Adult judgments and fine-grained analysis of infant facial expressions: Testing the validity of a priori coding formulas.

Three studies tested whether infant facial expressions selected to fit Max formulas (C. E. Izard, 1983) for discrete emotions are recognizable signals of those emotions. Forced-choice emotion judgments (Study 1) and emotion ratings (Study 2) by naive Ss fit Max predictions for slides of infant joy, interest, surprise, and distress, but Max fear, anger, sadness, and disgust expressions in infants were judged as distress or as emotion blends in both studies. Ratings of adult facial expressions (Study 2 only) fit a priori classifications. In Study 3, the facial muscle components of faces shown in Studies 1 and 2 were coded with the Facial Action Coding System (FACS; P. Ekman and W. V. Friesen, 1978) and Baby FACS (H. Oster and D. Rosenstein, in press). Only 3 of 19 Max-specified expressions of discrete negative emotions in infants fit adult prototypes. Results indicate that negative affect expressions are not fully differentiated in infants and that empirical studies of infant facial expressions are needed. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Effects of Direct and Averted Gaze on the Perception of Facially Communicated Emotion.

Research has largely neglected the effects of gaze direction cues on the perception of facial expressions of emotion. It was hypothesized that when gaze direction matches the underlying behavioral intent (approach-avoidance) communicated by an emotional expression, the perception of that emotion would be enhanced (i.e., shared signal hypothesis). Specifically, the authors expected that (a) direct gaze would enhance the perception of approach-oriented emotions (anger and joy) and (b) averted eye gaze would enhance the perception of avoidance-oriented emotions (fear and sadness). Three studies supported this hypothesis. Study 1 examined emotional trait attributions made to neutral faces. Study 2 examined ratings of ambiguous facial blends of anger and fear. Study 3 examined the influence of gaze on the perception of highly prototypical expressions. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Maternal emotional signaling: Its effect on the visual cliff behavior of 1-year-olds.

Studied the effect of maternal facial expressions of emotion on 108 12-mo-old infants in 4 studies. The deep side of a visual cliff was adjusted to a height that produced no clear avoidance and much referencing of the mother. In Study 1, 19 Ss viewed a facial expression of joy, while 17 Ss viewed one of fear. In Study 2, 15 Ss viewed interest, while 18 Ss viewed anger. In Study 3, 19 Ss viewed sadness. In Study 4, 23 Ss were used to determine whether the expressions influenced Ss' evaluation of an ambiguous situation or whether they were effective in controlling behavior merely because of their discrepancy or unexpectedness. Results show that Ss used facial expressions to disambiguate situations. If a mother posed joy or interest while S referenced, most Ss crossed the deep side. If a mother posed fear or anger, few Ss crossed. In the absence of any depth whatsoever, few Ss referenced the mother and those who did, while the mother was posing fear, hesitated but crossed nonetheless. It is suggested that facial expressions regulate behavior most clearly in contexts of uncertainty. (17 ref) (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Facial expressions of emotion: What lies beyond minimal universality?

This article discusses the controversy over whether attribution (recognition) of emotions from facial expressions is universal (P. Ekman, 1994; C. E. Izard, 1994; J. A. Russell, 1994). Agreement emerged on various issues. There exists at least Minimal Universality (people everywhere can infer something about others from their facial behavior). Anger, sadness, and other semantic categories for emotion are not pancultural and are not the precise messages conveyed by facial expressions. Emotions can occur without facial expressions, and facial expressions can occur without emotions. Further evidence is needed to determine the relationship between emotion and facial behavior, what determines that relationship, how facial behavior is interpreted, and how much the interpretation varies with culture and language. Ekman's (1994) objections are answered. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Depressed mothers' touching increases infants' positive affect and attention in still-face interactions

The effects of depressed mothers' touching on their infants' behavior were investigated during the still-face situation. 48 depressed and nondepressed mothers and their 3-month-old infants were randomly assigned to control and experimental conditions. 4 successive 90-sec periods were implemented: (A) normal play, (B) still-face-no-touch, (C) still-face-with-touch, and (A) normal play. Depressed and nondepressed mothers were instructed and shown how to provide touch for their infants during the still-face-with-touch period. Different affective and attentive responses of the infants of depressed versus the infants of nondepressed mothers were observed. Infants of depressed mothers showed more positive affect (smiles and vocalizations) and gazed more at their mothers' hands during the still-face-with-touch period than the infants of nondepressed mothers, who grimaced, cried, and gazed away from their mothers' faces more often. The results suggest that by providing touch stimulation for their infants, the depressed mothers can increase infant positive affect and attention and, in this way, compensate for negative effects often resulting from their typical lack of affectivity (flat facial and vocal expressions) during interactions.     

An experimental investigation of referential looking in free-ranging Barbary macaques (Macaca sylvanus).

The authors examined looking behavior between 15 Barbary macaque (Macaca sylvanus) infants and their mothers in the presence of a rubber snake (experimental period) and in the absence of the snake (control period). Two of the 15 infants looked referentially at their mother in the experimental period. Including both referential and nonreferential looks, the six older infants (aged 5 to 12 months) displayed a higher frequency of looks to mother than nine younger infants (aged 3 to 4.5 months) in the experimental period, but not in the control period. Older infants looked more to the mother in the experimental condition, whereas the younger infants looked more to the mother in the control condition, or looked equally in the two conditions. These results suggest that age is an important factor in determining looking behavior to mother in situations of uncertainty. Compared to hand-reared chimpanzees or human infants tested in standard social referencing paradigms, the infant macaques displayed a low rate of referential looking. Possible explanations for this are discussed. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

The expression of determination: Similarities between anger and approach-related positive affect.

In this set of studies, we examine the perceptual similarities between emotions that share either a valence or a motivational direction. Determination is a positive approach-related emotion, whereas anger is a negative approach-related emotion. Thus, determination and anger share a motivational direction but are opposite in valence. An implemental mind-set has previously been shown to produce high-approach-motivated positive affect. Thus, in Study 1, participants were asked to freely report the strongest emotion they experienced during an implemental mind-set. The most common emotion reported was determination. On the basis of this result, we compared the facial expression of determination with that of anger. In Study 2, naive judges were asked to identify photographs of facial expressions intended to express determination, along with photographs intended to express basic emotions (joy, anger, sadness, fear, disgust, neutral). Correct identifications of intended determination expressions were correlated with misidentifications of the expressions as anger but not with misidentifications as any other emotion. This suggests that determination, a high-approach-motivated positive affect, is perceived as similar to anger. In Study 3, naive judges quantified the intensity of joy, anger, and determination expressed in photographs. The intensity of perceived determination was directly correlated with the intensity of perceived anger (a high-approach-motivated negative affect) and was inversely correlated with the intensity of perceived joy (a low-approach-motivated positive affect). These results demonstrate perceptual similarity between emotions that share a motivational direction but differ in valence. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Patterns of brain electrical activity during facial signs of emotion in 10-month-old infants.

This study examined electroencephalogram (EEG) asymmetries during the presence of discrete facial signs of emotion. Thirty-five 10-month-old infants were tested in a standard stranger- and mother-approach paradigm that included a brief separation from their mother. Infant facial expression was videotaped, and brain electrical activity from left and right frontal and parietal regions was recorded. The videotapes were coded with two different discrete facial coding systems. Artifact-free periods of EEG were extracted that were coincident with the expression of the emotions of joy, anger, and sadness. The data revealed different patterns of EEG asymmetry depending on the type of facial expression and vocal expression of affect that was observed. Expressions of joy that involved facial actions of both zygomatic and orbicularis oculi were seen more often in response to mother approach, whereas smiles that did not involve the action of orbicularis oculi were seen more often in response to approach of the stranger. The former type of smile was associated with relative left frontal activation, whereas the latter type was associated with right frontal activation. Facial expressions of anger and sadness exhibited in the absence of crying were associated with left frontal activation, whereas these same facial expressions during crying were associated with right frontal activation. These data underscore the usefulness of EEG measures of hemispheric activation in differentiating among emotional states associated with differences in facial and vocalic expressivity. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Arousal modulation in cocaine-exposed infants.

The ability to modulate arousal is a critical skill with wide-ranging implications for development. In this study, the authors examined arousal regulation as a function of levels of prenatal cocaine exposure in 107 infants at 4 months of age using a "still-face" procedure. Facial expressions were coded. A greater percentage of heavily cocaine-exposed infants, compared with those who were unexposed to cocaine, showed less enjoyment during en face play with their mothers and continued to show negative expressions during the resumption of play following a period when the interaction was interrupted. This finding was independent of other substance exposure, neonatal medical condition, environmental risk, maternal contingent responsivity, and concurrent maternal sensitivity and vocalizations. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Facial expressivity in infants of depressed mothers.

Examined facial expressions in 84 3-mo-old infants of mothers classified as depressed, nondepressed, or low scoring on the Beck Depression Inventory. Mother–infant dyads were videotaped during a 3-min face-to-face interaction, and the videotapes were coded by using the AFFEX facial expression coding system. Infants of both depressed and low-scoring mothers showed significantly more sadness and anger expressions and fewer interest expressions than infants of nondepressed mothers. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Developmental and temperamental differences in emotion regulation in infancy

One of the major adaptations during the infancy period is the development of the ability to cope with arousing or uncertain events. The following study was designed to examine emotion regulation strategy use between 6 and 18 months. 75 infants (25 each of 6-, 12-, and 18-month-olds) were videotaped interacting with 3 female strangers. Coping strategies were coded using a portable computer with a continuous sampling program, enabling coders to record both frequencies and durations of behaviors. Results indicated that 6-month-olds were more likely than 12- or 18-month-olds to use gaze aversion and fussing as their primary emotion regulation strategies, and were less likely than the older infants to use self-soothing and self-distraction. 18-month-olds were more likely than the younger infants to attempt to direct their interactions with the strangers. Infants' strategy use also differed as a function of their wariness of strangers, particularly at 12 months of age.     

A developmental perspective on emotions in play therapy.

Describes and compares normative emotional responses in solitary play, and determines developmental changes associated with expression of emotion in play. A developmental perspective on emotions is described. The results from 3 studies that examined the expression of emotion (facial expressions) during infants' and children's (aged 6 mo–5 yrs) solitary play are discussed as a foundation from which to consider the functions of emotion in play therapy. Facial expressions of emotions were assessed using the System for Identifying Affect Expressions by Holistic Judgments (C. E. Izard et al, 1983). Exploration and play were measured using a standardized scale developed by J. Belsy and R. K. Most (1981). (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Age-related changes in the integration of gaze direction and facial expressions of emotion.

Gaze direction influences younger adults' perception of emotional expressions, with direct gaze enhancing the perception of anger and joy, while averted gaze enhances the perception of fear. Age-related declines in emotion recognition and eye-gaze processing have been reported, indicating that there may be age-related changes in the ability to integrate these facial cues. As there is evidence of a positivity bias with age, age-related difficulties integrating these cues may be greatest for negative emotions. The present research investigated age differences in the extent to which gaze direction influenced explicit perception (e.g., anger, fear and joy; Study 1) and social judgments (e.g., of approachability; Study 2) of emotion faces. Gaze direction did not influence the perception of fear in either age group. In both studies, age differences were found in the extent to which gaze direction influenced judgments of angry and joyful faces, with older adults showing less integration of gaze and emotion cues than younger adults. Age differences were greatest when interpreting angry expressions. Implications of these findings for older adults' social functioning are discussed. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Infants' emotion expressions to acute pain: Developmental change and stability of individual differences.

Differential emotions theory predicts stability of individual emotion-expression styles but developmental changes in relations between emotion-eliciting events and particular emotions. These propositions were examined in a longitudinal study of infants' emotion expressions to a painful medical procedure. The type and duration of emotion expressions of 2- to 7-month-old infants (N?=?25) in response to the acute pain of diphtheria-pertussis-tetanus (DPT) inoculations predicted their emotion expressions to the same event at 19 months of age. Results also confirmed those of a previous cross-sectional study showing that particular expressions to painful stimulation occurred with regularity and that the durations of these expressions changed differentially with age (Izard, Hembree, Dougherty, & Spizzirri, 1983). The current longitudinal study showed both stability of individual emotion-expression patterns and developmental changes in event–emotion relations over the first year and a half of life. (39 ref) (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

The Affective Structure of Supportive Parenting: Depressive Symptoms, Immediate Emotions, and Child-Oriented Motivation.

This study investigated the maternal concerns and emotions that may regulate one form of sensitive parenting, support for children's immediate desires or intentions. While reviewing a videotape of interactions with their 1-year-olds, mothers who varied on depressive symptoms reported concerns and emotions they had during the interaction. Emotions reflected outcomes either to children (child-oriented concerns) or to mothers themselves (parent-oriented concerns). Child-oriented concerns were associated with fewer negative emotions and more supportive behavior. Supportive parenting was high among mothers who experienced high joy and worry and low anger, sadness, and guilt. However, relations depended on whether emotions were child or parent oriented: Supportive behavior occurred more when emotions were child oriented. In addition, as depressive symptoms increased, mothers reported fewer child-oriented concerns, fewer child-oriented positive emotions, and more parent-oriented negative emotions. They also displayed less supportive behavior. Findings suggest that support for children's immediate intentions may be regulated by parents' concerns, immediate emotions, and depressive symptoms. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Infants' understanding of the link between visual perception and emotion: "If she can't see me doing it, she won't get angry."

Two experiments investigated 18-month-olds' understanding of the link between visual perception and emotion. Infants watched an adult perform actions on objects. An emoter then expressed neutral affect or anger toward the adult in response to the adult's actions. Subsequently, infants were given 20 s to interact with each object. In Experiment 1, the emoter faced infants with a neutral expression during each 20-s response period but looked at either a magazine or the infant. In Experiment 2, the emoter faced infants with a neutral expression, and her eyes were either open or closed. When the emoter visually monitored infants' actions, the infants regulated their object-directed behavior on the basis of their memory of the emoter's affect. However, if the previously angry emoter read a magazine (Experiment 1) or closed her eyes (Experiment 2), infants were not governed by her prior emotion. Infants behaved as if they expected the emoter to get angry only if she could see them performing the actions. These findings suggest that infants appreciate how people's visual experiences influence their emotions and use this information to regulate their own behavior. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

The ontogeny and significance of infants' facial expressions in the first 9 months of life.

Four studies examined aspects of the differential emotions theory (DET) hypothesis of expressive behavior development. In Study 1, facial-expressive movements of 108 2.5–9-mo-old infants were video recorded in positive and negative mother–infant interactions (conditions). As expected, Max-specified full-face and partial expressions of interest, joy, sadness, and anger were morphologically stable between the 2 ages. Studies 1 and 2 confirmed predicted differential responding to mother sadness and anger expressions and to composite positive and negative conditions. Discrete negative expressions exceeded negative blends, and the amount of both expression types remained stable across ages. Studies 3 and 4 provided varying degrees of support for the social validity of Max-specified infant negative affect expressions. Conclusions include revisions and clarifications of DET. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

"Worth a thousand words": Absolute and relative decoding of nonlinguistic affect vocalizations.

The authors compared the accuracy of emotion decoding for nonlinguistic affect vocalizations, speech-embedded vocal prosody, and facial cues representing 9 different emotions. Participants (N = 121) decoded 80 stimuli from 1 of the 3 channels. Accuracy scores for nonlinguistic affect vocalizations and facial expressions were generally equivalent, and both were higher than scores for speech-embedded prosody. In particular, affect vocalizations showed superior decoding over the speech stimuli for anger, contempt, disgust, fear, joy, and sadness. Further, specific emotions that were decoded relatively poorly through speech-embedded prosody were more accurately identified through affect vocalizations, suggesting that emotions that are difficult to communicate in running speech can still be expressed vocally through other means. Affect vocalizations also showed superior decoding over faces for anger, contempt, disgust, fear, sadness, and surprise. Facial expressions showed superior decoding scores over both types of vocal stimuli for joy, pride, embarrassment, and “neutral” portrayals. Results are discussed in terms of the social functions served by various forms of nonverbal emotion cues and the communicative advantages of expressing emotions through particular channels. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Patterns of emotion expression during separation in the strange-situation procedure.

The facial expressions of 28 13-mo-old middle-class children were videotaped during the 3-min separation episode of the Ainsworth strange-situation procedure (ASSP). Facial behavior was analyzed to determine the patterns of emotional expressions during separation and to assess the relations between these patterns and types of attachment as assessed by the ASSP. Findings reveal that anger was the dominant negative emotion expressed by the majority of Ss in each of 3 ad hoc groups determined by level of negative emotion. Some high-negative emotion expressers displayed predominantly anger and others mainly sadness. Patterns of emotion expression varied with type of attachment; Ss who showed an insecure-resistant attachment pattern displayed less interest and more sadness than Ss in the securely attached groups. The proportion of time anger was expressed did not differ significantly with type of attachment. (20 ref) (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Affect bursts: Dynamic patterns of facial expression.

[Correction Notice: An erratum for this article was reported in Vol 11(4) of Emotion (see record 2011-18271-001). There were several errors in Table 1, and in Table 4 spaces were omitted from the rows between data for anger, fear, sadness, joy, and relief. All versions of this article have been corrected, and the corrections to Table 1 are provided in the erratum.] Affect bursts consist of spontaneous and short emotional expressions in which facial, vocal, and gestural components are highly synchronized. Although the vocal characteristics have been examined in several recent studies, the facial modality remains largely unexplored. This study investigated the facial correlates of affect bursts that expressed five different emotions: anger, fear, sadness, joy, and relief. Detailed analysis of 59 facial actions with the Facial Action Coding System revealed a reasonable degree of emotion differentiation for individual action units (AUs). However, less convergence was shown for specific AU combinations for a limited number of prototypes. Moreover, expression of facial actions peaked in a cumulative-sequential fashion with significant differences in their sequential appearance between emotions. When testing for the classification of facial expressions within a dimensional approach, facial actions differed significantly as a function of the valence and arousal level of the five emotions, thereby allowing further distinction between joy and relief. The findings cast doubt on the existence of fixed patterns of facial responses for each emotion, resulting in unique facial prototypes. Rather, the results suggest that each emotion can be portrayed by several different expressions that share multiple facial actions. (PsycINFO Database Record (c) 2011 APA, all rights reserved)