Liquefaction Resistance of Clean and Nonplastic Silty Sands Based on Cone Penetration Resistance

Liquefaction of granular soil deposits is one of the major causes of loss resulting from earthquakes. The accuracy in the assessment of the likelihood of liquefaction at a site affects the safety and economy of the design. In this paper, curves of cyclic resistance ratio (CRR) versus cone penetration test (CPT) stress-normalized cone resistance qc1 are developed from a combination of analysis and laboratory testing. The approach consists of two steps: (1) determination of the CRR as a function of relative density from cyclic triaxial tests performed on samples isotropically consolidated to 100 kPa; and (2) estimation of the stress-normalized cone resistance qc1 for the relative densities at which the soil liquefaction tests were performed. A well-tested penetration resistance analysis based on cavity expansion analysis was used to calculate qc1 for the various soil densities. A set of 64 cyclic triaxial tests were performed on specimens of Ottawa sand with nonplastic silt content in the range of 0–15% by weight, and relative densities from loose to dense for each gradation, to establish the relationship of the CRR to the soil state and fines content. The resulting (CRR)7.5-qc1 relationship for clean sand is consistent with widely accepted empirical relationships. The (CRR)7.5-qc1 relationships for the silty sands depend on the relative effect of silt content on the CRR and qc1. It is shown that the cone resistance increases at a higher rate with increasing silt content than does liquefaction resistance, shifting the (CRR)7.5-qc1 curves to the right. The (CRR)7.5-qc1 curves proposed for both clean and silty sands are consistent with field observations.     

Correlation between Cyclic Resistance and Shear-Wave Velocity for Providence Silts

As an alternative to a field-based liquefaction resistance approach, cyclic triaxial tests with bender elements were used to develop a new correlation between cyclic resistance ratio (CRR) and overburden stress-corrected shear-wave velocity (VS1) for two nonplastic silts obtained from Providence, Rhode Island. Samples of natural nonplastic silt were recovered by block sampling and from geotechnical borings/split-spoon sampling. The data show that the correlation is independent of the soils’ stress history as well as the method used to prepare the silt for cyclic testing. The laboratory results indicate that using the existing field-based CRR-VS1 correlations will significantly overestimate the cyclic resistance of the Providence silts. The strong dependency of the CRR-VS1 curves on soil type also suggests the necessity of developing silt-specific liquefaction resistance curves from laboratory cyclic tests performed on reconstituted samples.     

Influence of Nonplastic Fines on Shear Wave Velocity-Based Assessment of Liquefaction

Many false positives (no liquefaction detected when the normalized shear wave velocity-cyclic stress ratio (Vs1-CSR) combination indicated that it should have been) are observed in the database used in the simplified liquefaction assessment procedure based on shear wave velocity. Two possible reasons for false positives are the presence of a thick surface layer of nonliquefiable soil and the effects of fines on cyclic shear resistance (CRR) and Vs1. About 67% of the false positives that could not have been caused by an overlying thick surface layer are associated with silty sands with less than 35% fines. The effects of fines on the liquefaction resistance of silty sands and on the shear wave velocity are analyzed. Theoretical CRRfield?versus?Vs1 curves for silty sands containing 0 to 15% nonplastic fines are established. They show that the theoretical CRR-Vs1 correlations for silty sands with 5 to 15% nonplastic fines are all located to the far left of the semi-empirical curves that separate liquefaction from no-liquefaction zones in the simplified liquefaction potential assessment procedures. The results suggest the currently used shear wave velocity-based liquefaction potential curves may be overly conservative when applied to sands containing nonplastic fines.     

Shear Strength and Stiffness of Silty Sand

The properties of clean sands pertaining to shear strength and stiffness have been studied extensively. However, natural sands generally contain significant amounts of silt and∕or clay. The mechanical response of such soils is different from that of clean sands. This paper addresses the effects of nonplastic fines on the small-strain stiffness and shear strength of sands. A series of laboratory tests was performed on samples of Ottawa sand with fines content in the range of 5–20% by weight. The samples were prepared at different relative densities and were subjected to various levels of mean effective consolidation stress. Most of the triaxial tests were conducted to axial strains in excess of 30%. The stress-strain responses were recorded, and the shear strength and dilatancy parameters were obtained for each fines percentage. Bender element tests performed in triaxial test samples allowed assessment of the effect of fines content on small-strain mechanical stiffness.     

Pore Pressure Generation of Silty Sands due to Induced Cyclic Shear Strains

It is well established that the main mechanism for the occurrence of liquefaction under seismic loading conditions is the generation of excess pore water pressure. Most previous research efforts have focused on clean sands, yet sand deposits with fines are more commonly found in nature. Previous laboratory liquefaction studies on the effect of fines on liquefaction susceptibility have not yet reached a consensus. This research presents an investigation on the effect of fines content on excess pore water pressure generation in sands and silty sands. Multiple series of strain-controlled cyclic direct simple shear tests were performed to directly measure the excess pore water pressure generation of sands and silty sands at different strain levels. The soil specimens were tested under three different categories: (1) at a constant relative density; (2) at a constant sand skeleton void ratio; and (3) at a constant overall void ratio. The findings from this study were used to develop insight into the behavior of silty sands under undrained cyclic loading conditions. In general, beneficial effects of the fines were observed in the form of a decrease in excess pore water pressure and an increase in the threshold strain. However, pore water pressure appears to increase when enough fines are present to create a sand skeleton void ratio greater than the maximum void ratio of the clean sand.     

Pore Pressure Generation Models for Sands and Silty Soils Subjected to Cyclic Loading

This paper discusses the applicability of two simple models for predicting pore water pressure generation in nonplastic silty soil during cyclic loading. The first model was developed by Seed et al. in the 1970s and relates the pore pressure generated to the cycle ratio, which is the ratio of the number of applied cycles of loading to the number of cycles required to cause liquefaction. The second model is the Green-Mitchell-Polito model proposed by Green et al. in 2000, which relates pore pressure generation to the energy dissipated within the soil. Based upon the results of approximately 150 cyclic triaxial tests, the writers show that both models are applicable to silty soils. A nonlinear mixed effects model was used for regression analyses to develop correlations for the necessary calibration parameters. The results show that the trends in both α and pseudoenergy capacity calibration parameters for the Seed et al. and Green et al. pore pressure generation models, respectively, differ significantly for soils containing less than and greater than ～ 35% fines, consistent with the limiting fines content concept.     

Assessment of the Axial Load Response of an H Pile Driven in Multilayered Soil

Most of the current design methods for driven piles were developed for closed-ended pipe piles driven in either pure clay or clean sand. These methods are sometimes used for H piles as well, even though the axial load response of H piles is different from that of pipe piles. Furthermore, in reality, soil profiles often consist of multiple layers of soils that may contain sand, clay, silt or a mixture of these three particle sizes. Therefore, accurate prediction of the ultimate bearing capacity of H piles driven in a mixed soil is very challenging. In addition, although results of well documented load tests on pipe piles are available, the literature contains limited information on the design of H piles. Most of the current design methods for driven piles do not provide specific recommendations for H piles. In order to evaluate the static load response of an H pile, fully instrumented axial load tests were performed on an H pile (HP?310×110) driven into a multilayered soil profile consisting of soils composed of various amounts of clay, silt and sand. The base of the H pile was embedded in a very dense nonplastic silt layer overlying a clay layer. This paper presents the results of the laboratory tests performed to characterize the soil profile and of the pile load tests. It also compares the measured pile resistances with those predicted with soil property- and in situ test-based methods.     

Effects of Silt on Three-Dimensional Stress–Strain Behavior of Loose Sand

An experimental study on the effects of nonplastic silt on the three-dimensional drained behavior of loose sand was performed employing a true triaxial testing apparatus. Laboratory experiments were performed on clean sand and on sand containing 20% nonplastic silt. The results indicate the failure stress levels and the overall trends of the stress–strain behavior were similar for both sands. However, the volume change behavior is significantly influenced by the presence of silt. The silty sand exhibited higher degrees of volumetric contraction during shearing than the clean sand. Relative density was used as the basis of comparison. The development of a shear band appears to have caused failure in all true triaxial testing performed, except in triaxial compression. This form of instability appears to increase its influence on the experimental results as the participation of intermediate principal stress increases. The formation of shear bands also appears to coincide with the cessation of contractive volumetric strain.     

Undrained Shear Strength of Granular Soils with Different Particle Gradations

A series of undrained tests were performed on granular soils consisting of sand and gravel with different particle gradations and different relative densities reconstituted in laboratory. Despite large differences in grading, only a small difference was observed in undrained cyclic shear strength or liquefaction strength defined as the cyclic stress causing 5% double amplitude axial strain for specimens having the same relative density. In a good contrast, undrained monotonic shear strength defined at larger strains after undrained cyclic loading was at least eight times larger for well-graded soils than poorly graded sand despite the same relative density. This indicates that devastating failures with large postliquefaction soil strain are less likely to develop in well-graded granular soils compared to poorly graded sands with the same relative density, although they are almost equally liquefiable. However, if gravelly particles of well-graded materials are crushable such as decomposed granite soils, undrained monotonic strengths are considerably small and almost identical to or lower than that of poorly graded sands.     

Undrained Fragility of Clean Sands, Silty Sands, and Sandy Silts

In this paper, intergranular (ec) and interfine (ef) void ratios and confining stress are used as indices to characterize the stress–strain response of gap graded granular mixes. It was found that at the same global void ratio (e) and confining stress, the collapse potential (fragility) of silty sand increases with an increase in fines content (FC) due to a reduction in intergranular contact between the coarse grains. Beyond a certain threshold fines content (FCth), with further addition of fines, the interfine contact friction becomes significant. The fragility decreases and the soil becomes stronger. The value of FCth depends on e and the characteristics of fines and coarse grains. At FCFCth), fine grain friction plays a primary role and dispersed coarse grains provide a beneficial, secondary reinforcement effect. At the same ef, the collapse potential decreases with an increase in sand content. Beyond a certain limiting fines content, the soil behavior is controlled by ef only. An intergranular matrix diagram is presented that delineates zones of different behaviors of granular mixes as a guideline to determine the anticipated behavior of gap-graded granular mixes. New equivalent intergranular contact void ratios, (ec)eq and (ef)eq, are introduced to characterize the behavior of such soils, at FCFCth, respectively.     

Simplified Relationships for Particle-Size Distribution and Permeation Groutability Limits for Soils

The particle-size distribution of soil with mean particle size and fines content are used not only in soil classifications but also in a number of other soil property relationships. In this study, two simple relationships (hyperbolic [tan?h(x)] and S-curve) were investigated to represent the particle size distribution of soils. The parameters of the hyperbolic model were correlated to various soil parameters such as the mean particle size, particle size range, and fines content. There was no direct correlation between Fredlund (four-parameter model) and S-curve model parameters and the soil parameters. The predictions of the two (hyperbolic) and three (S-curve) parameter models were compared to the four-parameter model (unimodal) using limited soil data from the literature and the agreements were good. The hyperbolic model was used to map the Unified Soil Classification System. A recent study had quantified the relationship between the grouting pressure and the fines content in nonplastic soils. Also in the current practice, upper and lower particle-size distribution limits are used in determining the groutability of soils. In this study, the relationship between grouting pressure and fines contents of the soil was generalized using the hyperbolic particle-size distribution model and verified with a groutability study using an acrylamide grout. Based on limited data in the literature, the groutability of soils was defined using a new set of parameters, grouting pressure, fines content, and mean particle size diameter of the soil.     

Monotonic and Cyclic Liquefaction of Very Loose Sands with High Silt Content

The results from an experimental study on sands with high nonplastic silt content are presented. Drained and undrained triaxial compression tests, undrained cyclic triaxial tests, and drained∕undrained instability tests were performed on specimens of loose Nevada sand with 40% silt content. The behavior was observed to be somewhat different from previously published tests with sands at lower silt content. The greater silt content appears to provide a more volumetrically contractive response throughout the entire stress-strain curve. However, some aspects of the response were similar to sands with lower silt content. Monotonic undrained tests indicated “reverse” behavior, i.e., static liquefaction occurred at low confining pressures and increasing dilatant volume-change tendency was observed with increasing confining pressure. Analyzing the results using the concepts of steady state resulted in a unique steady-state line only when undrained tests were sheared from the same isotropic compression line. When specimens of different initial densities were tested at the same initial confining pressures, the resulting steady-state points did not fall on the same steady-state line.     

Assessment of the Liquefaction Susceptibility of Fine-Grained Soils

Observations from recent earthquakes and the results of cyclic tests indicate that the Chinese criteria are not reliable for determining the liquefaction susceptibility of fine-grained soils. Fine-grained soils that liquefied during the 1994 Northridge, 1999 Kocaeli, and 1999 Chi-Chi earthquakes often did not meet the clay-size criterion of the Chinese criteria. Cyclic testing of a wide range of soils found to liquefy in Adapazari during the Kocaeli earthquake confirmed that these fine-grained soils were susceptible to liquefaction. It is not the amount of “clay-size” particles in the soil; rather, it is the amount and type of clay minerals in the soil that best indicate liquefaction susceptibility. Thus plasticity index (PI) is a better indicator of liquefaction susceptibility. Loose soils with PI<12 and wc/LL>0.85 were susceptible to liquefaction, and loose soils with 120.8 were systematically more resistant to liquefaction. Soils with PI>18 tested at low effective confining stresses were not susceptible to liquefaction. Additionally, the results of the cyclic testing program provide insights regarding the effects of confining pressure, initial static shear stress, and stress-path on the liquefaction of fine-grained soils.     

Use of Artificial Neural Networks in the Prediction of Liquefaction Resistance of Sands

A backpropagation artificial neural network (ANN) model has been developed to predict the liquefaction cyclic resistance ratio (CRR) of sands using data from several laboratory studies involving undrained cyclic triaxial and cyclic simple shear testing. The model was verified using data that was not used for training as well as a set of independent data available from laboratory cyclic shear tests on another soil. The observed agreement between the predictions and the measured CRR values indicate that the model is capable of effectively capturing the liquefaction resistance of a number of sands under varying initial conditions. The predicted CRR values are mostly sensitive to the variations in relative density thus confirming the ability of the model to mimic the dominant dependence of liquefaction susceptibility on soil density already known from field and experimental observations. Although it is common to use mechanics-based approaches to understand fundamental soil response, the results clearly demonstrate that non-mechanistic ANN modeling also has a strong potential in the prediction of complex phenomena such as liquefaction resistance.     

Shear Strength and Stiffness of Sands Containing Plastic or Nonplastic Fines

This paper presents the results of a systematic laboratory investigation on the static behavior of silica sand containing various amounts of either plastic or nonplastic fines. Specimens were reconstituted using a new technique suitable for element testing of homogeneous specimens of sands containing fines deposited in water (e.g., alluvial deposits, hydraulic fills, tailings dams, and offshore deposits). The fabric of sands containing fines was examined using the environmental scanning electron microscope (ESEM). Static, monotonic, isotropically consolidated, drained triaxial compression tests were performed to evaluate the stress-strain-volumetric response of these soils. Piezoceramic bender element instrumentation was developed and integrated into a conventional triaxial apparatus; shear-wave velocity measurements were made to evaluate the small-strain stiffness of the sands tested at various states. The intrinsic parameters that characterize critical state, dilatancy, and small-strain stiffness of clean, silty, and clayey sands were determined. All aspects of the mechanical behavior investigated in this study (e.g., stress-strain-volumetric response, shear strength, and small-strain stiffness) are affected by both the amount and plasticity of the fines present in the sand. Microstructural evaluation using the ESEM highlighted the importance of soil fabric on the overall soil response.     

Compressibility of a Compacted Sand

A slightly silty quartz sand (nonplastic fines) was compacted according to Modified Proctor at different water contents and then one-dimensionally compressed. Samples compacted dry-of-optimum were found to be stiffer than samples compacted wet-of-optimum at the same relative compaction. This difference in stress-strain behavior is not generally expected for a sand; fabric and∕or overconsolidation may explain these results. Regardless of the mechanism, the actual measured modulus on sand backfill at low confining stresses can be significantly less than handbook values. Thus, for the case of shallow depth (such as backfill for a flexible conduit located within a few meters of the ground surface) it is important to consider the water content and the method of compaction, as the degree of compaction by itself will not necessarily achieve the desired modulus.     

Accounting for Soil Aging When Assessing Liquefaction Potential

It has been recognized that liquefaction resistance of sand increases with age due to processes such as cementation at particle contacts and increasing frictional resistance resulting from particle rearrangement and interlocking. As such, the currently available empirical correlations derived from liquefaction of young Holocene sand deposits, and used to determine liquefaction resistance of sand deposits from in situ soil indices [standard penetration test (SPT), cone penetration test (CPT), shear wave velocity test (Vs)], are not applicable for old sand deposits. To overcome this limitation, a methodology was developed to account for the effect of aging on the liquefaction resistance of old sand deposits. The methodology is based upon the currently existing empirical boundary curves for Holocene age soils and utilizes correction factors presented in the literature that comprise the effect of aging on the in situ soil indices as well as on the field cyclic strength (CRR). This paper describes how to combine currently recorded SPT, CPT, and Vs values with corresponding CRR values derived for aged soil deposits to generate new empirical boundary curves for aged soils. The method is illustrated using existing geotechnical data from four sites in the South Carolina Coastal Plain (SCCP) where sand boils associated with prehistoric earthquakes have been found. These sites involve sand deposits that are 200,000?to?450,000?years in age. This work shows that accounting for aging of soils in the SCCP yields less conservative results regarding the current liquefaction potential than when age is not considered. The modified boundary curves indicate that old sand deposits are more resistant to liquefaction than indicated by the existing empirical curves and can be used to evaluate the liquefaction potential at a specific site directly from the current in situ properties of the soil.     

Degree of Saturation and Liquefaction Resistances of Sand Improved with Sand Compaction Pile

Sand compaction pile (SCP) is a ground improvement technique extensively used to ameliorate liquefaction resistance of loose sand deposits. This paper discusses results of laboratory tests on high-quality undisturbed samples obtained by the in situ freezing method at six sites where foundation soils had been improved with SCP. Inspection of samples revealed that the improved ground was desaturated during the ground improvement. Degree of saturation (Sr) was lower than 77% for the sand piles and 91% for the improved sand layers, while Sr was approximately 100% for improved clayey and silty soils. A good correlation was found between Sr and 5% diameter of the soil; the larger 5% diameter of soils (D5), the lower the degree of saturation. It appeared that the variation of Sr with D5 for soils within a month after the ground improvement work was quite similar in trend to that after more than several years. Degree of saturation of soils after several years was noticeably, but not significantly, higher as compared with that shortly after ground improvement, indicating longevity of air bubbles injected in the improved soil. Undrained cyclic shear tests were also carried out on saturated and unsaturated specimens and effects of desaturation on undrained cyclic shear strength were studied. The test results were summarized in a form of liquefaction resistance with reference to normalized standard penetration test N-value.     

Water Film in Liquefied Sand and Its Effect on Lateral Spread

A 1D saturated sand layer of 2 m in thickness, in which a silt seam is sandwiched, is liquefied by an instant shock. It is found that a water film is easily formed beneath the silt seam with a thickness as thin as a few millimeters just after liquefaction in loose sand and that the film lasts longer than the post-liquefaction settlement. The effect of the water film on pore-pressure distribution and sand settlement is intensively studied. 1g shake table tests are then carried out for 2D models with or without seams of silt within a saturated sand layer. In the former case, water films formed beneath silt seams just after liquefaction enable the soil mass above them to glide due to an unbalanced force along the water films, not only during but also after shaking. In the latter case, the soil deforms continuously, mostly during shaking, and stops afterward. Thus, a significant effect of water films formed beneath thin, low-permeability sublayers in a liquefied loose sand, on the failure mode and timing in lateral spread, is clearly demonstrated by these simple model tests.     

Subsurface Characterization at Ground Failure Sites in Adapazari, Turkey

Ground failure in Adapazari, Turkey during the 1999 Kocaeli earthquake was severe. Hundreds of structures settled, slid, tilted, and collapsed due in part to liquefaction and ground softening. Ground failure was more severe adjacent to and under buildings. The soils that led to severe building damage were generally low plasticity silts. In this paper, the results of a comprehensive investigation of the soils of Adapazari, which included cone penetration test (CPT) profiles followed by borings with standard penetration tests (SPTs) and soil index tests, are presented. The effects of subsurface conditions on the occurrence of ground failure and its resulting effect on building performance are explored through representative case histories. CPT- and SPT-based liquefaction triggering procedures adequately identified soils that liquefied if the clay-size criterion of the Chinese criteria was disregarded. The CPT was able to identify thin seams of loose liquefiable silt, and the SPT (with retrieved samples) allowed for reliable evaluation of the liquefaction susceptibility of fine-grained soils. A well-documented database of in situ and index testing is now available for incorporating in future CPT- and SPT-based liquefaction triggering correlations.