Analyzing Liquefaction-Induced Lateral Spreads Using Strength Ratios

The writers backanalyzed 39 well-documented liquefaction-induced lateral spreads in terms of a mobilized strength ratio, su(mob)/σvo′ using the Newmark sliding block method. Based on the inverse analyses results, we found that the backcalculated strength ratios mobilized during lateral spreads can be directly correlated to normalized cone penetration test tip resistance and standard penetration test blow count. Remarkably, Newmark analysis-based strength ratios mobilized during these lateral spreads essentially coincide with liquefied strength ratios backcalculated from liquefaction flow failures. The mobilized strength ratios appear to be independent of the magnitude of lateral displacement (at least for displacements greater than 15?cm) and the strength of shaking (in terms of peak ground acceleration). Furthermore, the mobilized strength ratios backcalculated from these cases appear to be consistent for a given depositional environment and do not appear to be severely impacted by potential water layer formation.     

Liquefaction-Induced Lateral Spreading at Izmit Bay During the Kocaeli (Izmit)-Turkey Earthquake

This paper presents a study of liquefaction-induced lateral ground displacements along the coast of Izmit Bay during the 1999 Kocaeli (Izmit)-Turkey earthquake. The paper discusses: (1) observed ground displacements after the earthquake, (2) the results of field investigations by means of borings and in situ index tests, including standard penetration tests, static cone penetration tests, and piezocone tests, (3) analyses of expected lateral displacements using two empirical models and one semiempirical model, and (4) comparisons between observed and calculated lateral ground movements. The three models provide inconsistent predictions of observed lateral ground displacements, with one method overpredicting and two methods both overpredicting and underpredicting observed lateral ground displacements by large amounts. Thus, it appears that there is a need for improved engineering tools for prediction of small to moderately significant lateral ground displacements (lateral displacements of approximately 0.1–2.5?m) at soil sites with similar ground characteristics to the case history sites presented herein.     

Liquefaction-Induced Lateral Spreading in Near-Fault Regions during the 1999 Chi-Chi, Taiwan Earthquake

We document and analyze incidents of liquefaction-induced lateral ground deformation at five sites located in the near-fault region of the 1999 Chi-Chi Taiwan earthquake. Each of the lateral spreads involved cyclic mobility of young alluvial soils towards a free face at creek channels. In each case, the lateral spreading produced relatively modest lateral displacements (approximately 10–200?cm) in parts of the spreads not immediately adjacent to channel slopes. For each site, we present displacement vectors across the spread features, which are based on mapping performed within three weeks of the earthquake. We review the results of detailed subsurface exploration conducted at each site, including cone penetration test soundings, borings with standard penetration testing, and laboratory index tests. We back-analyze the field displacements using recent empirical and semiempirical models and find that the models generally overestimate the observed ground displacements. Possible causes of the models’ overprediction bias include partial drainage of the liquefied soils during shaking, low but measurable plasticity of some of the soils’ fines fraction, and the absence of nonspread sites in the empirical databases used to develop existing empirical and semi-empirical lateral spread displacement prediction models.     

Standard Penetration Test-Based Probabilistic and Deterministic Assessment of Seismic Soil Liquefaction Potential

This paper presents new correlations for assessment of the likelihood of initiation (or “triggering”) of soil liquefaction. These new correlations eliminate several sources of bias intrinsic to previous, similar correlations, and provide greatly reduced overall uncertainty and variance. Key elements in the development of these new correlations are (1) accumulation of a significantly expanded database of field performance case histories; (2) use of improved knowledge and understanding of factors affecting interpretation of standard penetration test data; (3) incorporation of improved understanding of factors affecting site-specific earthquake ground motions (including directivity effects, site-specific response, etc.); (4) use of improved methods for assessment of in situ cyclic shear stress ratio; (5) screening of field data case histories on a quality/uncertainty basis; and (6) use of high-order probabilistic tools (Bayesian updating). The resulting relationships not only provide greatly reduced uncertainty, they also help to resolve a number of corollary issues that have long been difficult and controversial including: (1) magnitude-correlated duration weighting factors, (2) adjustments for fines content, and (3) corrections for overburden stress.     

Discriminant Model for Evaluating Soil Liquefaction Potential Using Cone Penetration Test Data

Statistical analysis using a discriminant model is applied to 399 cone penetration test (CPT) data sets of both liquefaction and nonliquefaction cases, including 174 sets from the Chi-Chi earthquake in Taiwan and 225 sets of synthesized data. The discriminant model employed is a multivariate statistical method. In situ testing results of cone tip resistance qc and sleeve friction ratio Rf are adopted as the major parameters for analyses. A model for evaluating liquefaction potential using CPT-qc data is also established in this study, which allows calculated results to be compared with the empirical curves.     

Evaluation of Flow Liquefaction and Liquefied Strength Using the Cone Penetration Test

Flow liquefaction is a major design issue for large soil structures such as mine tailings impoundments and earth dams. If a soil is strain softening in undrained shear and, hence, susceptible to flow liquefaction, an estimate of the resulting liquefied shear strength is required for stability analyses. Many procedures have been published for estimating the residual or liquefied shear strength of cohesionless soils. This paper presents cone penetration test-based relationships to evaluate the susceptibility to strength loss and liquefied shear strength for a wide range of soils. Case-history analyses by a number of investigators are reviewed and used with some additional case histories. Extrapolations beyond the case-history data are guided by laboratory studies and theory.     

Simplified Cone Penetration Test-based Method for Evaluating Liquefaction Resistance of Soils

This paper presents a new simplified method for assessing the liquefaction resistance of soils based on the cone penetration test (CPT). A relatively large database consisting of CPT measurements and field liquefaction performance observations of historical earthquakes is analyzed. This database is first used to train an artificial neural network for predicting the occurrence and nonoccurrence of liquefaction based on soil and seismic load parameters. The successfully trained and tested neural network is then used to generate a set of artificial data points that collectively define the liquefaction boundary surface, the limit state function. An empirical equation is further obtained by regression analysis to approximate the unknown limit state function. The empirical equation developed represents a deterministic method for assessing liquefaction resistance using the CPT. Based on this newly developed deterministic method, probabilistic analyses of the cases in the database are conducted using the Bayesian mapping function approach. The results of the probabilistic analyses, expressed as a mapping function, provide a simple means for probability-based evaluation of the liquefaction potential. The newly developed simplified method compares favorably to a widely used existing method.     

Liquefaction Resistance of Clean and Nonplastic Silty Sands Based on Cone Penetration Resistance

Liquefaction of granular soil deposits is one of the major causes of loss resulting from earthquakes. The accuracy in the assessment of the likelihood of liquefaction at a site affects the safety and economy of the design. In this paper, curves of cyclic resistance ratio (CRR) versus cone penetration test (CPT) stress-normalized cone resistance qc1 are developed from a combination of analysis and laboratory testing. The approach consists of two steps: (1) determination of the CRR as a function of relative density from cyclic triaxial tests performed on samples isotropically consolidated to 100 kPa; and (2) estimation of the stress-normalized cone resistance qc1 for the relative densities at which the soil liquefaction tests were performed. A well-tested penetration resistance analysis based on cavity expansion analysis was used to calculate qc1 for the various soil densities. A set of 64 cyclic triaxial tests were performed on specimens of Ottawa sand with nonplastic silt content in the range of 0–15% by weight, and relative densities from loose to dense for each gradation, to establish the relationship of the CRR to the soil state and fines content. The resulting (CRR)7.5-qc1 relationship for clean sand is consistent with widely accepted empirical relationships. The (CRR)7.5-qc1 relationships for the silty sands depend on the relative effect of silt content on the CRR and qc1. It is shown that the cone resistance increases at a higher rate with increasing silt content than does liquefaction resistance, shifting the (CRR)7.5-qc1 curves to the right. The (CRR)7.5-qc1 curves proposed for both clean and silty sands are consistent with field observations.     

Correcting Liquefaction Resistance for Aged Sands Using Measured to Estimated Velocity Ratio

Factors for correcting liquefaction resistance for aged sands using ratios of measured to estimated shear-wave velocity (MEVR) are derived in this paper. Estimated values of shear-wave velocity (VS) are computed for 91 penetration resistance-VS data pairs using previously published relationships. Linear regression is performed on values of MEVR and corresponding average age. Age of the sand layer is taken as the time between VS measurements and initial deposition or last critical disturbance. It is found that MEVR increases by a factor of about 0.08 per log cycle of time, and time equals about 6?years on average when MEVR equals 1 for the recommended penetration resistance-VS relationships. The resulting regression equation is combined with the strength gain equation reported by Hayati et al. 2008 in “Proc., Geotechnical Earthquake Engineering and Soil Dynamics IV,” to produce a MEVR versus deposit resistance correction relationship. This new corrective relationship is applied to create liquefaction resistance curves based on VS, standard penetration test blow count, and cone tip resistance for sands of various ages (or MEVRs). Because age of natural soil deposits is usually difficult to accurately determine, MEVR appears to be a promising alternative.     

Computation of Cavity Expansion Pressure and Penetration Resistance in Sands

A cavity expansion-based theory for calculation of cone penetration resistance qc in sand is presented. The theory includes a completely new analysis to obtain cone resistance from cavity limit pressure. In order to more clearly link the proposed theory with the classical cavity expansion theories, which were based on linear elastic, perfectly plastic soil response, linear equivalent values of Young's modulus, Poisson’s ratio and friction and dilatancy angles are given in charts as a function of relative density, stress state, and critical-state friction angle. These linear-equivalent values may be used in the classical theories to obtain very good estimates of cavity pressure. A much simpler way to estimate qc—based on direct reading from charts in terms of relative density, stress state, and critical-state friction angle—is also proposed. Finally, a single equation obtained by regression of qc on relative density and stress state for a range of values of critical-state friction angle is also proposed. Examples illustrate the different ways of calculating cone resistance and interpreting cone penetration test results.     

Increasing the Resistance of Piles Subject to Cyclic Lateral Loading

Small-scale tests were carried out on a monopile and fin piles to determine the effect the length of fins had upon the lateral displacement of cyclically loaded piles. A variety of loading conditions were applied to model piles in a dense sand by using a mechanical loading system. Ten thousand cycles were used in each test to represent 20 years of environmental loading on offshore structures. Variables included the magnitude, frequency, and direction of the load; the type of pile tip; and the length of the fins. The reduction in pile head displacement was used as a measure of the efficiency of the fins. The tests show that the fins reduced the lateral displacement by at least 50% after 10,000 cycles.     

Mechanics of Lateral Spreading Observed in a Full-Scale Shake Test

This paper examines in detail the mechanics of lateral spreading observed in a full-scale test of a sloping saturated fine sand deposit, representative of liquefiable, young alluvial and hydraulic fill sands in the field. The test was conducted using a 6-m tall inclined laminar box shaken at the base. At the end of shaking, nearly the whole deposit was liquefied, and the ground surface displacement had reached 32 cm. The presented analysis of lateral spreading mechanics utilizes a unique set of lateral displacement results, DH, from three independent techniques. One of these techniques—motion tracking analysis of the experiment video recording—is especially useful as it produced DH time histories for all laminar box rings and a complete picture of the lateral spreading initiation with an unprecedented degree of resolution in time and space. A systematic study of the data identifies the progressive stages of initiation and accumulation of lateral spreading, lateral spread contribution of various depth ranges and sliding zones, their relation to the simultaneous pore pressure buildup, and the soil shear strength response during sliding.     

Estimation of Load Capacity of Pipe Piles in Sand Based on Cone Penetration Test Results

Pipe piles can be classified as either closed- or open-ended piles. In the present paper, the load capacity of both closed- and open-ended piles is related to cone penetration resistance qc through an experimental program using calibration chamber model pile load tests and field pile load tests. A total of 36 calibration chamber pile load tests and two full-scale field pile load tests were analyzed. All the test piles were instrumented for separate measurement of each component of pile load capacity. Based on the test results, the normalized base resistance qb/qc was obtained as a function of the relative density DR for closed-ended piles, and of both the relative density DR and the incremental filling ratio (IFR) for open-ended piles. A relationship between the IFR and the relative density DR is proposed as a function of the pile diameter and driving depth. The relationship between IFR and DR allows the estimation of IFR and thus of the pile load capacity of open-ended piles at the design stage, before pile driving operations.     

CPT-Based Probabilistic and Deterministic Assessment of In Situ Seismic Soil Liquefaction Potential

This paper presents a complete methodology for both probabilistic and deterministic assessment of seismic soil liquefaction triggering potential based on the cone penetration test (CPT). A comprehensive worldwide set of CPT-based liquefaction field case histories were compiled and back analyzed, and the data then used to develop probabilistic triggering correlations. Issues investigated in this study include improved normalization of CPT resistance measurements for the influence of effective overburden stress, and adjustment to CPT tip resistance for the potential influence of “thin” liquefiable layers. The effects of soil type and soil character (i.e., “fines” adjustment) for the new correlations are based on a combination of CPT tip and sleeve resistance. To quantify probability for performance-based engineering applications, Bayesian “regression” methods were used, and the uncertainties of all variables comprising both the seismic demand and the liquefaction resistance were estimated and included in the analysis. The resulting correlations were developed using a Bayesian framework and are presented in both probabilistic and deterministic formats. The results are compared to previous probabilistic and deterministic correlations.     

Subsurface Characterization at Ground Failure Sites in Adapazari, Turkey

Ground failure in Adapazari, Turkey during the 1999 Kocaeli earthquake was severe. Hundreds of structures settled, slid, tilted, and collapsed due in part to liquefaction and ground softening. Ground failure was more severe adjacent to and under buildings. The soils that led to severe building damage were generally low plasticity silts. In this paper, the results of a comprehensive investigation of the soils of Adapazari, which included cone penetration test (CPT) profiles followed by borings with standard penetration tests (SPTs) and soil index tests, are presented. The effects of subsurface conditions on the occurrence of ground failure and its resulting effect on building performance are explored through representative case histories. CPT- and SPT-based liquefaction triggering procedures adequately identified soils that liquefied if the clay-size criterion of the Chinese criteria was disregarded. The CPT was able to identify thin seams of loose liquefiable silt, and the SPT (with retrieved samples) allowed for reliable evaluation of the liquefaction susceptibility of fine-grained soils. A well-documented database of in situ and index testing is now available for incorporating in future CPT- and SPT-based liquefaction triggering correlations.     

Void Ratio Estimation of Soft Soils Using Electrical Resistivity Cone Probe

Electrical properties of soils have commonly been used to estimate geotechnical properties. This paper introduces a new device, an electrical resistivity cone probe (ERCP), to determine the electrical resistivity of seashore soft soils and estimate void ratio in the field. The probe consists of inner and outer electrodes with a coaxial structure. The probe tip is conical to minimize disturbance during penetration. A four-terminal pair configuration is used to prevent electrical interference. The electrical resistance is measured during a consolidation test, penetration tests in a large-scale calibration chamber, and at two field sites. With the resistivity of soils and electrical resistivity of pore water extracted from undisturbed soils, the void ratio is estimated using Archie’s law. The void ratio estimated by the ERCP in an oedometer cell is almost the same as the volumetric void ratio of sand determined from consolidation tests. In addition, the void ratio profile obtained by the ERCP agrees well with the volume-based void ratio in a sand-clay mixture prepared in the calibration chamber. The void ratio profile estimated in the field is inversely proportional to the standard penetration testing N-value and the cone-tip resistance of the cone penetration test. This paper demonstrates that the ERCP may be an effective device for the estimation of the void ratio of seashore soft soils.     

How Reliable is the Plasticity Index for Estimating the Liquefaction Potential of Clayey Sands?

This paper examines the validity of the plasticity index (PI) as a criterion for estimating the liquefaction potential of clayey soils under cyclic loading. The results of undrained cyclic stress-controlled ring-shear tests on artificial mixtures of sand with different clays saturated with water indicated that an increase in PI decreased the soil potential to liquefy, and soil with PI>15 seemed to be nonliquefiable, a finding that is in agreement with the results of other researchers. However, in this study some deviations from this relation were found when a bentonite–sand mixture was treated with solutions of different ions, thus bringing into question the effectiveness of PI as a measure of the liquefaction potential of clayey soil having a certain pore water chemistry.     

Unit Skin Friction from the Standard Penetration Test Supplemented with the Measurement of Torque

The standard penetration test (SPT) supplemented with the measurement of torque (SPT-T) may be used to obtain a direct measurement of unit skin friction (fs) between the sampler and the surrounding soil. The test is performed after the standard SPT procedure and does not compromise conventional SPT results. In order to perform the SPT-T, the split-barrel sampler is rotated after driving the ASTM specified distance and the maximum torque is measured using a calibrated torque wrench or transducer mounted to the top of the drill string. The measured torque is used along with the known geometry of the split-barrel sampler to determine a value of unit skin friction. SPT-T test results at 12 sites are presented. The results also show that the unit skin friction values obtained from the SPT-T generally correlate well with SPT N60 values. The results may be valuable for making preliminary estimates of unit skin friction for driven piles and provide some rationale for reported correlations between N60 and skin friction from piles.     

Evaluating the Constrained Modulus and Collapsibility of Loess from Standard Penetration Test

Argentinean loess has mechanical properties highly dependent on moisture content. Sand and silt particles jointed by clay bridges and precipitated salts form macropores which undergo high volume decrease when loaded or wetted. The constrained deformation modulus is an important parameter for the assessment of settlement and to characterize loessical formations. This work analyzes experimental results obtained in double-oedometer test and standard penetration tests (SPT) performed in silty loess. Typical behaviors observed in double-oedometer test are related to the decrease of soil modulus, collapsibility, cementation, and presence of disseminated cementing nodules. Correlations between the constrained modulus, collapsibility, and the blow count from SPT are presented. The influence of disseminated nodules, moisture content, and collapsed soil structure on the constrained modulus and collapsibility of loess is highlighted.     

Cyclic Testing and Constitutive Modeling of Saturated Sand–Concrete Interfaces Using the Disturbed State Concept

A constitutive model based on the disturbed state concept (DSC) is proposed for stress-deformation and liquefaction response of interfaces in dynamic soil-structure interaction problems. The model parameters are determined by using comprehensive test data for Ottawa sand–concrete (medium roughness) interfaces by using the cyclic multidegree of freedom device. The model is validated by comparing the finite element predictions with the test data used for the determination of parameters and independent test not used for finding the parameters. A procedure based on the critical disturbance for the identification of liquefaction in the interfaces is proposed. It is found that the liquefaction in the interface can occur earlier than that in the surrounding sand. The DSC model can provide a realistic characterization of the interface behavior and can be used in analysis and design of dynamic soil-structure interaction problems.