基于自适应未知输入观测器的非线性动态系统故障诊断

针对以往故障诊断研究中要求故障或故障导数及系统干扰的上界是已知的不足,以及难以同时诊断执行器故障和传感器故障的问题,提出一种自适应未知输入故障诊断观测器,能够同时重构非线性动态系统的执行器故障和传感器故障.首先,利用H_∞性能指标抑制未知输入对故障重构的影响,采用Lyapunov泛函得到观测误差动态系统的稳定性;然后,通过线性矩阵不等式求解观测器增益阵,并实现故障重构;最后,通过直流电机系统的仿真验证了所提出方法的有效性.     

Robust fault detection and isolation in stochastic systems

This article outlines the formulation of a robust fault detection and isolation (FDI) scheme that can precisely detect and isolate simultaneous actuator and sensor faults for uncertain linear stochastic systems. The given robust fault detection scheme based on the discontinuous robust observer approach would be able to distinguish between model uncertainties and actuator failures and therefore eliminate the problem of false alarms. Since the proposed approach involves estimating sensor faults, it can also be used for sensor fault identification and the reconstruction of true outputs from faulty sensor outputs. Simulation results presented here validate the effectiveness of the proposed robust FDI system.     

Unknown Input Fault Detection and Isolation Observer Design for Neutral Systems

This paper deals with actuator fault diagnosis of neutral delayed systems with multiple time delays using an unknown input observer. The main purpose is to design an observer that guarantees the asymptotic stability of the estimate error dynamics and the actuator fault detection. The existence conditions for such an observer are established. The main problem studied in this paper aims at designing observer‐based fault detection and isolation. The designed observer enhances the robust diagnosis performance, including rapidity and accuracy, and generates residuals that enjoy perfect decoupling properties among faults. Based on Lyapunov stability theory, the design of the observer is formulated in terms of linear matrix inequalities, and the diagnosis scheme is based on a bank of unknown input observers for residual generation that guarantees fault detection and isolation in the presence of external disturbances. A numerical example is presented to illustrate the efficiency of the proposed approach.     

基于广义未知输入观测器的鲁棒故障估计方法

当干扰存在时,有效地估计故障且放松故障的限制条件需要进一步的研究,为此针对含未知干扰的非线性连续系统的鲁棒故障估计问题提出一种广义未知输入观测器方法。首先,将执行器故障向量和传感器故障向量与原系统状态向量组成广义系统,放松对故障类型的限制,对此广义系统设计未知输入观测器解耦干扰,保证鲁棒性的同时估计出状态变量、执行器故障及其一阶微分和传感器故障。然后通过解线性矩阵不等式（LMI）给出估计误差渐近收敛的条件。最后,在MATLAB 的simulink平台上用三叶片水平轴风力模型仿真验证本文观测器的故障估计有效性鲁棒性。     

Fault detection and isolation design for uncertain nonlinear systems based on full-order,reduced-order and high-order high-gain sliding-mode observers

This paper considers the observer-based fault detection and isolation design problems when the observer matching condition is not satisfied. Based on the relative degree concept, an auxiliary output vector that may satisfy the observer matching condition is constructed. Since the auxiliary output vector contains unknown information, we use a high-order high-gain sliding-mode observer to exactly estimate not only the auxiliary outputs, but also their derivatives in a finite time. Then, an adaptive robust full-order observer is developed to serve as an actuator fault detection observer. For the actuator fault reconstruction purpose, a reduced-order observer is proposed to estimate the system states even if there are some actuator faults and an actuator fault reconstruction method is provided to reach the fault isolation purpose. A numerical simulation example is used to illustrate the effectiveness of the proposed methods.     

基于高增益鲁棒滑模观测器的故障检测和隔离

针对一类同时具有执行器和传感器故障的不确定线性系统,讨论了基于观测器的故障检测和隔离方法.首先,通过引入增维向量,使得在构造的增维系统中,故障向量包含了原系统的执行器故障和传感器故障.通过构造辅助输出使增维系统的观测器匹配条件得以满足,同时设计高增益滑模观测器对辅助输出进行估计.然后,对增维系统构造鲁棒滑模观测器并用作故障检测观测器,通过滑模控制项来抑制干扰,使观测器具有鲁棒性.在此基础上,结合多观测器故障隔离思想,提出了可以同时对执行器故障和传感器故障进行检测和隔离的方法. 最后,通过对一个五阶飞行器模型进行仿真,证明了所提方法的有效性.     

A sliding mode observer-based strategy for fault detection,isolation, and estimation in a class of Lipschitz nonlinear systems

This article investigates the design and application of a sliding mode observer (SMO) strategy for actuator as well as sensor fault detection, isolation, and estimation (FDIE) problem for a class of uncertain Lipschitz nonlinear systems. Actuator FDIE is addressed by regrouping the system's inputs into a structure suitable for SMO design. Similarly, by filtering the regrouped outputs, a similar system structure can be developed for sensor FDIE problem. Once in the suitable form and under certain assumptions, nonlinear SMOs are proposed for actuator and sensor FDIE. A systematic LMI-based design approach for the proposed SMO is presented. Additionally, the article addresses four problems, namely: (P1) What are the conditions for isolating single and/or multiple faults? (P2) What is the maximum number of faults that can be isolated simultaneously? (P3) How should one design SMO-based FDI approach in order to achieve multiple fault isolation using as few observers as possible? (P4) How can one estimate the shape of the faults? To solve the above problems, a new concept called fault isolation index (FIX) is proposed for actuator and sensor FDIE. It is proved that fault isolation can only be achieved if FIX?≠?0, and also that the maximum number of faults that can be isolated is equal to FIX. Using the proposed fault isolation strategy and by treating some healthy inputs or outputs as unknown inputs, a systematic FDIE design scheme using a bank of nonlinear SMOs, which provides a solution for the four problems is provided. An example is used to illustrate the proposed ideas. The simulation results show that the proposed FDIE scheme can successfully detect and isolate both slowly and fast-changing actuator faults. It is also shown that accurate estimation of actuator faults can be achieved.     

Robust sliding-mode observer-based multiple-fault diagnosis scheme

In this study, we simultaneously evaluate the multiple-fault diagnosis problem of a class of Lipschitz nonlinear systems with actuator and sensor faults and unknown input disturbances. A nonsingular system transformation is used to transform the original system into two subsystems for multiple-fault diagnosis: subsystems 1 and 2. At the system level, two robust sliding-mode observers (RSMOs) are proposed. An RSMO is designed for subsystem 1 to detect actuator faults subjected to unknown input disturbances, and another RSMO is designed for subsystem 2 to detect sensor faults subjected to actuator faults. At the component level, a bank of RSMOs is proposed to detect and isolate actuators (sensors) with faults using a dedicated observer scheme. The reachability of RSMOs is comprehensively investigated in the estimation error space. Accordingly, the proposed observer parameters are designed as an optimization problem and solved using the linear matrix inequality (LMI) optimization technique. The effectiveness of the proposed multiple-fault diagnosis scheme was validated through simulations of a modified seventh-order aircraft system.     

基于自适应观测器的四旋翼无人飞行器传感器故障诊断方法

针对四旋翼无人飞行器传感器故障诊断问题,提出一种用于四旋翼无人飞行器加速度计和陀螺仪故障同时发生的故障检测与隔离以及故障偏差值估计的非线性诊断方法.首先,在建立飞行器动力学模型和传感器模型的基础上,构建四旋翼无人飞行器传感器故障检测与诊断系统.其次,利用故障观测器完成传感器故障的检测与隔离,基于Laypunov方法设计非线性自适应观测器对未知故障偏差值进行估计.最后,在传感器测量噪声存在的情况下,证明自适应律的稳定性和参数收敛性.实验结果表明,该方法能有效进行传感器的故障检测与隔离,实现对传感器故障偏差的估计与跟踪.     

基于滑模观测器和广义观测器的故障估计方法

针对受未知干扰影响的一类非线性系统,提出一种基于滑模观测器和广义观测器的执行器故障和传感器故障估计方法.首先通过线性变换将原系统解耦为两个降阶的子系统,其中一个子系统受执行器故障和干扰的影响,另一个含有传感器故障和干扰,进一步将后一个子系统转化为广义系统.对两类子系统分别设计滑模观测器和广义观测器,给出估计误差一致最终有界的条件,得到系统状态和未知干扰的估计值.然后,利用等效输出控制原理重构执行器故障,引入干扰补偿保证重构算法的鲁棒性,再根据广义观测器的结果获得传感器故障的估计值.最后,通过计算机仿真验证了本文方法的有效性.     

Full-order observer-based actuator fault detection and reduced-order observer-based fault reconstruction for a class of uncertain nonlinear systems

This paper considers observer-based actuator fault detection and reconstruction problems for uncertain nonlinear systems. Based on a kind of full-order observer which is robust to disturbances but sensitive to actuator faults, a single detection observer is constructed to produce a residual which can be used to alarm the occurrence of the actuator faults when at least one actuator fault occurs indeed. The full-order observer is adaptive one because an adaptation law which can adjust the Lipschitz constant of Lipschitz term is introduced. For this reason, the Lipschitz constant can be unknown in our design. After this, a kind of reduced-order observer is developed by choosing a special observer gain matrix. Based on the reduced-order observer, we provide a kind of unknown information estimating method which can be used to not only reconstruct the actuator faults but also estimate the disturbances of the system. In simulation, a real model of the seventh-order aircraft is used to illustrate the effectiveness of the proposed methods.     

Fault‐Tolerant Control Allocation for Overactuated Nonlinear Systems

This paper addresses the problem of fault‐tolerant control allocation for input affine nonlinear systems. The proposed scheme is divided in three main tasks: fault detection and estimation using a nonlinear observer, fault isolation through a bank of unknown input observers with a resetting policy to reduce the effects of nonlinearities and control reconfiguration based on reduced order allocation. Analytical results regarding the isolability and reconfigurability of actuator faults are derived and a simulation example is used to illustrate the the proposed fault tolerant control methodology.     

UIO design for singular delayed LPV systems with application to actuator fault detection and isolation

In this paper, the unknown input observer (UIO) design for singular delayed linear parameter varying (LPV) systems is considered regarding its application to actuator fault detection and isolation. The design procedure assumes that the LPV system is represented in the polytopic framework. Existence and convergence conditions for the UIO are established. The design procedure is formulated by means of linear matrix inequalities (LMIs). Actuator fault detection and isolation is based on using the UIO approach for designing a residual generator that is completely decoupled from unknown inputs and exclusively sensitive to faults. Fault isolation is addressed considering two different strategies: dedicated and generalised bank of observers’ schemes. The applicability of these two schemes for the fault isolation is discussed. An open flow canal system is considered as a case study to illustrate the performance and usefulness of the proposed fault detection and isolation method in different fault scenarios.     

Fault Reconstruction for Continuous‐Time Systems Via Learning Observers

This paper addresses the problem of learning observer (LO)‐based fault reconstruction in continuous‐time systems. An LO is constructed such that simultaneous reconstruction of system states and actuator faults can be guaranteed. Then, existence conditions of LOs are first introduced to verify whether or not the LOs for fault reconstruction exist. An effective LO‐design algorithm is explored such that observer gain matrices can be conveniently solved using linear matrix inequality technique. An extension to sensor‐fault reconstruction is also investigated. Finally, two simulation examples are employed to demonstrate the effectiveness of the proposed LO‐based fault‐reconstructing approaches.     

Unified model-based fault diagnosis for three industrial application studies

This paper proposes a unified scheme for fault detection and isolation (FDI) that integrates model-based and multivariate statistical methods. For creating suitable models, subspace model identification is utilized together with state-observers to track the measured process operation. To describe and analyze the impact of fault conditions, the scheme utilizes input reconstruction and unknown input estimation to generate multivariate residual-based statistics. In contrast to existing work, the paper presents three industrial application studies involving sensor faults, as well as process and actuator faults which result from measured and unmeasured disturbances.     

Robust fault diagnosis of disturbed linear systems via a sliding mode high order differentiator

A fault estimator for linear systems affected by disturbances is proposed. Faults appearing explicitly in the state equation and in the system output (actuator faults and sensor faults) are considered. With this design neither the estimation of the state vector nor the estimation of the disturbances is required, implying that the structural conditions are less restrictive than the ones required to design an unknown input observer. Furthermore, the number of unknown inputs (faults plus disturbances) may be greater than the number of outputs. The faults are written as an algebraic expression of a high-order derivative of a function depending on the output. Thus, the reconstruction of the fault signals is carried out by means of a sliding mode high-order differentiator, which requires the derivative of the faults to have a bounded norm.     

Fault detection and estimation for a class of PIDE systems based on boundary observers

In this paper, we propose a simultaneous state estimation and fault estimation approach for a class of first‐order hyperbolic partial integral differential equation systems. Specifically, we consider the multiplicative boundary actuator and sensor faults, ie, unknown fault parameters multiplying by the boundary input or boundary state (ie, output). As a consequence, two difficulties arise immediately: (1) simultaneous estimation of both plant state and faults is a nonlinear problem due to the multiplication between fault parameters and plant signals; (2) no prior information is available to determine the type (actuator or sensor) of faults. To overcome these difficulties, this paper develops adaptive fault parameter update laws and embeds the resulting laws into the plant state observer design. First, we propose new approaches to estimate actuator fault and sensor fault, respectively. Next, we develop a novel method to simultaneously estimate actuator and sensor faults. The proposed observer and update laws, designed using only one boundary measurement, ensure both state estimation and fault parameter estimation. By choosing appropriate Lyapunov functions, we prove that the estimates of state and fault parameters converge to an arbitrarily small neighborhood of their true values. Numerical simulations are used to demonstrate the effectiveness of the proposed estimation approaches.     

A Recurrent Neural-Network-Based Sensor and Actuator Fault Detection and Isolation for Nonlinear Systems With Application to the Satellite's Attitude Control Subsystem

This paper presents a robust fault detection and isolation (FDI) scheme for a general class of nonlinear systems using a neural-network-based observer strategy. Both actuator and sensor faults are considered. The nonlinear system considered is subject to both state and sensor uncertainties and disturbances. Two recurrent neural networks are employed to identify general unknown actuator and sensor faults, respectively. The neural network weights are updated according to a modified backpropagation scheme. Unlike many previous methods developed in the literature, our proposed FDI scheme does not rely on availability of full state measurements. The stability of the overall FDI scheme in presence of unknown sensor and actuator faults as well as plant and sensor noise and uncertainties is shown by using the Lyapunov's direct method. The stability analysis developed requires no restrictive assumptions on the system and/or the FDI algorithm. Magnetorquer-type actuators and magnetometer-type sensors that are commonly employed in the attitude control subsystem (ACS) of low-Earth orbit (LEO) satellites for attitude determination and control are considered in our case studies. The effectiveness and capabilities of our proposed fault diagnosis strategy are demonstrated and validated through extensive simulation studies.