Formation of InAs quantum dots in a GaAs matrix during growth on misoriented substrates

The formation of InAs quantum dots grown by submonolayer migration-enhanced molecular-beam epitaxy on GaAs(100) surfaces with various misorientation angles and directions is investigated. It is shown for the deposition of 2 monolayers (ML) of InAs that increasing the misorientation angle above 3° along the [010], , and [011] directions leads to the formation of several groups of quantum dots differing in geometric dimensions and electronic structure. Fiz. Tekh. Poluprovodn. 32, 95–100 (January 1998)     

Metastable population of self-organized InAs/GaAs quantum dots

In the present work, we report on the investigation of a p-n heterostructure with InAs/GaAs quantum dots (QD) by capacitance-voltage and deep level transient spectroscopy. We have observed controllable and reversible metastable population of the energy states of quantum dots and interface in the structure containing one plane of InAs QDs as a function of temperature of isochronous annealing as well as under bias-on-bias-off cooling conditions and white light illumination. This effect was attributed to the change in the Fermi level position due to the hole capture on self-trapped defects similar to the DX center in GaAs after isochronous annealing and white light illumination.     

Photoluminescence of InAs quantum dots grown on disoriented GaAs substrates

The photoluminescence spectra in an external magnetic field of an ensemble of InAs quantum dots grown by molecular beam epitaxy on a (001) GaAs substrate with a disorientation in the [010] direction are studied. A redistribution of the photoexcited carriers among different groups of dots under the influence of the magnetic field is observed. The concentration of quantum dots is determined by analyzing the data. Fiz. Tekh. Poluprovodn. 33, 1084–1087 (September 1999)     

Photoelectric properties of GaAs/InAs heterostructures with quantum dots

The capacitive photovoltage and photoconductivity spectra of GaAs/InAs heterostructures with quantum dots is discussed. For these structures, which were fabricated by metallorganic gas-phase epitaxy, the photosensitivity spectrum has a sawtoothed shape in the wavelength range where absorption by the quantum dots takes place, which is characteristic of a δ-function-like density of states function. The spectra also exhibit photosensitivity bands associated with the formation of single-layer InAs quantum wells in the structure. An expression is obtained for the absorption coefficient of an ensemble of quantum dots with a prespecified size distribution. It is shown that the energy distribution of the joint density of states, the surface density of quantum dots, and the effective cross section for trapping a photon can all be determined by analyzing the photosensitivity spectrum based on this assumption. Fiz. Tekh. Poluprovodn. 31, 1100–1105 (September 1997)     

Pulsed laser annealing of self-organized InAs/GaAs quantum dots

The effect of pulsed laser annealing (PLA), using an excimer laser, on the luminescence efficiency of self-organized InAs/GaAs and In_0.4Ga_0.6As/GaAs quantum dots has been investigated. It is found that such annealing can enhance both the peak and integrated photoluminescence (PL) efficiency of the dots, up to a factor of 5–10 compared to as-grown samples, without any spectral shift of the luminescence spectrum. The improved luminescence is attributed to the annealing of nonradiative point and extended defects in and around the dots.     

Wannier-Stark states in a superlattice of InAs/GaAs quantum dots

Electron and hole emission from states of a ten-layer system of tunneling-coupled vertically correlated InAs/GaAs quantum dots (QDs) is studied experimentally by capacitance—voltage measurements and deep-level transient spectroscopy. The thickness of GaAs interlayers separating sheets of InAs QDs was ≈3 nm, as determined from transmission electron microscope images. It is found that the periodic multimo-dal DLTS spectrum of this structure exhibits a pronounced linear shift as the reverse-bias voltage U _r applied to the structure is varied. The observed behavior is a manifestation of the Wannier—Stark effect in the InAs/GaAs superlattice, where the presence of an external electric field leads to the suppression of coupling between the wave functions of electron states forming the miniband and to the appearance of a series of discrete levels called Wannier—Stark ladder states.     

GaAs structures with InAs and As quantum dots produced in a single molecular beam epitaxy process

Epitaxial GaAs layers containing InAs semiconductor quantum dots and As metal quantum dots are grown by molecular beam epitaxy. The InAs quantum dots are formed by the Stranskii-Krastanow mechanism, whereas the As quantum dots are self-assembled in the GaAs layer grown at low temperature with a large As excess. The microstructure of the samples is studied by transmission electron microscopy. It is established that the As metal quantum dots formed in the immediate vicinity of the InAs semiconductor quantum dots are larger in size than the As quantum dots formed far from the InAs quantum dots. This is apparently due to the effect of strain fields of the InAs quantum dots upon the self-assembling of As quantum dots. Another phenomenon apparently associated with local strains around the InAs quantum dots is the formation of V-like defects (stacking faults) during the overgrowth of the InAs quantum dots with the GaAs layer by low-temperature molecular beam epitaxy. Such defects have a profound effect on the self-assembling of As quantum dots. Specifically, on high-temperature annealing needed for the formation of large-sized As quantum dots by Ostwald ripening, the V-like defects bring about the dissolution of the As quantum dots in the vicinity of the defects. In this case, excess arsenic most probably diffuses towards the open surface of the sample via the channels of accelerated diffusion in the planes of stacking faults.     

Electron microscopy of GaAs Structures with InAs and as quantum dots

An electron-microscopy study of GaAs structures, grown by molecular-beam epitaxy, containing two coupled layers of InAs semiconductor quantum dots (QDs) overgrown with a thin buffer GaAs layer and a layer of low-temperature-grown gallium arsenide has been performed. In subsequent annealing, an array of As nanoinclusions (metallic QDs) was formed in the low-temperature-grown GaAs layer. The variation in the microstructure of the samples during temperature and annealing conditions was examined. It was found that, at comparatively low annealing temperatures (400–500°C), the formation of the As metallic QDs array weakly depends on whether InAs semiconductor QDs are present in the preceding layers or not. In this case, the As metallic QDs have a characteristic size of about 2–3 nm upon annealing at 400°C and 4–5 nm upon annealing at 500°C for 15 min. Annealing at 600°C for 15 min in the growth setup leads to a coarsening of the As metallic QDs to 8–9 nm and to the formation of groups of such QDs in the area of the low-temperature-grown GaAs which is directly adjacent to the buffer layer separating the InAs semiconductor QDs. A more prolonged annealing at an elevated temperature (760°C) in an atmosphere of hydrogen causes a further increase in the As metallic QDs’ size to 20–25 nm and their spatial displacement into the region between the coupled InAs semiconductor QDs.     

Temperature dependence of InAs/GaAs quantum dots solar photovoltaic devices

This paper presents the temperature dependence measurements characterisation of several InAs/GaAs quantum dots （QDs） solar cell devices. The devices with cylindrical geometry were fabricated and characterised on-wafer under 20 suns in a temperature range from 300°K to 430°K. The temperature dependence parameters such as open circuit voltage, short circuit density current, fill factor and efficiency are studied in detail. The increase of temperature produces an enhancement of the short circuit current. However, the open circuit voltage is degraded because the temperature increases the recombination phenomena involved, as well as reducing the effective band gap of the semiconductor.     

Temperature dependent optical properties of self-organized InAs/GaAs quantum dots

We report photoluminescence (PL), time-resolved PL, and PL excitation experiments on InAs/GaAs quantum dots (QDs) of different size as a function of temperature. The results indicate that both the inhomogeneous properties of the ensemble and the intrinsic properties of single QDs are important in understanding the temperature-dependence of the optical properties. With increasing temperature, excitons are shown to assume a local equilibrium distribution between the localized QD states, whereas the formation of a position-independent Fermi-level is prevented by carrier-loss to the barrier dominating thermally stimulated lateral carrier transfer. The carrier capture rate is found to decrease with increasing temperature and, at room temperature, long escape-limited ground state lifetimes of some 10 ps are estimated. PL spectra excited resonantly in the ground state transition show matching ground state absorption and emission, indicating the intrinsic nature of exciton recombination in the QDs. Finally, the PL excitation spectra are shown to reveal size-selectively the QD absorption, demonstrating the quantum-size effect of the excited state splitting.     

STM probe-assisted site-control of self-organized InAs quantum dots on GaAs surfaces

A site-control technique for individual InAs quantum dots (QDs) has been developed by using scanning tunneling microscope (STM) probe-assisted nanolithography and self-organizing molecular-beam epitaxy. We find that nano-scale deposits can be created on a GaAs surface by applying voltage and current pulses between the surface and a tungsten tip of the STM, and that they act as “nano-masks” on which GaAs does not grow directly. Accordingly, subsequent thin GaAs growth produces GaAs nano-holes above the deposits. When InAs is supplied on this surface, QDs are self-organized at the hole sites, while hardly any undesirable Stranski-Krastanov QDs are formed in the flat surface region. Using this technique with nanometer precision, a QD pair with 45-nm pitch is successfully fabricated. An erratum to this article is available at .     

Recombination emission from InAs quantum dots grown on vicinal GaAs surfaces

Photoluminescence (PL) spectra of InAs/GaAs heteroepitaxial structures with quantum dots (QDs) have been studied. The structures were grown by submonolayer migration-enhanced epitaxy on vicinal substrates with the amount of deposited InAs close to the critical value of 1.8 monolayer (ML). The origin and evolution of the structure of PL spectra were studied in relation to the direction and angle of misorientation, temperature, and power density and spectrum of the exciting radiation. A blue shift and narrowing of the PL band with increasing misorientation angle was established experimentally. The fact that QDs become smaller and more uniform in size is explained in terms of a lateral confinement of QDs on terraces with account taken of the step bunching effect. The temperature dependences of the positions and full widths at half-maximum (FWHM) of PL bands are fundamentally different for isolated and associated QDs. The exciton ground states contribute to all low-temperature spectral components. The excited exciton state contributes to the recombination emission from QDs, as evidenced by the temperature dependence of the integrated intensity of the PL bands. A quantitative estimate is given of the electronic structure of different families of InAs QDs grown on GaAs substrates misoriented by 7° in the [001] direction.     

Effect of local structural defects on the precipitation of as in the vicinity of InAs quantum dots in a GaAs matrix

Electron-microscopy studies of GaAs structures grown by the method of molecular-beam epitaxy and containing arrays of semiconductor InAs quantum dots and metallic As quantum dots are performed. An array of InAs quantum dots is formed using the Stranski-Krastanow mechanism and consists of five layers of vertically conjugated quantum dots divided by a 5-nm-thick GaAs spacer layer. The array of As quantum dots is formed in an As-enriched GaAs layer grown at a low temperature above an array of InAs quantum dots using postgrowth annealing at temperatures of 400–600°C for 15 min. It is found that, during the course of structure growth near the InAs quantum dots, misfit defects are formed; these defects are represented by 60° or edge dislocations located in the heterointerface plane of the semiconductor quantum dots and penetrating to the surface through a layer of “low-temperature” GaAs. The presence of such structural defects leads to the formation of As quantum dots in the vicinity of the middle of the InAs conjugated quantum dots beyond the layer of “low-temperature” GaAs.     

Electronic Raman scattering from holes in InAs/GaAs self-assembled quantum dots

A report is presented on the observation of hole excitations in unintentionally p-doped self-assembled InAs/GaAs quantum dots by resonant Raman spectroscopy. The small difference in the valence intraband energy values obtained by Raman and PL spectra is explained by the Coulomb interaction between electrons and holes. However, the reason why the maximum resonance occurs at a slightly higher energy than that of the hole excitation seen in Raman spectra is unknown.     

Optical characterisation of MOVPE grown vertically correlated InAs/GaAs quantum dots

Structures with vertically correlated self-organised InAs quantum dots (QDs) in a GaAs matrix were grown by the low-pressure metal-organic vapour phase epitaxy (MOVPE) and characterised by different microscopic techniques. Photoluminescence in combination with photomodulated reflectance spectroscopy were applied for characterisation of QDs structures. We show that combination of both methods allows detecting optical transitions originating both from QDs and wetting (separation) layers, which can be than compared with those obtained from numerical simulations. On the basis of obtained results, we demonstrate that photoreflectance spectroscopy is an excellent tool for characterisation of QDs structures wetting layers and for identification of spacer thicknesses in vertically stacked QDs structures.     

Electric field effects on the carrier migration in self-assembled InAs/GaAs quantum dots

Electron and hole dynamics from self-assembled quantum dots (QDs) subject to vertical electric fields have been studied by observing the photoluminescence (PL) image on the sample surface. We have observed an asymmetric profile associated to migration of optically excited electron and holes in the quantum dot structure. The asymmetric profile is increased by rising the applied bias voltage. This behaviour was associated with charge accumulation at different regions of the QD layer plane due to an asymmetric electric field, upon which the QDs are immersed.     

Self-organization of quantum dots in multilayer InAs/GaAs and InGaAs/GaAs structures in submonolayer epitaxy

The experimental results of RHEED and scanning tunneling microscopy investigations of multilayer structures of InGaAs/GaAs quantum dots, obtained by submonolayer epitaxy on singular and vicinal GaAS (100) substrates, are reported. The results presented show that spatial ordering of nano-objects exists in multilayer structures for InAs and heteroepitaxial InGaAs layers. Fiz. Tekh. Poluprovodn. 33, 733–737 (June 1999)     

Calculation of the surface characteristics and pressures of InAs quantum dots in a GaAs matrix

A theoretical model for calculating the energy characteristics of surfaces of InAs quantum dots in a GaAs(100) matrix is described. The model is based on notions of nonequilibrium thermodynamics and surface physics. The results of calculating the magnitudes of the surface energy and adhesion physical quantities as well as pressures in the vicinity of the edges of InAs quantum dots in a GaAs(100) matrix are presented. The causes of bending of the profile of the lower part of the quantum dot are presented using the Young relationship. These results can be used to asses the stress-relaxation mechanisms during the course of the selforganization of InAs quantum dots in a GaAs(100) matrix.     

Ultra-low density InAs quantum dots

We show that InAs quantum dots (QDs) can be grown by molecular beam epitaxy (MBE) with an ultralow density of sin 10⁷ cm^?2 without any preliminary or post-growth surface treatment. The strain-induced QD formation proceeds via the standard Stranski-Krastanow mechanism, where the InAs coverage is decreased to 1.3–1.5 monolayers (MLs). By using off-cut GaAs (100) substrates, we facilitate the island nucleation in this subcritical coverage range without any growth interruption. The QD density dependences on the InAs coverage are studied by photoluminescence, atomic force microscopy, transmission electron microscopy, and are well reproduced by the universal double exponential shapes. This method enables the fabrication of InAs QDs with controllable density in the range 10⁷–10⁸ cm^?2, exhibiting bright photoluminescence.