem) is used. This allows one to weaken the coerciveness condition. Some applications to differential equations (inclusions) with Neumann boundary conditions are considered on Sobolev spaces W _p ¹() in which operators are used that are not coercive in the classical sense.     

Unextendible Product Bases and Locally Unconvertible Bound Entangled States

Mutual convertibility of bound entangled states under local quantum operations and classical communication (LOCC) is studied. We focus on states associated with unextendible product bases (UPB) in a system of three qubits. A complete classification of such UPBs is suggested. We prove that for any pair of UPBs S and T the associated bound entangled states _S and _T cannot be converted to each other by LOCC, unless S and T coincide up to local unitaries. More specifically, there exists a finite precision (S,T) > 0 such that for any LOCC protocol mapping _S into a probabilistic ensemble (p, ), the fidelity between _T and any possible final state satisfies F(_T, ) = 1 - (S,T).PACS: 03.65.Bz; 03.67.-a; 89.70+c.     

A probabilistic analysis of the height of tries and of the complexity of triesort

Summary We consider binary tries formed by using the binary fractional expansions of X ₁, ...,X _n, a sequence of independent random variables with common density f on [0,1]. For H _n, the height of the trie, we show that either E(H_n)21og₂ n or E(H_n)= for all n2 according to whether f ²(x)dx is finite or infinite. Thus, the average height is asymptotically twice the average depth (which is log₂ n when f ²(x)dx>). The asymptotic distribution of H _n is derived as well.If f is square integrable, then the average number of bit comparisons in triesort is nlog₂ n+0(n), and the average number of nodes in the trie is 0(n).Research of the author was supported in part by FCAC Grant EQ-1678     

Reaping the whirlwind: Reply to Harnad's “other bodies,other minds”

Harnad's proposed robotic upgrade of Turing's Test (TT), from a test of linguistic capacity alone to a Total Turing Test (TTT) of linguisticand sensorimotor capacity, conflicts with his claim that no behavioral test provides even probable warrant for attributions of thought because there is no evidence of consciousness besides private experience. Intuitive, scientific, and philosophical considerations Harnad offers in favor of his proposed upgrade are unconvincing. I agree with Harnad that distinguishing real from as if thought on the basis of (presence or lack of) consciousness (thus rejecting Turing (behavioral) testing as sufficient warrant for mental attribution)has the skeptical consequence Harnad accepts — there is in factno evidence for me that anyone else but me has a mind. I disagree with hisacceptance of it! It would be better to give up the neo-Cartesian faith in private conscious experience underlying Harnad's allegiance to Searle's controversial Chinese Room Experiment than give up all claim to know others think. It would be better to allow that (passing) Turing's Test evidences — evenstrongly evidences — thought.