Determination of the natural stress state in a Brazilian rock mass by back analysing excavation measurements: a case study

The Serra da Mesa Hydroelectric Power Plant, located in the Tocantins river, 210 km north of Brasilia, Brazil, has been completed and power (1200 MW) has been generated since 1998. This project includes one of the largest underground structures in Brazil, totalling 550,000 m³ of underground excavations in rock for the hydraulic circuit which was excavated in very high quality granite. Geotechnical investigations, laboratory tests and geological mapping showed that the rock mass could be considered as a continuous, homogeneous, isotropic and linearly elastic (CHILE) material.

In situ tests, for obtaining the natural stress tensor, namely hydraulic fracturing and small flat jack tests (SFJ), were executed. The hydraulic fracturing tests were performed in two boreholes, at the planned position of the future underground structures. SFJ were executed in a test gallery especially constructed for the purpose. These latter tests confirmed the in situ rock stress data obtained from the hydraulic fracturing tests.

This paper presents a new technique for interpretation of the SFJ results. This is achieved by inputting the SFJ measurements into a 3D program that compiles the influence matrix of the excavated rock mass domain and then, via the least square technique, the determination of the stress tensor. All the equations are fully developed and the methodology is presented in its entirety. The successful application of the methodology is also presented, with comparisons between the results obtained and the in situ stress tensor determined by other methods.