Downlink beamforming for DS-CDMA mobile radio with multimediaservices

Downlink beamforming is a promising technique for direct-sequence code-division multiple-access (DS-CDMA) systems with multimedia services to effectively reduce strong interference induced by high data rate users. A new downlink beamforming technique is proposed that converts the downlink beamforming problem into a virtual uplink one and takes into account the data rate information of all users. Since the main complexity of this method is due to the existence of multidelay paths, two simplified algorithms are suggested using an equivalent one-path channel vector to replace multipath channel vectors. Computer simulation results are given to evaluate the downlink capacity of DS-CDMA systems using a base station antenna array and the new algorithms proposed     

MUSIC-Based Pilot Decontamination and Channel Estimation in Multiuser Massive MIMO System

This paper addresses the problem of channel estimation in a multiuser multi-cell wireless communications system in which the base station (BS) is equipped with a very large number of antennas (also referred to as “massive multiple-input multiple-output (MIMO)”). We consider a time-division duplexing (TDD) scheme, in which reciprocity between the uplink and downlink channels can be assumed. Channel estimation is essential for downlink beamforming in massive MIMO, nevertheless, the pilot contamination effect hinders accurate channel estimation, which leads to overall performance degradation. Benefitted from the asymptotic orthogonality between signal and interference subspaces for non-overlapping angle-of arrivals (AOAs) in the large-scale antenna system, we propose a multiple signals classification (MUSIC) based channel estimation algorithm during the uplink transmission. Analytical and numerical results verify complete pilot decontamination and the effectiveness of the proposed channel estimation algorithm in the multiuser multi-cell massive MIMO system.     

Analysis of smart antenna outage in UTRA FDD networks

The outage occurring from beamformer-based smart antennas is analysed for an antenna array deployed in an urban macro-cell environment. Spatio-temporal channel data obtained from a small, urban cell and from within the UTRA frequency allocation has enabled beamforming performance to be determined from the measured uplink and downlink frequency bands. The analysis shows a sub-optimum uplink beamformer performance is observed for 8% of occasions and a 25% downlink beamforming outage for an eight-element uniformly spaced linear array     

Experimental studies of direction of arrivals using a smart antenna testbed in wireless communication systems

This paper presents some preliminary results from experimental studies on space‐division‐multiple‐access (SDMA) for wireless communications. A smart antenna system utilizing direction‐of‐arrival (DOA)‐based beamforming techniques can enhance signal quality by reducing co‐channel interference from mobiles located at angles spatially distinct from the base station. Adopting both smart uplink and downlink beamforming, a communication system with an antenna array can increase the cell coverage of a base station and significantly boost capacity compared with conventional antenna systems. However, successful implementation of DOA‐based beamforming techniques depends on the DOA characteristics. This paper presented the feasibility of direction finding and DOA variation with respect to frequency. Furthermore, the angle spread was studied for selected environments. The results demonstrate the feasibility of applying proposed smart antenna system utilizing DOA‐based beamforming algorithm for increasing channel capacity and improving system performance in frequency‐division‐duplex (FDD) wireless communication systems. Copyright © 2003 John Wiley & Sons, Ltd.     

基于深度学习的毫米波系统波束成形

针对高移动用户在毫米波系统中用户与基站之间频繁切换增大延迟开销问题,提出了一种新颖的集成深度学习协调波束成形(Deep Learning Coordinated Beamforming,DLCBF)解决方案.该方案通过协调多个基站同时为一个移动用户服务,接收用户上行导频序列和预编码码本训练模型,进而预测最佳下行波束向量...     

无线通信中基于线性预测和参数反馈的下行波束形成方法

本文基于最大信号噪声比准则(MSNR，Maximum Signal Noise Ratio)提出一种新的下行波束形成方法，即根据天线收发的互易性原理，通过上行波束形成得到的上行天线阵列矢量，变换而得到下行天线阵列矢量，再通过移动端Rake接收机的合作，反馈回每一径的衰落系数，考虑到存在传输和处理时延并且在此时间内信道有明显变化时，反馈的衰落系数存在误差。因此，本文采用了信道预测的方法，估计即时衰落系数，这样求得期望信号的相关矩阵，计算相应的最大广义特征值所对应的特征矢量，进行下行波束形成。     

Large Antenna Array with Hybrid Beamforming System for 5G Outdoor Mobile Broadband Communication Deployments

Millimeter wave (mmWave) communication requires large antenna arrays to increase the capability of cellular networks of the fifth generation with good beam-forming gains and a substantial reduction in path losses for both transmitting and receiving terminals. As large antenna arrays require one radio frequency chain per antenna element, the fully digital beamforming technique results in high cost and high-power consumption, and it is therefore not feasible. However, in analog solutions, adaptive gain control cannot be used as it reduces the likelihood of advanced processing and contributes to poor efficiency. Hybrid schemes are possible exciting solutions that overcome the deficiencies of pure digital or analog beam forming. The following are the three key contributions of the proposed work: a typical link budget specification for target data rate 3.10 Gbps in downlink and 0.6 Gbps in uplink is provided, micro strip patch antenna with a single element is designed to operate at 28 GHz and then converted into a standard linear array and a Kalman-based hybrid analog/digital precoding is used with a downlink rate of 4.64 Gbps/cell and an uplink rate of 1.84 Gbps/cell in multi-user environments. And the influence of both base station (BS) and 5G User equipment (UEs) beam steering capability is also explored. From the simulation result, it is evident that the proposed work offers a substantial increase in spectral efficiency approximately 9.28 bps/Hz at 20 dB with 10 channel paths.

     

Essential Considerations in Implementing the Smart Antenna System for Downlink Beamforming

This paper addresses some essential problems that have to be taken into consideration in implementing the smart antenna base station (SABS) for downlink beamforming. In order to provide proper downlink beamforming as well as uplink beamforming, a pragmatic procedure of automatic calibration is proposed. Through the experimental test, we confirm that the proposed calibration technique has eliminated the problem of the phase differences of the signal path associated with each antenna. Also, in this paper, we first analyze the multipath condition under which the auxiliary pilot becomes indispensable for detecting the data transmitted on the data channel and what happens if the auxiliary pilot is not available. Then, the performance of the downlink beamforming utilizing the auxiliary pilot is analyzed through the computer simulations. Finally, we present a comparison of downlink communications to uplink ones in terms of throughputs available at each of uplink and downlink communications. Weon-Cheol Lee received the B.S, M.S, and Ph.D. degree in Electronic Communication Engineering from Hanyang University, Korea, in 1992, 1994, 2005, respectively. From 1994 to 2000, he was with LG Electronic Inc., where he had worked for developing the digital VCR, digital cable modem, digital TV. Since 2001, he has been a professor with department of information and communications, Yong-in Songdam College, Korea. His research interests include smart antennas, mobile communications beyond the third generation, digital broadcasting technology, and communication signal processing. Dr. Lee also received the Best Research Paper Award and Excellent Research Engineer Award from LG Electronics, respectively. Seungwon Choireceived the BS degree from Hanyang University, Seoul, Korea, and the M.S. degree from Seoul National University, Korea, 1980 and 1982, respectively, both in electronics engineering, the MS degree (computer engineering) in 1985, and the PhD degree (electrical engineering), in 1988, both from Syracuse University, Syracuse, NY. From 1988 to 1989 he was with the Department of Electrical and Computer Engineering of Syracuse University, Syracuse, NY, as an Assistant Professor. In 1989 he joined the Electronics and Telecommunications Research Institute, Daejeon, Korea. From 1990 to 1992 he was with the Communications Research Laboratory, Tokyo, Japan, as a Science and Technology Agency fellow, developing the adaptive antenna array systems and adaptive equalizing filters. He joined Hanyang University, Seoul, Korea, in 1992 as an assistant professor. He is a professor in the School of Electrical and Computer Engineering of Hanyang University. Since 2003, Dr. Choi has been serving as a Vice Chairman and the representative of the ITU region 3 for SDR (Software Defined Radio) Forum and as a Director of the HY-SDR Research Center, MIC, Korea. His research interests include digital communications and adaptive signal processing with a recent focus on the implementation of the smart antenna systems for both mobile communication systems and wireless data systems. Jae-Moung Kim received the BS degree from Hanyang University, Korea in 1974, the MSEE degree from University of Southern California, USA in 1981, and the PhD degree from Yonsei University, Korea in 1987. He was a Vice President of Radio {&} Broadcasting Technology Laboratory and Director of Satellite Communication System Department at Electronics and Telecommunications Research Institute (ETRI) from September 1982 to March 2003. Since April of 2003, he has been a Professor in the Graduate School of Information Technology and Telecommunications, Inha University. He is a board member of directors of Korean Institute of Communication Science (KICS), a Vice President of Korea Society of Broadcast Engineers (KOSBE) and a senior member of IEEE. His research background is telecommunication systems modeling and performance analysis of broadband wireless access systems, mobile communications, satellite communications and broadcasting transmission technologies.     

Transmit beamforming and power control for cellular wirelesssystems

Joint power control and beamforming schemes are proposed for cellular systems where adaptive arrays are used only at base stations. In the uplink, mobile power and receiver diversity combining vectors at the base stations are calculated jointly. The mobile transmitted power is minimized, while the signal-to-interference-and-noise ratio (SINR) at each link is maintained above a threshold. A transmit diversity scheme for the downlink is also proposed where the transmit weight vectors and downlink power allocations are jointly calculated such that the SINR at each mobile is above a target value. The proposed algorithm achieves a feasible solution for the downlink if there is one and minimizes the total transmitted power in the network. In a reciprocal network it can be implemented in a decentralized system, and it does not require global channel response measurements. In a nonreciprocal network, where the uplink and downlink channel responses are different, the proposed transmit beamforming algorithm needs to be implemented in a centralized system, and it requires a knowledge of the downlink channel responses. The performances of these algorithms are compared with previously proposed algorithms through numerical studies     

CDMA系统下行波束赋形算法

未来的移动通信业务需求将导致下行容量远大于上行容量。在基站端采用智能天线下行波束赋形技术可以解决这一问题。本文系统分析了CDMA系统下行波束赋形的两个主要技术难点,即下行信道协方差矩阵的估计和下行波束赋形算法．并简要介绍了几种下行波束赋形算法。     

Performance of a Digital Beamforming Concept in a GSM1800 Downlink: A Simulation Study

A smart antenna concept was studied in the context of a GSM1800 downlink. In practice, it is not possible to estimate the actual downlink channel when using frequency division duplexing (FDD). Therefore, the current approach is based on uplink direction-of-arrival (DoA) estimation. The downlink beam is then directed to the DoA obtained from the uplink. The purpose was to study the dependence of downlink performance on the angular and delay distribution of the desired signal. The downlink beamforming was studied in this work using simulations with 2D channel models for different test environments. The probability of error in DoA estimation of the desired mobile station was evaluated in conjunction with DoA averaging. In addition, downlink BER performance was examined in a noise-limited situation and compared to the results of the corresponding uplink and a conventional 2-branch GSM receiver. With a 1*8-element antenna configuration, downlink performance degradation compared to the corresponding uplink case was approximately 1.3 dB, 2.4 dB, and 0 dB in typical Urban, Suburban, and Rural environments. The losses were greater in environments with very large angular spread. It was also found that increasing accuracy in uplink DoA estimation does not necessarily correspond to improved downlink performance.     

Orthogonal switched beams for downlink diversity transmission

A downlink transmission scheme in a switched-beam antenna system for providing diversity and beamforming simultaneously based on the space-time block coding technique is proposed. The scheme involves selecting multiple beams based on the uplink reception of the switched-beam antenna system, and determining multiple orthogonal beams from the selected beams. With the orthogonal transmit beams, the proposed switched-beam antenna system outperforms conventional switched-beam systems and approaches the optimal performance achievable by a much complex adaptive antenna system.     

Multiuser carrier frequency offsets estimation for OFDMA uplink with generalized carrier assignment scheme

The frequency synchronization issue of multiuser in the uplink of an orthogonal frequency-division multiple-access (OFDMA) system is investigated in this letter. We develop a subspace based blind carrier frequency offsets (CFOs) estimation algorithm for the base station (BS) equipped with uniform linear array (ULA). Due to the adoption of ULA at the BS and the narrowband signal assumption, CFOs of different users can be separated by their spatial information. Thus, unlike existing blind alternatives, which are subject to some specific carrier assignment schemes (CAS) or rely on null subcarriers, our proposed method can support generalized carrier assignment scheme (GCAS) and fully loaded systems, i.e., all subcarriers are available to users. Consequently, the dynamic channel assignment is available and the bandwidth efficiency is higher. Moreover, the closed-form directions of arrival (DOAs) of all active users are also obtained, which can be used in downlink beamforming in frequency division duplex (FDD) systems. Performance of the proposed scheme is evaluated by computer Monte Carlo simulations.     

TDD系统中非理想互易条件下双流波束赋形的容量分析

在时分双工(TDD)多天线系统中,由于上行信道估计误差和上下行传输时延,上下行链路信道的互易性并不理想.针对非理想互易条件下基于最小均方误差线性接收准则的双流波束赋形,通过推导其后验信干噪比,得到了容量上界的闭合表达式.数值和仿真结果表明:所得上界与准确值较为接近;且与理想互易情形相比,非理想互易性对系统的复用增益没有影响,而只会降低系统的阵列增益.     

Adapting a downlink array from uplink measurements

In a frequency division duplex system, a transmitter adaptive antenna array can potentially improve the performance of a wireless downlink, but because the uplink and downlink channels have different wavelengths, and, therefore, different responses, direct downlink adaptation based on channel estimates of the uplink is generally not feasible. Instead, there has been some interest in adaptations that require only the second-order statistics of the uplink and downlink to be similar. These algorithms derive adaptive weights from the covariance of the received signal to apply to a downlink transmitter array. We make two contributions to this area. First, we introduce an array configuration employing M+1 elements with log-periodic spacing that comprises two overlapping subarrays, each with M elements, that are scaled versions of each other, with the scale factor equal to the ratio of the uplink wavelength to the downlink wavelength. This array has identical beampatterns at the two wavelengths, thus helping to fulfill the requirement that the uplink and downlink second-order statistics be the same. Second, we demonstrate that obtaining a good estimate of the uplink covariance matrix is not essential for the successful operation of the adaptive scheme. Even when the mobile is at rest and the uplink information comprises only a single snapshot from the receiver array, an adaptive scheme can improve the SNR     

波束成形在TD-LTE-A系统中的性能优化

TD-LTE系统中的波束成形(Beam Forming)会受到收、发天线不对称性的影响。TD-LTE-Advanced(TD-LTE-A)系统中使用上行多天线发送可以解决天线不对称性的问题,因此需要对其分析以优化Beam Forming的性能。通过对上行多天线的信道状态信息(CSI)做特征值(SVD)分解,指出了Beam Forming对下行信噪比(SNR)的改善。针对Beam Forming模式下SNR和链路质量指示(CQI)的差异,提出了一种优化链路自适应的方法。数值仿真验证了优化后的TD-LTE-A相比TD-LTE的Beam Forming吞吐率最大提高了24%,其结论对商用TD-LTE网升级到TD-LTE-A具有显著价值。     

Multi-cell uplink-downlink beamforming throughput duality based on Lagrangian duality with per-base station power constraints

Despite significant research efforts in beamforming, the maximum achievable downlink throughput with beamforming in a multi-cell environment is not available due to difficulty in finding optimal downlink beamforming. Thus, to reformulate the problem into a more solvable form, we derive dual uplink throughput optimization problem to multi-cell downlink beam- forming throughput maximization with per-base station (BS) power constraints based on Lagrangian duality. The optimal downlink beamforming is shown to be a minimum mean squared error (MMSE) beamforming in the dual uplink. It is also shown that the dual uplink problem achieves the same optimal throughput as the primal downlink problem.     

FDD-CDMA系统下行信道协方差矩阵的估计

针对在基站采用天线阵列的FDD-CDMA系统下,讨论利用上行链路的接收数据,通过码滤波后的数据协方差矩阵得到某一条路径的等效方向向量。在不求出DOA的情况下,采用离散傅里叶变换来估计该路径下行信道协方差矩阵。计算机仿真表明:在FDD-CDMA系统中,尽管上下行载波频率相差很大,采用上述方法仍能将波束的主瓣对准期望用户,并且与传统的DOA方法相比较,降低了由于解非线性优化所带来的计算复杂度。     

AoA-Based Channel Estimation for Massive MIMO OFDM Communication Systems on High Speed Rails

Channel estimation is a well-known challenge for wireless orthogonal frequency division multiplexing(OFDM)communication systems with massive antennas on high speed rails(HSRs).This paper investigates this problem and design two practicable uplink and downlink channel estimators for orthogonal frequency division multiplexing(OFDM)communication systems with massive antenna arrays at base station on HSRs.Specifically,we first use pilots to estimate the initial angle of arrival(AoA)and channel gain information of each uplink path through discrete Fourier transform(DFT),and then refine the estimates via the angle rotation technique and suggested pilot design.Based on the uplink angel estimation,we design a new downlink channel estimator for frequency division duplexing(FDD)systems.Additionally,we derive the Cramér-Rao lower bounds(CRLBs)of the AoA and channel gain estimates.Finally,numerical results are provided to corroborate our proposed studies.     

多用户多载波无线携能通信系统的上下行联合资源分配

无线携能通信(SWIPT)技术是解决无线网络能量受限问题的有效方法,该文研究一个由基站(BS)和多用户组成的多载波SWIPT系统,其上行和下行链路均采用正交频分复用(OFDM)技术。在下行链路中,基站向用户同时进行信息与能量传输;在上行链路中,用户利用从基站接收的能量向基站回传信息。该文以最大化上下行加权和速率为目标,联合优化上行和下行的子载波分配和功率分配,提出基于拉格朗日对偶法和椭球法的最优联合资源分配算法。计算机仿真结果证实了该算法的有效性。