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岩体质量分类的PCA-RF模型及应用
引用本文:刘强,李夕兵,梁伟章.岩体质量分类的PCA-RF模型及应用[J].黄金科学技术,2018,26(1):49-55.
作者姓名:刘强  李夕兵  梁伟章
作者单位:中南大学资源与安全工程学院,湖南 长沙 410083
基金项目:国家自然科学基金重点项目“深部资源开采诱发岩体动力灾害机理与防控方法研究”(编号:41630642)和国家自然科学基金面上项目“深部硬岩开挖卸荷的动态响应机理研究”(编号:11472311)联合资助
摘    要:为了更合理地确定岩体质量类别,将主成分分析(PCA)与随机森林(RF)算法相结合,提出一种岩体质量分类的PCA-RF模型。选取能够充分反映岩体质量类别的5项指标进行分析,运用主成分分析法对各指标进行相关性处理,依据方差累计贡献率得出3个主成分,从而消除指标间的相关性,减少模型输入。然后采用随机森林模型对岩体质量进行分类,选用现场20组数据作为训练样本、10组数据作为测试样本,利用交叉验证的方法估计泛化误差。结果表明,该方法分类结果与实际结果较吻合,平均准确率达96.7%,同时得出岩体质量所处类别的概率分布,进一步反映岩体质量的复杂度,为工程建设提供更详细的参考依据。

关 键 词:岩体质量  主成分分析  随机森林  指标相关性  交叉验证  泛化误差  
收稿时间:2016-12-12
修稿时间:2017-02-26

PCA-RF Model for the Classification of Rock Mass Quality and Its Application
LIU Qiang,LI Xibing,LIANG Weizhang.PCA-RF Model for the Classification of Rock Mass Quality and Its Application[J].Gold Science and Technololgy,2018,26(1):49-55.
Authors:LIU Qiang  LI Xibing  LIANG Weizhang
Affiliation:chool of Resources and Safety Engineering,Central South University,Changsha    410083,Hunan,China
Abstract:In order to determine the classification of rock mass quality more reasonably,PCA-RF classification model of rock mass quality was proposed which combined with principal component analysis and random forest algorithm.Five classification indexes were chosen which can fully reflect the rock mass quality category.The correlation analysis of indexes was calculated by principal component analysis,and three principal components were abtained by accumulated variance devoted rate,which can eliminate the correlation between each index and reduce the inputs of model.Then,the classification of rock mass quality was determined by random forest model.Twenty sets field data were chosen as training samples,and ten sets field data were chosen as testing samples.The generalization errors were estimated by cross-validation method.The results show that the classification results satisfyingly agree with the actual results at the average accuracy of 96.7%,and the probability distribution of classifications that can reflect the complexity of rock mass quality was calculated simultaneously,which can provide more detailed reference for engineering construction.
Keywords:rock mass quality  principal component analysis  random forest  correlation of index  cross-validation  generalization errors  classification  
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