Liquefaction Susceptibility Criteria for Silts and Clays

New liquefaction susceptibility criteria for saturated silts and clays are presented that are based on the mechanics of their stress-strain behavior and which provide improved guidance for selecting engineering procedures for estimating potential strains and strength loss during seismic loading. Monotonic and cyclic undrained loading test data for silts and clays show that they transition, over a fairly narrow range of plasticity indices (PI), from soils that behave more fundamentally like sands (sand-like behavior) to soils that behave more fundamentally like clays (clay-like behavior), with the distinction having a direct correspondence to the type of engineering procedures that are best suited to evaluating their seismic behavior. It is recommended that the term liquefaction be reserved for describing the development of significant strains or strength loss in fine-grained soils exhibiting sand-like behavior, whereas the term cyclic softening failure be used to describe similar phenomena in fine-grained soils exhibiting clay-like behavior. For practical purposes, clay-like behavior can be expected for fine-grained soils that have PI ≥ 7, although a slightly lower transition point for soils with a CL-ML classification (perhaps PI ≥ 5 or 6) would be equally consistent with the available data. Issues related to the practical application of these criteria are discussed.     

Assessment of the Liquefaction Susceptibility of Fine-Grained Soils

Observations from recent earthquakes and the results of cyclic tests indicate that the Chinese criteria are not reliable for determining the liquefaction susceptibility of fine-grained soils. Fine-grained soils that liquefied during the 1994 Northridge, 1999 Kocaeli, and 1999 Chi-Chi earthquakes often did not meet the clay-size criterion of the Chinese criteria. Cyclic testing of a wide range of soils found to liquefy in Adapazari during the Kocaeli earthquake confirmed that these fine-grained soils were susceptible to liquefaction. It is not the amount of “clay-size” particles in the soil; rather, it is the amount and type of clay minerals in the soil that best indicate liquefaction susceptibility. Thus plasticity index (PI) is a better indicator of liquefaction susceptibility. Loose soils with PI<12 and wc/LL>0.85 were susceptible to liquefaction, and loose soils with 120.8 were systematically more resistant to liquefaction. Soils with PI>18 tested at low effective confining stresses were not susceptible to liquefaction. Additionally, the results of the cyclic testing program provide insights regarding the effects of confining pressure, initial static shear stress, and stress-path on the liquefaction of fine-grained soils.     

Accounting for Soil Aging When Assessing Liquefaction Potential

It has been recognized that liquefaction resistance of sand increases with age due to processes such as cementation at particle contacts and increasing frictional resistance resulting from particle rearrangement and interlocking. As such, the currently available empirical correlations derived from liquefaction of young Holocene sand deposits, and used to determine liquefaction resistance of sand deposits from in situ soil indices [standard penetration test (SPT), cone penetration test (CPT), shear wave velocity test (Vs)], are not applicable for old sand deposits. To overcome this limitation, a methodology was developed to account for the effect of aging on the liquefaction resistance of old sand deposits. The methodology is based upon the currently existing empirical boundary curves for Holocene age soils and utilizes correction factors presented in the literature that comprise the effect of aging on the in situ soil indices as well as on the field cyclic strength (CRR). This paper describes how to combine currently recorded SPT, CPT, and Vs values with corresponding CRR values derived for aged soil deposits to generate new empirical boundary curves for aged soils. The method is illustrated using existing geotechnical data from four sites in the South Carolina Coastal Plain (SCCP) where sand boils associated with prehistoric earthquakes have been found. These sites involve sand deposits that are 200,000?to?450,000?years in age. This work shows that accounting for aging of soils in the SCCP yields less conservative results regarding the current liquefaction potential than when age is not considered. The modified boundary curves indicate that old sand deposits are more resistant to liquefaction than indicated by the existing empirical curves and can be used to evaluate the liquefaction potential at a specific site directly from the current in situ properties of the soil.     

Liquefaction Resistance of Soils from Shear-Wave Velocity

A simplified procedure using shear-wave velocity measurements for evaluating the liquefaction resistance of soils is presented. The procedure was developed in cooperation with industry, researchers, and practitioners and evolved from workshops in 1996 and 1998. It follows the general format of the Seed-Idriss simplified procedure based on standard penetration test blow count and was developed using case history data from 26 earthquakes and >70 measurement sites in soils ranging from fine sand to sandy gravel with cobbles to profiles including silty clay layers. Liquefaction resistance curves were established by applying a modified relationship between the shear-wave velocity and cyclic stress ratio for the constant average cyclic shear strain suggested by R. Dobry. These curves correctly predicted moderate to high liquefaction potential for >95% of the liquefaction case histories and are shown to be consistent with the standard penetration test based curves in sandy soils. A case study is provided to illustrate application of the procedure. Additional data are needed, particularly from denser soil deposits shaken by stronger ground motions, to further validate the simplified procedure.     

Subsurface Characterization at Ground Failure Sites in Adapazari, Turkey

Ground failure in Adapazari, Turkey during the 1999 Kocaeli earthquake was severe. Hundreds of structures settled, slid, tilted, and collapsed due in part to liquefaction and ground softening. Ground failure was more severe adjacent to and under buildings. The soils that led to severe building damage were generally low plasticity silts. In this paper, the results of a comprehensive investigation of the soils of Adapazari, which included cone penetration test (CPT) profiles followed by borings with standard penetration tests (SPTs) and soil index tests, are presented. The effects of subsurface conditions on the occurrence of ground failure and its resulting effect on building performance are explored through representative case histories. CPT- and SPT-based liquefaction triggering procedures adequately identified soils that liquefied if the clay-size criterion of the Chinese criteria was disregarded. The CPT was able to identify thin seams of loose liquefiable silt, and the SPT (with retrieved samples) allowed for reliable evaluation of the liquefaction susceptibility of fine-grained soils. A well-documented database of in situ and index testing is now available for incorporating in future CPT- and SPT-based liquefaction triggering correlations.     

Liquefaction Testing of Stratified Silty Sands

The cyclic behavior of stratified silty sandy soils is at present poorly understood, yet these materials are commonly found in alluvial deposits and hydraulic fill, which have a history of liquefaction during earthquakes. The main objective of this research project was to compare the behavior of stratified and homogeneous silty sands during seismic liquefaction conditions for various silt contents and confining pressures. A comprehensive experimental program was undertaken in which a total of 150 stress-controlled undrained cyclic triaxial tests were performed. Two methods of sample preparation were used for each soil type. These methods included moist tamping (representing uniform soil conditions) and sedimentation (representing layered soil conditions). The silt contents ranged from 10 to 50%, and confining pressures in the range of 50 to 250 KPa were considered. The results indicated that the liquefaction resistances of layered and uniform soils are not significantly different, despite the fact that the soil fabric produced by the two methods of sample preparation is totally different. The findings of this study justify applying the laboratory test results to the field conditions for the range of variables studied.     

Evaluation of Liquefaction Using Disturbed State and Energy Approaches

The disturbed state concept (DSC) and the dissipated energy approach can provide simplified, fundamental, and mechanistic methods for the identification of the initiation and growth of liquefaction in saturated soils under cyclic and earthquake loading. Both approaches are developed and used for the analysis of liquefaction in the soil deposits at Port Island, Kobe, Japan, during the Hyogo-ken Nanbu earthquake. They are also used to analyze liquefaction of two sands during laboratory cyclic tests using torsional and multiaxial devices. It is shown that the DSC and energy criteria can lead to improved understanding of the mechanism of liquefaction, and to rational and simplified procedures compared to those based on empirical and index properties. Furthermore, the DSC possesses certain advantages over the energy approaches, particularly in terms of its implementation in computer (finite-element) programs for dynamic and liquefaction analysis.     

Cyclic Behavior of Fine-Grained Soils at Different pH Values

The effects of pH on the liquefaction susceptibility of fine-grained soils were examined by performing undrained cyclic ring-shear tests on artificial mixtures and a natural soil under different pH conditions. Solutions of diluted sulphuric acid (H2SO4) and dissolved sodium hydroxide (NaOH) were used to create acidic and alkaline environments, respectively, while distilled water was used as a reference liquid. Low plasticity kaolin and illite-sand mixtures and a medium plasticity bentonite-sand mixture were selected to investigate the influence of plasticity and clay mineralogy on the pH-dependent response of soil to cyclic loading. The results showed that the effects of pH were more pronounced for the medium plasticity mixture, and depended greatly on the mineralogy of clay fraction. For example, in an acidic medium, the kaolin-sand mixture became slightly more resistant to liquefaction while the illite-sand mixture became more susceptible to liquefaction. The bentonite-sand mixture was observed to be the most sensitive to changes in pH environment. While resistant to liquefaction in distilled water, it rapidly liquefied in acidic and alkaline mediums. Cyclic behavior of a medium plasticity soil, which was collected from an earthquake-induced landslide, was also affected by changes in pH. Although being overall resistant to liquefaction regardless of pH, it decreased its cyclic strength in both acidic and alkaline environments. Based on the available literature and the obtained results, an attempt was made to explain the influence of pH on the undrained cyclic behavior of fine-grained soils.     

Liquefaction of Silts and Silt-Clay Mixtures

Low plasticity silts and silty clays occur extensively in the central United States. For evaluating their liquefaction potential during an earthquake, no guidelines are available based on their density, void ratio, plasticity index, standard penetration values, or any other simple soil property. Their liquefaction behavior is not properly understood at present and is often confused with that of sand-silt mixtures. Pore water pressures and liquefaction in silt and silt-clay mixtures are discussed, and the influences of plasticity index on their cyclic strength are reviewed critically. It is concluded that considerable additional work is needed to fully understand the liquefaction behavior of these soils.     

Liquefaction Potential Map of Charleston, South Carolina Based on the 1886 Earthquake

A liquefaction potential map of the peninsula of Charleston, S.C., is presented in this paper. Liquefaction potential is expressed in terms of the liquefaction potential index developed by Iwasaki et al. and calculated using 44 cone penetration test profiles. The cone profiles are supplemented with information from the 1:24,000 scale geologic map by Weems and Lemon, several first-hand accounts of liquefaction and ground deformation that occurred during the 1886 Charleston earthquake, and liquefaction probabilities determined by Elton and Hadj-Hamou based on standard penetration tests. Nearly all of the cases of liquefaction and ground deformation occurred in the Holocene to late Pleistocene beach deposits that flank the higher-ground sediments of the Wando Formation. To match the observed field behavior, a deposit resistance correction factor of 1.8 is applied to cyclic resistance ratios calculated for the 100,000-year-old Wando Formation. No corrections are needed for the younger deposits. In additional to 1886 field behavior, the deposit resistance corrections are supported by ratios of measured to predicted shear-wave velocity.     

Verification of the Soil-Type Specific Correlation between Liquefaction Resistance and Shear-Wave Velocity of Sand by Dynamic Centrifuge Test

Liquefaction of granular soil deposits is one of the major causes of loss resulting from earthquakes. The accuracy of the liquefaction potential assessment at a site affects the safety and economy of an engineering project. Although shear-wave velocity (Vs)-based methods have become prevailing, very few works have addressed the problem of the reliability of various relationships between liquefaction resistance (CRR) and Vs used in practices. In this paper, both cyclic triaxial and dynamic centrifuge model tests were performed on saturated Silica sand No. 8 with Vs measurements using bender elements to investigate the reliability of the CRR-Vs1 correlation previously proposed by the authors. The test results show that the semiempirical CRR-Vs1 curve derived from laboratory liquefaction test of Silica sand No. 8 can accurately classify the (CRR,Vs1) database produced by dynamic centrifuge test of the same sand, while other existing correlations based on various sandy soils will significantly under or overestimate the cyclic resistance of this sand. This study verifies that CRR-Vs1 curve for liquefaction assessment is strongly soil-type dependent, and it is necessary to develop site-specific liquefaction resistance curves from laboratory cyclic tests for engineering practices.     

How Reliable is the Plasticity Index for Estimating the Liquefaction Potential of Clayey Sands?

This paper examines the validity of the plasticity index (PI) as a criterion for estimating the liquefaction potential of clayey soils under cyclic loading. The results of undrained cyclic stress-controlled ring-shear tests on artificial mixtures of sand with different clays saturated with water indicated that an increase in PI decreased the soil potential to liquefy, and soil with PI>15 seemed to be nonliquefiable, a finding that is in agreement with the results of other researchers. However, in this study some deviations from this relation were found when a bentonite–sand mixture was treated with solutions of different ions, thus bringing into question the effectiveness of PI as a measure of the liquefaction potential of clayey soil having a certain pore water chemistry.     

Zero-Displacement Lateral Spreads, 1999 Kocaeli, Turkey, Earthquake

Three potential lateral spreads exhibited negligible displacements during the 1999 Kocaeli, Turkey Earthquake (Mw = 7.5) even though they were located within 7?km of the fault rupture. These spreads are analyzed to verify and augment current procedures for predicting liquefaction resistance and lateral spread displacement. The sites include ?ark Canal and Cumhuriyet Avenue in Adapazari, underlain by fine-grained sediment, and Degirmendere Nose adjacent to Izmit Bay, a steeply sloping area underlain by moderately dense silty sand. The plasticity index and moisture content criteria of Bray and Sancio set forth in 2006 indicate that much of the fine-grained sediment is liquefiable. Even though liquefaction likely occurred, lateral spreading did not occur due either to the dilative nature of fine-grained, sandlike sediments or the inherent strength of claylike sediments. Corrected blow counts, (N1)60, in moderately dense sand at Degirmendere Nose range from 15 to 25 blows/30?cm, indicating that liquefaction should have occurred but that the silty sand was too dense and dilative to deform. This finding is consistent with the MLR procedure of Youd et al. set forth in 2002 that identifies liquefiable sands with (N1)60 greater than 15 blows/30?cm as resistant to lateral spread during earthquakes with M<8.     

Cyclic Softening of Low-Plasticity Clay and Its Effect on Seismic Foundation Performance

During the 1999 Chi-Chi Earthquake (Mw = 7.6), significant incidents of ground failure occurred in Wufeng, Taiwan, which experienced peak accelerations ～ 0.7?g. This paper describes the results of field investigations and analyses of a small region within Wufeng along an E–W trending line 350?m long. The east end of the line has single-story structures for which there was no evidence of ground failure. The west end of the line had three to six-story reinforced concrete structures that underwent differential settlement and foundation bearing failures. No ground failure was observed in the free field. Surficial soils consist of low-plasticity silty clays that extend to 8–12?m depth in the damaged area (west side), and 3–10?m depth in the undamaged area (east side). A significant fraction of the foundation soils at the site are liquefaction susceptible based on several recently proposed criteria, but the site performance cannot be explained by analysis in existing liquefaction frameworks. Accordingly, an alternative approach is used that accounts for the clayey nature of the foundation soils. Field and laboratory tests are used to evaluate the monotonic and cyclic shear resistance of the soil, which is compared to the cyclic demand placed on the soil by ground response and soil–structure interaction. Results of the analysis indicate a potential for cyclic softening and associated strength loss in foundation soils below the six-story buildings, which contributes to bearing capacity failures at the edges of the foundation. Similar analyses indicate high factors of safety in foundation soils below one-story buildings as well in the free field, which is consistent with the observed field performance.     

Influence of Nonplastic Fines on Shear Wave Velocity-Based Assessment of Liquefaction

Many false positives (no liquefaction detected when the normalized shear wave velocity-cyclic stress ratio (Vs1-CSR) combination indicated that it should have been) are observed in the database used in the simplified liquefaction assessment procedure based on shear wave velocity. Two possible reasons for false positives are the presence of a thick surface layer of nonliquefiable soil and the effects of fines on cyclic shear resistance (CRR) and Vs1. About 67% of the false positives that could not have been caused by an overlying thick surface layer are associated with silty sands with less than 35% fines. The effects of fines on the liquefaction resistance of silty sands and on the shear wave velocity are analyzed. Theoretical CRRfield?versus?Vs1 curves for silty sands containing 0 to 15% nonplastic fines are established. They show that the theoretical CRR-Vs1 correlations for silty sands with 5 to 15% nonplastic fines are all located to the far left of the semi-empirical curves that separate liquefaction from no-liquefaction zones in the simplified liquefaction potential assessment procedures. The results suggest the currently used shear wave velocity-based liquefaction potential curves may be overly conservative when applied to sands containing nonplastic fines.     

Mapping Liquefaction Potential Considering Spatial Correlations of CPT Measurements

The past studies of liquefaction phenomena during earthquakes have contributed to the development of simplified methods employing field test data to assess the liquefaction potential. Since the field data are limited by exploration cost, it is of interest to obtain valuable and meaningful distribution of liquefaction potential of an area from the limited data. This study proposes a method for assessing liquefaction potential over an extensive area according to the random field concept. The spatial structures of soil properties are estimated from the available cone penetration test (CPT) measurements. The soil properties at unsampled locations are simulated using Monte Carlo simulation. The reliability against liquefaction at every location within the study area is evaluated to map the liquefaction potential. The comparison between simulated distributions of liquefaction potential and observed liquefaction phenomena is discussed. The spatial correlation of soil property provides more information than the traditional approach that solely uses the field test data. The influences of CPT data, penetration locations, and spatial structures of soil properties on the mapping results of liquefaction potential are also discussed.     

Liquefaction Resistance of Clean and Nonplastic Silty Sands Based on Cone Penetration Resistance

Liquefaction of granular soil deposits is one of the major causes of loss resulting from earthquakes. The accuracy in the assessment of the likelihood of liquefaction at a site affects the safety and economy of the design. In this paper, curves of cyclic resistance ratio (CRR) versus cone penetration test (CPT) stress-normalized cone resistance qc1 are developed from a combination of analysis and laboratory testing. The approach consists of two steps: (1) determination of the CRR as a function of relative density from cyclic triaxial tests performed on samples isotropically consolidated to 100 kPa; and (2) estimation of the stress-normalized cone resistance qc1 for the relative densities at which the soil liquefaction tests were performed. A well-tested penetration resistance analysis based on cavity expansion analysis was used to calculate qc1 for the various soil densities. A set of 64 cyclic triaxial tests were performed on specimens of Ottawa sand with nonplastic silt content in the range of 0–15% by weight, and relative densities from loose to dense for each gradation, to establish the relationship of the CRR to the soil state and fines content. The resulting (CRR)7.5-qc1 relationship for clean sand is consistent with widely accepted empirical relationships. The (CRR)7.5-qc1 relationships for the silty sands depend on the relative effect of silt content on the CRR and qc1. It is shown that the cone resistance increases at a higher rate with increasing silt content than does liquefaction resistance, shifting the (CRR)7.5-qc1 curves to the right. The (CRR)7.5-qc1 curves proposed for both clean and silty sands are consistent with field observations.     

Evaluation of Undrained Shear Strength Using Full-Flow Penetrometers

Full-flow penetrometers (the T-bar and ball) are increasingly used on sites with thick deposits of soft clays, particularly prevalent offshore. Full-flow penetration tests were performed at five international well-characterized soft clay test sites to assess the use of full-flow penetrometers to estimate undrained shear strength. Field vane shear data were used as the reference undrained strength. Statistical analyses of strength factors indicates that full-flow penetrometers provide an estimate of undrained shear strength at a similar level of reliability compared to the piezocone. Relationships for estimating the strength factor and soil sensitivity using only full-flow penetrometer data obtained during initial penetration and extraction are developed. A strong dependence of the strength factor on sensitivity was identified and can be used for the estimation of undrained strength. The effectiveness and use of the developed correlations are demonstrated through their application at an additional test site.     

Liquefaction Resistance of Sandy Soils under Partially Drained Condition

In order to simulate the effect of drainage on soils adjacent to gravel drains that are installed as countermeasure against liquefaction, several series of cyclic triaxial tests were performed on saturated sands under partially drained conditions. The condition of partial drainage under cyclic loading was simulated in the laboratory using triaxial testing equipment installed with a drainage control valve to precisely regulate the volume of water being drained from test specimens. Effects of both drainage conditions and loading frequencies on cyclic response were incorporated through the coefficient of drainage effect, α*. Experimental results showed that for sand exhibiting strain softening, the partially drained response was controlled by the critical effective stress ratio while for sand showing strain hardening behavior, the controlling factor was the phase transformation stress ratio. Moreover, test results indicated that the minimum liquefaction resistance under partially drained conditions can be used as a parameter to describe the liquefaction resistance of sands improved by the gravel drain method. From these results, a simplified procedure for designing gravel drains based on the factor of safety (FL) concept was proposed.     

Use of Artificial Neural Networks in the Prediction of Liquefaction Resistance of Sands

A backpropagation artificial neural network (ANN) model has been developed to predict the liquefaction cyclic resistance ratio (CRR) of sands using data from several laboratory studies involving undrained cyclic triaxial and cyclic simple shear testing. The model was verified using data that was not used for training as well as a set of independent data available from laboratory cyclic shear tests on another soil. The observed agreement between the predictions and the measured CRR values indicate that the model is capable of effectively capturing the liquefaction resistance of a number of sands under varying initial conditions. The predicted CRR values are mostly sensitive to the variations in relative density thus confirming the ability of the model to mimic the dominant dependence of liquefaction susceptibility on soil density already known from field and experimental observations. Although it is common to use mechanics-based approaches to understand fundamental soil response, the results clearly demonstrate that non-mechanistic ANN modeling also has a strong potential in the prediction of complex phenomena such as liquefaction resistance.