联合自适应调制编码与ARQ的跨层设计

为了提高无线系统数据速率,目前广泛地采用物理层自适应调制编码(AMC)和链路层自动重发请求(ARQ)协议相结合的跨层设计,这种设计方法能大大提高系统频谱利用率。本文在瑞利衰落信道模型下,在给定包时延和丢包率的情况下,推导出了联合AMC和ARQ的跨层设计频谱利用率的公式。同时也与纯AMC和纯ARQ的情况作了比较。     

Practical Multiuser Diversity With Outdated Channel Feedback

Inspired by the information theoretic results concerning multiuser diversity, we address practical issues in implementing multiuser diversity in a multiple access wireless setting. Considering a channel-assigning strategy that assigns the channel only to the user with the best instantaneous SNR [3], our emphasis is on the effects of channel feedback delay in downlink transmissions. A finite set of M-ary quadrature amplitude modulation (M-QAM) constellations is adopted and a constant transmit power is assumed in this practical multiuser adaptive modulation scheme. Based on the closed-form expressions for average bit error rate (BER) and average data rate, we illustrate the impact of channel feedback delay on the achievable multiuser diversity gain with the number of users. Simple and accurate asymptotic approximations are also provided in the limit of large numbers of users. Focusing on different applications, we propose two optimization criteria for the switching thresholds, based on either an average BER, or an outage probability constraint. Two novel constant power, variable rate M-QAM schemes that are less sensitive to feedback delay are proposed using the optimal switching thresholds, which are derived to maximize the average data rate subject to these two constraints, respectively. To obtain a certain degree of fairness among the users, we also consider a fair channel-assigning strategy that assigns the channel to only the user with the greatest normalized SNR.     

Multiuser adaptive transmission technique for time-varying frequency-selective fading channels

This paper proposes an efficient multiuser adaptive modulation and coding (AMC) scheme that considers inevitable feedback delay by employing short-term and long-term channel state information (CSI) in time-varying frequency-selective fading channels. By taking the statistic of the true signal-to-noise ratio (SNR) at a given predicted SNR value into account, the required transmit power to meet the target packet-error-rate (PER) can be obtained and used for user selection, power allocation, and modulation and coding set (MCS) selection. In addition, a simple and useful approximation method of obtaining the required transmit power is proposed. The performance of the proposed scheme is shown to be much better than that of conventional schemes without considering the feedback delay or the prediction error. The proposed scheme can also reduce the feedback resource while maintaining the system throughput by allocating different feedback resources to different users according to their prediction error variances.     

Cross‐layer design for MIMO systems over spatially correlated and keyhole Nakagami‐m fading channels

Cross‐layer design is a generic designation for a set of efficient adaptive transmission schemes, across multiple layers of the protocol stack, that are aimed at enhancing the spectral efficiency and increasing the transmission reliability of wireless communication systems. In this paper, one such cross‐layer design scheme that combines physical layer adaptive modulation and coding (AMC) with link layer truncated automatic repeat request (T‐ARQ) is proposed for multiple‐input multiple‐output (MIMO) systems employing orthogonal space‐‐time block coding (OSTBC). The performance of the proposed cross‐layer design is evaluated in terms of achievable average spectral efficiency (ASE), average packet loss rate (PLR) and outage probability, for which analytical expressions are derived, considering transmission over two types of MIMO fading channels, namely, spatially correlated Nakagami‐m fading channels and keyhole Nakagami‐m fading channels. Furthermore, the effects of the maximum number of ARQ retransmissions, numbers of transmit and receive antennas, Nakagami fading parameter and spatial correlation parameters, are studied and discussed based on numerical results and comparisons. Copyright © 2009 John Wiley & Sons, Ltd.     

Performance analysis of joint switched diversity and adaptive modulation

In this paper, a simple and practical system based on a switched diversity scheme with adaptive modulation is presented. This system provides a reduced number of channel estimation while offering the optimum spectral efficiency given by a selection diversity system. In addition, the switching threshold is easily manipulated so as to make an efficient use of the tradeoff between spectral efficiency and channel estimation overhead. An extension of switched diversity into a multiuser scheduling is later also considered. This switch-based multiuser access scheme results in a lower average feedback load than that for the optimal selection-based multiuser scheme. Numerical results show that we can obtain a trade-off between spectral efficiency and the feedback load by choosing the switching threshold appropriately.     

Performance of heterogeneous multiuser MIMO system with cross-layer design and multiple outdated estimations in Rayleigh fading channel

By combining adaptive modulation and automatic repeat request protocol as well as user scheduling, a cross-layer design (CLD) scheme for multiuser MIMO system with the normalized signal-to-noise ratio (SNR)-based scheduling under heterogeneous case is developed, where perfect and imperfect channel state information (CSI) are both considered. Based on this, by exploiting previous channel estimation information, the multiple outdated estimates method is presented to improve the system performance under imperfect CSI. According to the performance analysis and the normalized-SNR based scheduling scheme, the average spectral efficiency (SE) and packet error rate (PER) of the system are derived, respectively. As a result, closed-form SE and PER expressions are attained. These expressions include the ones with conventional single outdated estimate as special cases, and can provide good performance evaluation for the multiuser CLD system under heterogeneous case. Simulation results show that the derived theoretical SE and PER are in consistent with the corresponding simulations. Moreover, the presented CLD scheme with multiple estimates can provide higher SE and lower PER than that with conventional single estimate in the presence of imperfect CSI. Besides, multiuser MIMO-CLD has superior performance over the conventional single user counterpart due to the multiuser diversity.     

Scheduling and Resource Allocation Strategy for OFDMA Systems Over Time-Varying Channels

A cross-layer scheduling and resource allocation (SRA) strategy for an adaptive modulation and coding (AMC) based orthogonal frequency multiple access (OFDMA) system is proposed. The objective of this paper is to maximize the system throughput as a function of the bit error rate (BER) and the spectral efficiency based on the selected modulation and coding schemes (MCSs). The proposed strategy contains two main algorithms. Firstly, the scheduling algorithm that aims to maximize the average system throughput by arranging the users in distinct queues according to their priorities and selecting the best user of each queue individually in order to guarantee a fair user service amongst different priority levels. Secondly, the resource allocation algorithm that allocates the user, bit and power based on the channel conditions of the scheduling users and the transmission power constraints. The transmitter of the investigated AMC-OFDMA system at the assigned base station (BS) divides the transmitted OFDMA frame into sub-channels and assigns each sub-channel to a scheduled user. In this paper, we compare the performance of the proposed SRA with the conventional first in first out (FIFO) queuing based scheduling and resource allocation strategies used for an AMC-OFDMA system. The simulation results show that the investigated AMC-OFDMA system based on the proposed SRA strategy outperforms the conventional approaches.     

协作通信系统中基于频谱效率优化的跨层设计

为改善协作分集系统的频谱效率,提出一种改进的跨层设计方案,对协作通信系统物理层的自适应调制编码（AMC）技术和链路层的混合自动重传(HARQ)协议进行联合优化设计。该方案利用少量比特的反馈,使得仅当目的节点通过直接信道不能正确译码分组时或者当直接信道处于深度衰落时触发中继节点转发协作伙伴数据。给出了所提方案基于瑞利衰落信道、解码转发（DF）条件下频谱效率的表达式,然后搜索在任意信噪比条件下使频谱效率最大化的调制与编码方案。通过计算机仿真对理论分析进行了验证。理论分析和仿真表明该跨层设计在中低信噪比(SNR)可进一步提升协作通信系统的频谱效率。      

Scheduling schemes for multimedia service in wireless OFDM systems

Scheduling schemes play a key role in the system performance of broadband wireless systems such as WLANs/WMANs. Maximal SNR and round robin are two conventional scheduling strategies that emphasize efficiency and fairness, respectively. The proportional fair scheme provides a trade-off between efficiency and fairness, and has been well studied in TDMA and CDMA systems. In this article we extended the PF scheduling scheme to OFDM-based BWSs (OPF). In addition, we propose three variations: adaptive OPF (AOPF), multimedia AOPF (MAOPF), and normalized MAOPF (NMAOPF) in order to meet the QoS requirements for multirate services in multimedia systems. The adaptive modulation and coding schemes in time varying and frequency selective fading are considered. The system performances of the algorithms are compared in terms of efficiency (throughput and mean packet delay) and fairness (user satisfaction rate and average user rate). Joint physical and media access control layer simulation results show that AOPF and MAOPF can improve throughput at the cost of fairness, and NMAOPF can provide the highest throughput without losing fairness.     

Dynamic resource allocation in adaptive wireless OFDMA systems

Modern wireless orthogonal frequency division multiple access (OFDMA) systems incorporate dynamic resource allocation (DRA), adaptive modulation and coding (AMC), and power control (PC) to exploit multiuser diversity and achieve higher system throughput. In the literature, only a few proposed algorithms deal with the contiguous DRA problem according to which a contiguous collection of resources can be allocated to each user. This paper formulates this high complexity problem, provides a suitable decision metric and a simple yet efficient solution. The proposed algorithm allocates in each step a contiguous collection of resources to the pending user that leads to the highest estimated correctly received number of bits. Simulation results show that, in this way, considerably improved performance can be achieved in terms of overall system throughput, spectral efficiency, and served traffic. Copyright © 2010 John Wiley & Sons, Ltd.     

Performance analysis of cross-layer design with average PER constraint over MIMO fading channels

In this article, a cross-layer design (CLD) scheme for multiple-input and multiple-output system with the dual constraints of imperfect feedback and average packet error rate (PER) is presented, which is based on the combination of the adaptive modulation and the automatic repeat request protocols. The design performance is also evaluated over wireless Rayleigh fading channel. With the constraint of target PER and average PER, the optimum switching thresholds (STs) for attaining maximum spectral efficiency (SE) are developed. An effective iterative algorithm for finding the optimal STs is proposed via Lagrange multiplier optimisation. With different thresholds available, the analytical expressions of the average SE and PER are provided for the performance evaluation. To avoid the performance loss caused by the conventional single estimate, multiple outdated estimates (MOE) method, which utilises multiple previous channel estimation information, is presented for CLD to improve the system performance. It is shown that numerical simulations for average PER and SE are in consistent with the theoretical analysis and that the developed CLD with average PER constraint can meet the target PER requirement and show better performance in comparison with the conventional CLD with instantaneous PER constraint. Especially, the CLD based on the MOE method can obviously increase the system SE and reduce the impact of feedback delay greatly.     

一种基于NACK的HSDPA自适应信道质量反馈技术

作为一种B3G技术，HSDPA已经受到广泛的关注，该技术可以提供高速的分组下行数据传输。其关键技术包括AMC，HARQ，FCS等。在HSDPA系统中，其调制方式和编码可以随着下行链路的质量状况自适应改变。因此，信道质量反馈就直接影响AMC的准确度和系统的性能。本文介绍了TD—SCDMA模式下HSDPA中CQI的工作机制和一种基于NACK的自适应信道质量反馈技术。     

Adaptive Bit-Interleaved Coded OFDM With Reduced Feedback Information

If the channel is static and is perfectly known to both the transmitter and the receiver, the water-filling technique with adaptive modulation is known to be optimal (Gallager, 1968). However, for orthogonal frequency-division multiplexing (OFDM) systems, this requires intensive traffic overheads for reporting channel state information on all subcarriers to the transmitter. In this paper, we consider an adaptive modulation and coding scheme for bit-interleaved coded OFDM with reduced feedback information satisfying a specified quality of service level. We propose a rate adaptation scheme, which utilizes the estimated bit error rate for supportable transmission rates. In this scheme, a user equipment chooses a modulation and coding scheme (MCS) level, which can provide the maximum spectral efficiency based on one OFDM symbol rather than on all subchannels. Then the user needs to send back only the selected MCS level index. The proposed scheme does not require the water-filling procedure, and the amount of the feedback information reduces to a single integer value irrespective of the number of subcarriers. Simulation results show that the proposed scheme can significantly reduce the system complexity while minimizing the performance loss compared to the optimum water-filling scheme.     

Design of Adaptive Modulation and Coding Scheme for Truncated Hybrid ARQ

It has been known that adaptive modulation and coding (AMC) at the physical layer can be combined with a truncated automatic repeat request (ARQ) at the data link layer so as to maximize the spectral efficiency under prescribed delay and error performance constraint. In this paper, we consider the same joint design approach when incremental redundancy-based hybrid ARQ (IR-HARQ) is associated with an AMC design at the physical layer. The extensive simulation studies for predicting the progressive combining gain with each retransmission enables to evaluate the bandwidth efficiency that can be achieved by selecting a more aggressive modulation and coding rate set (MCS) at the expense of packet error rate in earlier transmissions. It has been demonstrated that the aggressive AMC design approach in association with IR-based truncated HARQ can improve bandwidth efficiency by 5.8 and 3.3 dB, as compared to the conservative AMC design approach with truncated HARQ and aggressive AMC design approach with truncated ARQ (i.e., without taking the progressive combining gain in HARQ into account), respectively.     

System Throughput Analysis of Rate Adaptive TDMA System Supporting Two Class Services

In this paper, an adaptive transmission scheme is proposed to improve the spectral efficiency of TDMA systems. Services accommodated in such systems are classified as QoS services and BE services. Unlike conventional adaptive TDMA systems where the time slot duration is fixed for each user, our proposed system employs transmission slots with adaptive duration. For QoS services, rate adaptive modulation is adopted to make use of the instantaneous channel conditions of individual user. For BE services, a media access control strategy (MAC) that takes the instantaneous transmission conditions of all physical links of all BE services into consideration is employed. A framework to study the proposed system in terms of the average packet loss and the average system throughput is presented. The maximum number of QoS services that can be supported in the system while a predefined requirement on the average packet loss is still satisfied is investigated. A comparison study shows that our proposed scheme has higher system throughput over both conventional fixed and adaptive TDMA systems. Ronghong Mo received her B.Sc. and M. Sc. Degree from Zhongshan University, Guangzhou, China, both in Physics. From July 1999 to July 2003, she was a research scholar in the department of Electrical and Computer Engineering in National University of Singapore (NUS), toward her PhD degree. She is currently working as a research engineer in NUS. Her research interests include adaptive modulation, synchronization and channel estimation in wireless communications. Yong Huat Chew received the B.Eng, M.Eng and Ph.D. degrees in Electrical Engineering from National University of Singapore, Singapore. Since 1996, he has been with the Institute for Infocomm Research (formerly also known as Center for Wireless Communications and Institute for Communications Research), an institute under Agency for Science, Technology and Research, where he is presently a lead Scientist. His research interests are in wireless communications, transmission over HFC, DSL and all-optical networks.     

A cross layer approach based on queuing and adaptive modulation for MIMO systems

A cross layer approach based on queuing and adaptive modulation for MIMO systems has been presented. To realize the system, an adaptive modulation scheme using MIMO systems combined with finite-length queuing at the data link layer has been designed. A finite state Markov chain for MIMO channels has been constructed to persue the queuing analysis. The packet loss rate, the average throughput, and the average spectral efficiency have been computed. Furthermore, the packet error rate for adaptive modulation to minimize the packet loss rate and maximize the average throughput is extracted. The obtained results present the advantages of using the proposed cross layer architecture.     

Channel adaptive CQI reporting schemes for HSDPA systems

HSDPA (high-speed downlink packet access) is an evolved UMTS packet scheme that delivers increased user peak data rates and quality of service. A key technique supporting HSDPA is adaptive modulation and coding (AMC), in which the modulation scheme and the coding rate are changed adaptively according to the downlink channel quality reported by the user equipment (UE). Therefore, the channel quality indication (CQI) reporting scheme is directly related to the accuracy of AMC and the performance of HSDPA. This letter proposes channel adaptive CQI reporting schemes in which UEs report the CQI value intelligently by using information about channel quality. With the proposed schemes, the battery capacity of UE can be conserved and the uplink interference can be lowered by filtering off redundant CQI reports or the transmission error rate can be lowered by fast CQI reports.     

Blind adaptive modulation systems for wireless channels with binary feedback

In this paper, we investigate the performance of a blind adaptive modulation scheme that does not require any channel knowledge and just uses binary feedback, thereby decreasing feedback load. Retransmission of erroneous packet is not considered. In particular, we present an analytical framework for the performance evaluation of a simple wireless system in terms of receiver and transmitter structure. The system requires no knowledge of the channel and relies on a binary feedback. Slow and fast Rayleigh fading channel conditions are considered. The paper includes the derivation of the closed‐form expressions of the spectral efficiency. In some cases, closed‐form expression for packet error rate (PER) are derived. Our results show relatively high PER but some applications can still operate in a satisfactory fashion in these conditions, such as voice communication. Using coded modulation with high coding gain and increasing the number of blocks per time slot decrease the PER even more. An advantage of this system is that it uses a low complexity receiver, which sends binary feedback. Copyright © 2006 John Wiley & Sons, Ltd.     

A general approach to the evaluation and characterization of packet radio networks performance

In this work a general exact methodology for capture effect and performance evaluation of packet radio networks is presented. Both narrow-band and spread-spectrum systems are investigated and compared. Several network performance quality indexes are considered: throughput, outage probability, packet error probability, average delay time. Two particular capture effect models are investigated. It can be seen that one of the two models can be considered as a good approximation of the other if a appropriate parameter definition is made. By using this methodology various operating conditions given by fading (Rice, Rayleigh, Nakagami), shadowing, different traffic models, different modulation, and coding schemes are investigated. Comparison is performed by means of spectral efficiency parity.     

Cross-Layer Design and Analysis of Wireless Networks Using the Effective Bandwidth Function

In this paper, we propose a useful framework for the cross-layer design and analysis of wireless networks where ARQ (automatic repeat reQuest) and AMC (adaptive modulation and coding) schemes are employed. To capture the joint effect of the packet transmission error rate at the PHY layer and the packet loss probability at the MAC layer, we introduce the effective bandwidth function of the packet service process. Base on queueing analysis with this effective bandwidth function, our cross-layer design tries to satisfy the required packet loss probability by each user and minimize the average packet transmission error rate. Numerical examples are provided to show the usefulness and characteristics of our framework.