Experimental data for separation of vegetation and soil and estimation of soil moisture using passive microwaves

Abstract

Microwave radiometer measurements of soil moisture content were made over bare and vegetated fields with dual polarized microwave radiometers at 1·55GHz (L-band) and 19·1 GHz (K.-band). Two typical Indian crops Bazra and Gawar have been studied. The bare field measurements were used to investigate the effect of soil texture on sensitivity of a radiometer to soil moisture and for soil moisture sampling depth. It is found that expression of soil moisture as available moisture content in the soil can minimize the texture effect. The estimated soil moisture sampling depth for L-band is 2-5 cm, while for K-band it is less than 2 cm. The vegetation cover affects the sensitivity of the radiometer to soil moisture. This effect is more pronounced the denser the vegetation and higher the frequency of observation. The measured polarization factor over a vegetated field at L-band was found to be appreciably reduced compared to that over a bare field. The difference between normalized brightness temperature from L-band and K-band is sensitive to vegetation type. The soil moisture under vegetation cover at L-band can be predicted well using Jackson's parametric model.     

Radar estimates of soil moisture over the Konza Prairie

Abstract

Radar backscatter measurements were made as a part of the First International satellite land surface climatology project Field Experiment (FIFE) to estimate soil moisture for use by other investigators. The helicopter-mounted radar was flown along selected transects that coincided with soil moisture measurements. The radar operated at microwave frequencies of 5-3 and 9 6 GHz and at selected incidence angles between 0° and 60°. Vertical polarization was used for two days in June of 1987 and horizontal polarization was used for three days in July and October of 1987.

The scattering coefficient data from different days were grouped by frequency and antenna angles and then related to soil moisture along the flight paths using linear regression. A measure of linearity for the regression, R², ranged between 0·9 and 0·5. The larger coefficients were for X -band measurements made at large antenna incidence angles, and the smaller coefficients were for C-band measurements made: at incidence angles near vertical.     

Comparison of different soil dielectric models for microwave soil moisture retrievals

ABSTRACT

Soil dielectric model is an essential part of the microwave soil moisture retrieval process. This study compared the performance of four widely used dielectric models, the Wang-Schmugge model (WS), Dobson model, generalized refractive mixing dielectric model (GRMDM), and multi-relaxation generalized refractive mixing dielectric model (MRGRMDM), and investigated the effects of the uncertainties of each model on soil moisture retrievals. Furthermore, the simulated soil dielectric constants were evaluated by measured dielectric data at the P/L/C/X bands. The results showed that the uncertainties induced in soil moisture retrievals by an alternative dielectric model exceeded 0.09 m³ m^?3 in the worst case. The Dobson model is sensitive to the sand content. WS, GRMDM, and MRGRMDM model are sensitive to the clay content. The measured dielectric data further verified that the applicability of each dielectric model depends on the soil texture type and soil moisture condition. Compared with Dobson model, WS showed better performance at dry soil. GRMDM and MRGRMDM provided better results under lower clay content soil. Especially, MRGRMDM has better simulation accuracy than GRMDM in the low-frequency range (< 1 GHz).     

Effects of sub-pixel heterogeneity on the retrieval of soil moisture from passive microwave radiometry

A simple formulation relating the L-band microwave brightness temperature detected by a passive microwave radiometer to the near surface soil moisture was developed using MICRO-SWEAT, a coupled microwave emission model and soil-vegetation-atmosphere-transfer (SVAT) scheme. This simple model provides an ideal tool with which to explore the impact of sub-pixel heterogeneity on the retrieval of soil moisture from microwave brightness temperatures. In the case of a bare soil pixel, the relationship between apparent emissivity and surface soil moisture is approximately linear, with the clay content of the soil influencing just the intercept of this relationship. It is shown that there are no errors in the retrieved soil moisture from a bare soil pixel that is heterogeneous in soil moisture and texture. However, in the case of a vegetated pixel, the slope of the relationship between apparent emissivity and surface soil moisture decreases with increasing vegetation. Therefore for a pixel that is heterogeneous in vegetation and soil moisture, errors can be introduced into the retrieved soil moisture. Generally, under moderate conditions, the retrieved soil moisture is within 3% of the actual soil moisture. Examples illustrating this discussion use data collected during the Southern Great Plains '97 Experiment (SGP97).     

Measurement of radar backscatter from rough soil surfaces using linear and circular polarizations†

Radar backscatters from loam with a dry bulk density of 0·6g/cm³ have been measured at 9·9 GHz using both linear and circular polarizations. The sensitivity of radar return to soil moisture content has been obtained at five polarization combinations, HH, VV, HV, LR and LL (L and R denote the left-circular and the right-circular polarizations, respectively). Comparison of the moisture sensitivities shows that the sensitivity of HV is the highest among five polarizations and the sensitivity of LL is slightly higher than that of HH, VV and LR. Surface scatter theories are discussed in relation to the moisture sensitivities of five polarizations.     

Cross-polarized radar backscatter from moist soil

Measurements of radar backscatter from bare soil at 9.0 GHz using a broad beam, with an effective beamwidth of product patterns and an incident angle of about 17° and 30°, respectively, have shown that the sensitivity of the cross-polarized (HV) return to soil moisture content was much higher than that of the like-polarized (HH) one. Analysis of the data shows that the observed HV back scattering power has a dependency of nearly Γ², where Γ is the power reflection coefficient at a plane soil-air interface. This fact suggests that multiple scattering on rough soil surface caused the soil moisture sensitivity of the cross-polarized return to be high.     

Analysis of in-situ soil moisture data and validation of SMOS soil moisture products at selected agricultural sites over a tropical region

Calibration and validation activities on Soil Moisture and Ocean Salinity (SMOS)-derived soil moisture products have been conducted worldwide since the data became available, but this has not been the case over tropical regions. This study focuses on the setting up of a soil moisture data collection network over an agricultural site in a tropical region in Peninsular Malaysia and on the validation of SMOS soil moisture products. The in-situ data over a one-and-a-half-year period was analysed and the validation of the SMOS soil moisture products with this in-situ data was conducted. Bias and root mean square error (RMSE) were computed between the SMOS soil moisture products and the in-situ surface soil moisture collected at the satellite passing times (6 am and 6 pm local time). Due to the known limitations of SMOS soil moisture retrieval over vegetated areas with a vegetation water content higher than 5 kg m^?2, an overestimation of SMOS soil moisture products to in-situ data was noticed in this study. The bias ranged from 0.064 to 0.119 m³ m^?3 and the RMSE was from 0.090 to 0.158 m³ m^?3, when both ascending and descending mode data were measured. This RMSE was found to be similar to those of a number of studies conducted previously at different regions. However, a wet bias was found during the validation, while previous validation activities at other locations showed dry biases. The result of this study is useful to support the continuous development and improvement of the SMOS soil moisture retrieval model, aiming to produce soil moisture products with higher accuracy, especially in tropical regions.     

Detecting changes in surface soil moisture content using differential SAR interferometry

The feasibility of measuring changes in surface soil moisture content with differential interferometric synthetic aperture radar (DInSAR) has received little attention in comparison with other active microwave techniques. In this study, multi-polarization C- and L-band DInSAR is explored as a potential tool for the measurement of changes in surface soil moisture in agricultural areas. Using 10 ascending phased array L-band SAR (PALSAR) scenes acquired by the Japanese Advanced Land Observing Satellite (ALOS) and 12 descending advanced SAR (ASAR) scenes acquired by the European ENVISAT satellite between July 2007 and November 2009, a series of 27 differential interferograms covering a common study area over southern Ireland were generated to investigate whether small-scale changes in phase are linked to measured soil moisture changes. Comparisons of observed mean surface displacement and in situ mean soil moisture change show that C-band cross-polarization pairs displayed the highest correlation coefficients over both the barley (correlation coefficient, r = 0.51, p = 0.04)- and potato crop (r = 0.81, p = 0.003)-covered fields. Current results support the hypothesis that a soil moisture phase contribution exists within differential interferograms covering agricultural areas.     

The use of a microwave backscatter model for retrieving soil moisture over bare soil

Abstract

Most attempts at predicting soil moisture from C-band microwave backscattering coefficients for bare soil are made by fitting experimental calibration relations obtained for limited ranges of incidence angle and soil surface roughness. In this paper, a more general approach is discussed using an inversion procedure to extend the use of a single experimental calibration relation to a wider range of incidence angle and surface roughness. A correcting function is proposed to normalize the backscattering coefficients to the conditions (incidence angle and surface roughness) of the calibration relation. This correcting function was derived from simulated data using the physical optics or KirchhofTs scatter model using the scalar approximation. Before discussing the inversion procedure, the backscattering coefficients calculated by the model have been compared with experimental data measured in the C-band, HH polarization and three incidence angles (Θ= 15°, 23°, 50°) under a wide range of surface soil moisture conditions (0.02H_v  0.35cm³ cm^-3) and for a single quite smooth soil surface roughness (0–011 _s  OOI4/n)m. The model was found to be experimentally validated from 15° to 23° of incidence and for surface soil moistures higher than 0-I0cm³cm^-3. For the inversion procedure, it is assumed to have a wider range of validity (15°  Θ 35° ) for ihc incidence angle. A sensitivity analysis of the model to errors on roughness parameter and incidence angle was performed in order to assess the feasability and suitability of the described inversion procedure.     

The estimation of the surface moisture of a vegetated soil using aerial infrared photography

The bidirectional reflectance of near infrared wavelengths of electromagnetic radiation from a vegetation canopy is primarily determined by the relative area and reflectance of the canopy and canopy dependent components: leaves, non-green vegetation, soil and shadow. It has been shown that when the percentage cover of leaves and non-green vegetation are both known and constant and the effect of shadow is minimal, then the near infrared bidirectional reflectance from the-canopy is negatively related to surface soil moisture.

This study was based on the above observation to estimate surface soil moisture of a vegetated soil from remotely sensed measurements of near infrared bidirectional reflectance.

The near infrared bidirectional reflectance, surface soil moisture and vegetation cover were measured at 10 heathland sites on 18 dates. The surface soil moisture was significantly related (at better than the 1 per cent level) to the Y axis intercept, when near infrared bidirectional reflectance (Y) was regressed against the percentage cover of green vegetation (X). This relationship between soil moisture and canopy reflectance was then used to enable the surface soil moisture of vegetated heathland soil to be estimated by means of five flights of black and white infrared aerial photography. It proved possible to estimate the surface soil moisture of the vegetated soil with an accuracy of ±18·4 percent at the 95 percent confidence limits. Possible improvements to the technique are discussed.     

A statistical optical model for light reflection and penetration through sand

Abstract

The aggregate soil reflectance is an important parameter in remote sensing. It was found by one of the authors (A.N. Patel) that soil reflectance initially decreases with an increase in moisture content and subsequently.increases with higher moisture content. The present work embodies an attempt to analyse this effect and explain its physics. A new concept of cut-off thickness is evolved to interpret optical characteristics of sand as a multi-layer process. A statistical phenomenological model is developed to account for the observed dependence of the aggregate reflectance of sand and the cut-off thickness of various fractions of sand. The presence of moisture is found to affect the optical characteristics in two different ways. The model provides a way to estimate aggregate reflectance and particle reflectance from measurements to cut-off thickness.     

Active microwave measurement of soil water content

Measurements of radar backscatter from bare soil at 4.7, 5.9, and 7.1 GHz for incident angles of 0–70° have been analyzed to determine sensitivity to soil moisture. Because the effective depth of penetration of the radar signal is only about one skin depth, the observed signals were correlated with the moisture in a skin depth as characterized by the attenuation coefficient (reciprocal of skin depth). Since the attenuation coefficient is a monotonically increasing function of moisture density, it may also be used as a measure of moisture content over the distance involved, which varies with frequency and moisture content. The measurements show an approximately linear increase in scattering with attenuation coefficient of the soil at angles within 10° of vertical and all frequencies. At 4.7 GHz this increase continues relatively large out to 70° incidence, but by 7.1 GHz the sensitivity is much less even at 20° and practically gone at 50°.An inversion technique to determine how well the moisture content can be estimated from the scattered signal indicates good success for near-vertical angles and middle ranges of moisture density, with poorer success at smaller moisture densities and an anomaly in the data at the highest moisture density that must be resolved by further experimentation.     

卷积神经网络提取风云影像土壤湿度

目的 时空分辨率较高的土壤湿度数据对于生产实践和科学研究具有重要意义。以国产的风云气象卫星为数据源,利用卷积神经网络自主学习输入变量间深层关联的优势,获取高质量土壤湿度数据,为科学研究和生产实践服务。方法 首先构建了一个土壤湿度提取卷积神经网络（soil moisture convolutional neural network,SMCNN）,SMCNN由温度子网络和土壤湿度子网络构成,每个子网络均包含特征提取器和编码器。特征提取器用于为每个像素生成一个特征向量,其中温度子网络的特征提取器由11个卷积层组成,湿度子网络的特征提取器由9个卷积层组成,卷积层均使用1×1的卷积核。编码器用于将提取到的特征拟合为目标变量。两个子网络均使用平均方差作为损失函数。使用随机梯度下降算法对模型进行训练,最后利用训练好的模型提取区域土壤湿度数据。结果 选择宁夏回族自治区为实验区,利用获取的2016-2019年风云3D影像和相应地面站点数据作为实验数据,选择线性回归模型、BP（back propagation）神经网络模型作为对比模型开展数据实验,选择均方根误差作为评价指标。实验结果表明,SMCNN的均方根误差为0.006 7,优于对比模型,SMCNN模型在从风云影像中提取土壤湿度方面具有优势。结论 本文利用卷积神经网络分别构建用于反演地表温度和土壤湿度的子网络,再组成一个完整的土壤湿度反演网络结构,从风云3D数据中获取数值精度、时空分辨率均较高的土壤湿度数据,满足了科学研究和生产实践对大范围高精度土壤湿度数据的需求。     

Reflectance spectra of microphytic soil crusts in semi-arid Australia

In the semi-arid region of eastern Australia quantitative field surveys showed that microphytic crusts (lichens, mosses and blue-green algae) contributed up to 27 per cent of the ground cover. Spectral reflectance at wavelengths between 0·4 μm and 2·5 μm were recorded from crusts on two soil types and under a number of different moisture conditions. Results showed that the presence of microphytic crusts on both soil types decreased reflectance throughout the spectrum. When crusts were actively photosynthesising chlorophyll absorption features were observed. A strong photosynthetic response occurred within ten minutes of wetting. This work highlights the importance of microphytic crusts as a ground component in the semi-arid region of Australia and also the importance of a knowledge of soil moisture regimes and their effect on the biotic soil crusts when interpreting remotely sensed imagery of the region.     

Spatial variability of SEBAL estimated root-zone soil moisture across scales

This study investigated the spatial scaling behaviour of root-zone soil moisture obtained from optical/thermal remote-sensing observations. The data for this study were obtained from Landsat and Moderate Resolution Imaging Spectroradiometer (MODIS) satellites on five different dates between early spring (April) and fall (September) in the years from 2000 to 2004 in the semi-arid middle Rio Grande Valley of New Mexico. Soil moisture data were obtained using the Surface Energy Balance Algorithm for Land (SEBAL) algorithm. The data were spatially aggregated and checked for power-law behaviour over a range of scales from 30 m to 15 km for Landsat and from 1 to 28 km for MODIS images. Results of this study demonstrate that power-law scaling of soil moisture in the middle Rio Grande area holds up to 1 km² pixel size, but is no longer valid beyond that scale. Whereas previous studies have studied soil moisture in the top 5 cm of the soil using radar and point measurements, our study uses SEBAL to estimate root-zone soil moisture. Our study is consistent with these previous studies in showing that variation in root-zone soil follows an empirical power law for pixel sizes of up to about 10⁶ m² and that there is an apparent break in the scaling at larger scales.     

Aircraft scatterometer observations of soil moisture on rangeland watersheds

Extensive studies conducted by several researchers using truck-mounted active microwave sensors have shown the sensitivity of these instruments to soil-moisture variations for agricultural land covers. The logical extension of these results is the evaluation of similar systems at lower resolutions typical of operational systems and for other types of land cover. Data collected during a series of aircraft flights in 1978 and 1980 over four rangeland watersheds located near Chickasha, Oklahoma, were analysed in this study. These data included scatterometer measurements made at 1·6 and 4·75 GHz using a NASA aircraft and ground observations of soil moisture for a wide range of moisture conditions. Data were compared with previous truck and aircraft results. Results indicate that if the sensor system is calibrated it is capable of providing estimates of surface soil moisture for the rangeland conditions tested.     

Spatial and temporal patterns of surface soil moisture over India estimated using surface wetness index from SSM/I microwave radiometer

Results from an approach to infer surface soil moisture from time series analysis of surface wetness index derived using the Special Sensor Microwave/Imager (SSM/I) are presented. Soil moisture quantification was based on the study of temporal changes in surface wetness index and its scaling to maximum and air‐dry limits of soil in each grid cell (0.33°). The estimated soil moisture of Illinois, USA was compared with field measured soil moisture (0–10?cm) obtained from the Global Soil Moisture Data Bank. A root mean square error of 7.18% was found between estimated and measured volumetric soil moisture. A consistency in soil moisture and rainfall pattern was found in the un‐irrigated areas of northern India (Jodhpur, Varanasi) and southern India (Madurai), influenced by southwest and northeast monsoons, respectively. Soil moisture of more than 0.30 m³m^?3 was observed in the absence of rainfall due to the irrigation of rice crop in (Punjab) during the pre‐southwest monsoon period (May).     

Passive microwave remote sensing of soil moisture

Results of radiometric measurements over bare soil obtained with a horizontally polarized microwave radiometer at 19·1 GHz frequency are presented. Radiometer measurements were made with incidence angles varying from 10 to 50°. Ground-truth acquisition of soil moisture in the 0–1 cm layer and of soil temperature near the surface was made concurrently with radiometer measurements. The measured brightness temperatures over a bare field are higher than those calculated from an emmissivity model.     

Validation of a practical normalized soil moisture model with in situ measurements in humid and semi-arid regions

Soil moisture is an important parameter that influences the exchange of water and energy fluxes between the land surface and the atmosphere. Through the simulation by a Soil–Vegetation–Atmosphere Transfer model, Carlson proposed the universal spatial information-based method to determine soil moisture that is insensitive to the initial atmospheric and surface conditions, net radiation, and atmospheric correction. In this study, a practical normalized soil moisture model is established to describe the relationship among the normalized soil moisture (M), the normalized land surface temperature (T*), and the fractional vegetation cover. The dry and wet points are determined using the surface energy balance principle, which has a robust physical basis. This method is applied to retrieve soil moisture for the Soil Moisture-Atmosphere Coupling Experiment campaign in the Walnut Creek watershed, which has a humid climate, and at the Linzestation, which has a semi-arid climate. The validation data are obtained on days of year (DOYs) 182 and 189 in 2002 in the humid region and on DOYs 148 and 180 in 2008 for the semi-arid region; these data collection days are coincident with the overpass of the Landsat Thematic Mapper/Enhanced Thematic Mapper Plus. When the estimates are compared with the in situ measurements of soil water content, the root mean square error is approximately 0.10 m³ m^?3 with a bias of 0.05 m³ m^?3 for the humid region and 0.08 m³ m^?3 with a bias of 0.03 m³ m^?3 for the semi-arid region. These results demonstrate that the practical normalized soil moisture model is applicable in both humid and semi-arid regions.