Optimization principles for convective heat transfer

Optimization for convective heat transfer plays a significant role in energy saving and high-efficiency utilizing. We compared two optimization principles for convective heat transfer, the minimum entropy generation principle and the entransy dissipation extremum principle, and analyzed their physical implications and applicability. We derived the optimization equation for each optimization principle. The theoretical analysis indicates that both principles can be used to optimize convective heat-transfer process, subject to different objectives of optimization. The minimum entropy generation principle, originally derived from the heat engine cycle process, optimizes the convective heat-transfer process with minimum usable energy dissipation focusing on the heat–work conversion. The entransy dissipation extremum principle however, originally for pure heat conduction process, optimizes the heat-transfer process with minimum heat-transfer ability dissipation, and therefore is more suitable for optimization of the processes not involving heat–work conversion. To validate the theoretical results, we simulated the convective heat-transfer process in a two-dimensional foursquare cavity with a uniform heat source and different temperature boundaries. Under the same constraints, the results indicate that the minimum entropy production principle leads to the highest heat–work conversion while the entransy dissipation extremum principle yields the maximum convective heat-transfer efficiency.     

Two energy conservation principles in convective heat transfer optimization

Improving heat transfer performance is very beneficial to energy conservation because heat transfer processes widely existed in energy utilization systems. In this contribution, in order to effectively optimize convective heat transfer, such two principles as the field synergy principle and the entransy dissipation extremum principle are investigated to reveal the physical nature of the entransy dissipation and its intrinsic relationship with the field synergy degree. We first established the variational relations of the entransy dissipation and the field synergy degree with the heat transfer performance, and then derived the optimization equation of the field synergy principle and made comparison with that of the entransy dissipation extremum principle. Finally the theoretical analysis is then validated by the optimization results in both a fin-and-flat tube heat exchanger and a foursquare cavity. The results show that, for prescribed temperature boundary conditions, the above two optimization principles both aim at maximizing the total heat flow rate and their optimization equations can effectively obtain the best flow pattern. However, for given heat flux boundary conditions, only the optimization equation based on the entransy dissipation extremum principle intends to minimize the heat transfer temperature difference and could get the optimal velocity and temperature fields.     

The thermodynamic basis of entransy and entransy dissipation

In the present work, the entransy and entransy dissipation are defined from the thermodynamic point of view. It is shown that the entransy is a state variable and can be employed to describe the second law of thermodynamics. For heat conduction, a principle of minimum entransy dissipation is established based on the second law of thermodynamics in terms of entransy dissipation, which leads to the governing equation of the steady Fourier heat conduction without heat source. Furthermore, we derive the expressions of the entransy dissipation in duct flows and heat exchangers from the second law of thermodynamics, which paves the way for applications of the entransy dissipation theory in heat exchanger design.     

Entransy flux of thermal radiation and its application to enclosures with opaque surfaces

Entransy is a new concept developed in recent years to measure the transport ability of heat at a temperature in conduction and convection. This paper develops the concept of entransy flux for thermal radiation in enclosures with opaque surfaces. The entransy balance equation and entransy dissipation function are derived. The minimum principle of radiative entransy loss is developed. The potentials and the heat fluxes distribution which meet the Stefan–Boltzmann’s law and the energy balance equation would make the radiative entransy loss minimum if the net heat flux of each surface or the thermal potentials of the surfaces are given. The extremum entransy dissipation principles (EEDP) for thermal radiation are developed. The minimum radiative entransy dissipation leads to the minimum average radiative thermal potential difference for prescribed total heat exchange and the maximum radiative entransy dissipation leads to the maximum heat exchange for prescribed average radiative thermal potential difference. The minimum and maximum principle can be concluded into the minimum thermal resistance principle (MTRP) for thermal radiation by defining the thermal resistance with the entransy dissipation. The EEDP or MTRP is proved to be reliable when they are used to optimize some radiative heat transfer problems, and a comparison is made between the minimum principle of entropy generation and the EEDP.     

An entransy dissipation-based optimization principle for building central chilled water systems

The recently developed entransy theory is introduced in this paper to tackle the heat transfer processes in building central chilled water systems so as to improve their energy efficiency. We first divide the irreversible heat transfer processes into four categories: (1) air mixing processes; (2) heat transfer processes between chilled water and air; (3) chilled water mixing processes; and (4) heat transfer processes between chilled water and refrigerant. The formulas of entransy dissipation rates for each irreversible process are derived, and then the total entransy dissipation rate in the whole chilled water systems is obtained, which connects the geometrical structures of each heat exchanger and the operating parameters of each fluid directly to the demands of users and the supply of refrigerating unit. Based on the formula of entransy dissipation rate together with the conditional extremum method in mathematics, two optimization equation groups are deduced theoretically. Simultaneously solving such equation groups will easily find the optimal central chilled water system with the highest energy efficiency. Finally, a simple building central chilled water system with two users is taken as an example to illustrate the applications of the newly proposed optimization principle.     

基于火积理论的多级套管式相变蓄热系统优化

本文基于最小火积耗散热阻原理,在考虑相变材料导热热阻以及非稳态传热过程的基础上,对多级套管式相变蓄热系统的融化温度进行了数值优化,获得了最优融化温度分布。在此基础上,研究了相变材料导热系数和传热管长度对最优融化温度、火积耗散热阻和平均蓄热速率的影响。研究结果表明,与现有理论优化方法相比,本文提出的数值优化方法具有更好的适用性;优化后多级套管式相变蓄热系统可有效提高相变蓄热系统的平均蓄热速率,降低火积耗散热阻;随着相变材料导热系数增大和传热管长度增加,多级套管式相变蓄热系统最优融化温度的温差愈加明显,其强化传热性能呈上升趋势。     

Field synergy equation for turbulent heat transfer and its application

A field synergy equation with a set of specified constraints for turbulent heat transfer developed based on the extremum entransy dissipation principle can be used to increase the field synergy between the time-averaged velocity and time-averaged temperature gradient fields over the entire fluid flow domain to optimize the heat transfer in turbulent flow. The solution of the field synergy equation gives the optimal flow field having the best field synergy for a given decrement of the mean kinetic energy, which maximizes the heat transfer. As an example, the field synergy analysis for turbulent heat transfer between parallel plates is presented. The analysis shows that a velocity field with small eddies near the boundary effectively enhances the heat transfer in turbulent flow especially when the eddy height which are perpendicular to the primary flow direction, are about half of the turbulent flow transition layer thickness. With the guide of this optimal velocity field, appropriate internal fins can be attached to the parallel plates to produce a velocity field close to the optimal one, so as to increase the field synergy and optimize the turbulent heat transfer.     

Optimization for a heat exchanger couple based on the minimum thermal resistance principle

Following the brief introduction to the concept of a physical quantity, entransy, the equivalent thermal resistance of a heat exchanger couple is defined based on the entransy dissipation. The minimum thermal resistance principle is applied to obtain the optimal heat capacity rate of the medium fluid and the optimal allocation of heat exchangers thermal conductance, which correspond to the maximum heat transfer rate in the heat exchanger couple. In addition, analytical expression for the optimal heat capacity rate of the medium fluid is derived, whose reciprocal equals the sum of the reciprocal of the individual heat capacity rate of the hot and cold fluids, just like the case of two electrical capacitors in series. Numerical results in the variation of the thermal resistance and the heat transfer rate with the medium fluid heat capacity rate or the thermal conductance allocation agree with the theoretical analyses. Finally, for comparison, the entropy generation rate is also calculated to obtain its relation with the thermal performance of the heat exchanger couple. The results show that there is no one-to-one correspondence of the minimum entropy generation rate and the maximum heat transfer rate. This indicates that the minimum entropy generation principle cannot be used for optimizing the heat exchanger couple.     

Field synergy analysis and optimization of decontamination ventilation designs

The field synergy principle has been validated to be an effective tool for enhancing convective heat transfer capability. Since convective mass transfer is analogous to convective heat transfer, the field synergy principle has been extended to convective mass transfer analyses to enhance the overall decontamination rate of indoor ventilation systems. According to the field synergy principle, the overall decontamination capability and the utilization efficiency of the air are both influenced by the synergy between the velocity vectors and the contaminant concentration gradients. Furthermore, in order to derive a method to improve the synergy based on the essence of convective mass transfer, the mass transfer potential capacity dissipation function is defined, and then the convective mass transfer field synergy equation is obtained by seeking the extremum of the mass transfer potential capacity dissipation function for a set of specified constraints. The convective mass transfer field synergy equation can be solved to find the optimized air velocity distribution to increase the field synergy and the overall decontamination capability. The optimized air velocity field provides guidance for optimizing ventilation system designs.     

Experimental exergy and entransy analyses on designed and fabricated crossflow heat exchanger

A crossflow heat exchanger (CFHEx) is designed and fabricated in a workshop. For designing this heat exchanger (HEx), the number of passes, frontal areas, HEx volumes, heat transfer areas, free-flow areas, ratios of minimum free-flow area to frontal area, densities, mass flow rates of flowing fluids, maximum/minimum heat capacities, heat capacity ratio, outlet temperatures of hot/cold fluids, average temperatures, mass velocities, Reynolds numbers, and convective heat transfer coefficients are evaluated by considering Colburn/friction factors. After fabrication of the HEx, effectiveness, exergy destruction, entransy dissipation, entransy dissipation-based thermal resistance, entransy dissipation number, and entransy effectiveness for hot/cold fluids sides are found at different flow rates and inlet temperatures of fluids. By experimental results, optimum operating conditions are found, which gives maximum effectiveness and entransy effectiveness but minimum rates of exergy destruction, entransy dissipation, entransy dissipation-based thermal resistance, and entransy dissipation number for the fabricated CFHEx. This study is concluded as follows: minimum exergy destruction and entransy dissipation rates (ie, 3.061 kJ/s·K and 1125.44 kJ·K/s, respectively) are found during experiment 2. Maximum entransy effectiveness of hot/cold fluids (ie, 0.689/0.21) is achieved in experiment 1. Moderate values of entransy dissipation number (ie, 4.689), entransy dissipation-based thermal resistance (ie, 0.04 s·K/J), exergy destruction (ie, 3.845 kJ/s·K), and entransy dissipation (ie, 1374.04 kJ·K/s) rates are found during experiment 1. Maximum effectiveness (ie, 0.4) for the fabricated HEx is also obtained through experiment 1. After comparative analyses, it is found that experiment 1 provides optimum results, which shows the best performance of the fabricated HEx.     

Application of entransy dissipation theory in heat convection

In the present work, formulas for calculating the rates of the local thermodynamic entransy dissipation in convective heat transfer in general, and the internal and external flows in particular, are established. Practically, these results may facilitate the application of entransy dissipation theory in thermal engineering. Theoretically they shed light on solving the contradiction of the minimum entropy production principle with balance equations in continuum mechanics.     

Application of entransy dissipation theory in heat convection

In the present work, formulas for calculating the rates of the local thermodynamic entransy dissipation in convective heat transfer in general, and the internal and external flows in particular, are established. Practically, these results may facilitate the application of entransy dissipation theory in thermal engineering. Theoretically they shed light on solving the contradiction of the minimum entropy production principle with balance equations in continuum mechanics.     

Application of Entransy Optimization to One-Stream Series-Wound and Parallel Heat Exchanger Networks

Entransy theory has developed in recent years to describe heat transfer behavior from another point of view. Entransy dissipation is proposed to evaluate the irreversibility of heat transfer and is used to optimize heat transfer processes. We apply this theory to the one-stream series-wound and parallel heat exchanger (HE) networks. The heat transfer optimization for the HE networks includes the distribution of the heat transfer area or heat load. The distribution of the cold fluid flow rate in parallel HE networks can also be optimized. For these problems, physical and mathematical models are set up, analyzed, and discussed with the entransy theory. It is found that the optimization objectives of these problems and the optimization directions of the extremum entransy dissipation principle are consistent. The optimized results for the distribution optimization problem with given heat load are in agreement with the uniformity principle of temperature difference field. Examples of simple one-stream HE networks are given; the distributions of the heat transfer area or heat load are optimized by the extremum entransy dissipation method.     

Numerical investigations of curved square channel from the viewpoint of field synergy principle

A curved square channel in laminar flow is numerically investigated based on the classical Navier–Stokes equations from the viewpoint of the field synergy principle. The field synergy principle may accurately describe the curved channel has higher convective heat transfer rate in the case that the heat transfer surface is specified on the outer wall, rather than on the inner wall. The field synergy principle could also be responsible for that the curved channel can enhance the convective heat transfer significantly at the cost of the slight increase of the flow resistance. The field synergy number represents the degree of the synergy between the temperature gradient and the velocity vector, the higher field synergy number leads to the higher convective heat transfer rate under the same Reynolds number and Prandtl number. The field synergy number plays the same positive role in the convective heat transfer whether the fluid is heated or cooled.     

传热与流动系统熵产生的研究与进展

本文综述了熵产分析在传热与流动系统的研究与进展,包括对流传热传质、基本流动传热、换热器、热能贮存系统、绝热层布置等方面的研究与进展。     

基于火积理论的螺旋折流板换热器的优化结构分析

为了比较平面螺旋折流板换热器和折面螺旋折流板换热器的传热和阻力性能,应用了换热器常用评价标准PEC准则和火积理论对两种换热器实验结果进行了分析,同时采用火积耗散极值原理对两种换热器的传热火积耗散率、阻力火积耗散率以及总火积耗散率进行了对比。结果表明:火积耗散理论分析换热器性能的结果与传统换热器评价标准PEC准则相符,说明了火积耗散理论的可靠性;折面螺旋折流板换热器的综合性能得到了有效的改进,火积耗散率也均优于原始结构,表明折面螺旋折流板换热器的性能得到较大改善;两种换热器传热火积耗散率值要远远大于阻力火积耗散率,约为阻力火积耗散率的一千余倍,说明传热损失为换热器的主要不可逆损失。     

第三类条件下一维平板对流融化过程的分阶段求解

为了研究一维平板融化各个传热阶段的特性,以第三类边界条件下一维有限厚度平板对流融化过程为研究对象,同时考虑融化后的相变材料被周围流体及时带走,把传热过程分成3个阶段,分别建立了传热计算模型,并采用三次多项式热平衡积分方法对各阶段进行近似求解。获得了易于求解的相界面能量方程与平板内部导热控制方程。并通过具体应用,分析了冰层融化各阶段温度分布、显(潜)热量及相界面变化规律。     

Numerical investigation of distribution of reaction rate during convective heat transfer with endothermic chemical reaction

The reaction rate for thermal chemical reaction is an intensive quantity characteristic of process, and reflects the general influence of such factors as heat transfer and mass transfer on the chemical reaction. The distribution of reaction rate during convective heat transfer with endothermic chemical reaction in channel was numerically investigated using a 2D model. Simulation results indicated that there was a layer distribution of reaction rate in the flow field, which was similar to a thermal boundary layer. The reaction rate near wall was much higher than that in the core flow region, and there was a dramatic increase in reaction rate in the very thin layer near the wall. Moreover, the distribution of reaction rate was affected by the negative feedback effect of transformations of mass and energy. The distribution of reaction rate, which was contrary to the thermal boundary layer, could be eventually obtained because the distribution of reaction rate could change over a short distance once the heat absorbed by reactant was less than the internal energy transformed into chemical energy.     

Entransy and exergy analyses for optimizations of heat-work conversion with carnot cycle

The concept of entransy has been newly proposed in terms of the analogy between heat and electrical conduction and could be useful in analyzing and optimizing the heat-work conversion systems.This work presents comparative analyses of entransy and exergy for optimizations of heat-work conversion.The work production and heat transfer processes in Carnot cycle system are investigated with the formulations of exergy destruction,entransy loss,work entransy,entransy dissipation,and efficiencies for both cases of dumping and non-dumping of used source fluid.The effects of source and condensation temperatures on the system performance are systematically investigated for optimal condition of producing maximum work or work entransy.     

航天器密封舱降压法抑制自然对流的数值研究

航天器密封舱地面试验中常利用降压法来抑制自然对流的影响,但是降压比的选择往往取决于一些未知参数,使得自然对流的抑制得不到保证.本文建立了某一载人航天器密封舱流动换热的稳态数值模型,通过对比研究地面试验与空间状态不同通风量下流动换热的变化情况,综合考虑人体舒适度、消除自然对流影响和能耗三方面,给出了密封舱最佳通风量.通过对比研究密封舱内不同气体压力条件下地面与空间条件的对流换热系数与温度分布情况,给出了可以忽略自然对流影响的临界压力及对应的Gr/Re2数.