Evaluation and optimization of the optical performance of low-concentrating dielectric compound parabolic concentrator using ray-tracing methods

We present a detailed design concept and optical performance evaluation of stationary dielectric asymmetric compound parabolic concentrators (DiACPCs) using ray-tracing methods. Three DiACPC designs, DiACPC-55, DiACPC-66, and DiACPC-77, of acceptance half-angles (0° and 55°), (0° and 66°), and (0° and 77°), respectively, are designed in order to optimize the concentrator for building fa?ade photovoltaic applications in northern latitudes (>55 °N). The dielectric concentrator profiles have been realized via truncation of the complete compound parabolic concentrator profiles to achieve a geometric concentration ratio of 2.82. Ray-tracing simulation results show that all rays entering the designed concentrators within the acceptance half-angle range can be collected without escaping from the parabolic sides and aperture. The maximum optical efficiency of the designed concentrators is found to be 83%, which tends to decrease with the increase in incidence angle. The intensity is found to be distributed at the receiver (solar cell) area in an inhomogeneous pattern for a wide range of incident angles of direct solar irradiance with high-intensity peaks at certain points of the receiver. However, peaks become more intense for the irradiation incident close to the extreme acceptance angles, shifting the peaks to the edge of the receiver. Energy flux distribution at the receiver for diffuse radiation is found to be homogeneous within ±12% with an average intensity of 520 W/m2.     

Limit of concentration for cylindrical concentrators under extended light sources

Cylindrical concentrators illuminated by an extended source with an arbitrary distribution of radiance are analyzed taking into account basic properties derived from the Fermat principle and not from the specific concentrator shape. The upper limit of concentration achievable with this type of concentrator is obtained and it is found to be lower than that of general (3-D) concentrators. Cylindrical compound parabolic concentrators are analyzed in the light of this theory, and it is shown that they achieve the highest optical concentration possible for a cylindrical concentrator.     

Complementary construction of ideal nonimaging concentrators and its applications

A construction principle for ideal nonimaging concentrators based on the complementary edge rays outside the nominal field of view is presented, with illustrations for the trumpet, compound parabolic concentrator, and compound hyperbolic concentrator. A simple string construction for the trumpet concentrator is shown to follow from this observation-the trumpet having been the one ideal concentrator for which no string-construction method had previously been noted. An application of these observations for solar concentrator design when nonisothermal receivers are advantageous is also presented.     

Compound parabolic tapered fiber for fiber coupling with a highly divergent source

A novel fiber tapering shape, which is based on compound parabolic geometry, is proposed to increase the acceptance angle of a compound parabolic concentrator. The proposed design is described by use of ray optics on a step-index multimode fiber.     

Hemispherical concentrators and spectral filters for planar sensors in diffuse radiation fields

A dielectric hemisphere of refractive index N can act as an N(2) concentrator of isotropic diffuse radiation under appropriate conditions. We give an analytic expression for the gain of a concentrator of arbitrary radius, neglecting surface reflections, and numerical methods for calculating the gain when the surface transmissivity is an arbitrary function of incidence angle. The theory is applied to the design of multilayer spectral filters for hemispherical concentrators. When an appropriate wavelength shift is incorporated into the design process, an 11-layer, coupled-cavity spectral filter on the surface of a hemisphere of index 1.5 shows excellent bandpass performance with a concentrator radius as small as 3 times the sensor radius. This concentrator-filter combination shows a peak response of 97% of the ideal N(2) response at 950 nm, together with a FWHM of 55 nm.     

Absorber design for a compound parabolic concentrator collector without transmission loss

A new design method for a compound parabolic concentrator heat collector is described. The conventional design of the ideal compound parabolic concentrator collector has a touching point between a light absorber and the reflectors. This structure is not preferable from the standpoint of conductive heat leakage and thermal stress on reflector materials. On the other hand, if the absorber and the reflectors are separated from each other, the gap between them usually causes optical errors such as light transmission loss or an increase in the reflection number. We discuss the fact that ideal heat collection is possible, in spite of the gap, by introducing the idea of an effective heat concentration ratio.     

Optical assessment of nonimaging concentrators

An optical measurement method for nonimaging radiation concentrators is proposed. A Lambertian light source is placed in the exit aperture of the concentrator. Looking into the concentrator's entrance aperture from a remote position, one can photograph the transmission patterns. The patterns show the transmission of radiation through the concentrator with the full resolution of the four-dimensional phase space of geometric optics. By matching ray-tracing simulations to the measurement, one can achieve detailed and accurate information about the geometry of the concentrator. This is a remote, noncontact measurement and can be performed in situ for installed concentrators. Additional information regarding small-scale reflector waviness and surface reflectivity can also be obtained from the same measurement with additional analysis.     

Light-reflecting concentrators for photomultipliers with curved photocathodes

Three-dimensional (3D) concentrators for photomultipliers with curved photocathodes have been designed by taking the figures of revolution of ideal two-dimensional (2D) concentrators that are constructed from the 2D profiles of the photocathodes. Two new arguments are presented as to why these 3D concentrators cannot quite reach the maximum concentration factor allowed by the conservation of phase space. Improvements in performance have been obtained by optimizing the collection of off-axis rays and filling the concentrator with a dielectric of suitable refractive index. The complicated optical behavior of the photocathode does not affect concentrator performance.     

Optical designs for ultrahigh-flux infrared and solar energy collection: monolithic dielectric tailored edge-ray concentrators

A new class of optical designs is developed for attaining ultrahigh flux in infrared and solar energy concentrators. These concentrators are required to satisfy simultaneously three criteria: (1) being monolithic, i.e., comprising a single piece of dielectric such that no mirrored surfaces or air spaces between concentrator elements are introduced; (2) attaining at least 90% of the thermodynamic limit to concentration; and (3) being relatively compact, e.g., aspect ratios of the order of unity or less. Our inventions are rooted in the recently developed formalism of tailored edge-ray concentrators.     

Ideal flux field dielectric concentrators

The concept of the vector flux field was first introduced as a photometrical theory and later developed in the field of nonimaging optics; it has provided new perspectives in the design of concentrators, overcoming standard ray tracing techniques. The flux field method has shown that reflective concentrators with the geometry of the field lines achieve the theoretical limit of concentration. In this paper we study the role of surfaces orthogonal to the field vector J. For rotationally symmetric systems J is orthogonal to its curl, and then a family of surfaces orthogonal to the lines of J exists, which can be called the family of surfaces of constant pseudopotential. Using the concept of the flux tube, it is possible to demonstrate that refractive concentrators with the shape of these pseudopotential surfaces achieve the theoretical limit of concentration.     

Optical and thermal performance of a three-dimensional compound parabolic concentrator for spherical absorber

For medium range temperature applications, focusing type collectors like Compound Parabolic Concentrator (CPC) are most commonly used. Considerable research work has been carried out to improve the performance of the two-dimensional compound parabolic concentrator (2D CPC). The three-dimensional compound parabolic concentrator (3D CPC) was found to be more efficient than 2D CPC because of the higher concentration ratio. In the present work a 3D CPC was fabricated with a half acceptance angle of 4° for a spherical absorber of radius 100 mm. UV stabilized aluminized polyester foil having high reflectivity (0·85) was pasted on the reflector for a total height of 441mm and an aperture width of 540 mm. The optical efficiency was estimated theoretically and compared with the experimental value. Experimentally determined values of optical and thermal efficiencies were in good agreement with theoretically predicted value. The experimental results shown that the optical efficiency obtained from the 3D CPC (0·626) was significantly higher than that of the 2D CPC (0·570) of similar dimensions. Since the optical efficiency of the 3D CPC was increased, the thermal efficiency of the collector was also increased. In addition to that, time constant of the concentrator was also calculated. The time constant of the 3D CPC (431 s) was fairly high when compared with the 2D CPC (110 s). An attempt was made to generate low pressure steam using 3D CPC in the in situ steam generation mode. The efficiency of the steam generation was about 38%, which was one of the possible applications of 3D CPC module.     

Solid-state laser pumping with a planar compound parabolic concentrator

A novel solid-state laser-pumping scheme is proposed that combines a reflective lamp chamber and a compound parabolic concentrator (CPC) as a light guide. The CPC is made of a transparent material of high refractive index, and light is guided by the total internal reflection, with drastically reduced reflection losses. Material is chosen so that the absorption losses are minimized in the pumping wavelength range. The lamp chamber is designed with the principles of nonimaging optics, which ensures that the radiation is efficiently transferred from the lamp to the input aperture of the CPC. The pumping efficiency was first estimated theoretically, which gave us enough justification for the more accurate calculations with ray tracing. Single as well as multiple pumping cavities are discussed. New pumping geometry results in significantly increased pumping efficiency compared with conventional geometries. Also the lamp and the laser rod are separated, leading to reduced thermal load. We found that the proposed pumping method is also applicable to diode-pumped lasers.     

Micromachined optical concentrators for IR negative luminescent devices

Negative luminescent (NL) devices, which to an IR observer appear colder than they actually are, have a wide range of possible applications, including use as thermal radiation shields in IR cameras, and as IR sources in gas-sensing systems. For many of these applications a large area (>1 cm²) device which displays as large as possible apparent temperature range is required. However, under reverse bias, significant currents are required to reduce the carrier concentrations to the levels needed for maximum possible absorption. We have therefore used a novel micromachining technique to fabricate integrated optical concentrators in InSb/InAlSb and HgCdTe NL devices. Smaller area diodes can then be used to achieve the same absorption (e.g. for InSb an area reduction of 16 is possible) and the required currents are thus reduced. To fabricate the concentrators, spherical resist masks are first produced, which are ～10 μm high and ～53 μm wide, by resist reflow at 120°C. Inductively coupled plasma (ICP) etching is then used to etch alternately the resist mask and the semiconductor, with oxygen and methane/hydrogen respectively, producing concentrators with almost parabolic profiles. Currently, the concentrators are typically 30 μm high, with a top diameter of ～15 μm. Continuing optimization of the process to reach the theoretical limits of optical gain is described.     

An approach to analysis of fatigue strength under conditions of stress concentration in the process of high-cycle asymmetric loading

We consider the problem of the fatigue strength of structural elements with stress concentrators subjected to high-cycle asymmetric loading and suggest a new approach to analysis of problems of this type based on reduction of the complex stress state in the zone of a concentrator to an equivalent uniaxial state by using fracture criteria. We formulate resolving equations and develop a procedure for evaluation of unknown coefficients. A mixed invariant in the form of a linear interpolation between the maximum principal and octahedral tangential levels of stresses is chosen as the equivalent level of stresses. We plot fatigue curves and diagrams of the limiting state under conditions of stress concentration and compare them with the available experimental data.     

Reflective surfaces for panoramic imaging

A family of reflective surfaces is presented that, when imaged by a camera, can capture a global view of the visual environment. By using these surfaces in conjunction with conventional imaging devices, it is possible to produce fields of view in excess of 180 degrees that are not affected by the distortions and aberrations found in refractive wide-angle imaging devices. By solving a differential equation expressing the camera viewing angle as a function of the angle of incidence on a reflective surface, a family of appropriate surfaces has been derived. The surfaces preserve a linear relationship between the angle of incidence of light onto the surface and the angle of reflection onto the imaging device, as does a normal mirror. However, the gradient of this linear relationship can be varied as desired to produce a larger or smaller field of view. The resulting family of surfaces has a number of applications in surveillance and machine vision.     

Reflective acousto-optic modulation with surface acoustic waves

A reflective optical modulator based on acousto-optic modulation of light by a mirror corrugated with surface acoustic waves is presented. Modulation of optical amplitude, frequency, and phase is demonstrated at visible (633- and 488-nm) and deep UV (244-nm) wavelengths. The reflective modulator has eight channels and achieves a maximum first-order diffraction efficiency of 6.0%.     

Theory for optimal design of waveguiding light concentrators in photovoltaic microcell arrays

Efficiency of ultrathin flexible solar photovoltaic silicon microcell arrays can be significantly improved using nonimaging solar concentrators. A fluorophore is introduced to match the solar spectrum and the low-reflectivity wavelength range of Si, reduce the escape losses, and allow the nontracking operation. In this paper we optimize our solar concentrators using a luminescent/nonluminescent photon transport model. Key modeling results are compared quantitatively to experiments and are in good agreement with the latter. Our solar concentrator performance is not limited by the dye self-absorption. Bending deformations of the flexible solar collectors do not result in their indirect gain degradation compared to flat solar concentrators with the same projected area.     

Contactless efficient two-stage solar concentrator for tubular absorber

The design of a new type of two-mirror solar concentrator for a tubular receiver, the XX concentrator, is presented. The main feature of the XX is that it has a sizable gap between the secondary mirror and the absorber and it still achieves concentrations close to the thermodynamic limit with high collection efficiencies. This characteristic makes the XX unique and, contrary to current two-stage designs, allows for the location of the secondary outside the evacuated tube. One of the XX concentrators presented achieves an average flux concentration within +/-0.73 deg of 91.1% of the thermodynamic limit with a collection efficiency of 96.8% (i.e., 3.2% of the rays incident on the primary mirror within +/-0.73 deg are rejected). Another XX design is 92.5% efficient and receives 95.1% of the maximum concentration. These values are the highest reported for practical concentrators, to our knowledge. The gap between the absorber and the secondary mirror is 6.8 and 10.5 times the absorber radius for each concentrator. Moreover the rim angle of the primary mirror is 98.8 and 104.4 deg in each case, which is of interest for the collector's good mechanical stability.     

Diffraction of horizontally polarized ultrasonic plane waves on a periodically corrugated solid-liquid interface for normal incidence and Brewster angle incidence

The theory, and the use at normal incidence, of shear-vertically polarized waves (with polarization vector in the plane containing the incident wave vector and the normal on the interface) using the mode conversion method has been tackled by others. Here we develop the theory for shear-horizontally polarized incident waves (with polarization vector perpendicular to both the normal on the interface and the incoming wave vector). We take into account normal incidence as well as oblique incidence. For normal incidence, we discover the generation of Love waves. If oblique incidence is considered, we discover the existence of a Brewster angle of incidence, comparable with the Brewster angle in optics, in which a diffraction grating can be used as a polarization filter.     

聚光太阳能集热场先进技术综述

聚光太阳能热发电技术因其稳定性、可控性,以及高装机容量成为太阳能热利用方式的重要形式。太阳能集热场的集热效率是影响聚光太阳能热电站发电容量和光电效率的重要因素。针对近期太阳能集热场提高光热转化性能的关键技术,从光学结构、集热器结构以及流体工质3个方面进行综述,总结了先进的集热器优化策略和性能提升技术,并指出相应优化方法的局限性,在此基础上对集热场技术未来的发展提出展望。