Heaps and heapsort on secondary storage

A heap structure designed for secondary storage is suggested that tries to make the best use of the available buffer space in primary memory. The heap is a complete multi-way tree, with multi-page blocks of records as nodes, satisfying a generalized heap property. A special feature of the tree is that the nodes may be partially filled, as in B-trees. The structure is complemented with priority-queue operations insert and delete-max. When handling a sequence of S operations, the number of page transfers performed is shown to be O(∑_{i = 1}^S(1/P) log_(M/P)(N_i/P)), where P denotes the number of records fitting into a page, M the capacity of the buffer space in records, and N_i, the number of records in the heap prior to the ith operation (assuming P 1 and S> M c · P, where c is a small positive constant). The number of comparisons required when handling the sequence is O(∑_{i = 1}^S log₂ N_i). Using the suggested data structure we obtain an optimal external heapsort that performs O((N/P) log_(M/P)(N/P)) page transfers and O(N log₂ N) comparisons in the worst case when sorting N records.