Enhancing a leaf radiative transfer model to estimate concentrations and in vivo specific absorption coefficients of total carotenoids and chlorophylls a and b from single-needle reflectance and transmittance

The relative concentrations of different pigments within a leaf have significant physiological and spectral consequences. Photosynthesis, light use efficiency, mass and energy exchange, and stress response are dependent on relationships among an ensemble of pigments. This ensemble also determines the visible characteristics of a leaf, which can be measured remotely and used to quantify leaf biochemistry and structure. But current remote sensing approaches are limited in their ability to resolve individual pigments. This paper focuses on the incorporation of three pigments—chlorophyll a, chlorophyll b, and total carotenoids—into the LIBERTY leaf radiative transfer model to better understand relationships between leaf biochemical, biophysical, and spectral properties.Pinus ponderosa and Pinus jeffreyi needles were collected from three sites in the California Sierra Nevada. Hemispheric single-leaf visible reflectance and transmittance and concentrations of chlorophylls a and b and total carotenoids of fresh needles were measured. These data were input to the enhanced LIBERTY model to estimate optical and biochemical properties of pine needles. The enhanced model successfully estimated reflectance (RMSE = 0.0255, BIAS = 0.00477, RMS%E = 16.7%), had variable success estimating transmittance (RMSE = 0.0442, BIAS = 0.0294, RMS%E = 181%), and generated very good estimates of carotenoid concentrations (RMSE = 2.48 µg/cm², BIAS = 0.143 µg/cm², RMS%E = 20.4%), good estimates of chlorophyll a concentrations (RMSE = 10.7 µg/cm², BIAS = − 0.992 µg/cm², RMS%E = 21.1%), and fair estimates of chlorophyll b concentrations (RMSE = 7.49 µg/cm², BIAS = − 2.12 µg/cm², RMS%E = 43.7%). Overall root mean squared errors of reflectance, transmittance, and pigment concentration estimates were lower for the three-pigment model than for the single-pigment model. The algorithm to estimate three in vivo specific absorption coefficients is robust, although estimated values are distorted by inconsistencies in model biophysics. The capacity to invert the model from single-leaf reflectance and transmittance was added to the model so it could be coupled with vegetation canopy models to estimate canopy biochemistry from remotely sensed data.     

Leaf chlorophyll content retrieval from airborne hyperspectral remote sensing imagery

Hyperspectral remote sensing has great potential for accurate retrieval of forest biochemical parameters. In this paper, a hyperspectral remote sensing algorithm is developed to retrieve total leaf chlorophyll content for both open spruce and closed forests, and tested for open forest canopies. Ten black spruce (Picea mariana (Mill.)) stands near Sudbury, Ontario, Canada, were selected as study sites, where extensive field and laboratory measurements were carried out to collect forest structural parameters, needle and forest background optical properties, and needle biophysical parameters and biochemical contents chlorophyll a and b. Airborne hyperspectral remote sensing imagery was acquired, within one week of ground measurements, by the Compact Airborne Spectrographic Imager (CASI) in a hyperspectral mode, with 72 bands and half bandwidth 4.25-4.36 nm in the visible and near-infrared region and a 2 m spatial resolution. The geometrical-optical model 4-Scale and the modified leaf optical model PROSPECT were combined to estimate leaf chlorophyll content from the CASI imagery. Forest canopy reflectance was first estimated with the measured leaf reflectance and transmittance spectra, forest background reflectance, CASI acquisition parameters, and a set of stand parameters as inputs to 4-Scale. The estimated canopy reflectance agrees well with the CASI measured reflectance in the chlorophyll absorption sensitive regions, with discrepancies of 0.06%-1.07% and 0.36%-1.63%, respectively, in the average reflectances of the red and red-edge region. A look-up-table approach was developed to provide the probabilities of viewing the sunlit foliage and background, and to determine a spectral multiple scattering factor as functions of leaf area index, view zenith angle, and solar zenith angle. With the look-up tables, the 4-Scale model was inverted to estimate leaf reflectance spectra from hyperspectral remote sensing imagery. Good agreements were obtained between the inverted and measured leaf reflectance spectra across the visible and near-infrared region, with R² = 0.89 to R² = 0.97 and discrepancies of 0.02%-3.63% and 0.24%-7.88% in the average red and red-edge reflectances, respectively. Leaf chlorophyll content was estimated from the retrieved leaf reflectance spectra using the modified PROSPECT inversion model, with R² = 0.47, RMSE = 4.34 μg/cm², and jackknifed RMSE of 5.69 μg/cm² for needle chlorophyll content ranging from 24.9 μg/cm² to 37.6 μg/cm². The estimates were also assessed at leaf and canopy scales using chlorophyll spectral indices TCARI/OSAVI and MTCI. An empirical relationship of simple ratio derived from the CASI imagery to the ground-measured leaf area index was developed (R² = 0.88) to map leaf area index. Canopy chlorophyll content per unit ground surface area was then estimated, based on the spatial distributions of leaf chlorophyll content per unit leaf area and the leaf area index.     

Multiple shadow fractions in spectral mixture analysis of a cotton canopy

Shadows are being used more frequently to estimate plant canopy biophysical characteristics. Typically, a zero value is assumed or a threshold value is derived from histogram analysis of imagery to determine the shadow endmember (EM). Here, two distinct shadow EMs were measured in situ for use in spectral mixture analysis of a cotton canopy on five dates in 2003. The four EMs used in the analysis were: sunlit green leaf, sunlit dry soil, self-shadowed leaf, shadowed dry soil. This 4-EM model was compared to a 3-EM model where a zero-value shade EM was used for unmixing with the two sunlit EMs. Multiple endmember spectral mixture analysis (MESMA) was used to allow EM composition to vary across each scene. The analysis and EMs were applied to fine-scale hyperspectral image data collected in the wavelength range, 440 to 810 nm. Ground data collected included percent cover, height, SPAD (a measure of leaf greenness), and chlorophyll a concentration. The normalized difference vegetation index (NDVI) was also compared to the unmixing results. Regression analysis showed that NDVI was equal to the 4-EM model for estimation of percent cover (r² = 0.95, RMSE = 6.6) although the NDVI y-intercept was closer to zero. The 4-EM model was best for estimating height (r² = 0.79, RMSE = 0.07 m) and chlorophyll a concentration (r² = 0.46, RMSE = 7.0 μg/cm²). The 3-EM model and NDVI performed poorly when estimating chlorophyll a concentration. Inclusion of two distinct shadow EMs in the model improved relationships to crop biophysical parameters and was better than assuming one, zero-value shade EM. Since MESMA operates at the pixel level and allows variable EM assignment to each pixel, mapping the spatial variability of shadows and other variables of interest is possible, providing a powerful input to canopy and ecosystem models as well as precision farming.     

Neural network estimation of chlorophyll a from MERIS full resolution data for the coastal waters of Galician rias (NW Spain)

In typical Case 2 waters, accurate remote sensing retrieval of chlorophyll a (chla) is still a challenging task. In this study, focusing on the Galician rias (ΝW Spain), algorithms based on neural network (NN) techniques were developed for the retrieval of chla concentration in optically complex waters, using Medium Resolution Imaging Spectrometer (MERIS) data. There is considerable interest in the accurate estimation of chla for the Galician rias, because of the economic and social importance of the extensive culture of mussels, and the high frequency of harmful algal events. Fifteen MERIS full resolution (FR) cloud-free images paired with in situ chla data (for 2002-2004 and 2006-2008) were used for the development and validation of the NN. The scope of NN was established from the clusters obtained using fuzzy c-mean (FCM) clustering techniques applied to the satellite-derived data. Three different NNs were developed: one including the whole data set, and two others using only points belonging to one of the clusters. The input data for these latter two NNs was chosen depending on the quality level, defined on the basis of quality flags given to each data set. The fitting results were fairly good and proved the capability of the tool to predict chla concentrations in the study area. The best prediction was given for the NN trained with high-quality data using the most abundant cluster data set. The performance parameters in the validation set of this NN were R² = 0.86, mean percentage error (MPE) = − 0.14, root mean square error (RMSE) = 0.75 mg m^− 3, and relative RMSE = 66%. The NN developed in this study detected accurately the peaks of chla, in both training and validation sets. The performance of the Case-2-Regional (C2R) algorithm, routinely used for MERIS data, was also tested and compared with our best performing NN and the sea-truthing data. Results showed that this NN outperformed the C2R, giving much higher R² and lower RMSE values.This study showed that the combination of in situ data and NN technology improved the retrieval of chla in Case 2 waters, and could be used to obtain more accurate chla maps. A local-based algorithm for the chla retrieval from an ocean colour sensor with the characteristics of MERIS would be a great support in the quantitative monitoring and study of harmful algal events in the coastal waters of the Rias Baixas. The limitations and possible improvements of the developed chla algorithms are also discussed.     

Estimation of cyanobacterial pigments in a freshwater lake using OCM satellite data

Cyanobacteria represent a major harmful algal group in fresh to brackish water environments. Lac des Allemands, a freshwater lake of 49 km² southwest of New Orleans, Louisiana on the upper end of the Barataria Estuary, provides a natural laboratory for remote characterization of cyanobacterial blooms because of their seasonal occurrence. The Oceansat-1 satellite Ocean Colour Monitor (OCM) provides measurements similar to SeaWiFS but with higher spatial resolution, and this work is the first attempt to use OCM measurements to quantify cyanobacterial pigments. The satellite signal was first vicariously calibrated using SeaWiFS as a reference, and then corrected to remove the atmospheric effects using a customized atmospheric correction procedure. Then, empirical inversion algorithms were developed to convert the OCM remote sensing reflectance (R_rs) at bands 4 and 5 (centered at 510.6 and 556.4 nm, respectively) to concentrations of phycocyanin (PC), the primary cyanobacterial pigment. A holistic approach was used to minimize the influence of other optically active constituents on the PC algorithm. Similarly, empirical algorithms to estimate chlorophyll a (Chl a) concentrations were developed using OCM bands 5 and 6 (centered at 556.4 and 669 nm, respectively). The best PC algorithm (R² = 0.7450, p < 0.0001, n = 72) yielded a root mean square error (RMSE) of 36.92 μg/L with a relative RMSE of 10.27% (PC from 2.75 to 363.50 μg/L, n = 48). The best algorithm for Chl a (R² = 0.7510, p < 0.0001, n = 72) produced an RMSE of 31.19 μg/L with a relative RMSE of 16.56% (Chl a from 9.46 to 212.76 μg/L, n = 48). While more field data are required to further validate the long-term performance of these algorithms, currently they represent the best protocol for establishing a long time-series of cyanobacterial blooms in the Lac des Allemands using OCM data.     

Estimation of diurnal air temperature using MSG SEVIRI data in West Africa

Spatially distributed air temperature data with high temporal resolution are desired for several modeling applications. By exploiting the thermal split window channels in combination with the red and near infrared channels of the geostationary MSG SEVIRI sensor, multiple daily air temperature estimates can be achieved using the contextual temperature-vegetation index method. Air temperature was estimated for 436 image acquisitions during the 2005 rainy season over West Africa and evaluated against in situ data from a field test site in Dahra, Northern Senegal. The methodology was adjusted using data from the test site resulting in RMSE = 2.55 K, MBE = − 0.30 K and R² = 0.63 for the estimated versus observed air temperatures. A spatial validation of the method using 12 synoptic weather stations from Senegal and Mali within the Senegal River basin resulted in overall values of RMSE = 2.96 K, MBE = − 1.11 K and R² = 0.68. The daytime temperature curve is interpolated using a sine function based on the multiple daily air temperature estimates from the SEVIRI data. These estimates (covering the 8:00-20:00 UCT time window) were in good agreement with observed values with RMSE = 2.99 K, MBE = − 0.70 K and R² = 0.64. The temperature-vegetation index method was applied as a moving window technique to produce distributed maps of air temperature with 15 min intervals and 3 km spatial resolution for application in a distributed hydrological model.     

A LiDAR-derived canopy density model for tree stem and crown mapping in Australian forests

The retrieval of tree and forest structural attributes from Light Detection and Ranging (LiDAR) data has focused largely on utilising canopy height models, but these have proved only partially useful for mapping and attributing stems in complex, multi-layered forests. As a complementary approach, this paper presents a new index, termed the Height-Scaled Crown Openness Index (HSCOI), which provides a quantitative measure of the relative penetration of LiDAR pulses into the canopy. The HSCOI was developed from small footprint discrete return LiDAR data acquired over mixed species woodlands and open forests near Injune, Queensland, Australia, and allowed individual trees to be located (including those in the sub-canopy) and attributed with height using relationships (r² = 0.81, RMSE = 1.85 m, n = 115; 4 outliers removed) established with field data. A threshold contour of the HSCOI surface that encompassed ∼ 90% of LiDAR vegetation returns also facilitated mapping of forest areas, delineation of tree crowns and clusters, and estimation of canopy cover. At a stand level, tree density compared well with field measurements (r² = 0.82, RMSE = 133 stems ha^− 1, n = 30), with the most consistent results observed for stem densities ≤ 700 stems ha^− 1. By combining information extracted from both the HSCOI and the canopy height model, predominant stem height (r² = 0.91, RMSE = 0.77 m, n = 30), crown cover (r² = 0.78, RMSE = 9.25%, n = 30), and Foliage & Branch Projective Cover (FBPC; r² = 0.89, RMSE = 5.49%, n = 30) were estimated to levels sufficient for inventory of woodland and open forest structural types. When the approach was applied to forests in north east Victoria, stem density and crown cover were reliably estimated for forests with a structure similar to those observed in Queensland, but less so for forests of greater height and canopy closure.     

Mapping tree and shrub leaf area indices in an ombrotrophic peatland through multiple endmember spectral unmixing

Leaf area index (LAI) is an important parameter used by most process-oriented ecosystem models. LAI of forest ecosystems has routinely been mapped using spectral vegetation indices (SVI) derived from remote sensing imagery. The application of SVI-based approaches to map LAI in peatlands presents a challenge, mainly due to peatlands characteristic multi-layer canopy comprising shrubs and open, discontinuous tree canopies underlain by a continuous ground cover of different moss species, which reduces the greenness contrast between the canopy and the background.Our goal is to develop a methodology to map tree and shrub LAI in peatlands and similar ecosystems based on multiple endmember spectral mixture analysis (MESMA). This new mapping method is validated using LAI field measurements from a precipitation-fed (ombrotrophic) peatland near Ottawa, Ontario, Canada. We demonstrate first that three commonly applied SVI are not suitable for tree and shrub LAI mapping in ombrotrophic peatlands. Secondly, we demonstrate for a three-endmember model the limitations of traditional linear spectral mixture analysis (SMA) due to the unique and widely varying spectral characteristics of Sphagnum mosses, which are significantly different from vascular plants. Next, by using a geometric-optical radiative transfer model, we determine the nature of the equation describing the empirical relationship between shadow fraction and tree LAI using nonlinear ordinary least square (OLS) regression. We then apply this equation to describe the empirical relationships between shadow and shrub fractions obtained from mixture decomposition with SMA and MESMA, respectively, and tree and shrub LAI, respectively. Less accurate fractions obtained from SMA result in weaker relationships between shadow fraction and tree LAI (R² = 0.61) and shrub fraction and shrub LAI (R² = 0.49) compared to the same relationships based on fractions obtained from MESMA with R² = 0.75 and R² = 0.68, respectively. Cross-validation of tree LAI (R² = 0.74; RMSE = 0.48) and shrub LAI (R² = 0.68; RMSE = 0.42) maps using fractions from MESMA shows the suitability of this approach for mapping tree and shrub LAI in ombrotrophic peatlands. The ability to account for a spectrally varying, unique Sphagnum moss ground cover during mixture decomposition and a two layer canopy is particularly important.     

Possibility investigation of tree diversity mapping using Landsat ETM+ data in the Hyrcanian forests of Iran

Lack of data often limits understanding and management of biodiversity in forested areas. Remote sensing imagery has considerable potential to aid in the monitoring and prediction of biodiversity across many spatial and temporal scales. In this paper, we explored the possibility of defining relationships between species diversity indices and Landsat ETM+ reflectance values for Hyrcanian forests in Golestan province of Iran. We used the COST model for atmospheric correction of the imagery. Linear regression models were implemented to predict measures of biodiversity (species richness and reciprocal of Simpson indices) using various combinations of Landsat spectral data. Species richness was modeled using the band set ETM5, ETM7, DVI, wetness and variances of ETM1, ETM2 and ETM5 (adjusted R² = 0.59, RMSE = 1.51). Reciprocal of Simpson index was modeled using the band set NDVI, brightness, greenness, variances of ETM2, ETM5 and ETM7 (adjusted R² = 0.459 RMSE = 1.15). The results demonstrated that spectral reflectance from Landsat can be used to effectively model tree species diversity. Predictive map derived from the presented methodology can help evaluate spatial aspects and monitor tree species diversity of the studied forest. The methodology also facilitates the evaluation of forest management and conservation strategies in northern Iran.     

Mapping burn severity and burning efficiency in California using simulation models and Landsat imagery

Uncertainties in burning efficiency (BE) estimates can lead to large errors in fire emission quantification (from 23% to 46%). One of the main causes of these errors is the spatial variability of fuel consumption within burned areas. This paper studies whether burn severity (BS) maps can be used to improve BE assessment. A burn severity map of two large fires in California was obtained by inverting a simulation model constrained by post-fire observations from Landsat TM imagery. Model output values of BS were validated against field measurements, obtaining a high correlation (R² = 0.85) and low errors (Root Mean Square Error, RMSE = 0.14) throughout a wide range of BS levels. The BS map obtained was then used to adjust BE reference values per vegetation type found in the area before the fire. The adjusted burning efficiency (BEadj) was compared to the burned biomass, which was estimated by subtracting vegetation indices from pre- and post-fire images. Results showed a high correlation for conifers (R² = 0.75) and hardwoods (R² = 0.73), and a moderate correlation (R² ∼ 0.5) for shrubs and grasslands. In general, for all vegetation types BEadj performed better (R² = 0.4-0.75) than literature-based BE (R² < 0.0001). This study demonstrates: (i) the consistency of the simulation model inversion for BS estimation in temperate ecosystems, and (ii) the improvement of BE estimation when the spatial variability of the combustion was quantified in terms of BS.