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大坝可接受风险水平确定方法研究
引用本文:王丽萍,李宁宁,马皓宇,张验科,纪昌明.大坝可接受风险水平确定方法研究[J].水力发电学报,2019,38(4):136-145.
作者姓名:王丽萍  李宁宁  马皓宇  张验科  纪昌明
摘    要:F-N曲线法是一种通过直观图解描述风险频率(F)与后果(N)间关系的曲线,常与最低合理可行(as low as reasonably practicable,ALARP)准则相结合来确定社会风险可接受水平。现行方法中存在参数的确定缺乏理论依据、主观性强,且对于不同地区、不同风险类别通用性差等问题。本文针对上述问题提出了融合风险矩阵的改进F-N曲线。通过风险矩阵有效衔接现有风险规范,并提出了风险单元等级划分定性与定量相结合的方法,基于此将风险矩阵转化为F-N曲线。在大坝可接受风险水平研究的基础上,阐述了该方法的具体实现过程,并对比分析了与传统方法的差异和联系,比较结果说明改进后的F-N曲线较传统曲线更加规范、合理,且易于推广应用到其他类型的风险研究与计算中。

关 键 词:大坝风险  风险频率-后果曲线  风险矩阵  可接受水平  规范  

Study on methods for determining acceptable risk level of dams
WANG Liping,LI Ningning,MA Haoyu,ZHANG Yanke,JI Changming.Study on methods for determining acceptable risk level of dams[J].Journal of Hydroelectric Engineering,2019,38(4):136-145.
Authors:WANG Liping  LI Ningning  MA Haoyu  ZHANG Yanke  JI Changming
Abstract:A F-N curve is an intuitive curve for describing the relationship between risk frequency (F) and consequence (N), and it is often combined with the as low as reasonably practicable (ALARP) criterion in determination of the acceptable level of social risks. The previous F-N curve methods suffer from several drawbacks, such as lack of theoretical basis, strong subjectivity, and poor generality for different regions or different risk categories. This paper develops an improved F-N curve through combination with a risk matrix. We integrate the risk criteria into a risk matrix and develop a method of rating the matrix elements by qualitative and quantitative evaluation, and then the risk matrix can be transformed into a F-N curve by using this method. To demonstrate its use, acceptable risk levels of water dams are calculated and compared with those of the traditional method. The results show that the improved F-N curve is more standard and more reasonable and is easy to apply to other types of risks.
Keywords:dam risk  risk frequency - consequence curve  risk matrix  acceptable level  criterion  
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