Duchenne smile, emotional experience, and autonomic reactivity: A test of the facial feedback hypothesis.

This study examined the modulatory function of Duchenne and non-Duchenne smiles on subjective and autonomic components of emotion. Participants were asked to hold a pencil in their mouth to either facilitate or inhibit smiles and were not instructed to contract specific muscles. Five conditions--namely lips pressing, low-level non-Duchenne smiling, high-level non-Duchenne smiling, Ducherme smiling, and control--were produced while participants watched videoclips that were evocative of positive or negative affect. Participants who displayed Duchenne smiles reported more positive experience when pleasant scenes and humorous cartoons were presented. Furthermore, they tended to exhibit different patterns of autonomic arousal when viewing positive scenes. These results support the facial feedback hypothesis and suggest that facial feedback has more powerful effects when facial configurations represent valid analogs of basic emotional expressions. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

When does mimicry affect evaluative judgment?

We investigated the effect of subliminally presented happy or angry faces on evaluative judgments when the facial muscles of participants were free to mimic or blocked. We hypothesized and showed that subliminally presented happy expressions lead to more positive judgments of cartoons compared to angry expressions only when facial muscles were not blocked. These results reveal the influence of socially driven embodied processes on affective judgments and have also potential implications for phenomena such as emotional contagion. (PsycINFO Database Record (c) 2011 APA, all rights reserved)     

Nonverbal behavior and the theory of emotion: The facial feedback hypothesis.

The facial feedback hypothesis (skeletal muscle feedback from facial expressions plays a causal role in regulating emotional experience and behavior) is an important part of several contemporary theories of emotion. A review of relevant research indicates that studies reporting support for this hypothesis have, without exception, used within-Ss designs, and therefore only a restricted version of the hypothesis has been tested. Also, the results of some of these studies must be questioned due to demand characteristics and other problems. It is suggested that visceral feedback may make a more direct contribution to emotional processes than facial feedback and that the "readout" functions of facial expressions are more important than any feedback functions. (51 ref) (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Do schizophrenic patients show a disjunctive relationship among expressive, experiential, and psychophysiological components of emotion?

Recent research has found a discrepancy between schizophrenic patients' outward expression of emotion and their reported emotional experience. In this study, which attempts to replicate and extend the findings of previous studies, participants with and without schizophrenia viewed emotional film clips while their facial expressions were videotaped and skin conductance was recorded. Participants also reported their subjective experience of emotion following each film. Those with schizophrenia were less facially expressive than controls during the emotional films and reported experiencing as much positive and negative emotion, replicating previous findings. Additionally, schizophrenic patients exhibited greater skin conductance reactivity to all films than controls. These findings suggest a disjunction among emotional response domains for schizophrenic patients; alternative explanations for the findings are considered as well as suggestions for future research. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Identification of emotional facial expressions following recovery from depression.

This study investigated the identification of facial expressions of emotion in currently nondepressed participants who had a history of recurrent depressive episodes (recurrent major depression; RMD) and never-depressed control participants (CTL). Following a negative mood induction, participants were presented with faces whose expressions slowly changed from neutral to full intensity. Identification of facial expressions was measured by the intensity of the expression at which participants could accurately identify whether faces expressed happiness, sadness, or anger. There were no group differences in the identification of sad or angry expressions. Compared with CTL participants, however, RMD participants required significantly greater emotional intensity in the faces to correctly identify happy expressions. These results indicate that biases in the processing of emotional facial expressions are evident even after individuals have recovered from a depressive episode. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Corrugator muscle responses are associated with individual differences in positivity-negativity bias.

Corrugator supercilii muscle activity is considered an objective measure of valence because it increases in response to negatively valenced facial expressions (angry) and decreases to positive expressions (happy). The authors sought to determine if corrugator activity could be used as an objective measure of positivity-negativity bias. The authors recorded corrugator responses as participants rated angry, happy, and surprised faces as “positive” or “negative.” The critical measure of bias was the percentage of positive versus negative ratings assigned to surprised faces by each participant. Reaction times for surprise expressions were longer than for happy and angry expressions, consistent with their ambiguous valence. Participants who tended to rate surprised faces as negative showed increased corrugator activity to surprised faces, whereas those who tended to rate surprise as positive showed decreased activity. Critically, corrugator responses reflected the participants’ bias (i.e., their tendency to rate surprise as positive or negative). These data show that surprised faces constitute a useful tool for assessing individual differences in positivity-negativity bias, and that corrugator activity can objectively reflect this bias. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

The role of facial response in the experience of emotion.

Facial expression and emotional stimuli were varied orthogonally in a 3?×?4 factorial design to test whether facial expression is necessary or sufficient to influence emotional experience. 123 undergraduates watched a film eliciting fear, sadness, or no emotion while holding their facial muscles in the position characteristic of fear or sadness or in an effortful but nonemotional grimace; those in a 4th group received no facial instructions. The Ss believed that the study concerned subliminal perception and that the facial positions were necessary to prevent physiological recording artifacts. The films had powerful effects on reported emotions, the facial expressions none. Correlations between facial expression and reported emotion were zero. Sad and fearful Ss showed distinctive patterns of physiological arousal. Facial expression also tended to affect physiological responses in a manner consistent with an effort hypothesis. (33 ref) (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Influence of facial expression on memory for facial identity: Effects of visual features or emotional meaning?

Research has shown that neutral faces are better recognized when they had been presented with happy rather than angry expressions at study, suggesting that emotional signals conveyed by facial expressions influenced the encoding of novel facial identities in memory. An alternative explanation, however, would be that the influence of facial expression resulted from differences in the visual features of the expressions employed. In this study, this possibility was tested by manipulating facial expression at study versus test. In line with earlier studies, we found that neutral faces were better recognized when they had been previously encountered with happy rather than angry expressions. On the other hand, when neutral faces were presented at study and participants were later asked to recognize happy or angry faces of the same individuals, no influence of facial expression was detected. As the two experimental conditions involved exactly the same amount of changes in the visual features of the stimuli between study and test, the results cannot be simply explained by differences in the visual properties of different facial expressions and may instead reside in their specific emotional meaning. The findings further suggest that the influence of facial expression is due to disruptive effects of angry expressions rather than facilitative effects of happy expressions. This study thus provides additional evidence that facial identity and facial expression are not processed completely independently. (PsycINFO Database Record (c) 2011 APA, all rights reserved)     

Heightened sensitivity to facial expressions of emotion in borderline personality disorder.

Individuals with borderline personality disorder (BPD) have been hypothesized to exhibit significant problems associated with emotional sensitivity. The current study examined emotional sensitivity (i.e., low threshold for recognition of emotional stimuli) in BPD by comparing 20 individuals with BPD and 20 normal controls on their accuracy in identifying emotional expressions. Results demonstrated that, as facial expressions morphed from neutral to maximum intensity, participants with BPD correctly identified facial affect at an earlier stage than did healthy controls. Participants with BPD were more sensitive than healthy controls in identifying emotional expressions in general, regardless of valence. These findings could not be explained by participants with BPD responding faster with more errors. Overall, results appear to support the contention that heightened emotional sensitivity may be a core feature of BPD. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Depression and emotional reactivity: Variation among Asian Americans of East Asian descent and European Americans.

Studies of Western samples (e.g., European Americans [EAs]) suggest that depressed individuals tend to show diminished emotional reactivity (J. G. Gehricke & A. J. Fridlund, 2002; G. E. Schwartz, P. L. Fair, P. Salt, M. R. Mandel, & G. L. Klerman, 1976a, 1976b). Do these findings generalize to individuals oriented to other cultures (e.g., East Asian cultures)? The authors compared the emotional reactions (i.e., reports of emotional experience, facial behavior, and physiological reactivity) of depressed and nondepressed EAs and Asian Americans of East Asian descent (AAs) to sad and amusing films. Their results were consistent with previous findings: Depressed EAs showed a pattern of diminished reactivity to the sad film (less crying, less intense reports of sadness) compared with nondepressed participants. In contrast, depressed AAs showed a pattern of heightened emotional reactivity (greater crying) compared with nondepressed participants. Across cultural groups, depressed and nondepressed participants did not differ in their reports of amusement or facial behavior during the amusing film. Physiological reactivity to the film clips did not differ between depressed and control participants for either cultural group. Thus, although depression may influence particular aspects of emotional reactivity across cultures (e.g., crying), the specific direction of this influence may depend on prevailing cultural norms regarding emotional expression. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Social context effects on facial activity in a negative emotional setting.

Evidence for A. J. Fridlund's (e.g., 1994) "behavioral ecology view" of human facial expression comes primarily from studies of smiling in response to positive emotional stimuli. Smiling may be a special case because it clearly can, and often does serve merely communicative functions. The present study was designated (a) to assess the generalizability of social context effects to facial expressions in response to negative emotional stimuli and (b) to examine whether these effects are mediated by social motives, as suggested by the behavioral ecology view. Pairs of friends or strangers viewed film clips that elicited different degrees of sad affect, in either the same or a different room; a control group participated alone. Dependent variables included facial activity, subjective emotion, and social motives. Displays of sadness were influenced by stimulus intensity and were lower in all social conditions than in the alone condition. Unexpectedly, social context effects were also found for smiling. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Happy mouth and sad eyes: Scanning emotional facial expressions.

There is evidence that specific regions of the face such as the eyes are particularly relevant for the decoding of emotional expressions, but it has not been examined whether scan paths of observers vary for facial expressions with different emotional content. In this study, eye-tracking was used to monitor scanning behavior of healthy participants while looking at different facial expressions. Locations of fixations and their durations were recorded, and a dominance ratio (i.e., eyes and mouth relative to the rest of the face) was calculated. Across all emotional expressions, initial fixations were most frequently directed to either the eyes or the mouth. Especially in sad facial expressions, participants more frequently issued the initial fixation to the eyes compared with all other expressions. In happy facial expressions, participants fixated the mouth region for a longer time across all trials. For fearful and neutral facial expressions, the dominance ratio indicated that both the eyes and mouth are equally important. However, in sad and angry facial expressions, the eyes received more attention than the mouth. These results confirm the relevance of the eyes and mouth in emotional decoding, but they also demonstrate that not all facial expressions with different emotional content are decoded equally. Our data suggest that people look at regions that are most characteristic for each emotion. (PsycINFO Database Record (c) 2011 APA, all rights reserved)     

Children's emotional experience: Relations among expression, self-report, and understanding.

Assessed the influence of social evaluation on children's emotional experience and understanding. 66 younger and older children (M ages?=?7.12 and 12.06 yrs) were videotaped as they played a game, during which they received mild positive or negative feedback from another child of the same age and gender. Children's emotion report and understanding of their emotional responses were obtained in a postgame interview. Feedback valence influenced children's emotion expression, self-report, and their understanding of emotion. Girls displayed more positive and negative emotion than boys in response to social feedback and were also more accurate in reporting their initial facial expression. Although younger and older children did not differ in mean level of understanding of emotion, only older children used the most sophisticated types of explanations for their emotions. Overall, emotion expression, self-report, and understanding were more closely related after positive than negative feedback. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Effects of Direct and Averted Gaze on the Perception of Facially Communicated Emotion.

Research has largely neglected the effects of gaze direction cues on the perception of facial expressions of emotion. It was hypothesized that when gaze direction matches the underlying behavioral intent (approach-avoidance) communicated by an emotional expression, the perception of that emotion would be enhanced (i.e., shared signal hypothesis). Specifically, the authors expected that (a) direct gaze would enhance the perception of approach-oriented emotions (anger and joy) and (b) averted eye gaze would enhance the perception of avoidance-oriented emotions (fear and sadness). Three studies supported this hypothesis. Study 1 examined emotional trait attributions made to neutral faces. Study 2 examined ratings of ambiguous facial blends of anger and fear. Study 3 examined the influence of gaze on the perception of highly prototypical expressions. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Judging the intensity of facial expressions of emotion: Depression-related biases in the processing of positive affect.

A forced-choice intensity judgment task was used to investigate biases in the processing of subtle expressions of emotion in participants with major depressive disorder (MDD). Participants were presented with 2 pictures of the same actor side by side, either depicting a neutral and a subtle emotional expression or depicting a subtle positive and a subtle negative expression. Participants were asked to indicate which of the 2 pictures showed the stronger emotion. Compared with participants with social anxiety disorder (SAD) and with never-disordered controls (CTLs), participants with MDD were less likely to judge subtle happy expressions as more intense than neutral expressions. In addition, compared with the CTL participants, participants who had MDD and participants who had SAD were less likely to judge subtle happy expressions to be more intense than negative expressions. Biases in the judgment of the intensity of subtle expressions of positive affect could play an important role in the interpersonal difficulties that are associated with depression. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

More than mere mimicry? The influence of emotion on rapid facial reactions to faces.

Within a second of seeing an emotional facial expression, people typically match that expression. These rapid facial reactions (RFRs), often termed mimicry, are implicated in emotional contagion, social perception, and embodied affect, yet ambiguity remains regarding the mechanism(s) involved. Two studies evaluated whether RFRs to faces are solely nonaffective motor responses or whether emotional processes are involved. Brow (corrugator, related to anger) and forehead (frontalis, related to fear) activity were recorded using facial electromyography (EMG) while undergraduates in two conditions (fear induction vs. neutral) viewed fear, anger, and neutral facial expressions. As predicted, fear induction increased fear expressions to angry faces within 1000 ms of exposure, demonstrating an emotional component of RFRs. This did not merely reflect increased fear from the induction, because responses to neutral faces were unaffected. Considering RFRs to be merely nonaffective automatic reactions is inaccurate. RFRs are not purely motor mimicry; emotion influences early facial responses to faces. The relevance of these data to emotional contagion, autism, and the mirror system-based perspectives on imitation is discussed. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Biased processing of emotional information in girls at risk for depression.

Researchers have documented that children of depressed mothers are at elevated risk for developing a depressive disorder themselves. There is currently little understanding, however, of what factors place these children at elevated risk. In the present study, the authors investigated whether never-disordered daughters whose mothers have experienced recurrent episodes of depression during their daughters' lifetime are characterized by biased processing of emotional information. Following a negative mood induction, participants completed an emotional-faces dot-probe task. Daughters at elevated risk for depression, but not control daughters of never-disordered mothers, selectively attended to negative facial expressions. In contrast, only control daughters selectively attended to positive facial expressions. These results provide support for cognitive vulnerability models of depression. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Negative emotionality influences the effects of emotion on time perception.

In this study I used a temporal bisection task to test if greater overestimation of time due to negative emotion is moderated by individual differences in negative emotionality. The effects of fearful facial expressions on time perception were also examined. After a training phase, participants estimated the duration of facial expressions (anger, happiness, fearfulness) and a neutral-baseline facial expression. In accordance to the operation of an arousal-based process, the duration of angry expressions was consistently overestimated relative to other expressions and the baseline condition. In support of a role for individual differences in negative emotionality on time perception, temporal bias due to angry and fearful expressions was positively correlated to individual differences in self-reported negative emotionality. The results are discussed in relation both to the literature on attentional bias to facial expressions in anxiety and fearfulness and also, to the hypothesis that angry expressions evoke a fear-specific response. (PsycINFO Database Record (c) 2010 APA, all rights reserved)     

Well, slap my thigh: Expression of surprise facilitates memory of surprising material.

Two studies examined the general prediction that one's emotional expression should facilitate memory for material that matches the expression. The authors focused on specific facial expressions of surprise. In the first study, participants who were mimicking a surprised expression showed better recall for the surprising words and worse recall for neutral words, relative to those who were mimicking a neutral expression. Study 2 replicated the results of Study 1, showing that participants who mimicked a surprised expression recalled more words spoken in a surprising manner compared with those that sounded neutral or sad. Conversely, participants who mimicked sad facial expressions showed greater recall for sad than neutral or surprising words. The results provide evidence of the importance of matching the emotional valence of the recall content to the facial expression of the recaller during the memorization period. (PsycINFO Database Record (c) 2010 APA, all rights reserved)