NONLINEAR MODEL PREDICTIVE CONTROL

Nonlinear Model Predictive Control (NMPC), a strategy for constrained, feedback control of nonlinear processes, has been developed. The algorithm uses a simultaneous solution and optimization approach to determine the open-loop optimal manipulated variable trajectory at each sampling instant. Feedback is incorporated via an estimator, which uses process measurements to infer unmeasured state and disturbance values. These are used by the controller to determine the future optimal control policy. This scheme can be used to control processes described by different kinds of models, such as nonlinear ordinary differential/algebraic equations, partial differential/algebraic equations, integra-differential equations and delay equations. The advantages of the proposed NMPC scheme are demonstrated with the start-up of a non-isothermal, non-adiabatic CSTR with an irreversible, first-order reaction. The set-point corresponds to an open-loop unstable steady state. Comparisons have been made with controllers designed using (1) nonlinear variable transformations, (2) a linear controller tuned using the internal model control approach, and (3) open-loop optimal control. NMPC was able to bring the controlled variable to its set-point quickly and smoothly from a wide variety of initial conditions. Unlike the other controllers, NMPC dealt with constraints in an explicit manner without any degradation in the quality of control. NMPC also demonstrated superior performance in the presence of a moderate amount of error in the model parameters, and the process was brought to its set-point without steady-state offset.     

Differential recurrent neural network based predictive control

In this paper an efficient algorithm to train general differential recurrent neural network (DRNN) is developed. The trained network can be directly used in the nonlinear model predictive control (NMPC) context. The neural network is represented in a general nonlinear state-space form and used to predict the future dynamic behavior of the nonlinear process in real time. In the new training algorithms, the ODEs of the model and the dynamic sensitivity are solved simultaneously using Taylor series expansion and automatic differentiation (AD) techniques. The same approach is also used to solve the online optimization problem in the predictive controller. The efficiency and effectiveness of the DRNN training algorithm and the NMPC approach are demonstrated through a two-CSTR case study. A good model fitting for the nonlinear plant at different sampling rates is obtained using the new method. A comparison with other approaches shows that the new algorithm can considerably reduce network training time and improve solution accuracy. The DRNN based NMPC approach results in good control performance under different operating conditions.     

Integrated batch‐to‐batch and nonlinear model predictive control for polymorphic transformation in pharmaceutical crystallization

Polymorphism, a phenomenon in which a substance can have more than one crystal form, is a frequently encountered phenomenon in pharmaceutical compounds. Different polymorphs can have very different physical properties such as crystal shape, solubility, hardness, color, melting point, and chemical reactivity, so that it is important to ensure consistent production of the desired polymorph. In this study, an integrated batch‐to‐batch and nonlinear model predictive control (B2B‐NMPC) strategy based on a hybrid model is developed for the polymorphic transformation of L ‐glutamic acid from the metastable α‐form to the stable β‐form crystals. The hybrid model comprising of a nominal first‐principles model and a correction factor based on an updated PLS model is used to predict the process variables and final product quality. At each sampling instance during a batch, extended predictive self‐adaptive control (EPSAC) is employed as a NMPC technique to calculate the control action by using the current hybrid model as a predictor. At the end of the batch, the PLS model is updated by utilizing the measurements from the batch and the above procedure is repeated to obtain new control actions for the next batch. In a simulation study using a previously reported model for a polymorphic crystallization with experimentally determined parameters, the proposed B2B‐NMPC control strategy produces better performance, where it satisfies all the state constraints and produces faster and smoother convergence, than the standard batch‐to‐batch strategy. © 2010 American Institute of Chemical Engineers AIChE J, 2011     

Multistage nonlinear model predictive control for pumping treatment in hydraulic fracturing

Hydraulic fracturing has gained increasing attention as it allows the constrained natural gas and crude oil to flow out of low-permeability shale formations and significantly increase production. Perilous operating states of extremely high pressure also raise some safety concerns, requiring us to formulate an appropriate dynamic model, and provide a careful engineering control to ensure safe operating conditions. Moreover, uncertainties due to spatially varying rock properties increase the difficulties in control of the fracturing process. In this work, we formulate a first-principles model by considering the fracture evolution, mass transport of substances in the slurry, changing fluid properties, and the monitored operating pressure on the ground level. Next, we implement nonlinear model predictive control (NMPC) to control the process under a set of final requirements and process constraints. Our results show that the performance of standard NMPC degrades when the rock uncertainty causes the parameter mismatch between the process and the predictive model in the controller. With standard NMPC, designed with a nominal model, the process fails to meet the terminal requirements of fracture geometry, and pressure is violated in one of the parameter mismatch cases. Therefore, we resort to multistage NMPC, which considers uncertainty evolution in a scenario tree with separate control sequences to address constraint violations. We demonstrate that multistage NMPC presents good performance by showing constraint satisfaction whether the uncertain rock parameter realization is time-invariant or time-variant. We also simulate the process with multistage NMPC including different numbers of scenarios and compare their control performance. Our investigation demonstrates that multistage NMPC effectively manages parametric uncertainties attributed to non-homogeneous rock formation, and provides a promising control strategy for the hydraulic fracturing process.     

Considerations on nonlinear model predictive control techniques

The nonlinear model predictive control (NMPC) is an on-line application based on nonlinear convolution models. It is an appealing control methodology, but it is difficult to implement and its solution is not so performing since it unavoidably means to solve a usually large-scale, constrained, and multidimensional optimization. To increase the difficulty, this optimization problem is subject to computationally heavy differential and algebraic constraints constituting the same convolution model and the least squares nature of the objective function easily leads to narrow valleys and multimodality issues.Beyond a short review of the state-of-the-art, the paper is aimed at highlighting the possibility to exploit at best the intrinsic features of the specific system one is going to control using the NMPC. The idea is to give the NMPC the possibility to automatically select the best combination of algorithms (differential solvers and optimizers) in accordance with the specific problem to be solved. From this perspective, the NMPC could be easily extended to many scientific fields traditionally far from process systems and computer-aided process engineering and the user has not to worry about which specific differential solvers and optimizers are needed to solve his/her problem.     

Nonlinear model predictive control for the polymorphic transformation of L‐glutamic acid crystals

Polymorphism, a phenomenon where a substance can have more than one crystal forms, has recently become a major interest to the food, speciality chemical, and pharmaceutical industries. The different physical properties for polymorphs such as solubility, morphology, and dissolution rate may jeopardize operability or product quality, resulting in significant effort in controlling crystallization processes to ensure consistent production of the desired polymorph. Here, a nonlinear model predictive control (NMPC) strategy is developed for the polymorphic transformation of L ‐glutamic acid from the metastable α‐form to the stable β‐form crystals. The robustness of the proposed NMPC strategy to parameter perturbations is compared with temperature control (T‐control), concentration control (C‐control), and quadratic matrix control with successive linearization (SL‐QDMC). Simulation studies show that T‐control is the least robust, whereas C‐control performs very robustly but long batch times may be required. SL‐QDMC performs rather poorly even when there is no plant‐model mismatch due to the high process nonlinearity, rendering successive linearization inaccurate. The NMPC strategy shows good overall robustness for two different control objectives, which were both within 7% of their optimal values, while satisfying all constraints on manipulated and state variables within the specified batch time. © 2009 American Institute of Chemical Engineers AIChE J, 2009     

MODELING AND PREDICTIVE CONTROL OF MIMO NONLINEAR SYSTEMS USING WIENER-LAGUERRE MODELS

In this work, a Weiner-type nonlinear black box model was developed for capturing dynamics of open loop stable MIMO nonlinear systems with deterministic inputs. The linear dynamic component of the model was parameterized using orthogonal Laguerre filters while the nonlinear state output map was constructed either using quadratic polynomial functions or artificial neural networks. The properties of the resulting model, such as open loop stability and steady-state behavior, are discussed in detail. The identified Weiner-Laguerre model was further used to formulate a nonlinear model predictive control (NMPC) scheme. The efficacy of the proposed modeling and control scheme was demonstrated using two benchmark control problems: (a) a simulation study involving control of a continuously operated fermenter at its optimum (singular) operating point and (b) experimental verification involving control of pH at the critical point of a neutralization process. It was observed that the proposed Weiner-Laguerre model is able to capture both the dynamic and steady-state characteristics of the continuous fermenter as well as the neutralization process reasonably accurately over wide operating ranges. The proposed NMPC scheme achieved a smooth transition from a suboptimal operating point to the optimum (singular) operating point of the fermenter without causing large variation in manipulated inputs. The proposed NMPC scheme was also found to be robust in the face of moderate perturbation in the unmeasured disturbances. In the case of experimental verification using the neutralization process, the proposed control scheme was found to achieve much faster transition to a set point close to the critical point when compared to a conventional gain-scheduled PID controller.     

Dynamic optimization oriented modeling and nonlinear model predictive control of the wet limestone FGD system

Nonlinear model predictive control (NMPC) scheme is an effective method of multi-objective optimization control in complex industrial systems. In this paper, a NMPC scheme for the wet limestone flue gas desulphurization (WFGD) system is proposed which provides a more flexible framework of optimal control and decision-making compared with PID scheme. At first, a mathematical model of the FGD process is deduced which is suitable for NMPC structure. To equipoise the model's accuracy and conciseness, the wet limestone FGD system is separated into several modules. Based on the conservation laws, a model with reasonable simplification is developed to describe dynamics of different modules for the purpose of controller design. Then, by addressing economic objectives directly into the NMPC scheme, the NMPC controller can minimize economic cost and track the set-point simultaneously. The accuracy of model is validated by the field data of a 1000 MW thermal power plant in Henan Province, China. The simulation results show that the NMPC strategy improves the economic performance and ensures the emission requirement at the same time. In the meantime, the control scheme satisfies the multiobjective control requirements under complex operation conditions (e.g., boiler load fluctuation and set point variation). The mathematical model and NMPC structure provides the basic work for the future development of advanced optimized control algorithms in the wet limestone FGD systems.     

MODELING AND PREDICTIVE CONTROL OF MIMO NONLINEAR SYSTEMS USING WIENER-LAGUERRE MODELS

In this work, a Weiner-type nonlinear black box model was developed for capturing dynamics of open loop stable MIMO nonlinear systems with deterministic inputs. The linear dynamic component of the model was parameterized using orthogonal Laguerre filters while the nonlinear state output map was constructed either using quadratic polynomial functions or artificial neural networks. The properties of the resulting model, such as open loop stability and steady-state behavior, are discussed in detail. The identified Weiner-Laguerre model was further used to formulate a nonlinear model predictive control (NMPC) scheme. The efficacy of the proposed modeling and control scheme was demonstrated using two benchmark control problems: (a) a simulation study involving control of a continuously operated fermenter at its optimum (singular) operating point and (b) experimental verification involving control of pH at the critical point of a neutralization process. It was observed that the proposed Weiner-Laguerre model is able to capture both the dynamic and steady-state characteristics of the continuous fermenter as well as the neutralization process reasonably accurately over wide operating ranges. The proposed NMPC scheme achieved a smooth transition from a suboptimal operating point to the optimum (singular) operating point of the fermenter without causing large variation in manipulated inputs. The proposed NMPC scheme was also found to be robust in the face of moderate perturbation in the unmeasured disturbances. In the case of experimental verification using the neutralization process, the proposed control scheme was found to achieve much faster transition to a set point close to the critical point when compared to a conventional gain-scheduled PID controller.     

Nonlinear model predictive control for dividing wall columns

Dividing wall columns (DWCs) are practical, effective, and promising among distillation process intensification technologies. Nonlinear model predictive control (NMPC) schemes are developed in this study to control the three-product DWCs. As these systems are intensely interactive and highly nonlinear, NMPC may be more suitable than the traditional PI control. The model is established based on Python and Pyomo platforms. As the original mathematical model of the column section is ill-posed, index reduction is used to avoid a high-index differential-algebraic equation (DAE) system. The well-posed index-1 system after index reduction is employed for the steady-state simulation and dynamic control in this study. Case studies with three DWC configurations to separate the mixture of ethanol (A), n-propanol (B), and n-butanol (C) show that the NMPC performs very well with small maximum deviations and short settling times. This demonstrates that the NMPC is a feasible and very effective scheme to control three-product DWCs.     

Model based control of a liquid swelling constrained batch reactor subject to recipe uncertainties

This work presents the application of nonlinear model predictive control (NMPC) to a simulated industrial batch reactor subject to safety constraint due to reactor level swelling, which can occur with relatively fast dynamics. Uncertainties in the implementation of recipes in batch process operation are of significant industrial relevance. The paper describes a novel control-relevant formulation of the excessive liquid rise problem for a two-phase batch reactor subject to recipe uncertainties. The control simulations are carried out using a dedicated NMPC and optimization software toolbox OptCon which implements efficient numerical algorithms. The open-loop optimal control problem is computed using the multiple-shooting technique and the arising nonlinear programming problem is solved using a sequential quadratic programming (SQP) algorithm tailored for large-scale problems, based on the freeware optimization environment HQP. The fast response of the NMPC controller is guaranteed by the initial value embedding and real-time iteration technologies. It is concluded that the OptCon implementation allows small sampling times and the controller is able to maintain safe and optimal operation conditions, with good control performance despite significant uncertainties in the implementation of the batch recipe.     

Nonlinear model predictive control: current status and future directions

Linear model predictive control (LMPC) is well established as the industry standard for controlling constrained multivariable processes. A major limitation of LMPC is that plant behavior is described by linear dynamic models. As a result, LMPC is inadequate for highly nonlinear processes and moderately nonlinear processes which have large operating regimes. This shortcoming coupled with increasingly stringent demands on throughput and product quality has spurred the development of nonlinear model predictive control (NMPC). NMPC is conceptually similar to its linear counterpart except that nonlinear dynamic models are used for process prediction and optimization. The purpose of this paper is to provide an overview of current NMPC technology and applications, as well as to propose topics for future research and development. The review demonstrates that NMPC is well suited for controlling multivariable nonlinear processes with constraints, but several theoretical and practical issues must be resolved before widespread industrial acceptance is achieved.     

单组份聚氨酯密封胶预聚物合成的计算机模糊控制

针对传统单组份聚氨酯密封胶预聚物生产线合成高质量预聚物存在的问题,采用计算机控制系统实现预聚物合成的过程控制;根据预聚物聚合反应的特点,对影响预聚物质量的关键阶段应用改进的模糊控制算法实现精确控温,满足了高质量预聚物合成的工艺要求,提高了预聚物质量,解决了单组份聚氨酯密封胶制造技术中关键的预聚物合成质量难题。     

一种基于状态估计的间歇过程模型实时更新预测控制策略简

Nonlinear model predictive control （NMPC） is an appealing control technique for improving the per- formance of batch processes, but its implementation in industry is not always possible due to its heavy on-line computation. To facilitate the implementation of NMPC in batch processes, we propose a real-time updated model predictive control method based on state estimation. The method includes two strategies： a multiple model building strategy and a real-time model updated strategy. The multiple model building strategy is to produce a series of sim- plified models to reduce the on-line computational complexity of NMPC. The real-time model updated strategy is to update the simplified models to keep the accuracy of the models describing dynamic process behavior. The method is validated with a typical batch reactor. Simulation studies show that the new method is efficient and robust with respect to model mismatch and changes in process parameters.     

A nested online scheduling and nonlinear model predictive control framework for multi-product continuous systems

In the pursuit of integrated scheduling and control frameworks for chemical processes, it is important to develop accurate integrated models and computational strategies such that optimal decisions can be made in a dynamic environment. In this study, a recently developed switched system formulation that integrates scheduling and control decisions is extended to closed-loop operation embedded with nonlinear model predictive control (NMPC). The resulting framework is a nested online scheduling and control loop that allows to obtain fast and accurate solutions as no model reduction is needed and no integer variables are involved in the formulations. In the outer loop, the integrated model is solved to calculate an optimal product switching sequence such that the process economics is optimized, whereas in the inner loop, an NMPC implements the scheduling decisions. The proposed scheme was tested on two multi-product continuous systems. Unexpected large disturbances and rush orders were handled effectively.     

On‐Line PEMFC Control Using Parameterized Nonlinear Model‐Based Predictive Control

In this work, a fast nonlinear model‐based predictive control (NMPC) strategy is designed and experimentally validated on‐line on a real fuel cell. Regarding NMPC strategies, the most challenging part remains to achieve on‐line implementation, especially when dealing with fast dynamic systems. As previously demonstrated in a recent work, the proposed control strategy is ideally suited to address this problem. Indeed, it is 30 times faster than classical NMPC controllers. This strategy relies on a specific parameterization of the control actions to reduce the computational time and achieve on‐line implementation. Due to its short computational time compared to mechanistic models, an artificial neural network model is designed and experimentally validated. This model is employed as internal model in the NMPC controller to predict the system behavior. To confirm the applicability and the relevance of the proposed NMPC controller varying control scenarios are investigated on a test bench. The built‐in controller is overridden and the NMPC controller is implemented externally and executed on‐line. Experimental results exhibit the outstanding tracking capability and robustness against model‐process mismatch of the proposed strategy. The parameterized NMPC controller turns out to be an excellent candidate for on‐line applications.     

Application of state estimation based NMPC to an unstable nonlinear process

Model predictive control (MPC) has become very popular both in process industry and academia due to its effectiveness in dealing with nonlinear, multivariable and/or hard-constrained plants.Although linear MPC can be applied for controlling nonlinear processes by obtaining a linearized model of the plant, this is only valid in a limited region. Therefore, a substantial improvement can be achieved by using the whole knowledge of the process dynamics, specially in the presence of marked nonlinearities. This effect can be strong if the process to control is open-loop unstable.The purpose of this paper is to introduce a nonlinear model predictive controller (NMPC) based on nonlinear state estimation, in order to exploit the knowledge of the nonlinear dynamics and to avoid modeling simplifications or linearization.A state-space formulation is proposed to achieve the control objective. To update the optimization involved in NMPC strategy, state estimation based on the measured outputs is proposed.As a particular application, we consider an open-loop unstable jacketed exothermic chemical reactor. This CSTR is widely recognized as a difficult problem for the purpose of control. In order to achieve the control goal, a NMPController coupled with a state observer are designed. The observer is also used to estimate some unmeasured disturbances. Finally, computer simulations are developed for showing the performance of both the nonlinear observer and the control strategy.     

Dynamic Optimization and Non‐linear Model Predictive Control to Achieve Targeted Particle Morphologies

An event‐driven approach based on dynamic optimization and nonlinear model predictive control (NMPC) is investigated together with inline Raman spectroscopy for process monitoring and control. The benefits and challenges in polymerization and morphology monitoring are presented, and an overview of the used mechanistic models and the details of the dynamic optimization and NMPC approach to achieve the relevant process objectives are provided. Finally, the implementation of the approach is discussed, and results from experiments in lab and pilot‐plant reactors are presented.     

Rotary Dryer Control Using a Grey-Box Neural Model Scheme

The application of a Grey-box Neural Model (GNM) in a nonlinear model predictive control scheme (NMPC) of a direct rotary dyer is presented in this work. The GNM, which is based on the combination of phenomenological models and empirical artificial neural network (ANN) models, was properly developed and validated by using experimental fish-meal rotary drying information. The GNM was created by combining the rotary dryer mass and energy balances and a feed forward neural network (FFNN), trained off-line to estimate the drying rate and the volumetric heat transfer coefficient. The GNM results allowed us to obtain the relation between the controlled variable (solid moisture content) and the manipulated variable (gas phase entrance temperature) used in the predictive control strategy. Two NMPC control strategies, one with a fixed extended prediction horizon and another with an extended range prediction horizon, were applied to a simulated industrial fish-meal drying process. The results showed that a correct rotary dryer representation can be obtained by using a GNM approach. Due to the representation capability of the GNM approach, excellent control performances of the NMPCs were observed when the process variables were subject to disturbances. As analyzed in this work, the fixed extended prediction horizon MPC surpassed recognized control methodologies (quadratic dynamic matrix control).     

Optimization-based strategies for the operation of low-density polyethylene tubular reactors: nonlinear model predictive control

In this work, we present a general nonlinear model predictive control (NMPC) framework for low-density polyethylene (LDPE) tubular reactors. The framework is based on a first-principles dynamic model able to capture complex phenomena arising in these units. We first demonstrate the potential of using NMPC to simultaneously regulate and optimize the process economics in the presence of persistent disturbances such as fouling. We then couple the NMPC controller with a compatible moving horizon estimator (MHE) to provide output feedback. Finally, we discuss computational limitations arising in this framework and make use of recently proposed advanced-step MHE and NMPC strategies to provide nearly instantaneous feedback.