基于Sentinel-1数据的黑河中游土壤水分反演

基于Sentinel-1合成孔径雷达 (SAR) 数据及相同时段的中分辨率成像光谱仪（MODIS）和Landsat 8两种归一化植被指数（NDVI）,构建变化检测模型以估算黑河中游的高分辨率土壤水分,并探讨模型中具体参数设置对估算精度的影响。结果表明：①在对后向散射系数时间序列的差值 ( \mathrm{\Delta } \sigma ) 和植被指数 ( \mathrm{V} \mathrm{I} ) 进行线性建模过程中,MODIS NDVI和Landsat 8 NDVI这两种植被产品所构建的模型在 \mathrm{\Delta } \sigma - \mathrm{V} \mathrm{I} 空间中所选取的采样点比例分别为2%和4%时,各自取得最优精度; ②以土壤水分反演为目标,使用Landsat 8 NDVI构建的变化检测模型略优于使用MODIS NDVI构建的变化检测模型,两种模型的均方根误差RMSE分别为0.040 m³/m³和0.044 m³/m³,相关系数R分别为0.86和0.83; ③对于变化检测方法的关键参数,若使用低分辨率的SMAP/Sentinel-1 L2_SM_SP土壤水分数据分别代替站点观测的土壤水分初始值和缩放因子 (即两个连续时相土壤水分变化的最大值 \mathrm{\Delta } M s_{max} ) 这两个参数,则土壤水分RMSE将分别增加0.01 m³/m³和0.04 m³/m³。即土壤水分缩放因子这一参数的误差对反演结果的影响大于土壤水分初始值误差对反演结果的影响,故采用高精度的缩放因子进行变化检测估算。研究结论对于利用新兴的Sentinel-1 SAR数据,通过变化检测算法准确获取高分辨率土壤水分信息具有实际参考价值。     

基于SMAP亮温数据反演青藏高原玛曲区域土壤未冻水

未冻水和冰共同存在于冻土中,两者的相互转化即冻融变化深刻影响寒区地表水分循环和能量收支。被动微波遥感技术是土壤水分监测的主要手段,但目前大多应用于非冻结土壤的水分反演,对负温环境下冻结土壤中未冻水的反演研究较少。基于SMAP卫星升轨和降轨时刻的亮温观测数据和经改进后适用于青藏高原地区的零阶微波辐射模型,利用单通道算法（SCA）和双通道算法（DCA）,对青藏高原东部黄河源区玛曲区域季节冻土中的未冻水含量进行反演。结果表明：基于SMAP不同过境时刻亮温观测及不同算法的土壤未冻水反演结果均较同步地反映了研究区实测值的动态变化特征（相关系数R均大于0.9）。其中,基于SMAP降轨时刻亮温观测的反演结果在冻融交替的过渡季节存在明显低估,而基于升轨时刻亮温观测得到的反演结果精度更高。基于垂直极化亮温观测的单通道（SCA-V）和DCA算法得到的升轨时刻的反演值与实测值的无偏均方根误差（ubRMSE）分别为0.035 m³m^-3和0.039 m³m^-3,均达到SMAP任务的设计要求（即ubRMSE≤0.04 m³m^-3）,其中SCA-V对该研究区土壤未冻水的反演精度最高。与SMAP标准产品相比,基于SCA-V算法反演得到的暖季土壤水分精度更高。此外,该算法能成功反演得到冻结期土壤未冻水的动态变化,因此更适用于青藏高原地区冻融土壤条件下的水分反演。     

基于差分表的Blow-CAST-Fish算法的密钥恢复攻击

针对Blow-CAST-Fish算法攻击轮数有限和复杂度高等问题,提出一种基于差分表的Blow-CAST-Fish算法的密钥恢复攻击。首先,对S盒的碰撞性进行分析,分别基于两个S盒和单个S盒的碰撞,构造6轮和12轮差分特征;然后,计算轮函数f₃的差分表,并在特定差分特征的基础上扩充3轮,从而确定密文差分与f₃的输入、输出差分的关系;最后,选取符合条件的明文进行加密,根据密文差分计算f₃的输入、输出差分值,并查寻差分表找到对应的输入、输出对,从而获取子密钥。在两个S盒碰撞的情况下,所提攻击实现了9轮Blow-CAST-Fish算法的差分攻击,比对比攻击多1轮,时间复杂度由2^107.9降低到2⁷⁴;而在单个S盒碰撞的情况下,所提攻击实现了15轮Blow-CAST-Fish算法的差分攻击,与对比攻击相比,虽然攻击轮数减少了1轮,但弱密钥比例由{\mathrm{2}}^{-\mathrm{52.4}}提高到{\mathrm{2}}^{-\mathrm{42}},数据复杂度由2⁵⁴降低到2⁴⁷。测试结果表明,在相同差分特征基础上,基于差分表的攻击的攻击效率更高。     

基于地基微波辐射观测的土壤水分反演算法评估

当前常用的被动微波土壤水分反演算法有水平极化单通道算法、垂直极化单通道算法、双通道算法、微波极化差比值算法和扩展双通道算法,5种反演算法具有不同的差异,对这些反演算法进行系统的评估和分析将有助于反演算法的改进和星载高精度土壤水分产品的发布。为了避免直接采用卫星产品验证时的尺度匹配、空间异质性等问题,基于地基L波段微波辐射观测以及配套的土壤和植被参数测量数据,对这5种反演算法进行了实现、对比和分析,得出以下结论：①单通道算法具有最佳的反演性能,水平极化单通道算法反演结果具有最高的相关性(相关性系数R=0.83),垂直极化单通道算法反演结果具有最小的反演误差(均方根误差RMSE=0.028 m³/m³,偏差BIAS= -0.011 m³/m³),但单通道算法需要精确的植被含水量输入;②其余3种算法能脱离植被辅助数据的使用,性能略差但也能满足星载微波传感器的探测指标要求(小于等于0.04 m³/m³);其中,扩展双通道算法和微波极化差比值算法的土壤水分反演结果比双通道算法略差,但本例中扩展双通道算法在植被含水量反演方面更具优势。     

基于Sentinel-1与FY-3C数据反演植被覆盖地表土壤水分

基于新一代的Sentinel-1SAR数据与FY-3C的MWRI数据,研究植被覆盖地表土壤湿度反演方法。为消除植被对土壤湿度反演影响,首先利用FY-3C/MWRI的微波极化差异指数MPDI,建立植被含水量反演模型;然后,结合植被含水量反演模型和水—云模型,发展一种主被动微波联合反演植被覆盖地表土壤含水量模型;最后,在江淮地区开展反演试验,利用观测的土壤湿度数据进行反演结果的精度验证。结果表明:(1)对于植被覆盖地表土壤湿度反演,由FY3C/MWRI提取的MPDI对于去除植被影响效果较好;(2)相比于VH极化哨兵1号卫星数据,VV极化数据更适用于土壤含水量的反演,能够得到更高的土壤湿度反演精度;(3)哨兵1号卫星数据能够获得较高精度的土壤含水量反演结果,试验反演的土壤湿度值与实测值相关系数为0.561 2,均方根误差为0.044cm~3/cm~3。     

东北地区森林积雪的微波辐射亮温模拟分析

微波辐射亮温正向模拟是辐射传输模型反演积雪参数的关键步骤之一。以HUT模型为基础,针对森林冠层微波透过率这一关键的模型输入参数,在东北大小兴安岭典型森林积雪区进行了14个子区域(10km!10km)的地基遥感观测和森林参数取样观测实验,分别利用地基微波辐射计实测和森林材积量回归两种不同参数获取方法,得到实验观测区冬季森林透过率,并模拟了星载微波辐射计探测亮温(TsimuB)。通过对两种参数获取方法模拟亮温的相关性分析,说明在K波段水平极化条件下森林存在体散射效应(相关系数R2≤0.37),而Ka波段双极化和K波段垂直极化条件下,森林存在很弱或无体散射效应(相关系数R2≥0.53)。在此基础上,将TsimuB与FY3C MWRI观测的微波辐射亮温进行了差值比较,以MWRI的定标精度约以2 K为基准,提出了以偏差|Δ|≤3·"=6K为一致性判据准则。在K波段水平极化(H)与垂直极化(V)辐射计模拟的一致性为79%、82%,Ka波段的H和V为43%、50%;材积量模拟亮温的一致性是K波段H和V为57%、86%,Ka波段的H和V均为64%。结果表明:在HUT模型模拟森林积雪系统微波辐射亮度温度时,Ka波段积雪层散射引起的不确定性大于K波段森林散射引起的不确定性。通过数据分析,提出了HUT模型的适用性及东北地区森林—积雪真实性检验场的选址依据。     

基于广义最大Versoria准则的稀疏自适应滤波算法

针对脉冲噪声干扰环境下传统稀疏自适应滤波稳态性能差,甚至无法收敛等问题,同时为提高稀疏参数辨识的精度的同时不增加过多计算代价,提出了一种基于广义最大Versoria准则（GMVC）的稀疏自适应滤波算法——带有CIM约束的GMVC（CIMGMVC）。首先,利用广义Versoria函数作为学习准则,其包含误差p阶矩的倒数形式,当脉冲干扰出现导致误差非常大时,GMVC将趋近于0,从而达到抑制脉冲噪声的目的。其次,将互相关熵诱导维度（CIM）作为稀疏惩罚约束和GMVC相结合来构建新代价函数,其中的CIM以高斯概率密度函数为基础,当选择合适核宽度时,可无限逼近于l_{\mathrm{0}}-范数。最后,应用梯度法推导出CIMGMVC算法,并分析了所提算法的均方收敛性。在Matlab平台上采用\alpha-stable分布模型产生脉冲噪声进行仿真,实验结果表明所提出的CIMGMVC算法能有效地抑制非高斯脉冲噪声的干扰,在稳健性方面优于传统稀疏自适应滤波,且稳态误差低于GMVC算法。     

基于人工神经网络和AMSR2多频微波亮温的北疆地区雪深反演

被动微波遥感数据是进行积雪深度反演的重要资料,不同频率微波信号对积雪响应不同。利用人工神经网络(Artificial Neural Network,ANN)方法结合新疆北部地区积雪观测资料建立AMSR2(Advanced Microwave Scanning Radiometer 2)微波亮温(Brightness Temperature,TB)、地理位置、地形因子与雪深的隐含关系,以实现通过亮温、地理位置、地形因子估算北疆地区积雪深度,并分析微波极化方式、位置以及地形的不同组合方式对雪深反演效果的影响。实验结果表明:水平极化对雪深反演的影响大于垂直极化,纬度对雪深的影响大于经度,地表粗糙度和坡向对雪深的影响大于高程和坡度,并且位置和地形因子对雪深影响作用相当。最终通过4种优选模型的误差空间分布对比发现,综合亮温、经纬度、坡度、坡向的ANN输入模型能够较好的反映北疆地区积雪分布状况,训练集的站点平均误差在-7~6cm之间,该组合模型作为神经网络的输入能够较为合理地获取北疆地区雪深模拟值。     

基于公证人组的跨链交互安全模型

针对公证人机制中存在的公证人节点职能集中以及跨链交易效率较低等问题,提出一种基于公证人组的跨链交互安全模型。首先,将公证人节点分为三类角色,即交易验证者、连接者和监督者,由交易验证组成员打包经过共识的多笔交易成一笔大的交易,并利用门限签名技术对它进行签名;其次,被确认的交易会被置于跨链待转账池中,连接者随机选取多笔交易,利用安全多方计算和同态加密等技术判断交易的真实性;最后,若打包所有符合条件的交易的哈希值真实可靠且被交易验证组验证过,则连接者可以继续执行多笔跨链交易的批处理任务,并与区块链进行信息交互。安全性分析表明,该跨链机制有助于保护信息的机密性和数据的完整性,实现数据在不出库的情况下的协同计算,保障区块链跨链系统的稳定性。与传统的跨链交互安全模型相比,所提模型的签名次数和需要分配公证人组数的复杂度从O(n)降为O(\mathrm{1})。     

基于L-Metric重叠子图发现的B细胞表位预测模型

针对现有表位预测方法对抗原中存在的重叠表位预测能力不佳的问题,提出了将基于局部度量（L-Metric）的重叠子图发现算法用于表位预测的模型。首先,利用抗原上的表面原子构建原子图并升级为氨基酸残基图;然后,利用基于信息流的图划分算法将氨基酸残基图划分为互不重叠的种子子图,并使用基于L-Metric的重叠子图发现算法对种子子图进行扩展以得到重叠子图;最后,利用由图卷积网络（GCN）和全连接网络（FCN）构建的分类模型将扩展后的子图分类为抗原表位和非抗原表位。实验结果表明,所提出的模型在相同数据集上的F_{\mathrm{1}}值与现有表位预测模型DiscoTope 2、ElliPro、EpiPred和Glep相比分别提高了267.3%、57.0%、65.4%和3.5%。同时,消融实验结果表明,所提出的重叠子图发现算法能够有效改善预测能力,使用该算法的模型相较于未使用该算法的模型的F_{\mathrm{1}}值提高了19.2%。     

Evaluation of the Applicability of Different Dielectric Models for Soil Moisture Retrieval based on the Ground-based Radiometer Measurements

Based on soil moisture and freeze/thaw comprehensive experiments conducted at the north-eastern part of the Tibetan Plateau, the L-band brightness temperature, the in-situ soil moisture and temperature, vegetation leaf area index are measured simultaneously for the purpose of evaluating performances on forward brightness temperature simulation and soil moisture retrieval using four dielectric constant models, including Wang-Schmugge, Mironov, Dobson, and Four-Phase model. The forward brightness temperature simulations indicate that the difference of simulated brightness temperature between Wang schmugge model and the other three dielectric constant models is most significant at lower soil moisture content condition (soil moisture is less than 0.23 m3·m^-3) , nevertheless, the difference of Mironov model simulation is most significant in contrast with the ones of other three models at higher soil moisture condition (soil moisture is greater than 0.23 m3·m^-3). The practical retrieval of soil moisture from the ground-based radiometer measurements indicate that Wang-Schmugge model can effectively reduce the underestimation of soil moisture at the horizontal polarization, this resulted an improvement to the accuracy of retrieved soil moisture. Mironov model can reduce the underestimation of retrieved soil moisture at the vertical polarization. In accordance with a state-of-the-art parameterization scheme, the evaluation of performances of four dielectric constant models at the typical alpine meadow is potential for selecting optimum soil moisture retrieval by using soil dielectric model from space-borne L-band radiometer observation over the Tibetan Plateau     

青藏高原L波段微波辐射观测与土壤水分反演研究进展

土壤水分是地气间水热交换的重要变量,影响着地表感热潜热划分、水分收支和植被蒸腾等过程,青藏高原土壤水分的研究对于改进高原水分循环和能量平衡的模拟研究具有重要意义.随着SMOS、SMAP等卫星的发射,L波段被动微波遥感技术成为大尺度监测土壤水分的主要手段.分别从L波段星—机—地观测与微波辐射模拟、区域尺度土壤水分观测、卫...     

Evaluation of the SMOS L-MEB passive microwave soil moisture retrieval algorithm

Soil moisture will be mapped globally by the European Soil Moisture and Ocean Salinity (SMOS) mission to be launched in 2009. The expected soil moisture accuracy will be 4.0 %v/v. The core component of the SMOS soil moisture retrieval algorithm is the L-band Microwave Emission of the Biosphere (L-MEB) model which simulates the microwave emission at L-band from the soil-vegetation layer. The model parameters have been calibrated with data acquired by tower mounted radiometer studies in Europe and the United States, with a typical footprint size of approximately 10 m. In this study, aircraft L-band data acquired during the National Airborne Field Experiment (NAFE) intensive campaign held in South-eastern Australia in 2005 are used to perform the first evaluation of the L-MEB model and its proposed parameterization when applied to coarser footprints (62.5 m). The model could be evaluated across large areas including a wide range of land surface conditions, typical of the Australian environment. Soil moisture was retrieved from the aircraft brightness temperatures using L-MEB and ground measured ancillary data (soil temperature, soil texture, vegetation water content and surface roughness) and subsequently evaluated against ground measurements of soil moisture. The retrieval accuracy when using the L-MEB ‘default’ set of model parameters was found to be better than 4.0 %v/v only over grassland covered sites. Over crops the model was found to underestimate soil moisture by up to 32 %v/v. After site specific calibration of the vegetation and roughness parameters, the retrieval accuracy was found to be equal or better than 4.8 %v/v for crops and grasslands at 62.5-m resolution. It is suggested that the proposed value of roughness parameter H_R for crops is too low, and that variability of H_R with soil moisture must be taken into consideration to obtain accurate retrievals at these scales. The analysis presented here is a crucial step towards validating the application of L-MEB for soil moisture retrieval from satellite observations in an operational context.     

Experimental data for separation of vegetation and soil and estimation of soil moisture using passive microwaves

Abstract

Microwave radiometer measurements of soil moisture content were made over bare and vegetated fields with dual polarized microwave radiometers at 1·55GHz (L-band) and 19·1 GHz (K.-band). Two typical Indian crops Bazra and Gawar have been studied. The bare field measurements were used to investigate the effect of soil texture on sensitivity of a radiometer to soil moisture and for soil moisture sampling depth. It is found that expression of soil moisture as available moisture content in the soil can minimize the texture effect. The estimated soil moisture sampling depth for L-band is 2-5 cm, while for K-band it is less than 2 cm. The vegetation cover affects the sensitivity of the radiometer to soil moisture. This effect is more pronounced the denser the vegetation and higher the frequency of observation. The measured polarization factor over a vegetated field at L-band was found to be appreciably reduced compared to that over a bare field. The difference between normalized brightness temperature from L-band and K-band is sensitive to vegetation type. The soil moisture under vegetation cover at L-band can be predicted well using Jackson's parametric model.     

Effects of sub-pixel heterogeneity on the retrieval of soil moisture from passive microwave radiometry

A simple formulation relating the L-band microwave brightness temperature detected by a passive microwave radiometer to the near surface soil moisture was developed using MICRO-SWEAT, a coupled microwave emission model and soil-vegetation-atmosphere-transfer (SVAT) scheme. This simple model provides an ideal tool with which to explore the impact of sub-pixel heterogeneity on the retrieval of soil moisture from microwave brightness temperatures. In the case of a bare soil pixel, the relationship between apparent emissivity and surface soil moisture is approximately linear, with the clay content of the soil influencing just the intercept of this relationship. It is shown that there are no errors in the retrieved soil moisture from a bare soil pixel that is heterogeneous in soil moisture and texture. However, in the case of a vegetated pixel, the slope of the relationship between apparent emissivity and surface soil moisture decreases with increasing vegetation. Therefore for a pixel that is heterogeneous in vegetation and soil moisture, errors can be introduced into the retrieved soil moisture. Generally, under moderate conditions, the retrieved soil moisture is within 3% of the actual soil moisture. Examples illustrating this discussion use data collected during the Southern Great Plains '97 Experiment (SGP97).     

Estimates of surface soil moisture under grass covers using L-band radiometry

The scope of this study is to establish the parameters of the L-band (1.4 GHz) Microwave Emission of the Biosphere model (L-MEB) for grass covers, and to assess surface soil moisture retrievals in areas covered by grass. L-MEB parameters are key ancillary information for the Soil Moisture and Ocean Salinity mission (SMOS) retrieval algorithm that produces estimates of the surface soil moisture from measurements of the surface brightness temperature at L-band.L-band data sets from three ground-based experiments over grass are analysed in this paper: BARC (orchard grass and alfalfa), ELBARA-ETH (clover grass), and SMOSREX (grass and litter from a field left fallow). Modelling of the brightness temperature using the zero-th order radiative transfer model in L-MEB indicates that the vegetation appears isotropic to microwaves propagating with horizontal polarisation, and that the single scattering albedo can be neglected. At vertical polarisation, non-zero scattering is observed for all the grass data sets. Surface soil moisture is retrieved with enough accuracy for all data sets as long as the soil and litter emission are calibrated beforehand. Then surface soil moisture and vegetation optical depth can be left as free parameters in the retrieval process. Finally, the study highlights the importance of detecting strong emission and attenuation by wet vegetation and litter due to rainfall interception in order to obtain accurate estimates of the surface soil moisture. The study illustrates how strong rainfall interception can be flagged straightforwardly using a microwave polarisation index.     

Retrieval of Soil Unfrozen Water in Maqu Region of Tibetan Plateau based on SMAP Brightness Temperature Measurement

Unfrozen water and ice co-exist in frozen soil, and their mutual transformation, namely freezing-thawing change, profoundly affects the surface water circulation and energy budget in cold regions. Passive microwave remote sensing technology is the main means of soil water monitoring, but it is mostly applied to the retrieval of water in non-frozen soil, and the retrieval of unfrozen water in frozen soil under negative temperature environment is less. Based on the brightness temperature measurement data obtained from the SMAP satellite ascending and descending overpass and the improved zero-order microwave radiation model applicable to the Tibetan Plateau, using Single-Channel Algorithm (SCA) and Dual-Channel Algorithm (DCA), The content of unfrozen water in the seasonal frozen soil in Maqu region which is the source region of the Yellow River in the east of Tibetan Plateau was inverted. The results show that the in-situ measured values dynamics are better captured by the retrieval values based on the brightness temperature measurement at the different moments of SMAP satellite overpass and different algorithms of soil unfrozen water in the study area(the correlation coefficient R is greater than 0.9). Among them, the retrieval results based on the brightness temperature measurement at the SMAP descending are significantly underestimated in the transition season of freezing-thawing cycle, while the retrieval results based on the brightness temperature measurement at the SMAP ascending are more accurate. The unbiased root-mean-square error (ubRMSE) of the retrieval values which obtained based on the V-polarization Single Channel Algorithm (SCA-V) and DCA and the in-situ values is 0.035 m³m^-3 and 0.039 m³m^-3, respectively, which are both meet the established requirements of SMAP mission. Compared with SMAP standard products, the soil moisture in warm season obtained by retrieval based on SCA-V algorithm is more accurate in this study. In addition, the algorithm adopted in this study can successfully retrieval the dynamic change of soil unfrozen water during freezing period, so it is more suitable for the retrieval of soil moisture under freezing and thawing conditions in Tibetan Plateau.     

Utilizing calibrated GPS reflected signals to estimate soil reflectivity and dielectric constant: Results from SMEX02

Extensive reflected GPS data was collected using a GPS reflectometer installed on an HC130 aircraft during the Soil Moisture Experiment 2002 (SMEX02) near Ames, Iowa. At the same time, widespread surface truth data was acquired in the form of point soil moisture profiles, areal sampling of near-surface soil moisture, total green biomass and precipitation history, among others. Previously, there have been no reported efforts to calibrate reflected GPS data sets acquired over land. This paper reports the results of two approaches to calibration of the data that yield consistent results. It is shown that estimating the strength of the reflected signals by either (1) assuming an approximately specular surface reflection or (2) inferring the surface slope probability density and associated normalization constants give essentially the same results for the conditions encountered in SMEX02. The corrected data is converted to surface reflectivity and then to dielectric constant as a test of the calibration approaches. Utilizing the extensive in-situ soil moisture related data this paper also presents the results of comparing the GPS-inferred relative dielectric constant with the Wang-Schmugge model frequently used to relate volume moisture content to dielectric constant. It is shown that the calibrated GPS reflectivity estimates follow the expected dependence of permittivity with volume moisture, but with the following qualification: The soil moisture value governing the reflectivity appears to come from only the top 1-2 cm of soil, a result consistent with results found for other microwave techniques operating at L-band. Nevertheless, the experimentally derived dielectric constant is generally lower than predicted. Possible explanations are presented to explain this result.     

不同介电常数模型的平静海表面亮温仿真差异性分析

利用介电常数模型仿真平静海表面亮温是海洋盐度遥感反演的基础工作之一。利用Matlab软件对K-S模型、M-W模型和Bl模型3种介电常数模型进行了仿真。首先分析了3种介电常数的实部和虚部值随电磁波入射角变化的差异性,然后通过介电常数模型获得的3种平静海表面亮温,分析了在盐度为30～40psu以及不同入射角的情况下,3种介电常数模型得到的平静海表面亮温和盐度变化率的关系。研究结果表明,在L频段(1.4～1.427GHz),3种模型的差异主要体现在实部,K-S模型介电常数实部值相对于其他2个模型更高,电磁波衰减程度基本一致;在入射角为55°时,亮温与盐度的变化率差异最明显,3种模型的垂直极化亮温的变化率比水平极化亮温高30%左右。