Development of Forest Height Estimation Using InSAR/PolInSAR Technology

Forest height estimation is one of the hottest research areas of InSAR/PolInSAR technology within its 30 years’ development.Estimation algorithms play an important role in the forest height assessment by InSAR/PolInSAR technologies.This paper systematically reviewed the basic theories,model assumptions and then summarized the limitation and potential of these algorithms applied in forest height estimation,especially performed in regional or global scale.It also deliberated the intrinsic characteristics of these algorithms like DEM difference method,three\|stage inversion process,coherence amplitude method and so on.Analysis showed that the estimation results of DEM difference method had higher accuracy and less influence from forest types and structure.So it had great potential for global and regional forest height assessment,however,it was limited by the requirement of high accuracy DEM data in those area.The result accuracy of algorithms based on PolInSAR depended more on forest types,structures and also the robust of forest scattering models.It had no restriction of DEM and could perform in global and regional scale,but for the forest area with great heterogeneous,model and algorithm suitability and robust need to further studying.Besides,for the poor penetration of single\|baseline InSAR/PolInSAR,we should focus more on multi\|dimension,multi\|baseline technique for InSAR/PolInSAR application development in the future.     

Exploring LiDAR-RaDAR synergy—predicting aboveground biomass in a southwestern ponderosa pine forest using LiDAR, SAR and InSAR

Scanning Light Detecting and Ranging (LiDAR), Synthetic Aperture Radar (SAR) and Interferometric SAR (InSAR) were analyzed to determine (1) which of the three sensor systems most accurately predicted forest biomass, and (2) if LiDAR and SAR/InSAR data sets, jointly considered, produced more accurate, precise results relative to those same data sets considered separately. LiDAR ranging measurements, VHF-SAR cross-sectional returns, and X- and P-band cross-sectional returns and interferometric ranges were regressed with ground-estimated (from dbh) forest biomass in ponderosa pine forests in the southwestern United States. All models were cross-validated. Results indicated that the average canopy height measured by the scanning LiDAR produced the best predictive equation. The simple linear LiDAR equation explained 83% of the biomass variability (n = 52 plots) with a cross-validated root mean square error of 26.0 t/ha. Additional LiDAR metrics were not significant to the model. The GeoSAR P-band (λ = 86 cm) cross-sectional return and the GeoSAR/InSAR canopy height (X-P) captured 30% of the forest biomass variation with an average predictive error of 52.5 t/ha. A second RaDAR-FOPEN collected VHF (λ ∼ 7.8 m) and cross-polarized P-band (λ = 88 cm) cross-sectional returns, none of which proved useful for forest biomass estimation (cross-validated R² = 0.09, RMSE = 63.7 t/ha). Joint consideration of LiDAR and RaDAR measurements produced a statistically significant, albeit small improvement in biomass estimation precision. The cross-validated R² increased from 83% to 84% and the prediction error decreased from 26.0 t/ha to 24.9 t/ha when the GeoSAR X-P interferometric height is considered along with the average LiDAR canopy height. Inclusion of a third LiDAR metric, the 60th decile height, further increased the R² to 85% and decreased the RMSE to 24.1 t/ha. On this 11 km² ponderosa pine study area, LiDAR data proved most useful for predicting forest biomass. RaDAR ranging measurements did not improve the LiDAR estimates.     

Integration of radar and Landsat-derived foliage projected cover for woody regrowth mapping, Queensland, Australia

In Queensland, Australia, forest areas are discriminated from non-forest by applying a threshold (∼ 12%) to Landsat-derived Foliage Projected Cover (FPC) layers (equating to ∼ 20% canopy cover), which are produced routinely for the State. However, separation of woody regrowth following agricultural clearing cannot be undertaken with confidence, and is therefore not mapped routinely by State Agencies. Using fully polarimetric C-, L- and P-band NASA AIRSAR and Landsat FPC data for forests and agricultural land near Injune, central Queensland, we corroborate that woody regrowth dominated by Brigalow (Acacia harpophylla) cannot be discriminated using either FPC or indeed C-band data alone, because the rapid attainment of a canopy cover leads to similarities in both reflectance and backscatter with remnant forest. We also show that regrowth cannot be discriminated from non-forest areas using either L-band or P-band data alone. However, mapping can be achieved by thresholding and intersecting these layers, as regrowth is unique in supporting both a high FPC (> ∼ 12%) and C-band SAR backscatter (> ~ − 18 dB at HV polarisation) and low L-band and P-band SAR backscatter (e.g. < =∼ 14 dB at L-band HH polarisation). To provide a theoretical explanation, a wave scattering model based on that of Durden et al. [Durden, S.L., Van Zyl, J.J. & Zebker, H.A. (1989). Modelling and observation of radar polarization signature of forested areas. IEEE Trans. Geoscience and Remote Sensing, 27, 290-301.] was used to demonstrate that volume scattering from leaves and small branches in the upper canopy leads to increases in C-band backscattering (particularly HV polarisations) from regrowth, which increases proportionally with FPC. By contrast, low L-band and P-band backscatter occurs because of the lack of double bounce interactions at co-polarisations (particularly HH) and volume scattering at HV polarisation from the stems and branches, respectively, when their dimensions are smaller than the wavelength. Regrowth maps generated by applying simple thresholds to both FPC and AIRSAR L-band data showed a very close correspondence with those mapped using same-date 2.5 m Hymap data and an average 73.7% overlap with those mapped through time-series comparison of Landsat-derived land cover classifications. Regrowth mapped using Landsat-derived FPC from 1995 and JER-1 SAR data from 1994-1995 also corresponded with areas identified within the time-series classification and true colour stereo photographs for the same period. The integration of Landsat FPC and L-band SAR data is therefore expected to facilitate regrowth mapping across Queensland and other regions of Australia, particularly as Japan's Advanced Land Observing System (ALOS) Phase Arrayed L-band SAR (PALSAR), to be launched in 2006, will observe at both L-band HH and HV polarisations.     

合成孔径雷达森林树高和地上生物量估测研究进展

微波遥感具有一定的穿透性,能够与森林内部的散射体发生相互作用,从而获得指示森林垂直方向的参数,被认为在森林垂直结构参数估测方面具有很大的潜力。PolSAR、InSAR、PolInSAR、多基线InSAR以及多基线PolInSAR技术的发展进一步拓展了微波遥感在林业中的应用,为森林垂直结构参数估测提供了可行的解决方案。首先总结了森林垂直结构剖面的层析提取方法;然后重点阐述了林下地形、森林树高以及森林地上生物量的微波遥感估测方法;最后就森林垂直结构参数估测研究中存在的问题及其发展趋势进行了分析。
     

Modeling airborne laser scanning data for the spatial generation of critical forest parameters in fire behavior modeling

Methods for using airborne laser scanning (also called airborne LIDAR) to retrieve forest parameters that are critical for fire behavior modeling are presented. A model for the automatic extraction of forest information is demonstrated to provide spatial coverage of the study area, making it possible to produce 3-D inputs to improve fire behavior models.The Toposys I airborne laser system recorded the last return of each footprint (0.30-0.38 m) over a 2000 m by 190 m flight line. Raw data were transformed into height above the surface, eliminating the effect of terrain on vegetation height and allowing separation of ground surface and crown heights. Data were defined as ground elevation if heights were less than 0.6 m. A cluster analysis was used to discriminate crown base height, allowing identification of both tree and understory canopy heights. Tree height was defined as the 99 percentile of the tree crown height group, while crown base height was the 1 percentile of the tree crown height group. Tree cover (TC) was estimated from the fraction of total tree laser hits relative to the total number of laser hits. Surface canopy (SC) height was computed as the 99 percentile of the surface canopy group. Surface canopy cover is equal to the fraction of total surface canopy hits relative to the total number of hits, once the canopy height profile (CHP) was corrected. Crown bulk density (CBD) was obtained from foliage biomass (FB) estimate and crown volume (CV), using an empirical equation for foliage biomass. Crown volume was estimated as the crown area times the crown height after a correction for mean canopy cover.     

Forest height estimation based on the RVoG inversion model and the PolInSAR decomposition technique

ABSTRACT

Monitoring the earth’s biosphere is an essential task to understand the global dynamics of ecosystems, biodiversity, and management aspects. Forests, as a natural resource, have an important role to control the climate changes and the carbon cycle. For this reason, biomass and consequently forest height are known as the key information for monitoring the forest and its underlying surface. Several studies have shown that Synthetic Aperture Radar (SAR) imaging systems can provide an appropriate solution to estimate the biomass and the forest height. In this framework, Polarimetric SAR Interferometry (PolInSAR) technique is an effective tool for forest height estimation, due to its sensitivity to location and vertical distribution of the forest structural components. From one point of view, the employed methods are either based on model-based decomposition techniques or inversion models. In this paper, a method based on the combination of two categories has been proposed. Indeed, introducing a new way of combining the two categories for forest height estimation is the novel contribution of this study. The main motivation is to find directly and simultaneity the volume only and ground only complex coherences using the PolInSAR decomposition technique without the need to any a priori information for improving the forest height estimation procedure in the inversion models such as Random Volume over Ground (RVoG) model. The efficiency of the proposed approach was demonstrated by the E-SAR L-band single baseline PolInSAR data over the Remningstorp test site, in southern Sweden. Moreover, Light Detection and Ranging (LiDAR) data were used to evaluate the results. The experimental results showed that the proposed method improved the forest height estimation by 6.86 m.     

A new algorithm for forest height estimation based on the varied extinction random volume over ground (VERVoG) model using PolInSAR data

ABSTRACT

This paper examines a simple geometrical method for forest height estimation using single-baseline single frequency polarimetric synthetic aperture radar interferometry (PolInSAR) data. The suggested method estimates the forest biophysical parameters based on the varied extinction random volume over ground (VERVoG) model with top layer extinction greater than zero. We approach the problem using a geometrical method without the need for any auxiliary data or prior information. The biophysical parameters, i.e. top layer extinction value, forest height and extinction gradient are estimated in two separate stages. In this framework, the offset value of the extinction is estimated in an independent procedure as a function of a geometrical index based on the signal penetration in the volume layer. As a result, two remaining biophysical parameters can be calculated in a geometrical way based on the observed volume coherence. The proposed algorithm was evaluated using the L-band PolInSAR data of the European Space Agency (ESA) BioSAR 2007 campaign. A pair of experimental SAR (ESAR) images was acquired over the Remningstorp test site in southern Sweden. The selected images were employed for the performance analysis of the proposed approach in the forest height estimation application based on the VERVoG model. The experimental result shows that the proposed inversion method based on the VERVoG model with top layer extinction greater than zero estimates the volume height with an average root mean square error (RMSE) of 2.08 m against light detection and ranging (LiDAR) heights. It presents a significant improvement of forest height accuracy, i.e. 4.1 m compared to the constant extinction RVoG model result, which ignores the forest heterogeneity in the vertical direction.     

Residual motion estimation with point targets and its application to airborne repeat-pass SAR interferometry

Due to the lack of accuracy in the navigation system, airborne repeat-pass synthetic aperture radar (SAR) interferometry (InSAR) suffers residual motion errors (RMEs). Previously, we proposed the multisquint technique with point targets (MTPT) to estimate the errors, but its implementation needs improvement and its accuracy has not been assessed by real airborne repeat-pass InSAR data. In this article, the modified MTPT is introduced first. The modification is mainly embodied in two aspects: automatic target selection and noise removing. Because the multisquint (MS) technique is also capable of estimating the RMEs in SAR interferogram and its accuracy has been verified to be high, here it is used as a comparison. In addition, from the viewpoint of MTPT, MS can be understood from another perspective. Using real X-band airborne repeat-pass SAR data, the performance of MTPT is evaluated. The experiment shows that MTPT is able to achieve high accuracy when a large number of point targets are distributed in the observed scene. The limitations of MTPT are also discussed at the end of this article.     

Error analysis and correction for extracting the forest height from airborne C-band interferometric SAR and national elevation datasets

The Interferometric Synthetic Aperture Radar (InSAR) signal is returned from the canopy of the obscuring trees instead of bare ground when land is covered by forests. Therefore, the difference between an InSAR elevation and a bare earth model might contain information on forest height. The objective of this paper was to investigate if the difference between an airborne C-band InSAR from the National Aeronautics and Space Administration (NASA)/Jet Propulsion Laboratory (JPL) and a bare earth model of 1/3 arcsecond National Elevation Datasets can be used for regional forest height estimation. The error sources of vertical offset, uncompensated roll angle, residual vertical bias, and scattering phase centre height conversion were analysed and corrected in this estimation. The results were validated by the least-square linear regression analysis between Light Detection and Ranging (LiDAR) and the estimated height at different forest stand sizes within different slope categories. In areas with slopes less than 5°, the correlation coefficients increased when forest stand sizes increased. In the area of slope ranging from 5 to 10°, a similar trend of increasing correlation coefficients with increasing stand size could also be observed, but with smaller corresponding correlation coefficients than those of slope 0–5°. In areas with slopes larger than 10°, the correlation coefficients were very poor. These results indicate the difference between airborne C-band InSAR and the accurate bare earth model has the potential for regional forest height estimation in flat areas with a minimum unit of 3750–5000 m². However, to accurately estimate forest height in a mountainous terrain a solution must be found to correct the significant amount of noise caused by the terrain in these areas.     

林分平均高度卫星遥感新进展

林分平均高度是生态系统模型重要的输入参数之一,与生物量估算与碳循环研究高度相关。通过系统回顾林分平均高度研究的发展历史和最新进展,总结了不同传感器林分平均高度(SAR树高与LiDAR冠层高度)研究的主要模型和方法,通过单一传感器技术进行林分平均高度研究的内在特征的不同,分析了多传感器的区域林分平均高度联合反演方法的优劣性,并从科学发展趋势和社会需求出发,认识目前存在的主要问题与难点及未来面临的挑战和机遇,为今后更好地进行森林垂直结构和全球碳循环研究提供思路和借鉴。     

Estimating spruce and pine biomass with interferometric X-band SAR

The primary aim of this study was to investigate the suitability of interferometric X-band SAR (InSAR) for inventory of boreal forest biomass. We investigated the relationship between SRTM X-band InSAR height and above-ground biomass in a study area in southern Norway. We generated biomass reference data for each SRTM pixel from a field inventory in combination with airborne laser scanning (ALS). One set of forest inventory plots served for calibrating ALS based biomass models, and another set of field plots was used to validate these models. The biomass values obtained in this way ranged up to 250 t/ha at the stand level. The relationship between biomass and InSAR height was linear, no apparent saturation effect was present, and the accuracy was high (RMSE = 19%). The relationship differed between Norway spruce and Scots pine, where an increase in InSAR height of 1 m corresponded to an increase in biomass of 9.9 and 7.0 t/ha, respectively. Using a high-quality terrain model from ALS enabled biomass to be estimated with a higher accuracy as compared to using a terrain model from topographic maps. Interferometric X-band SAR appears to be a promising method for forest biomass monitoring.     

Vegetation height estimation from Shuttle Radar Topography Mission and National Elevation Datasets

A study was conducted to determine the feasibility of obtaining estimates of vegetation canopy height from digital elevation data collected during the 2000 Shuttle Radar Topography Mission (SRTM). The SRTM sensor mapped 80% of the Earth's land mass with a C-band Interferometric Synthetic Aperture Radar (InSAR) instrument, producing the most complete digital surface map of Earth. Due to the relatively short wavelength (5.6 cm) of the SRTM instrument, the majority of incoming electromagnetic energy is reflected by scatterers located within the vegetation canopy at heights well above the “bald-Earth” surface. Interferometric SAR theory provides a basis for properly identifying and accounting for the dependence of this scattering phase center height on both instrument and target characteristics, including relative and absolute vertical error and vegetation structural attributes.An investigation to quantify the magnitude of the vertical error component was conducted using SRTM data from two vegetation-free areas in Iowa and North Dakota, revealing absolute errors of −4.0 and −1.1 m, respectively. It was also shown that the relative vertical error due to phase noise can be reduced significantly through sample averaging. The relative error range for the Iowa site was reduced from 13 to 4 m and for the North Dakota site from 7 to 3 m after averaging of 50 samples. Following error reduction, it was demonstrated that the SRTM elevation data can be successfully correlated via linear regression models with ground-measured canopy heights acquired during the general mission timeframe from test sites located in Georgia and California. Prior to outlier removal and phase noise reduction, initial adjusted r² values for the Georgia and California sites were 0.15 and 0.20, respectively. Following outlier analysis and averaging of at least 20 SRTM pixels per observation, adjusted r² values for the Georgia and California sites improved to 0.79 (rmse=1.1 m) and 0.75 (rmse=4.5 m), respectively. An independent validation of a novel bin-based modeling strategy designed for reducing phase noise in sample plot data confirmed both the robustness of the California model (adjusted r²=0.74) as well as the capacity of the binning strategy to produce stable models suitable for inversion (validated rmse=4.1 m). The results suggest that a minimum mapping unit of approximately 1.8 ha is appropriate for SRTM-based vegetation canopy height mapping.     

Movement estimate of the Dongkemadi Glacier on the Qinghai–Tibetan Plateau using L-band and C-band spaceborne SAR data

We measured the complex motion of the Dongkemadi Glacier on Tanggula Mountain, Qinghai–Tibetan Plateau, using two-pass differential synthetic aperture radar interferometry (InSAR) with satellite L-band and C-band SAR data. We derived detailed motion patterns of the Dongkemadi Glacier for the winter seasons of 1996, 2007 and 2008 using a European Remote sensing Satellite-1/2 (ERS-1/2) tandem InSAR pair acquired from descending orbit and a 46-day-separation Advanced Land Observing Satellite (ALOS) InSAR pair acquired from ascending orbit. In this article, we focus on an analysis of the glacier's surface motion features and a validation of the results from the InSAR using Global Positioning System (GPS) survey data. The experimental results show that the glacier flow distribution displays strong spatial variations depending on elevation. The glacier is divided into four clearly defined fast-flowing units in terms of spatial variability of the glacier speed, with evidence from both ERS and ALOS/PALSAR InSAR pairs (palsar – Phased Array type L-band Synthetic Aperture Radar). Among the four fast-flowing units, three are on the Dadongkemadi Glacier (DDG) and one on the Xiaodongkemadi Glacier (XDG). The flow patterns are generally characterized by terrain complexity for both glacier branches. The upper central area of the DDG shows slow movement, maybe due to the convergent and uptaking effect of ice from steep slope areas with opposite flow directions.     

Integrating profiling LIDAR with Landsat data for regional boreal forest canopy attribute estimation and change characterization

Forest dynamics are characterized by both continuous (i.e., growth) and discontinuous (i.e., disturbance) changes. Change detection techniques that use optical remotely sensed data to capture disturbance related changes are established and commonly applied; however, approaches for the capture of continuous forest changes are less mature. Optical remotely sensed imagery is well suited for capturing horizontally distributed conditions, structures, and changes, while Light Detection And Ranging (LIDAR) data are more appropriate for capturing vertically distributed elements of forest structure and change. The integration of optical remotely sensed imagery and LIDAR data provides improved opportunities to fully characterize forest canopy attributes and dynamics.The study described in this paper captures forest conditions along a corridor approximately 600 km long through the boreal forest of Canada. Two coincident LIDAR transects, representing 1997 and 2002 forest conditions respectively, are compared using image segments generated from Landsat ETM+ imagery. The image segments are used to provide a spatial framework within which the attributes and temporal dynamics of the forest canopy are estimated and compared. Segmented and classified Landsat imagery provides a context for the comparison of sufficiently spatially related LIDAR profiles and for the provision of categories to aid in the application of empirical models requiring knowledge of land cover.Global and local approaches were employed for characterizing changes in forest attributes over time. The global approach, emphasized the overall trend in forest change along the length of the entire transect, and indicated that key canopy attributes were stable, and transect characteristics, including forest canopy height, did not change significantly over the five-year period of this study (two sample t-test, p = 0.08). The local approach analyzed segment-based changes in canopy attributes, providing spatially explicit indications of forest growth and depletion. The local approach identified that 84% of the Landsat segments intercepted by both LIDAR transects either have no change, or have a small average increase in canopy height (0.7 m), while the other 16% of segments have an average decrease in canopy height of 1.6 m. As expected, the difference in the magnitude of the changes was markedly greater for depletions than it was for growth, but was less spatially extensive. Growth tends to occur incrementally over broad areas; whereas, depletions are dramatic and spatially constrained. The approach presented holds potential for investigating the impacts of climate change across a latitudinal gradient of boreal forest.     

Remotely sensed measurements of forest structure and fuel loads in the Pinelands of New Jersey

We used a single-beam, first return profiling LIDAR (Light Detection and Ranging) measurements of canopy height, intensive biometric measurements in plots, and Forest Inventory and Analysis (FIA) data to quantify forest structure and ladder fuels (defined as vertical fuel continuity between the understory and canopy) in the New Jersey Pinelands. The LIDAR data were recorded at 400 Hz over three intensive areas of 1 km² where transects were spaced at 200 m, and along 64 transects spaced 1 km apart (total of ca. 2500 km²). LIDAR and field measurements of canopy height were similar in the three intensive study areas, with the 80th percentile of LIDAR returns explaining the greatest amount of variability (79%). Correlations between LIDAR data and aboveground tree biomass measured in the field were highly significant when all three 1 km² areas were analyzed collectively, with the 80th percentile again explaining the greatest amount of variability (74%). However, when intensive areas were analyzed separately, correlations were poor for Oak/Pine and Pine/Scrub Oak stands. Similar results were obtained using FIA data; at the landscape scale, mean canopy height was positively correlated with aboveground tree biomass, but when forest types were analyzed separately, correlations were significant only for some wetland forests (Pitch Pine lowlands and mixed hardwoods; r² = 0.74 and 0.59, respectively), and correlations were poor for upland forests (Oak/Pine, Pine/Oak and Pine/Scrub Oak, r² = 0.33, 0.11 and 0.21, respectively). When LIDAR data were binned into 1-m height classes, more LIDAR pulses were recorded from the lowest height classes in stands with greater shrub biomass, and significant differences were detected between stands where recent prescribed fire treatments had been conducted and unburned areas. Our research indicates that single-beam LIDAR can be used for regional-scale (forest biomass) estimates, but that relationships between height and biomass can be poorer at finer scales within individual forest types. Binned data are useful for estimating the presence of ladder fuels (vertical continuity of leaves and branches) and horizontal fuel continuity below the canopy.     

Impact of footprint diameter and off-nadir pointing on the precision of canopy height estimates from spaceborne lidar

A spaceborne lidar mission could serve multiple scientific purposes including remote sensing of ecosystem structure, carbon storage, terrestrial topography and ice sheet monitoring. The measurement requirements of these different goals will require compromises in sensor design. Footprint diameters that would be larger than optimal for vegetation studies have been proposed. Some spaceborne lidar mission designs include the possibility that a lidar sensor would share a platform with another sensor, which might require off-nadir pointing at angles of up to 16°. To resolve multiple mission goals and sensor requirements, detailed knowledge of the sensitivity of sensor performance to these aspects of mission design is required.This research used a radiative transfer model to investigate the sensitivity of forest height estimates to footprint diameter, off-nadir pointing and their interaction over a range of forest canopy properties. An individual-based forest model was used to simulate stands of mixed conifer forest in the Tahoe National Forest (Northern California, USA) and stands of deciduous forests in the Bartlett Experimental Forest (New Hampshire, USA). Waveforms were simulated for stands generated by a forest succession model using footprint diameters of 20 m to 70 m. Off-nadir angles of 0 to 16° were considered for a 25 m diameter footprint diameter.Footprint diameters in the range of 25 m to 30 m were optimal for estimates of maximum forest height (R² of 0.95 and RMSE of 3 m). As expected, the contribution of vegetation height to the vertical extent of the waveform decreased with larger footprints, while the contribution of terrain slope increased. Precision of estimates decreased with an increasing off-nadir pointing angle, but off-nadir pointing had less impact on height estimates in deciduous forests than in coniferous forests. When pointing off-nadir, the decrease in precision was dependent on local incidence angle (the angle between the off-nadir beam and a line normal to the terrain surface) which is dependent on the off-nadir pointing angle, terrain slope, and the difference between the laser pointing azimuth and terrain aspect; the effect was larger when the sensor was aligned with the terrain azimuth but when aspect and azimuth are opposed, there was virtually no effect on R² or RMSE. A second effect of off-nadir pointing is that the laser beam will intersect individual crowns and the canopy as a whole from a different angle which had a distinct effect on the precision of lidar estimates of height, decreasing R² and increasing RMSE, although the effect was most pronounced for coniferous crowns.     

Fusion of imaging spectrometer and LIDAR data over combined radiative transfer models for forest canopy characterization

A comprehensive canopy characterization of forests is derived from the combined remote sensing signal of imaging spectrometry and large footprint LIDAR. The inversion of two linked physically based Radiative Transfer Models (RTM) provided the platform for synergistically exploiting the specific and independent information dimensions obtained by the two earth observation systems. Due to its measurement principle, LIght Detection And Ranging (LIDAR) is particularly suited to assess the horizontal and vertical canopy structure of forests, while the spectral measurements of imaging spectrometry are specifically rich on information for biophysical and -chemical canopy properties. In the presented approach, the specific information content inherent to the observations of the respective sensor was not only able to complement the canopy characterization, but also helped to solve the ill-posed problem of the RTM inversion. The theoretical feasibility of the proposed earth observation concept has been tested on a synthetic data set generated by a forest growth model for a wide range of forest stands. Robust estimates on forest canopy characteristics were achieved, ranging from maximal tree height, fractional cover (fcover), Leaf Area Index (LAI) to the foliage chlorophyll and water content. The introduction of prior information on the canopy structure derived from large footprint LIDAR observations significantly improved the retrieval performance relative to estimates based solely on spectral information.     

Estimating forest canopy fuel parameters using LIDAR data

Fire researchers and resource managers are dependent upon accurate, spatially-explicit forest structure information to support the application of forest fire behavior models. In particular, reliable estimates of several critical forest canopy structure metrics, including canopy bulk density, canopy height, canopy fuel weight, and canopy base height, are required to accurately map the spatial distribution of canopy fuels and model fire behavior over the landscape. The use of airborne laser scanning (LIDAR), a high-resolution active remote sensing technology, provides for accurate and efficient measurement of three-dimensional forest structure over extensive areas. In this study, regression analysis was used to develop predictive models relating a variety of LIDAR-based metrics to the canopy fuel parameters estimated from inventory data collected at plots established within stands of varying condition within Capitol State Forest, in western Washington State. Strong relationships between LIDAR-derived metrics and field-based fuel estimates were found for all parameters [sqrt(crown fuel weight): R²=0.86; ln(crown bulk density): R²=0.84; canopy base height: R²=0.77; canopy height: R²=0.98]. A cross-validation procedure was used to assess the reliability of these models. LIDAR-based fuel prediction models can be used to develop maps of critical canopy fuel parameters over forest areas in the Pacific Northwest.     

Comparative analysis of SRTM–NED vegetation canopy height to LIDAR‐derived vegetation canopy metrics

Vegetation canopy heights derived from the SRTM 30 m grid DEM minus USGS National Elevation Data (NED) DTM were compared to three vegetation metrics derived from a medium footprint LIDAR data (LVIS) for the US Sierra Nevada forest in California. Generally the SRTM minus NED was found to underestimate the vegetation canopy height. Comparing the SRTM–NED‐derived heights as a function of the canopy percentile height (shape/vertical structure) derived from LVIS, the SRTM SAR signal was found to penetrate, on average, into about 44% of the canopy and 85% after adjustment of the data. On the canopy type analysis, it was found that the SRTM phase scattering centres occurred at 60% for red fir, 53% for Sierra mixed conifer, 50% for ponderosa pine and 50% for montane hardwood‐conifer. Whereas analysing the residual errors of the SRTM–NED minus the LVIS‐derived canopy height as a function of LVIS canopy height and cover it was observed that the residuals generally increase with increasing canopy height and cover. Likewise, the behaviour of the RMSE as a function of canopy height and cover was observed to initially increase with canopy height and cover but saturates at 50 m canopy height and 60% canopy cover. On the other hand, the behaviour of the correlation coefficient as a function of canopy height and cover was found to be high at lower canopy height (<15 m) and cover (<20%) and decrease rapidly making a depression at medium canopy heights (>15 m and <50 m) and cover (>20% and <50%). It then increases with increasing canopy height and cover yielding a plateau at canopies higher than 50 m and cover above 70%.     

基于ICESat-GLAS数据估算复杂地形区域森林蓄积量潜力初探-以云南香格里拉县为例

近年来ICESat\|GLAS波形数据被广泛地应用于森林生态参数的估算。为了研究大光斑激光雷达数据在复杂地形区域估算森林蓄积量方面的能力,以云南省香格里拉县为研究区域,将GLA01数据处理后得到的平均树高与实测树高及坡度进行对比,探究了坡度对GLAS数据估算平均树高的影响,同时将其与平均树高、光斑范围内森林蓄积量建立关系,初步研究三者之间的关系。结果表明,坡度会降低大光斑激光雷达数据估算森林植被高度的精度,但GLAS数据估算出的树高与实测的平均树高、蓄积量数据仍有较好的相关性,这说明利用GLAS数据估算森林蓄积量有较大的潜力。