Analysis of TerraSAR-X data and their sensitivity to soil surface parameters over bare agricultural fields

The sensitivity of TerraSAR-X radar signals to surface soil parameters has been examined over agricultural fields, using HH polarization and various incidence angles (26°, 28°, 50°, 52°). The results show that the radar signal is slightly more sensitive to surface roughness at high incidence (50°–52°) than at low incidence (26°–28°). The difference observed in the X-band, between radar signals reflected by the roughest and smoothest areas, reaches a maximum of the order of 5.5 dB at 50°–52°, and 4 dB at 26°–28°. This sensitivity increases in the L-band with PALSAR/ALOS data, for which the dynamics of the return radar signal as a function of soil roughness reach 8 dB at HH38°. In the C-band, ASAR/ENVISAT data (HH and VV polarizations at an incidence angle of 23°) are characterised by a difference of about 4 dB between the signals backscattered by smooth and rough areas.Our results also show that the sensitivity of TerraSAR-X signal to surface roughness decreases in very wet and frozen soil conditions. Moreover, the difference in backscattered signal between smooth and rough fields is greater at high incidence angles. The low-to-high incidence signal ratio (Δσ° = σ_26°–28°/σ_50°–52°) decreases with surface roughness, and has a dynamic range, as a function of surface roughness, smaller than that of the backscattering coefficients at low and high incidences alone. Under very wet soil conditions (for soil moistures between 32% and 41%), the radar signal decreases by about 4 dB. This decrease appears to be independent of incidence angle, and the ratio Δσ° is found to be independent of soil moisture.     

Potential of ASAR/ENVISAT for the characterization of soil surface parameters over bare agricultural fields

The objective of this investigation is to analyze the sensitivity of ASAR (Advanced Synthetic Aperture Radar) data to soil surface parameters (surface roughness and soil moisture) over bare fields, at various polarizations (HH, HV, and VV) and incidence angles (20°-43°). The relationships between backscattering coefficients and soil parameters were examined by means of 16 ASAR images and several field campaigns. We have found that HH and HV polarizations are more sensitive than VV polarization to surface roughness. The results also show that the radar signal is more sensitive to surface roughness at high incidence angle (43°). However, the dynamics of the radar signal as a function of soil roughness are weak for root mean square (rms) surface heights between 0.5 cm and 3.56 cm (only 3 dB for HH polarization and 43° incidence angle). The estimation of soil moisture is optimal at low and medium incidence angles (20°-37°). The backscattering coefficient is more sensitive to volumetric soil moisture in HH polarization than in HV polarization. In fact, the results show that the depolarization ratio σ_HH⁰/σ_HV⁰ is weakly dependent on the roughness condition, whatever the radar incidence. On the other hand, we observe a linear relationship between the ratio σ_HH⁰/σ_HV⁰ and the soil moisture. The backscattering coefficient ratio between a low and a high incidence angle decreases with the rms surface height, and minimizes the effect of the soil moisture.     

Surface soil moisture estimation over dense crop using Envisat ASAR and Landsat TM imagery: an approach

This study focuses on developing a new method of surface soil moisture estimation over wheat fields using Environmental Satellite Advanced Synthetic Aperture Radar (Envisat ASAR) and Landsat Thematic Mapper (TM) data. The Michigan Microwave Canopy Scattering (MIMICS) model was used to simulate wheat canopy backscattering coefficients from experiment plots at incidence angles of 23° (IS2) and 43.9° (IS7). Based on simulated data, the scattering characteristics of a wheat canopy were first investigated in order to derive an optimal configuration of polarization (HH) and incidence angle (IS2) for soil moisture estimation. Then a parametric model was developed to describe wheat canopy backscattering at the optimal configuration. In addition, direct backscattering and two-way transmissivity of wheat crowns were derived from the TM normalized difference vegetation index (NDVI); direct ground backscattering was derived from surface soil moisture and TM NDVI; and backscattering from double scattering was derived from total backscattering. A semi-empirical model for soil moisture estimation was derived from the parametric model. Coefficients in the semi-empirical model were obtained using a calibration approach based on measured soil moisture, ASAR, and TM data. A validation of the model was performed over the experimental area. In this study, the root mean square error (RMSE) for the estimated soil moisture was 0.041 m³ m^?3, and the correlation coefficient between the measured and estimated soil moisture was 0.84. The experimental results indicate that the semi-empirical model could improve soil moisture estimation compared to an empirical model.     

A new empirical model to retrieve soil moisture and roughness from C-band radar data

A new empirical model for the retrieval, at a field scale, of the bare soil moisture content and the surface roughness characteristics from radar measurements is proposed. The derivation of the algorithm is based on the results of three experimental radar campaigns conducted under natural conditions over agricultural areas. Radar data were acquired by means of several C-band space borne (SIR-C, RADARSAT) or helicopter borne (ERASME) sensors, operating in different configurations of polarization (HH or VV) and incidence angle. Simultaneously to radar acquisitions, a complete ground truth data base was built up with different surface condition measurements of the mean standard deviation (rms) height s, the correlation length l, and the volumetric surface moisture M_v. This algorithm is more specifically developed using the radar cross-section σ⁰ (HH polarization and 39° incidence angle off nadir), namely, σ_0HH,39, and the differential (HH polarization) radar cross-section Δσ₀=σ_0,23°−σ_0,39° in terms of an original roughness parameter, Z_s, namely Z_s=s²/l, and M_v. A good agreement is observed between model outputs and backscattering measurements over different test fields. Eventually, an inversion technique is proposed to retrieve Z_s and M_v from radar measurements.     

Simple modelling of radar backscattering coefficient over a bare soil: variation with incidence angle,frequency and polarization

As a basis for inversion algorithms, there is a need for the development of simple backscattering soil models which can account for the variations of incidence angle observed in the same picture or in multiangle systems. A correction factor for the variations of incidence angle is therefore coupled with a classical linear model of the variation of backscattering coefficient with surface soil moisture in a four-parameter model. The correction factor is based on the cosine-type behaviour of the backscattering coefficient as a function of incidence angle, which is observed for rough agricultural surfaces. This simple model is tested on radar measurements performed over a large range of radar configurations. The model is shown to reproduce correctly the observed variations of the radar signal with incidence angle and soil moisture. Its parameters have a physical sense and vary as expected, from literature, with frequency and polarization. When tested on data simulated by the analytical Integral Equation Model, the results of the cosine model are confirmed, as well as the variation of its calculated parameters with frequency and polarization. The inversion of the model with the angular correction factor shows that the cosine model allows the retrieval of soil moisture with a precision of about 20 per cent of the value at C band and at HV and HH polarization.     

Assessing the influence of vegetation cover on soil-moisture signatures in fire-disturbed boreal forests in interior Alaska: Modelled results

A microwave backscattering model for shrub clumps was presented. The modelling approach was to treat the clumps as scatterers and attenuators. Three major model components were defined: surface backscattering, clump volume scattering, and multiple path interactions between clumps and ground. Total backscatter was computed by incoherent summation of the components. We then used the model to study the effects of variations in surface and willow properties (soil moisture content, and surface roughness rms height and correlation length, and willow ground coverage, clump height, and stem density) on backscatter from willows in Alaskan boreal forest region. We examined the sensitivity to variations of the six parameters combined and to variation of each parameter alone from willows of three clump sizes representing different stages of vegetation regrowth after fire. Modelled C-band backscatter was more sensitive to the variations of the surface and willow parameters than L-band backscatter at incidence angles between 20° and 60°. At incidence angles of 20-60°, C-HH and C-VV backscatter was sensitive to the variations of the three surface parameters. L-HV and L-VV backscatter were only sensitive to the moisture variation. Among the three willow parameters, change of willow ground coverage produced more sensitive cases than variations of clump height and stem density combined at C- and L-band.     

Evaluation of different orientation angle distributions within the X-Bragg scattering model for bare soil moisture estimation

In this paper, the applicability of three different orientation angle distributions of surface facets within the extended Bragg (X-Bragg) scattering model is investigated for estimation of soil moisture over bare surfaces using both Eigen-based and model-based polarimetric synthetic aperture radar (PolSAR) decomposition techniques. The three distributions considered for investigation in the X-Bragg model are uniform, half cosine, and the Lee distributions. In order to understand the sensitivity of the model using the three orientation angle distributions, key polarimetric parameters, such as scattering entropy (H), scattering anisotropy (A), scattering mechanism (α), cross-pol power (T₃₃), linear T₁₂ coherence (|γ_{(HH+VV)(HH–VV)}|), are simulated and analysed for various widths of distributions. The analysis of the simulated polarimetric parameters show that the Lee distribution has a reduced roughness validity range compared with the uniform and half cosine distributions. DLR E-SAR L-band data from the AgriSAR’2006 campaign over the Demmin test site in Northern Germany are inverted for soil moisture over bare surfaces. The inverted soil moisture from the physics-based X-Bragg model is compared with in situ measured TDR (time domain reflectometry) soil moisture values. The inversion results using the Eigen-based decomposition reveal similar root mean square error (RMSE = 14 vol.%) and inversion rates for three distributions. The model-based decomposition inversion results obtained at various fixed widths of distributions reveal that the Lee distribution shows less RMSE of 8 vol.% and high inversion rates for moderate surface roughness (ks = 0.5) as compared with half cosine and uniform distributions.     

Approximating the average daily surface albedo with respect to soil roughness and latitude

The present study explores the diurnal variations in blue-sky albedo (α) of soils under clear sky conditions with respect to surface roughness. Three roughness levels of ploughed and unploughed soil surfaces, developed from the same loessial material, were examined. The relation between α of the surfaces and the solar zenith angle, determined during the experiment, enabled us to predict the diurnal α variation of the surfaces throughout the year at a given latitude, between 75° S and 75° N. The optimal time (T _O) for measuring the soil albedo by an instantaneous observation was considered as the best represented time for the daily averaged value within an error lower than ±2%. It was found that the T _O, falling at different times depending on the soil surface roughness, limits the possibilities of data achievement by remote-sensing satellites along one of their sun-synchronous orbits.     

Effects of corn on C- and L-band radar backscatter: A correction method for soil moisture retrieval

This paper discusses the effects of vegetation on C- (4.75 GHz) and L- (1.6 GHz) band backscattering (σ^o) measured throughout a growth cycle at incidence angles of 15, 35 and 55°. The utilized σ^o data set was collected by a truck mounted scatterometer over a corn field and is supported by a comprehensive set of ground measurements, including soil moisture and vegetation biomass. Comparison of σ^o measurement against simulations by the Integral Equation Method (IEM) surface scattering model (Fung et al., 1992) shows that the σ^o measurements are dominated either by an attenuated soil return or by scattering from vegetation depending on the antenna configuration and growth stage. Further, the measured σ^o is found to be sensitive to soil moisture even at peak biomass and large incidence angles, which is attributed to scattering along the soil-vegetation pathway.For the simulation of C-band σ^o and the retrieval of soil moisture two methods have been applied, which are the semi-empirical water cloud model (Attema & Ulaby, 1978) and a novel method. This alternative method uses the empirical relationships between the vegetation water content (W) and the ratio of the bare soil and the measured σ^o to correct for vegetation. It is found that this alternative method is superior in reproducing the measured σ^o as well as retrieving soil moisture. The highest retrieval accuracies are obtained at a 35° incidence angle leading to RMSD's of 0.044 and 0.037 m³ m^− 3 for the HH and VV-polarization, respectively. In addition, the sensitivity of these soil moisture retrievals to W and surface roughness parameter uncertainties is investigated.     

Physical-based soil moisture retrieval method over bare agricultural areas by means of multi-sensor SAR data

The main objective of this research is to develop, test and validate soil moisture retrieval method based on multi-source SAR (Synthetic Aperture Radar) data for bare agricultural areas. The Radardat-2, TerraSAR-X and Sentinel-1A SAR data were applied to retrieve soil moisture content in combination with the integral equation model (IEM) or calibrated integral equation model (CIEM). A straightforward inversion scheme was developed, which does not require the prior knowledge of surface roughness. The soil moisture content can be directly estimated using a look-up table (LUT) optimization method with multi-source SAR data as inputs. For validation purpose, in situ soil moisture content was measured during the period of SAR data acquisitions. The effectiveness and reliability of the soil moisture retrieval methods were evaluated based on the in situ measurements and cost function distribution graph. The experimental results indicate that the developed approach provided accurate soil moisture estimates with root mean square errors (RMSE) ranging from 0.047 cm³ cm^?3 to 0.079 cm³ cm^?3 over the experimental areas. The distribution graphs of the cost function demonstrate the uniqueness and convergence of the estimated results based on multi-source SAR data. Either IEM or CIEM was employed to estimate soil moisture content, more accurate results were obtained with Radarsat-2, TerraSAR-X and Sentinel-1A data as inputs. The experimental results preliminary illustrate that the multi-source SAR data are promising for soil moisture retrieval over bare agricultural areas. The novelty of the presented research can be summarized as two aspects. Firstly, the multi-sensor SAR with different incidence angle, different frequency and different polarization were combined to estimate soil moisture content by means of the physical-based methods. The combination of the multi-sensor SAR data can effectively solve the ill-posed problem of soil moisture retrieval using physical models. Secondly, the CIEM was utilized to establish the soil moisture retrieval model, which transforms the three unknown parameters to two unknown parameters. Furthermore, the convergence and uniqueness of the estimated soil moisture were validated through distribution graphs of the cost function.     

Effect of surface roughness,wavelength, illumination,and viewing zenith angles on soil surface BRDF using an imaging BRDF approach

Compared to non-imaging instruments, imaging spectrometers (ISs) can provide detailed information to investigate the influence of scene components on the bidirectional reflectance distribution function (BRDF) of a mixed target. The research reported in this article investigated soil surface reflectance changes as a function of scene components (i.e. illuminated pixels and shaded pixels), illumination and viewing zenith angles, and wavelength. Image-based BRDF data of both rough and smooth soil surfaces were acquired in a laboratory setting at three different illumination zenith angles and at four different viewing zenith angles over the full 360° azimuth range, at an interval of 20°, using a Specim V10E IS (Specim, Spectral Imaging Ltd., Oulu, Finland) mounted on the University of Lethbridge Goniometer System version 2.5 (ULGS-2.5). The BRDF of the smooth soil surface was dominated by illuminated pixels, whereas the shaded pixels were a larger component of the BRDF of the rough soil surface. As the illumination zenith angle was changed from 60° to 45° and then to 30°, the shadowing effect decreased, regardless of the soil surface. Soil surface reflectance was generally higher at the backscattering view zenith angles and decreased continuously to forward scattering view zenith angles in the light principal plane, regardless of the wavelength, due to the Specim V10E IS seeing more illuminated pixels in the backscattering angles than in the forward scattering angles. Higher soil surface reflectance was observed at higher illumination and viewing zenith angle combinations. For both soil surface roughness categories, the BRDF exhibited a greater range of values in the near-infrared than at the visible wavelengths. This research enhances our understanding of soil BRDF for various soil roughness and illumination conditions.     

Estimation of the moisture content of bare soil from RADARSAT-1 SAR using simple empirical models

Synthetic Aperture Radar (SAR) provides a remote sensing tool to estimate soil moisture. Mapping surface soil moisture from the grey level of SAR images is a demonstrated procedure, but several factors can interfere with the interpretation and must be taken into account. The most important factors are surface roughness and the radar configuration (frequency, polarization and incidence angle). This Letter evaluates the influence of these variables for estimation of bare soil moisture using RADARSAT-1 SAR data. First, the parameters of two linear backscatter models, the Ji and Champion models (Ji et al . 1995, Champion 1996), were tested and the constants recalculated. rms error based on the backscattering coefficient was reduced from 6.12 and 6.48 dB to 4.28 and 1.68 dB for the Ji and Champion models respectively. Secondly, a new model is proposed which had an rms error of only 1.21 dB. The results showed a marked increase in accuracy compared with the previous models.     

Application of a three-component scattering model over snow-covered first-year sea ice using polarimetric C-band SAR data

In this study we examine the utility of a three-component scattering model to quantify the sensitivity of radar incidence angle over snow-covered landfast first-year sea ice (FYI) during the late winter season. This three-component scattering model is based on (1) surface scattering contributed from the snow-covered FYI (smooth-ice (SI), rough-ice (RI), and deformed-ice (DI) types); (2) volume scattering contributed from snow layers which consist of enlarged snow grains, elevated brine volume, and preferential orientation of snow grains relative to radar look direction, as well as the underlying sea ice; and (3) double-bounce scattering contributed from ice ridges and ice fragments. This study uses RADARSAT-2 C-band polarimetric synthetic aperture radar (POLSAR) data acquired on 15 and 18 May 2009 for Hudson Bay, near Churchill, during late winter with surface air temperatures ≤?8°C at two different incidence angles (29° and 39°). The three-component scattering model is used to discriminate between snow-covered smooth, rough, and deformed FYI. The model shows enhanced discrimination at an incidence angle of 29°, compared with an incidence angle of 39°. The model is then used to quantify the sensitivity of radar incidence angle to each of the three scattering contributors. The results show that the relative fraction of surface scattering dominates for all three FYI types (SI ≈ 77.3%; RI ≈ 66.0%; and DI ≈ 61.1%) at 29° and decreases with increasing incidence angle and surface roughness. Volume scattering is found to be the second dominant mechanism (SI ≈ 19.1%, RI ≈ 32.2%, and DI ≈ 37.4% at 29° and SI ≈ 28.3%, RI ≈ 41.0%, and DI ≈ 49.5% at 39°) over snow-covered FYI and it increases with incidence angle and surface roughness. The double-bounce scattering contribution is low for all FYI types at both incidence angles.     

Evaluation of calibration methods for a helicopter-borne microwave scatterometer

The French frequency modulated continuous waves (FMCW) scatterometer ERASME mounted on small helicopter or aircraft has been designed as dualfrequency (C and X bands) and dualpolarization (HH, VV) to investigate simultaneously the vegetation and the soil responses in radar backscattering. It is operated as a forward looking radar with a large elevation beamwidth (± 10° at 3 db) to observe easily the same surface target over a large range of incidence angles during a single flight. By this ability, ERASME is a complementary research tool for intercalibration of airborne and spaceborne imaging Synthetic Aperture Radars like Radarsat and ASAR and has to be well calibrated in every configuration, both absolutely and relatively for comparisons at different incidence angles.

This paper evaluates different calibration methods to be applied to such an instrument. Absolute calibration within 1 dB is easily obtained by external calibration using metallic corner reflectors. But this method remains insufficient to get the antenna elevation aperture which is essential on natural distributed targets for antenna pattern correction, due to the severe constraint of a narrow azimuthal beam and flight parameters (pitch, roll, altitude) varying quickly in time and range.

The external calibration is strongly improved by using a statistical analysis of data obtained over natural targets which analyses the correlation between the processed data and the recorded flight parameters. This method appears promising, but its application on natural targets with random variations need specific statistical properties of the data set. It is operative for high antenna setting (here 38° incidence angle) and mostly over bare soils, with low of σ⁰ variances and σ² correlation length of the order of the correlation length of pitch. It provides the aperture range around the antenna axis and an accuracy of 0.5 dB upon erσ⁰ is achieved providing the antenna pattern correction are done.     

Evaluation of soil moisture from satellite observations over South America

A study was performed to evaluate the surface soil moisture derived from Advanced Microwave Scanning Radiometer for the Earth Observing System (AMSR-E) sensor observations over South America. Other soil moisture and rainfall datasets were also used for the analysis. The information for the soil data came from the Eta regional climate model, and for the rainfall data from the Tropical Rainfall Microwave Mission (TRMM) satellite. Statistical analysis was used to evaluate the quality of the soil moisture and rainfall products, with estimates of the correlation coefficient (R), χ² and Cramer's phi (?_c). The results show high correlations (R > 0.8) of the AMSR-E soil moisture products with the Eta model for different regions of South America. Comparison of soil moisture products with rainfall datasets showed that the AMSR-E C-band soil moisture product was highly correlated with the TRMM satellite rainfall datasets, with the highest values of χ² and ?. The results show that the AMSR-E C-band soil moisture products contain important information that can be used for various purposes, such as monitoring floods or droughts in arid areas or as input within the framework of an assimilation scheme of numerical weather prediction models.     

Fully polarimetric airborne SAR and ERS SAR observations of snow: implications for selection of ENVISAT ASAR modes

Snow cover has a substantial impact on processes involved in the interaction between atmosphere and surface, and the knowledge of snow parameters is important in both climatology and weather forecasting. With the upcoming launch of Advanced Synthetic Aperture Radar (ASAR) instruments on Envisat, enhanced snow-mapping capabilities are foreseen. In this paper fully polarimetric C- and L-band airborne SAR data, ERS SAR and auxiliary data from various snow conditions in mountainous areas are analysed in order to determine the optimum ASAR modes for snow monitoring. The data used in this study are from the Norwegian part of the snow and ice experiment within the European Multi-sensor Airborne Campaign (EMAC'95) acquired in the Kongsfjellet area, located in Norway, 66°?N, 14°?E. Fully polarimetric C- and L-band SAR data from ElectroMagnetic Institute SAR (EMISAR), an airborne instrument operated by the Danish Center for Remote Sensing (DCR), were acquired in March, May, and July 1995. In addition, several ERS SAR, airborne photos, field and auxiliary data were acquired.

A larger separation between wet snow and bare ground in EMISAR C-VV polarisation data was found at high incidence angle (55°) compared to lower incidence angle (45°). Cross-polarized observations from bare ground, dry and wet snow in the incidence angle range 35° to 65° are below the specified Envisat ASAR noise floor of –20–22 dB. The backscattering angular dependency for wet snow and bare ground derived from EMISAR C-VV and ERS SAR data corresponds well, and agrees to some extent with volume and surface scattering model results. The C-band is more sensitive to variation in snow properties than the L-band.     

C-band radar for determining surface soil moisture

A C band radar calibration method is presented. The experiment has been conducted in an agricultural area near Paris on three different types of surface: wheat stubble, sugar beet, and corn. It has been found that the sensitivity of radar backscattering coefficient δ₀ to surface soil moisture agrees well with the results obtained by Ulaby et al. (1979) when soil moisture values are expressed as percentage of the field capacity.     

Modelling temporal variations in microwave backscattering from reed marshes

A full understanding of radar backscattering characteristics and their seasonal variations is one of the important ways to analyse the growth conditions in wetlands. This research simulated seasonal C-band and L-band synthetic aperture radar (SAR) backscattering from reed marshes using a refined version of the electromagnetic (REM) model, which was first validated by time series of multimode SAR observations at the experimental site used. Then, two factors including sensor parameters and vegetation structure, which influence the temporal evolution of the radar response from reed marshes, were assessed. The results demonstrate that the radar response is closely related to growth processes in the reed marsh. At the early growth stage when reed marshes are sparse, the double-bounce mechanism was dominant at all the incidence angles of C-band radar, but for L-band radar, strong specular reflection was produced from the smooth water if the incidence angle is lower than 25°. It was also found that the sensitivity to the density and height of reed marshes is greater for L-band radar than at the C-band, indicating that L-band backscattering may be useful for reed marsh biomass retrieval.     

Analysis of TerraSAR-X data sensitivity to bare soil moisture, roughness, composition and soil crust

Soils play a key role in shaping the environment and in risk assessment. We characterized the soils of bare agricultural plots using TerraSAR-X (9.5 GHz) data acquired in 2009 and 2010. We analyzed the behavior of the TerraSAR-X signal for two configurations, HH-25° and HH-50°, with regard to several soil conditions: moisture content, surface roughness, soil composition and soil-surface structure (slaking crust).The TerraSAR-X signal was more sensitive to soil moisture at a low (25°) incidence angle than at a high incidence angle (50°). For high soil moisture (> 25%), the TerraSAR-X signal was more sensitive to soil roughness at a high incidence angle (50°) than at a low incidence angle (25°).The high spatial resolution of the TerraSAR-X data (1 m) enabled the soil composition and slaking crust to be analyzed at the within-plot scale based on the radar signal. The two loamy-soil categories that composed our training plots did not differ sufficiently in their percentages of sand and clay to be discriminated by the X-band radar signal.However, the spatial distribution of slaking crust could be detected when soil moisture variation is observed between soil crusted and soil without crust. Indeed, areas covered by slaking crust could have greater soil moisture and consequently a greater backscattering signal than soils without crust.