FEM modeling of temperature distribution of a flip-chip no-flow underfill package during solder reflow process

Flip chip on organic substrate has relied on underfill to redistribute the thermomechanical stress and to enhance the solder joint reliability. However, the conventional flip-chip underfill process involves multiple process steps and has become the bottleneck of the flip-chip process. The no-flow underfill is invented to simplify the flip-chip underfill process and to reduce the packaging cost. The no-flow underfill process requires the underfill to possess high curing latency to avoid gelation before solder reflow so to ensure the solder interconnect. Therefore, the temperature distribution of a no-flow flip-chip package during the solder reflow process is important for high assembly yield. This paper uses the finite-element method (FEM) to model the temperature distribution of a flip-chip no-flow underfill package during the solder reflow process. The kinetics of underfill curing is established using an autocatalytic reaction model obtained by DSC studies. Two approaches are developed in order to incorporate the curing kinetics of the underfill into the FEM model using iteration and a loop program. The temperature distribution across the package and across the underfill layer is studied. The effect of the presence of the underfill fillet and the influence of the chip dimension on the temperature difference in the underfill layer is discussed. The influence of the underfill curing kinetics on the modeling results is also evaluated.     

Effects of Phase Change of Pb-Free Flip-Chip Solders During Board-Level Interconnect Reflow

The impact of phase change (from solid to liquid) on the reliability of Pb-free flip-chip solders during board-level interconnect reflow is investigated. Most of the current candidates for Pb-free solder are tin-based with similar melting temperatures near 230 degC. Thus, Pb-free flip-chip solders melt again during the subsequent board-level interconnect reflow cycle. Solder volume expands more than 4% during the phase change from solid to liquid. The volumetric expansion of solder in a volume constrained by chip, substrate, and underfill creates serious reliability issues. The issues include underfill fracture and delamination from chip or substrate. Besides decreasing flip-chip interconnect reliability in fatigue, bridging through underfill cracks or delamination between neighboring flip-chip interconnects by the interjected solder leads to failures. In this paper, the volume expansion ratio of tin is experimentally measured, and a Pb-free flip-chip chip-scale package (FC-CSP) is used to observe delamination and solder bridging after solder reflow. It is demonstrated that the presence of molten solder and the interfacial failure of underfill can occur during solder reflow. Accordingly, Pb-free flip-chip packages have an additional reliability issue that has not been a concern for Pb solder packages. To quantify the effect of phase change, a flip-chip chip-scale plastic ball grid array package is modeled for nonlinear finite-element analysis. A unit-cell model is used to quantify the elongation strain of underfill and stresses at the interfaces between underfill and chip or underfill and substrate generated by volume expansion of solder. In addition, the strain energy release rate of interfacial crack between chip and underfill is also calculated     

Numerical Investigation of Underfill Failure Due to Phase Change of Pb-Free Flip Chip Solders During Board-Level Reflow

In this paper, the effects of phase change of Pb-free flip chip solders during board-level interconnect reflow are investigated using numerical technique. Most of the current Pb-free solder candidates are based on Sn and their melting temperatures are in the range of 220 $^{circ}$ C–240 $^{circ}$ C. Thus, Pb-free flip chip solders melt again during subsequent board-level interconnect (BGA) reflow cycle. Since solder volume expands as much as 4% during the phase change from solid to liquid, the volumetric expansion of solder in a predefined volume by chip, substrate, and underfill creates serious reliability issues. One issue is the shorting between neighboring flip chip interconnects by the interjected solder through underfill crack or delaminated interfaces. The authors have observed the interjection of molten solder and the interfacial failure of underfill during solder reflow process. In this paper, a flip chip package is modeled to quantify the effect of the volumetric expansion of Pb-free solder. Three possible cases are investigated. One is without existence of micro crack and the other two are with the interfacial crack between chip and underfill and the crack through the underfill. The strain energy release rate around the crack tip calculated by the modified crack closure integral method is compared with interfacial fracture toughness. Parametric studies are carried out by changing material properties of underfill and interconnect pitch. Also, the effects of solder interconnect geometry and crack length are explored. For the case with interfacial crack, the configuration of a large bulge with small pitch is preferred for the board-level interconnect, whereas a large pitch is preferred for cracks in the mid plane of the underfill.      

Thermal cycling lifetime of flip chip on board circuits with solder bumps and isotropically conductive adhesive joints

Flip chip on board (FCOB) circuits with solder bumps or isotropically conductive adhesives (ICA) may be subject to joint failure during thermal cycling. Although use of epoxy underfill can increase the lifetime significantly, there is still a risk of failure if the material properties of the underfill material are not adequate to prevent excessive values of stress and strain in the joints. This paper presents experimental measurements of the number of thermal cycles to failure for both solder reflow and ICA joint FCOB circuits. Measurements have been carried out for several different material systems with various types of underfill. The measurements of solder bump lifetime are compared to a lifetime model based on analytical calculations of solder strain. For an underfill type without filler (CTE=58 ppm//spl deg/C), the measurements are in excellent agreement with the model predictions, both giving an average lifetime of around 1500 thermal cycles between -55 and 125/spl deg/C. For two filled types of underfill with CTE nearly matched to that of solder, the measured average lifetimes vary from around 2700 to 5500 cycles. The corresponding model predictions are around 6000 and 7000 cycles, respectively. Measurements of the lifetime of FCOB's with ICA connections have been carried out for two different material systems. The obtained lifetimes vary between approximately 500 and 4000 cycles. No systematic lifetime variation with the thermal expansion of the underfill has been observed, but the lifetime seems to be dependent on the properties of the bump on the chip pad. Delamination, for instance at the ICA/bump interface, is found to be an important cause of failure.     

An overview of solder bump shape prediction algorithms withvalidations

The trend to reduce the size of electronic packages and develop increasingly sophisticated electronic devices with more, higher density inputs/outputs (I/Os), leads to the use of area array packages using chip scale packaging (CSP), flip chip (FC), and wafer level packaging (WLP) technologies. Greater attention has been paid to the reliability of solder joints and the assembly yield of the surface mounting process as use of advanced electronic packaging technologies has increased. The solder joint reliability has been observed to be highly dependent on solder joint geometry as well as solder material properties, such that predicting solder reflow shape became a critical issue for the electronic research community. In general, the truncated sphere method, the analytical solution and the energy-based algorithm are the three major methods for solder reflow geometry prediction. This research develops solder joint reliability design guidelines to accurately predict both the solder bump geometry and the standoff height for reflow soldered joints in area array packages. Three simulation methods such as truncated-sphere theory force-balanced analytical solution and energy-based approach for prediction of the solder bump geometry are each examined in detail, and the thermal enhanced BGA (TBGA) and flip chip packages are selected as the benchmark models to compare the simulation and experimental results. The simulation results indicate that all three methods can accurately predict the solder reflow shape in an accurate range     

Underfill constraint effects during thermomechanical cycling of flip-chip solder joints

The presence of an “underfill” encapsulant between a microelectronic device and the underlying substrate is known to substantially improve the thermal fatigue life of flip-chip (FC) solder joints, primarily due to load-transfer from the solder to the encapsulant. In this study, a new single joint-shear (SJS) test, which allows the measurement of the strain response of an individual solder ball during thermomechanical cycling (TMC), has been used to investigate the impact of the constraint imposed by the underfill on a solder joint. Finite element (FE) modeling has been used to demonstrate that the SJS sample geometry captures most of the deformation characteristics of an FC joint and to provide insight into experimental observations. It has been shown that the strain response of a eutectic Pb-Sn solder joint is influenced significantly by in-situ microstructural coarsening during TMC, which in turn is dependent on the underfill properties. In general, underfill properties, which allow the imposition of large compressive-hydrostatic stresses on the solder joint, were the most effective in reducing coarsening. Phase coarsening prevented the stabilization of the stress-strain response of the solder, even in the absence of crack damage, and was found to depend strongly on the local inelastic-strain state within the joint. This necessitates that future solder deformation models account for strain-history-dependent microstructural evolution and that underfill properties be optimized to minimize the extent of coarsening during TMC in order to maximize joint life.     

An investigation on thermal reliability of underfilled PBGA solder joints

The failure mechanism, as well as cycles to failure, of two groups of PBGA samples (with/without underfill) for thermal shock in the range of -40/spl square/-125/spl square/ were presented. The experiment shows that the solder ball in the samples without underfill cracked after 500 times cycle, while no crack was found in the underfilled samples even after 2700 cycles. However, the die attach layer delaminated after 500 cycles and the PCB cracked in the underfilled samples after long time cycling. C-SAM is employed to investigate the delamination in the underfilled samples. Highly concentrated stress-strain induced by the CTE mismatch between the BGA component and the PCB, coarsened grain and two kinds of intermetallic compounds (Ni/sub 3/Sn/sub 2//NiSn/sub 4/) which formed during reflow and thermal cycling and their impact on the reliability of solder joints are discussed in this paper. The initiation of the crack and its propagation are also presented in this paper. By means of dye penetrant test, the authors reveal the distribution of microcracks in the solder ball array. In addition, this paper includes results of simulation, which further verified its conclusions.     

Study on the relationship between the surface composition of copperpads and no-flow underfill fluxing capability

The purpose of this paper is to investigate the effect of copper pad surface composition on the wetting of solder bumps during reflow process for a certain no-flow underfill material. A purchased copper foil which is laminated on FR4 board is used as a control surface. Six different procedures are followed to prepare the surface of the copper foil with six different compositions. XPS is then used to analyze the surface compositions of the six surfaces and the control surface. An in-house developed G25 no-flow underfill encapsulant is used to examine the wetting status of eutectic solder balls on these copper surfaces. The correlation of the copper surface compositions with the solder wetting is then established. It is verified that the compositions of the copper foil surfaces strongly depend on the cleaning procedures. For G25 no-flow underfill material, copper oxide (CuO) is the main composition that prevents the solder ball from wetting the copper foils while the observed organic contamination does not have noticeable effect on the solder wetting     

Assembly of lead-free bumped flip-chip with no-flow underfills

Lead-free solder reflow process has presented challenges to no-flow underfill material and assembly. The currently available no-flow underfill materials are mainly designed for eutectic Sn-Pb solders. This paper presents the assembly of lead-free bumped flip-chip with developed no-flow underfill materials. Epoxy resin/HMPA/metal AcAc/Flux G system is developed as no-flow underfills for Sn/Ag/Cu alloy bumped flip-chips. The solder wetting test is conducted to demonstrate the fluxing capability of the underfills for lead-free solders. A 100% solder joint yield has been achieved using Sn/Ag/Cu bumped flip-chips in a no-flow process. A scanning acoustic microscope is used to observe the underfill voiding. The out-gassing of HMPA at high curing temperatures causes severe voiding inside the package. A differential scanning calorimeter (DSC) used to study the curing degree of the underfill after reflow with or without post-cure. The post-curing profiles indicate that the out-gassing of HMPA would destroy the stoichiometric balance between the epoxy and hardener, and result in a need for high temperature post-cure. The material properties of the underfills are characterized and the influence of underfill out-gassing on the assembly and material properties is investigated. The impact of lead-free reflow on the material design and process conditions of no-flow underfill is discussed.     

Rotational solder self-alignment mechanics modeling for a flip chip in the presence of a viscous fluid

Advent of 2.5/3Dimensional (2.5/3D) integration using through-silicon vias (TSVs) enables the formation of high signal bandwidth, fine pitch, and short-distance interconnections in stacked dies but the new package configuration poses technical challenges in package assembly process. To pace industry demands, a new alternative, Thermal Compression Bonding (TCB), to the conventional Flip Chip on Board (FCOB) process has been being developed for the 3D stacking. Among process materials, epoxy flux (or no-flow underfill) draws high attention again due to its technical advantages in both TCB and mass reflow process. The conventional mass reflow with epoxy flux could provide outstanding benefits to 2.5D package assembly process. The new Low Cost High Throughput Flip Chip Assembly process is one such process requiring fewer processing steps, lower cycle times, and lower cost. In this new process, underfill is dispensed prior to chip placement, and solder reflow and underfill cure occur simultaneously. This reduces the cycle time required for manufacture; however, the presence of a viscous underfill affects the chips' capacity for self-alignment. In a companion study, self-alignment for a flip chip undergoing rectilinear translation was analyzed. This paper applies an equivalent analysis process to a flip chip undergoing rotation in the presence of a viscous underfill. Details of the modeling process are presented along with parametric studies and contrasted against pure translation case. Conditions and process parameters which are more conducive to realignment and those hampering realignment are presented.     

Development of new no-flow underfill materials for both eutectic Sn-Pb solder and a high temperature melting lead-free solder

In recent years, no-flow underfill technology has drawn more attention due to its potential cost-savings advantages over conventional underfill technology, and as a result several no-flow underfill materials have been developed and reported. However, most of these materials are not suitable for lead-free solder, such as Sn/Ag (m.p. 225/spl deg/C), Sn/Ag/Cu (m.p. 217/spl deg/C), applications that usually have higher melting temperatures than the eutectic Sn-Pb solder (m.p. 183/spl deg/C). Due to the increasing environmental concern, the demand for friendly lead-free solders has become an apparent trend. This paper demonstrates a study on two new formulas of no-flow underfill developed for lead-free solders with a melting point around 220/spl deg/C. As compared to the G25, a no-flow underfill material developed in our research group, which uses a solid metal chelate curing catalyst to match the reflow profile of eutectic Sn-Pb solder, these novel formulas employ a liquid curing catalyst thus provides ease in preparation of the no-flow underfill materials. In this study, curing kinetics, glass transition temperature (Tg), thermal expansion coefficient (TCE), storage modulus (E') and loss modulus (E') of these materials were studied with a differential scanning calorimetry (DSC), a thermo-mechanical analysis (TMA), and a dynamic-mechanical analysis (DMA), respectively. The pot-life in terms of viscosity of these materials was characterized with a stress rheometer. The adhesive strength of the materials on the surface of silicon chips were studied with a die-shear instrument. The influences of fluxing agents on the materials curing kinetics were studied with a DSC. The materials compatibility to the solder penetration and wetting on copper clad during solder reflow was investigated with both eutectic Sn-Pb and 95.9Sn/3.4Ag/0.7Cu solders on copper laminated FR-4 organic boards.     

Lead-free chip scale packages: assembly and drop test reliability

Three underfill options compatible with lead-free assembly have been evaluated: capillary underfill, fluxing underfill, and corner bond underfill. Chip scale packages (CSPs) with eutectic Sn/Pb solder were used for control samples. Without underfill, lead-free and Sn/Pb eutectic drop test results were comparable. Capillary flow underfills, dispensed and cured after reflow, are commonly used in CSP assembly with eutectic Sn/Pb solder. With capillary flow underfill, the drop test results were significantly better with lead-free solder assembly than with Sn/Pb eutectic. Fluxing underfill is dispensed at the CSP site prior to CSP placement. No solder paste is printed at the site. The CSP is placed and reflowed in a standard reflow cycle. A new fluxing underfill developed for compatibility with the higher lead-free solder reflow profiles was investigated. The fluxing underfill with lead-free solder yielded the best drop test results. Corner bond underfill is dispensed as four dots corresponding to the four corners of the CSP after solder paste print, but before CSP placement. The corner bond material cures during the reflow cycle. It is a simpler process compared to capillary or fluxing underfill. The drop test results with corner bond were intermediate between no underfill and capillary underfill and similar for both lead-free and Sn/Pb eutectic solder assembly. The effect of aging on the drop test results with lead-free solder and either no underfill or corner bond underfill was studied. Tin/lead solder with no underfill was used for control. This test was to simulate drop performance after the product has been placed in service for some period of time. There was degradation in the drop test results in all cases after 100 and 250 h of storage at 125/spl deg/C prior to the drop test. The worst degradation occurred with the lead-free solder with no underfill.     

On enhancing eutectic solder joint reliability using asecond-reflow-process approach

A three-dimensional (3-D) solder liquid formation model is developed for predicting the geometry, the restoring force and the reliability of solder joints in an area array of interconnects [e.g., ball grid array (BGA), flip chip] with various pad configurations. In general, the restoring force and the reliability of the solder joints depend on the thermal-mechanical behavior of the solder, the geometry of the solder ball, and the geometry layout/material properties of the package. A good solder pad configuration could lead to a larger restoring force along the gravitational direction (a higher standoff height and a blunter contact angle) with better reliability characteristics achieved. In this research, a second-reflow-process approach is applied for the reliability enhancement of typical EGA assemblies, including PBGA and SuperBGA assemblies. The results show that for a typical PBGA assembly, the ratio of the enhancement by application of the second-reflow-process approach is 2.03 based on the Coffin-Manson criterion and 1.4 based on the energy density based method, and more significantly, for a typical SuperBGA assembly, it is 7.17 and 2.422, respectively     

Procedure for design optimization of a T-cap flip chip package

In this study, a 1/4 three-dimensional finite element model of a T-cap flip chip package containing the substrate, underfill, solder bump, silicon die, metal cap and cap attachment was established to conduct thermo-mechanical reliability study during the flip chip fabrication processes. The applied thermal load was cooled from 183 °C to ambience 25 °C to determine the thermal stress and warpage during the curing period of solder ball mounting process. Under fixed geometry, two levels of underfill, metal caps and cap attachments were used to conduct the 2³ factorial design for determining reliable material combinations. The statistical tests revealed that the significant effects affecting the thermal stress were the underfill, metal cap, cap attachment and the interaction between the underfill and cap attachment. The metal cap, cap attachment and their interaction significantly affected the warpage. The proposed regression models were used to perform the surface response simulations and were useful in selecting suitable materials for constructing the package. This study provides a powerful strategy to help the designer to easily determine reliable packaging structures under various reliability considerations.     

Double bump flip-chip assembly

Capillary underfill remains the dominate process for underfilling Hip-chip die both in packages and for direct chip attach (DCA) on printed circuit board (PCB) assemblies. Capillary underfill requires a post reflow dispense and cure operation, and the underflow time increases with increasing die area and decreasing die-to-substrate spacing. Fluxing or no-How underfills are dispensed prior to die placement and cure during the solder reflow cycle. Since filler particles in the fluxing underfill can be trapped between the solder ball and the substrate pad during placement, the filler content of fluxing underfills is typically limited to <20% or assembly yield drops dramatically. At 20% filler concentration, the coefficient of thermal expansion (CTE) of the underfill is near that of the bulk resin (50-80 ppm//spl deg/C). In this paper, a double bump Hip-chip process is described. A filled capillary underfill is coated onto a wafer and cured. The wafer is then polished to expose the solder bumps. A second solder bump is formed over the original bump by stencil printing solder paste. After dicing, the die is assembled to the PCB using unfilled fluxing underfill. In the resulting structure, the low CTE underfill is near the low CTE Si die, and the higher CTE underfill is in contact with the PCB. In addition, the standoff height is increased compared to a conventional single bump assembly. In air-to-air thermal shock tests, the double bump assembly was /spl sim/ 1.5 X more reliable than the conventional single bump construction with fluxing underfill. Modeling results are also presented.     

Novel Bumping and Underfill Technologies for 3D IC Integration

In previous work, novel maskless bumping and no‐flow underfill technologies for three‐dimensional (3D) integrated circuit (IC) integration were developed. The bumping material, solder bump maker (SBM) composed of resin and solder powder, is designed to form low‐volume solder bumps on a through silicon via (TSV) chip for the 3D IC integration through the conventional reflow process. To obtain the optimized volume of solder bumps using the SBM, the effect of the volumetric mixing ratio of resin and solder powder is studied in this paper. A no‐flow underfill material named “fluxing underfill” is proposed for a simplified stacking process for the 3D IC integration. It can remove the oxide layer on solder bumps like flux and play a role of an underfill after the stacking process. The bumping process and the stacking process using the SBM and the fluxing underfill, respectively, for the TSV chips are carefully designed so that two‐tier stacked TSV chips are sucessfully stacked.     

Yield analysis and process modeling of low cost, high throughputflip chip assembly based on no-flow underfill materials

As a concept to achieve low-cost, high-throughput flip chip on board (FCOB) assembly, a new process has been developed implementing next generation flip chip processing based no-flow fluxing underfill materials. The low-cost, high throughput flip chip process implements large area underfill printing, integrated chip placement and underfill flow and simultaneous solder interconnect reflow and underfill cure. The goals of this study are to demonstrate feasibility of no flow underfill materials and the high throughput flip chip process over a range of flip chip configurations, identify the critical process variables affecting yield, analyze the yield of the high throughput flip chip process, and determine the impact of no-flow underfill materials on key process elements. Reported in this work is the assembly of a series of test vehicles to assess process yield and process defects. The test vehicles are assembled by depositing a controlled mass of underfill material on the chip site, aligning chip to the substrate pads, and placing the chip inducing a compression type underfill flow. The assemblies are reflowed in a commercial reflow furnace in an air atmosphere to simultaneously form the solder interconnects and cure the underfill. A series of designed experiments identify the critical process variables including underfill mass, reflow profile, placement velocity, placement force, and underfill material system. Of particular interest is the fact that the no-flow underfill materials studied exhibit an affinity for unique reflow profiles to minimize process defects     

Lead-free solder flip chip-on-laminate assembly and reliability

This paper examines the assembly process for flip chip die with SnAgCu solder bumps and the results of liquid-to-liquid thermal shock testing. The SnAgCu alloy required a thicker dip layer of flux to achieve good wetting compared to the SnPb eutectic alloy. A liquid spray flux yielded more consistent solder wetting with the SnAgCu alloy. With both fluxes, a nitrogen reflow atmosphere was necessary with the SnAgCu alloy. A peak reflow temperature of 246°C was used for the assembly of the SnAgCu thermal shock test vehicles. A lower peak temperature of 235°C did not yield sufficient solder wetting. Liquid-to-liquid thermal shock testing was performed from -40°C to +125°C. The SnPb alloy performed slightly better than the SnAgCu and the dip flux was better that the spray flux. The degree of delamination with the SnAgCu alloy was significantly higher than with the SnPb alloy. Cracks in the underfill between adjacent solder balls were observed. The SnPb alloy extruded into these cracks more readily than the SnAgCu and created electrical shorts     

Processing of fluxing underfills for flip chip-on-laminate assembly

Fluxing underfill eliminates process steps in the assembly of flip chip-on-laminate (FCOL) when compared to conventional capillary flow underfill processing. In the fluxing underfill process, the underfill is dispensed onto the board prior to die placement. During placement, the underfill flows in a "squeeze flow" process until the solder balls contact the pads on the board. The material properties, the dispense pattern and resulting shape, solder mask design pattern, placement force, placement speed, and hold time all impact the placement process and the potential for void formation. A design of experiments was used to optimize the placement process to minimize placement-induced voids. The major factor identified was board design, followed by placement acceleration. During the reflow cycle, the fluxing underfill provides the fluxing action required for good wetting and then cures by the end of the reflow cycle. With small, homogeneous circuit boards it is relatively easy to develop a reflow profile to achieve good solder wetting. However, with complex SMT assemblies involving components with significant thermal mass this is more challenging.     

Application assessment of high throughput flip chip assembly for ahigh lead-eutectic solder cap interconnect system using no-flowunderfill materials

Flip chip on board (FCOB) is one of the most quickly growing segments in advanced electronic packaging. In many cases, assembly processes are not capable of providing the high throughputs needed for integrated surface mount technology (SMT) processing (Tummala et al, 1997). A new high throughput process using no-flow underfill materials has been developed that has the potential to significantly increase flip chip assembly throughput. Previous research has demonstrated the feasibility and reliability of the high throughput process required for FCOB assemblies. The goal of this research was to integrate the high throughput flip chip process on commercial flip chip packages that consisted of high lead solder balls on a polyimide passivated silicon die bonded with eutectic solder bumped pads on the laminate substrate interface (Qi, 1999). This involved extensive parametric experimentation that focused on the following elements: no-flow process evaluation and implementation on the commercial packages, reflow profile parameter effects on eutectic solder wetting of high lead solder bumps, interactions between the no-flow underfill materials and the package solder interconnect and tented via features, void capture and void formation during processing, and material set compatibility and the effects on long term reliability performance