Effect of Penetration Rate on Cone Penetration Resistance in Saturated Clayey Soils

In this paper, the effects of penetration rate on cone resistance in saturated clayey soils are investigated. Shear strength rate effects in clayey soils are related to two physical processes: the increase of shear strength with increasing rate of loading and the increase of shear strength as the process transitions from undrained to drained. Special focus is placed on this second effect. Cone penetration tests were performed at various penetration rates both in the field and in a calibration chamber, and the resulting data were analyzed. The field cone penetration tests were performed at two test sites with fairly homogeneous clayey silt and silty clay layers located below the groundwater table. Additionally, tests with both cone and flat-tip penetrometers in sand-clay mixtures were performed in a calibration chamber to investigate the change in drainage conditions from undrained to partially drained and from partially drained to fully drained. A series of flexible-wall permeameter tests were conducted in the laboratory for various clayey sand mixtures prepared at various mixing ratios in order to obtain values of the coefficient of consolidation, which is required to estimate the penetration rates below which penetration is drained and above which penetration is undrained. A correlation between cone resistance and drainage conditions was established based on the results of the calibration chamber and field penetration tests.     

Analysis of Factors Influencing Soil Classification Using Normalized Piezocone Tip Resistance and Pore Pressure Parameters

This paper discusses the development of a framework for classifying soil using normalized piezocone test (CPTU) data from the corrected tip resistance (qt) and penetration pore-water pressure at the shoulder (u2). Parametric studies for normalized cone tip resistance (Q = qcnet/σv0′) and normalized excess pressures (Δu2/σv0′) as a function of overconsolidation ratio (OCR = σvy′/σv0′) during undrained penetration are combined with piezocone data from clay sites, as well as results from relatively uniform thick deposits of sands, silts, and varietal clays from around the globe. The study focuses on separating the influence of yield stress ratio from that of partial consolidation on normalized CPTU parameters, which both tend to increase Q and decrease the pore pressure parameter (Bq = Δu2/qcnet). The resulting recommended classification chart is significantly different from existing charts, and implies that assessment of data in Q–Δu2/σv0′ space is superior to Q–Bq space when evaluating piezocone data for a range of soil types. Still, there are zones of overlap for silty soils and heavily overconsolidated clays, thus requiring that supplementary information to Q and Δu2/σv0′ be obtained in unfamiliar geologies, including variable rate penetration tests, dissipation tests, CPT friction ratio, or soil sampling.     

Computation of Cavity Expansion Pressure and Penetration Resistance in Sands

A cavity expansion-based theory for calculation of cone penetration resistance qc in sand is presented. The theory includes a completely new analysis to obtain cone resistance from cavity limit pressure. In order to more clearly link the proposed theory with the classical cavity expansion theories, which were based on linear elastic, perfectly plastic soil response, linear equivalent values of Young's modulus, Poisson’s ratio and friction and dilatancy angles are given in charts as a function of relative density, stress state, and critical-state friction angle. These linear-equivalent values may be used in the classical theories to obtain very good estimates of cavity pressure. A much simpler way to estimate qc—based on direct reading from charts in terms of relative density, stress state, and critical-state friction angle—is also proposed. Finally, a single equation obtained by regression of qc on relative density and stress state for a range of values of critical-state friction angle is also proposed. Examples illustrate the different ways of calculating cone resistance and interpreting cone penetration test results.     

Influence of Penetration Rate on Penetrometer Resistance

Penetration resistance in fine-grained soils varies with the rate of penetration. Considering undrained behavior as a reference, as the rate of penetration is reduced, soil resistance increases because of the effects of partial consolidation and soil strengthening immediately ahead of the probe. Many penetration tests have been performed under different rates of penetration to identify the range of drainage characteristics of the soils used, correlating these conditions with laboratory interpretations and in situ tests. A backbone curve relates the variation of the normalized point resistance with the normalized rate of penetration. This work presents an analytical approach to the backbone curve equation used to fit test data. In addition, this paper presents a set of centrifuge tests with variable penetration rates performed with a soil classified as silty tailings, which has different geotechnical behavior from most of the soils used by previous researchers.     

Spatial Distribution of Excess Pore-Water Pressure due to Piezocone Penetration in Overconsolidated Clay

This paper presents the results of an analysis of the spatial distribution of the excess pore-water pressure induced by piezocone penetration into overconsolidated clays. From the experimental results obtained for moderately and heavily overconsolidated clays, it was observed that the excess pore-water pressure increases monotonically from the piezocone surface to the outer boundary of the shear zone and then decreases logarithmically, approaching zero at the outer boundary of the plastic zone. It was also found that the size of the shear zone decreases from approximately 2.2 to 1.5 times the cone radius with increasing overconsolidation ratio (OCR), whereas the plastic radius is about 11 times the piezocone radius, regardless of the OCR. The expressions developed in this study based on the modified Cam clay model and the cylindrical cavity expansion theory, which take into consideration the effects of the strain rate and stress anisotropy, provide a good prediction of the initial pore-water pressure at the piezocone location. The method of predicting the spatial distribution of excess pore-water pressure proposed in this study is based on a linearly increasing Δushear in the shear zone and a logarithmically decreasing Δuoct, and was verified by comparing the pore-water pressure measured in overconsolidated specimens in the calibration chamber.     

Penetration Resistance and Stiffness Factors for Hemispherical and Toroidal Penetrometers in Uniform Clay

This paper reports numerical analyses of shallowly embedded hemispherical and toroidal penetrometers under torsional and vertical load. These novel penetrometers are a new design suited to the assessment of near-surface soil strength and are aimed at the analysis of pipeline embedment and axial pipe-soil interaction. The geometry of the penetrometers avoids the complication of end effects that arise if a short pipe segment is used, as is the current practice. The operation of these devices involves vertical penetration typically of up to half a diameter, followed by rotation about the vertical axis, whereas the corresponding loads are recorded. The FE analyses explore the undrained bearing capacity and stiffness factors required for the measured loads to be converted to soil strength and stiffness for application in design. On the basis of these analyses, the geometry of the toroidal penetrometer has been optimized to minimize the size of the instrument and limiting interference across the toroid, which would hamper comparisons between the penetrometer response and a pipeline. It is shown that a relatively compact toroid can be used.     

Index Properties-Based Criteria for Liquefaction Susceptibility of Clayey Soils: A Critical Assessment

The Cooper marl in Charleston, S.C., a deep layer of clayey soils approximately 5–21?m below the ground surface, is generally recognized as nonliquefiable material. Data from field cone penetration tests and laboratory tests of samples taken from the Cooper marl are used to investigate the adequacy of index properties-based criteria for assessing liquefaction susceptibility of clayey soils. In particular, the criterion based on soil behavior type index (Ic) and that based on Atterberg limits are examined. The results show that the Atterberg limits-based criterion adequately reflected the characteristics of the marl, whereas the Ic-based criterion erroneously identified the marl as being liquefiable. A possible reason for the deficiency of Ic and a modification to overcome this deficiency are presented.     

Nonlinear Cone Penetration Test-Based Method for Predicting Footing Settlements on Sand

This paper presents centrifuge data from model footing tests on dry sand, where a high resolution optical displacement measurement technique was employed to record subsurface soil displacements beneath the centerline of loaded strip footings. These measurements allow derivation of vertical strain profiles, which are then used to estimate operational soil stiffness values. The stiffness values, which were assessed assuming a dependence on cone penetration test tip resistance and initial vertical effective stress level, are shown to degrade rapidly with increasing strain level. Despite such nonlinearity, the experimental strain data can be represented using an updated form of the well known Schmertmann strain influence profile. Settlements calculated using this profile are shown to be in agreement with subsurface settlements when appropriate soil stiffness values are employed.     

Quality of Conventional Fixed Piston Samples of Norwegian Soft Clay

It is well accepted that the quality of soft clay samples obtained using standard fixed piston samplers can be relatively poor and that block samples are necessary to yield very high quality samples. However, for many practical projects it is not economically viable or physically practical to obtain block samples. In this project, the quality of standard 54?mm composite piston samples of soft clay is examined by comparing six separate sets of 54?mm samples to parallel block sampling. Sampling and laboratory testing was carried out by three different organizations at a well characterized highly uniform soft clay site in Norway. As expected, the work showed that the block samples behaved significantly differently from those obtained using the 54?mm sampler and were of higher quality. Block sample-derived parameters were considerably different from those obtained from the 54?mm sample tests. However, significant differences were also found between the different sets of 54?mm samples. Although the differences are less than when compared with block samples, the consequences of poor quality 54?mm sampling will be significant in engineering design. It is concluded that the differences are due to small details in the sampling operation such as the need to keep the piston effectively stationary at all times, to avoid overcoring and to handle the recovered sample carefully. If a well trained driller follows good quality practice, then relatively good samples can be obtained by the fixed piston sampler, which are suitable for analysis and design of routine engineering works.     

Pore Pressure Generation of Silty Sands due to Induced Cyclic Shear Strains

It is well established that the main mechanism for the occurrence of liquefaction under seismic loading conditions is the generation of excess pore water pressure. Most previous research efforts have focused on clean sands, yet sand deposits with fines are more commonly found in nature. Previous laboratory liquefaction studies on the effect of fines on liquefaction susceptibility have not yet reached a consensus. This research presents an investigation on the effect of fines content on excess pore water pressure generation in sands and silty sands. Multiple series of strain-controlled cyclic direct simple shear tests were performed to directly measure the excess pore water pressure generation of sands and silty sands at different strain levels. The soil specimens were tested under three different categories: (1) at a constant relative density; (2) at a constant sand skeleton void ratio; and (3) at a constant overall void ratio. The findings from this study were used to develop insight into the behavior of silty sands under undrained cyclic loading conditions. In general, beneficial effects of the fines were observed in the form of a decrease in excess pore water pressure and an increase in the threshold strain. However, pore water pressure appears to increase when enough fines are present to create a sand skeleton void ratio greater than the maximum void ratio of the clean sand.     

Shear Strength and Stiffness of Sands Containing Plastic or Nonplastic Fines

This paper presents the results of a systematic laboratory investigation on the static behavior of silica sand containing various amounts of either plastic or nonplastic fines. Specimens were reconstituted using a new technique suitable for element testing of homogeneous specimens of sands containing fines deposited in water (e.g., alluvial deposits, hydraulic fills, tailings dams, and offshore deposits). The fabric of sands containing fines was examined using the environmental scanning electron microscope (ESEM). Static, monotonic, isotropically consolidated, drained triaxial compression tests were performed to evaluate the stress-strain-volumetric response of these soils. Piezoceramic bender element instrumentation was developed and integrated into a conventional triaxial apparatus; shear-wave velocity measurements were made to evaluate the small-strain stiffness of the sands tested at various states. The intrinsic parameters that characterize critical state, dilatancy, and small-strain stiffness of clean, silty, and clayey sands were determined. All aspects of the mechanical behavior investigated in this study (e.g., stress-strain-volumetric response, shear strength, and small-strain stiffness) are affected by both the amount and plasticity of the fines present in the sand. Microstructural evaluation using the ESEM highlighted the importance of soil fabric on the overall soil response.     

High Overburden Stress Effects in Liquefaction Analyses

A reevaluation is presented of two factors that can strongly affect the estimation of liquefaction resistance for clean sands under high effective overburden stresses (σv′): the relation used to normalize penetration resistances to a σv′ of 1 atm (i.e., CN), and the adjustment factor for the effects of σv′ on cyclic resistance ratio (i.e., Kσ). These two factors have been investigated in a number of ways and several relations exist for each of them. An improved CN relation is developed based on cone penetration theory and validation against calibration chamber test data for both cone penetration and standard penetration tests. A relative state parameter index (ξR) is shown to provide a consistent theoretical framework for interrelating the penetration and cyclic loading resistances. It is subsequently shown that the CN and Kσ relations are interrelated through the sand properties and relative density (DR) in ways that have compensating effects on the predicted cyclic resistance. The derived relations provide an improved representation of the effects of high σv′ levels, and reduce the conservatism that results when some established relations are extended to σv′ levels higher than they were calibrated for.     

Estimation of Load Capacity of Pipe Piles in Sand Based on Cone Penetration Test Results

Pipe piles can be classified as either closed- or open-ended piles. In the present paper, the load capacity of both closed- and open-ended piles is related to cone penetration resistance qc through an experimental program using calibration chamber model pile load tests and field pile load tests. A total of 36 calibration chamber pile load tests and two full-scale field pile load tests were analyzed. All the test piles were instrumented for separate measurement of each component of pile load capacity. Based on the test results, the normalized base resistance qb/qc was obtained as a function of the relative density DR for closed-ended piles, and of both the relative density DR and the incremental filling ratio (IFR) for open-ended piles. A relationship between the IFR and the relative density DR is proposed as a function of the pile diameter and driving depth. The relationship between IFR and DR allows the estimation of IFR and thus of the pile load capacity of open-ended piles at the design stage, before pile driving operations.     

Simplified Cone Penetration Test-based Method for Evaluating Liquefaction Resistance of Soils

This paper presents a new simplified method for assessing the liquefaction resistance of soils based on the cone penetration test (CPT). A relatively large database consisting of CPT measurements and field liquefaction performance observations of historical earthquakes is analyzed. This database is first used to train an artificial neural network for predicting the occurrence and nonoccurrence of liquefaction based on soil and seismic load parameters. The successfully trained and tested neural network is then used to generate a set of artificial data points that collectively define the liquefaction boundary surface, the limit state function. An empirical equation is further obtained by regression analysis to approximate the unknown limit state function. The empirical equation developed represents a deterministic method for assessing liquefaction resistance using the CPT. Based on this newly developed deterministic method, probabilistic analyses of the cases in the database are conducted using the Bayesian mapping function approach. The results of the probabilistic analyses, expressed as a mapping function, provide a simple means for probability-based evaluation of the liquefaction potential. The newly developed simplified method compares favorably to a widely used existing method.     

Assessment of the Undrained Response of Sands under Limited and Complete Liquefaction

The technique presented deals with the assessment, based on drained test behavior and formulation, of the undrained postcyclic stress-strain behavior of sands under limited or complete (full) liquefaction and its associated strength. At present, there is no particular procedure that allows assessment of such undrained postcyclic behavior that could develop full (pore-water pressure ratio, ru = 1) or limited (ru<1) liquefaction. The prediction of the undrained postliquefaction (full or limited liquefaction) response presented here is based on basic properties of sand such as its relative density (Drc) [or (N1)60 blowcount], the effective angle of internal friction (φ), the roundness of the sand grains (ρ), and the drained axial strain at 50% stress level (ε50). The technique presented accounts for the excess pore-water pressure induced by cyclic loading (Δuc) and the postcyclic excess pore-water pressure generated under undrained monotonic loading (Δud).     

Percolation Threshold of Sand-Clay Binary Mixtures

Many poorly graded granular materials of engineering importance can be characterized as gap-graded binary mixtures. Such mixtures display a volume-change response at a threshold value of the coarse fraction that is reminiscent of systems described by percolation theory. An experimental investigation on a sand-clay mixture is presented that clearly displays threshold behavior and sheds light on the role that each soil fraction plays in transferring loads through the medium. There are two key effects. First, an analysis of void ratio of the interpore clay fraction for varying compaction energies reveals an abrupt reduction in clay density at the threshold fraction of sand, whereby it is virtually impossible to impart compaction on the clay fraction at sand contents exceeding this threshold. Second, although force chains cannot be observed directly, analysis of the sand in terms of its component void ratio, computed based on treating the clay as part of the void space, shows that the sand carries a majority of the load at component void ratios that are too high to form stable force chains. The traditional interrelationship between mean stress and void ratio based on critical state theory breaks down when the sand content nears its threshold fraction. When the sand content is near the threshold limit, increasing mean stress results in a greater dilative tendency. Results are compared with findings on consolidation of sand-bentonite mixtures, and so-called reverse behavior of sand-silt mixtures.     

Database Assessment of CPT-Based Design Methods for Axial Capacity of Driven Piles in Siliceous Sands

Numerous cone penetration test (CPT)-based methods exist for calculation of the axial pile capacity in sands, but no clear guidance is presently available to assist designers in the selection of the most appropriate method. To assist in this regard, this paper examines the predictive performance of a range of pile design methods against a newly compiled database of static load tests on driven piles in siliceous sands with adjacent CPT profiles. Seven driven pile design methods are considered, including the conventional American Petroleum Institute (API) approach, simplified CPT alpha methods, and four new CPT-based methods, which are now presented in the commentary of the 22nd edition of the API recommendations. Mean and standard deviation database statistics for the design methods are presented for the entire 77 pile database, as well as for smaller subset databases separated by pile material (steel and concrete), end condition (open versus closed), and direction of loading (tension versus compression). Certain methods are seen to exhibit bias toward length, relative density, cone tip resistance, and pile end condition. Other methods do not exhibit any apparent bias (even though their formulations differ significantly) due to the limited size of the database subsets and the large number of factors known to influence pile capacity in sand. The database statistics for the best performing methods are substantially better than those for the API approach and the simplified alpha methods. Improved predictive reliability will emerge with an extension of the database and the inclusion of additional important controlling factors affecting capacity.     

Correcting Liquefaction Resistance for Aged Sands Using Measured to Estimated Velocity Ratio

Factors for correcting liquefaction resistance for aged sands using ratios of measured to estimated shear-wave velocity (MEVR) are derived in this paper. Estimated values of shear-wave velocity (VS) are computed for 91 penetration resistance-VS data pairs using previously published relationships. Linear regression is performed on values of MEVR and corresponding average age. Age of the sand layer is taken as the time between VS measurements and initial deposition or last critical disturbance. It is found that MEVR increases by a factor of about 0.08 per log cycle of time, and time equals about 6?years on average when MEVR equals 1 for the recommended penetration resistance-VS relationships. The resulting regression equation is combined with the strength gain equation reported by Hayati et al. 2008 in “Proc., Geotechnical Earthquake Engineering and Soil Dynamics IV,” to produce a MEVR versus deposit resistance correction relationship. This new corrective relationship is applied to create liquefaction resistance curves based on VS, standard penetration test blow count, and cone tip resistance for sands of various ages (or MEVRs). Because age of natural soil deposits is usually difficult to accurately determine, MEVR appears to be a promising alternative.     

Assessment of Direct Cone Penetration Test Methods for Predicting the Ultimate Capacity of Friction Driven Piles

This paper evaluates the applicability of eight direct cone penetration test (CPT) methods to predict the ultimate load capacity of square precast prestressed concrete (PPC) driven friction piles. Analyses and evaluation were conducted on 35 driven friction piles of different sizes and lengths that were failed during pile load testing. The CPT methods, as well as the static α and β methods, were used to estimate the load carrying capacities of the investigated piles (QP). The Butler–Hoy method was used to determine the measured load carrying capacities from pile load tests (Qm). The pile capacities determined using the different methods were compared with the measured pile capacities obtained from the pile load tests. Four criteria were selected as bases of evaluation: the best fit line for Qp versus Qm, the arithmetic mean and standard deviation for the ratio Qp/Qm, the cumulative probability for Qp/Qm, and the histogram and log normal distribution for Qp/Qm. Results of the analyses showed that the best performing CPT methods are the LCPC method by Bustamante and Gianeselli as well as the De Ruiter and Beringen method. These methods were ranked number one according to the mentioned criteria.     

Simplified Approximation Procedure for Performance-Based Evaluation of Liquefaction Potential

Performance-based procedures for evaluation of liquefaction potential have been shown to provide more consistent and accurate indications of the actual likelihood of liquefaction in areas of different seismicity than conventional procedures. The process of performing a complete site-specific performance-based evaluation of liquefaction potential, however, requires numerous calculations involving quantities that many geotechnical engineers are not familiar with. This paper shows how the results of complete performance-based analyses can be expressed in terms of a scalar parameter corresponding to a particular element of soil in a reference soil profile, and presents procedures for adjustment of that parameter to account for site-specific conditions that differ from those of the reference profile. The procedures are shown to closely approximate the results of complete site-specific performance-based evaluations. Engineers can then use mapped values of the scalar parameter, along with the recommended adjustment procedure, to realize the benefits of a performance-based evaluation without having to actually perform the performance-based calculations.