A first assessment of the SMOS data in southwestern France using in situ and airborne soil moisture estimates: The CAROLS airborne campaign

The Soil Moisture and Ocean Salinity (SMOS) satellite mission, based on an aperture synthesis L-band radiometer was successfully launched in November 2009. In the context of a validation campaign for the SMOS mission, intensive airborne and in situ observations were performed in southwestern France for the SMOS CAL/VAL, from April to May 2009 and from April to July 2010. The CAROLS (Cooperative Airborne Radiometer for Ocean and Land Studies) bi-angular (34°-0°) and dual-polarized (V and H) L-band radiometer was designed, built and installed on board the French ATR-42 research aircraft. During springs of 2009 and 2010, soil moisture observations from the SMOSMANIA (Soil Moisture Observing System-Meteorological Automatic Network Integrated Application) network of Météo-France were complemented by airborne observations of the CAROLS L-band radiometer, following an Atlantic-Mediterranean transect in southwestern France. Additionally to the 12 stations of the SMOSMANIA soil moisture network, in situ measurements were collected in three specific sites within an area representative of a SMOS pixel. Microwave radiometer observations, acquired over southwestern France by the CAROLS instrument were analyzed in order to assess their sensitivity to surface soil moisture (w_g). A combination of microwave brightness temperature (T_b) at either two polarizations or two contrasting incidence angles was used to retrieve w_g through regressed empirical logarithmic equations with good results, depending on the chosen configuration. The regressions derived from the CAROLS measurements were applied to the SMOS T_b and their retrieval performance was evaluated. The retrievals of w_g showed significant correlation (p-value < 0.05) with surface measurements for most of the SMOSMANIA stations (8 of 12 stations) and with additional field measurements at two specific sites, also. Root mean square errors varied from 0.03 to 0.09 m³ m^− 3 (0.06 m³ m^− 3 on average).     

The SMOS Mediterranean Ecosystem L-Band characterisation EXperiment (MELBEX-I) over natural shrubs

In the framework of ESA's SMOS mission (Soil Moisture and Ocean Salinity), many studies have been carried out over different land surface types to model their microwave emission at L-band (1.4 GHz). Results of these studies have been integrated in the emission model L-MEB (L-Band Microwave Emission of the Biosphere), which is the core of the SMOS Level 2 soil moisture retrieval algorithm. The Mediterranean Ecosystem L-Band characterisation EXperiment (MELBEX-I) was carried out at the SMOS validation site near Valencia in autumn 2005. The main objective of MELBEX-I was to calibrate L-MEB over Mediterranean shrub land, as no data were available over this biome. For that purpose, multi-angular and dual polarimetric measurements (H, V) were obtained by the EMIRAD L-band radiometer from a 14-m tower. Results of this study indicate a small and constant impact of vegetation on the microwave emission of shrub land, and L-MEB parameters for shrub land were obtained. In addition, the study highlights the need for calibrating microwave soil roughness, which was found to be constant at the site. Depending on the number of retrieved parameters, soil moisture (SM) near the surface could be estimated with errors between 0.035 m³ m^− 3 (if only SM was retrieved) and 0.057 m³ m^− 3 (if SM, optical depth and a roughness parameter were simultaneously retrieved). Finally, no modelling improvements were observed when coarse estimates of the fraction of exposed rocks were accounted for in the model.     

An improved algorithm for disaggregating microwave-derived soil moisture based on red, near-infrared and thermal-infrared data

Accurate high-resolution soil moisture data are needed for a range of agricultural and hydrologic activities. To improve the spatial resolution of ∼ 40 km resolution passive microwave-derived soil moisture, a methodology based on 1 km resolution MODIS (MODerate resolution Imaging Spectroradiometer) red, near-infrared and thermal-infrared data has been implemented at 4 km resolution. The three components of that method are (i) fractional vegetation cover, (ii) soil evaporative efficiency (defined as the ratio of actual to potential evaporation) and (iii) a downscaling relationship. In this paper, 36 different disaggregation algorithms are built from 3 fractional vegetation cover formulations, 3 soil evaporative efficiency models, and 4 downscaling relationships. All algorithms differ with regard to the representation of the nonlinear relationship between microwave-derived soil moisture and optical-derived soil evaporative efficiency. Airborne L-band data collected over an Australian agricultural area are used to both generate ∼ 40 km resolution microwave pixels and verify disaggregation results at 4 km resolution. Among the 36 disaggregation algorithms, one is identified as being more robust (insensitive to soil, vegetation and atmospheric variables) than the others with a mean slope between MODIS-disaggregated and L-band derived soil moisture of 0.94. The robustness of that algorithm is notably assessed by comparing the disaggregation results obtained using composited (averaged) Terra and Aqua MODIS data, and using data from Terra and Aqua separately. The error on disaggregated soil moisture is systematically reduced by compositing daily Terra and Aqua data with an error of 0.012 vol./vol.     

A sequential model for disaggregating near-surface soil moisture observations using multi-resolution thermal sensors

A sequential model is developed to disaggregate microwave-derived soil moisture from 40 km to 4 km resolution using MODIS (Moderate Imaging Spectroradiometer) data and subsequently from 4 km to 500 m resolution using ASTER (Advanced Scanning Thermal Emission and Reflection Radiometer) data. The 1 km resolution airborne data collected during the three-week National Airborne Field Experiment 2006 (NAFE'06) are used to simulate the 40 km pixels, and a thermal-based disaggregation algorithm is applied using 1 km resolution MODIS and 100 m resolution ASTER data. The downscaled soil moisture data are subsequently evaluated using a combination of airborne and in situ soil moisture measurements. A key step in the procedure is to identify an optimal downscaling resolution in terms of disaggregation accuracy and sub-pixel soil moisture variability. Very consistent optimal downscaling resolutions are obtained for MODIS aboard Terra, MODIS aboard Aqua and ASTER, which are 4 to 5 times the thermal sensor resolution. The root mean square error between the 500 m resolution sequentially disaggregated and ground-measured soil moisture is 0.062 vol./vol. with a bias of − 0.045 vol./vol. and values ranging from 0.08 to 0.40 vol./vol.     

Soil moisture retrievals at L-band using a two-step inversion approach (COSMOS/NAFE'05 Experiment)

COSMOS (Campaign for validating the Operation of Soil Moisture and Ocean Salinity), and NAFE (National Airborne Field Experiment) were two airborne campaigns held in the Goulburn River catchment (Australia) at the end of 2005. These airborne measurements are being used as benchmark data sets for validating the SMOS (Soil Moisture and Ocean Salinity) ground segment processor over prairies and crops. This paper presents results of soil moisture inversions and brightness temperature simulations at different resolutions from dual-polarisation and multi-angular L-band (1.4 GHz) measurements obtained from two independent radiometers. The aim of the paper is to provide a method that could overcome the limitations of unknown surface roughness for soil moisture retrievals from L-band data. For that purpose, a two-step approach is proposed for areas with low to moderate vegetation. Firstly, a two-parameter inversion of surface roughness and optical depth is used to obtain a roughness correction dependent on land use only. This step is conducted over small areas with known soil moisture. Such roughness correction is then used in the second step, where soil moisture and optical depth are retrieved over larger areas including mixed pixels. This approach produces soil moisture retrievals with root mean square errors between 0.034 m³ m^− 3 and 0.054 m³ m^− 3 over crops, prairies, and mixtures of these two land uses at different resolutions.     

荷兰农业水土资源利用研究与遥感技术的应用-赴荷兰访问考察团

根据中荷两国学者互访协议,中国科学院沙漠所派我们两人在1985年10月10日至11月6日对荷兰进行了为期四周的考察访问。在荷期间,我们受到荷方学者热情友好的接待,首后访问了国际农业中心(IAC—     

A proposed extension to the soil moisture and ocean salinity level 2 algorithm for mixed forest and moderate vegetation pixels

The Soil Moisture and Ocean Salinity (SMOS) mission, launched in November 2009, provides global maps of soil moisture and ocean salinity by measuring the L-band (1.4 GHz) emission of the Earth's surface with a spatial resolution of 40-50 km. Uncertainty in the retrieval of soil moisture over large heterogeneous areas such as SMOS pixels is expected, due to the non-linearity of the relationship between soil moisture and the microwave emission. The current baseline soil moisture retrieval algorithm adopted by SMOS and implemented in the SMOS Level 2 (SMOS L2) processor partially accounts for the sub-pixel heterogeneity of the land surface, by modelling the individual contributions of different pixel fractions to the overall pixel emission. This retrieval approach is tested in this study using airborne L-band data over an area the size of a SMOS pixel characterised by a mix Eucalypt forest and moderate vegetation types (grassland and crops), with the objective of assessing its ability to correct for the soil moisture retrieval error induced by the land surface heterogeneity. A preliminary analysis using a traditional uniform pixel retrieval approach shows that the sub-pixel heterogeneity of land cover type causes significant errors in soil moisture retrieval (7.7%v/v RMSE, 2%v/v bias) in pixels characterised by a significant amount of forest (40-60%). Although the retrieval approach adopted by SMOS partially reduces this error, it is affected by errors beyond the SMOS target accuracy, presenting in particular a strong dry bias when a fraction of the pixel is occupied by forest (4.1%v/v RMSE, −3.1%v/v bias). An extension to the SMOS approach is proposed that accounts for the heterogeneity of vegetation optical depth within the SMOS pixel. The proposed approach is shown to significantly reduce the error in retrieved soil moisture (2.8%v/v RMSE, −0.3%v/v bias) in pixels characterised by a critical amount of forest (40-60%), at the limited cost of only a crude estimate of the optical depth of the forested area (better than 35% uncertainty). This study makes use of an unprecedented data set of airborne L-band observations and ground supporting data from the National Airborne Field Experiment 2005 (NAFE'05), which allowed accurate characterisation of the land surface heterogeneity over an area equivalent in size to a SMOS pixel.     

Impact of surface heterogeneity on surface soil moisture retrievals from passive microwave data at the regional scale: The Upper Danube case

Water and energy fluxes at the interface between the land surface and atmosphere are strongly depending on the surface soil moisture content which is highly variable in space and time. The sensitivity of active and passive microwave remote sensing data to surface soil moisture content has been investigated in numerous studies. Recent satellite borne mission concepts, as e.g. the SMOS mission, are dedicated to provide global soil moisture information with a temporal frequency of 1-3 days to capture it's high temporal dynamics. Passive satellite microwave sensors have spatial resolutions in the order of tens of kilometres. The retrieved soil moisture fields from that sensors therefore represent surface information which is integrated over large areas. It has been shown that the heterogeneity within an image pixel might have considerable impact on the accuracy of soil moisture retrievals from passive microwave data.The paper investigates the impact of land surface heterogeneity on soil moisture retrievals from L-band passive microwave data at different spatial scales between 1 km and 40 km. The impact of sensor noise and quality of ancillary information is explicitly considered. A synthetic study is conducted where brightness temperature observations are generated using simulated land surface conditions. Soil moisture information is retrieved from these simulated observations using an iterative approach based on multiangular observations of brightness temperature. The soil moisture retrieval uncertainties resulting from the heterogeneity within the image pixels as well as the uncertainties in the a priori knowledge of surface temperature data and due to sensor noise, is investigated at different spatial scales. The investigations are made for a heterogeneous hydrological catchment in Southern Germany (Upper Danube) which is dedicated to serve as a calibration and validation site for the SMOS mission.     

SMOS与SMAP过境时段表层土壤水分的稳定性研究

SMOS和SMAP都是为获取全球土壤水分信息而设计的专题卫星,均搭载了L波段辐射计。进行二者的横向对比是构建具有一致性的全球土壤水分数据集的关键基础。虽然SMAP、SMOS名义上的过境时刻是固定的,但二者的实际过境时刻随时间和空间发生变化,它们与地面实测数据三者之间难以匹配形成时序上严格统一的样本对,从而给土壤水分反演结果的精度评定带来困难。针对这一问题,以美国大陆地区为研究区,首先对2016~2017年SMOS、SMAP土壤水分数据的时间戳进行统计,判定二者过境的交叠时段;进而利用高观测频率、大空间尺度的实测数据,研究表层土壤水分在此时段内的自然变化特征。结果显示,按照全部、无降水、有降水3种条件,在样本量分别为98.14%、99.51%和88.49%的绝大多数情况下,表层土壤水分的变化量为0.007 m3/m3、0.007 m3/m3和0.012 m3/m3, 远小于SMOS、SMAP的目标精度（0.04 m3/m3）。初步证实： ①SMOS与SMAP的土壤水分反演结果（L2数据）可进行直接比对;②过境时刻差异对验证误差的影响可不计。     

Monitoring agricultural soil moisture extremes in Canada using passive microwave remote sensing

Current methods to assess soil moisture extremes rely primarily on point-based in situ meteorological stations which typically provide precipitation and temperature rather than direct measurements of soil moisture. Microwave remote sensing offers the possibility of quantifying surface soil moisture conditions over large spatial extents. Capturing soil moisture anomalies normally requires a long temporal record of data, which most operating satellites do not have. This research examines the use of surface soil moisture from the AMSR-E passive microwave satellite to derive surface soil moisture anomalies by exploiting spatial resolution to compensate for the shorter temporal record of the satellite sensor. Four methods were used to spatially aggregate information to develop a surface soil moisture anomaly (SMA). Two of these methods used soil survey and climatological zones to define regions of homogeneity, based on the Soil Landscapes of Canada (SLC) and the EcoDistrict nested hierarchy. The second two methods (ObShp3 and ObShp5) used zones defined by a data driven segmentation of the satellite soil moisture data. The level of sensitivity of the calculated SMA decreased as the number of pixels used in the spatial aggregation increased, with the average error reducing to less than 5% when more than 15 pixels are used. All methods of spatial aggregation showed somewhat weak but consistent relationship to in situ soil moisture anomalies and meteorological drought indices. The size of the regions used for aggregation was more important than the method used to create the regions. Based on the error and the relationship to the in situ and ancillary data sets, the EcoDistrict or ObShp3 scale appears to provide the lowest error in calculating the SMA baseline. This research demonstrates that the use of spatial aggregation can provide useful information on soil moisture anomalies where satellite records of data are temporally short.     

Estimates of surface soil moisture under grass covers using L-band radiometry

The scope of this study is to establish the parameters of the L-band (1.4 GHz) Microwave Emission of the Biosphere model (L-MEB) for grass covers, and to assess surface soil moisture retrievals in areas covered by grass. L-MEB parameters are key ancillary information for the Soil Moisture and Ocean Salinity mission (SMOS) retrieval algorithm that produces estimates of the surface soil moisture from measurements of the surface brightness temperature at L-band.L-band data sets from three ground-based experiments over grass are analysed in this paper: BARC (orchard grass and alfalfa), ELBARA-ETH (clover grass), and SMOSREX (grass and litter from a field left fallow). Modelling of the brightness temperature using the zero-th order radiative transfer model in L-MEB indicates that the vegetation appears isotropic to microwaves propagating with horizontal polarisation, and that the single scattering albedo can be neglected. At vertical polarisation, non-zero scattering is observed for all the grass data sets. Surface soil moisture is retrieved with enough accuracy for all data sets as long as the soil and litter emission are calibrated beforehand. Then surface soil moisture and vegetation optical depth can be left as free parameters in the retrieval process. Finally, the study highlights the importance of detecting strong emission and attenuation by wet vegetation and litter due to rainfall interception in order to obtain accurate estimates of the surface soil moisture. The study illustrates how strong rainfall interception can be flagged straightforwardly using a microwave polarisation index.     

国地球资源遥感卫星的工作状况和研制动态

In order to reduce the complexity of SMOS official soil moisture retrieval algorithm and improve the accuracy of soil moisture retrievals, a new retrieval strategy on SMOS soil moisture retrieval algorithm was developed. In the new retrieval strategy on SMOS soil moisture retrieval algorithm, the fixed step size (0.001 m3/m3) was used to replace the flexible step size obtained by the SMOS matrix operation. The multi-parameter was changed to a single-parameter in the cost function. The data from 44 USCRN sites in the United States were compared with the soil moisture retrieved from SMOS official algorithm as well as the adjustment of SMOS algorithm. The results show that compared with the SMOS official algorithm, the average absolute deviation, root mean square error,and unbiased root mean square error of the adjustment of SMOS algorithm are reduced by 0.012 m3/m3, 0.018 m3/m3,and 0.020 m3/m3,respectively.     

反演策略对SMOS土壤水分反演算法的影响研究

为降低SMOS土壤水分反演算法的复杂度、提高土壤水分反演精度,对SMOS土壤水分反演策略进行调整：将多参数反演改为单参数反演以简化观测与模拟亮温的代价函数,以固定步长（0.001 m3/m3）代替不定步长从而避免复杂的矩阵运算,将围绕土壤水分先验值的少量局部搜索调整为全土壤水分区间（0~0.05 m³/m³）的密集全局搜索。利用美国USCRN 44个站点实测土壤水分分别与SMOS官方反演的土壤水分和SMOS调整算法反演的土壤水分进行对比分析。结果表明：与SMOS相比,算法调整后土壤水分的平均绝对偏差MAD、均方根误差RMSE和无偏均方根误差ubRMSE分别降低了0.012、0.018和0.020 m3/m3。     

Effective soil moisture sampling depth of L-band radiometry: A case study

The aim of this study is to analyze the influence of the soil moisture sampling depth in the parameterization of soil emission in microwave radiometry at L-band. The analysis is based on brightness temperature, soil moisture and temperature measurements acquired over a bare soil during the SMOSREX experiment. A more detailed profile of surface soil moisture was obtained with a soil heat and water flows mechanistic model. It was found that (1) the soil moisture sampling depth depends on soil moisture conditions, (2) the effective soil moisture sampling depth is shallower than provided by widely used field moisture sensors, and (3) the soil moisture sampling depth has an impact on the calibration of soil roughness model parameters. These conclusions are crucial for the calibration and validation of remote sensing data at L-band.     

基于微波和可见光遥感的冬小麦土壤墒情反演

土壤墒情是水文学、气象学及农业科学研究领域中的一个重要指标参数,对气候、农业、旱情监测都具有极为重要的意义。以河南省广利灌区冬小麦为研究对象,以水云模型为基础,利用Landsat-8和Sentinel-1 A数据计算双层衰减因子、植被和土壤的后向散射系数。采用RBF神经网络拟合土壤的后向散射系数与土壤含水量的关系,通过实测监测点对反演的结果进行精度验证,结果表明:相关系数的平方为0.754 5,均方根误差为0.022,结果良好,可为灌区冬小麦土壤墒情的评估提供参考。     

Aircraft based soil moisture retrievals under mixed vegetation and topographic conditions

An unresolved issue in global soil moisture retrieval using passive microwave sensors is the spatial integration of heterogeneous landscape features to the nominal 50 km footprint observed by most low frequency satellite systems. One of the objectives of the Soil Moisture Experiments 2004 (SMEX04) was to address some aspects of this problem, specifically variability introduced by vegetation, topography and convective precipitation. Other goals included supporting the development of soil moisture data sets that would contribute to understanding the role of the land surface in the concurrent North American Monsoon System. SMEX04 was conducted over two regions: Arizona — semi-arid climate with sparse vegetation and moderate topography, and Sonora (Mexico) — moderate vegetation with strong topographic gradients. The Polarimetric Scanning Radiometer (PSR/CX) was flown on a Naval Research Lab P-3B aircraft as part of SMEX04 (10 dates of coverage over Arizona and 11 over Sonora). Radio Frequency Interference (RFI) was observed in both PSR and satellite-based (AMSR-E) observations at 6.92 GHz over Arizona, but no detectable RFI was observed over the Sonora domain. The PSR estimated soil moisture was in agreement with the ground-based estimates of soil moisture over both domains. The estimated error over the Sonora domain (SEE = 0.021 cm³/cm³) was higher than over the Arizona domain (SEE = 0.014 cm³/cm³). These results show the possibility of estimating soil moisture in areas of moderate and heterogeneous vegetation and high topographic variability.     

Retrieving near-surface soil moisture from microwave radiometric observations: current status and future plans

Surface soil moisture is a key variable used to describe water and energy exchanges at the land surface/atmosphere interface. Passive microwave remotely sensed data have great potential for providing estimates of soil moisture with good temporal repetition on a daily basis and on a regional scale (∼10 km). However, the effects of vegetation cover, soil temperature, snow cover, topography, and soil surface roughness also play a significant role in the microwave emission from the surface. Different soil moisture retrieval approaches have been developed to account for the various parameters contributing to the surface microwave emission. Four main types of algorithms can be roughly distinguished depending on the way vegetation and temperature effects are accounted for. These algorithms are based on (i) land cover classification maps, (ii) ancillary remote sensing indexes, and (iii) two-parameter or (iv) three-parameter retrievals (in this case, soil moisture, vegetation optical depth, and effective surface temperature are retrieved simultaneously from the microwave observations). Methods (iii) and (iv) are based on multiconfiguration observations, in terms of frequency, polarization, or view angle. They appear to be very promising as very few ancillary information are required in the retrieval process. This paper reviews these various methods for retrieving surface soil moisture from microwave radiometric systems. The discussion highlights key issues that will have to be addressed in the near future to secure operational use of the proposed retrieval approaches.     

Effects of sub-pixel heterogeneity on the retrieval of soil moisture from passive microwave radiometry

A simple formulation relating the L-band microwave brightness temperature detected by a passive microwave radiometer to the near surface soil moisture was developed using MICRO-SWEAT, a coupled microwave emission model and soil-vegetation-atmosphere-transfer (SVAT) scheme. This simple model provides an ideal tool with which to explore the impact of sub-pixel heterogeneity on the retrieval of soil moisture from microwave brightness temperatures. In the case of a bare soil pixel, the relationship between apparent emissivity and surface soil moisture is approximately linear, with the clay content of the soil influencing just the intercept of this relationship. It is shown that there are no errors in the retrieved soil moisture from a bare soil pixel that is heterogeneous in soil moisture and texture. However, in the case of a vegetated pixel, the slope of the relationship between apparent emissivity and surface soil moisture decreases with increasing vegetation. Therefore for a pixel that is heterogeneous in vegetation and soil moisture, errors can be introduced into the retrieved soil moisture. Generally, under moderate conditions, the retrieved soil moisture is within 3% of the actual soil moisture. Examples illustrating this discussion use data collected during the Southern Great Plains '97 Experiment (SGP97).     

Retrieval of soil moisture from passive and active L/S band sensor (PALS) observations during the Soil Moisture Experiment in 2002 (SMEX02)

The Soil Moisture Experiments in 2002 (SMEX02) were conducted in Iowa between June 25th and July 12th, 2002. A major aim of the experiments was examination of existing algorithms for soil moisture retrieval from active and passive microwave remote sensors under high vegetation water content conditions. The data obtained from the passive and active L and S band sensor (PALS) along with physical variables measured by in situ sampling have been used in this study to demonstrate the sensitivity of the instrument to soil moisture and perform soil moisture retrieval using statistical regression and physical modeling techniques. The land cover conditions in the region studied were predominantly soybean and corn crops with average vegetation water contents ranging from 0 to ∼5 kg/m². The PALS microwave sensitivity to soil moisture under these vegetation conditions was investigated for both passive and active measurements. The performance of the PALS instrument and retrieval algorithms has been analyzed, indicating soil moisture retrieval errors of approximately 0.04 g/g gravimetric soil moisture. Statistical regression techniques have been shown to perform satisfactorily with soil moisture retrieval error of around 0.05 g/g gravimetric soil moisture. The retrieval errors were higher for the corn than for the soybean fields due to the higher vegetation water content of the corn crops. However, the algorithms performed satisfactorily over the full range of vegetation conditions.