Effects of stratospheric aerosols and thin cirrus clouds on the atmospheric correction of ocean color imagery: simulations

Using simulations, we determine the influence of stratospheric aerosol and thin cirrus clouds on the performance of the proposed atmospheric correction algorithm for the moderate resolution imaging spectroradiometer (MODIS) data over the oceans. Further, we investigate the possibility of using the radiance exiting the top of the atmosphere in the 1.38-microm water vapor absorption band to remove their effects prior to application of the algorithm. The computations suggest that for moderate optical thicknesses in the stratosphere, i.e., tau(s) < or approximately 0.15, the stratospheric aerosol-cirrus cloud contamination does not seriously degrade the MODIS except for the combination of large (approximately 60 degrees) solar zenith angles and large (approximately 45 degrees) viewing angles, for which multiple-scattering effects can be expected to be particularly severe. The performance of a hierarchy of stratospheric aerosol/cirrus cloud removal procedures for employing the 1.38-microm water vapor absorption band to correct for stratospheric aerosol/cirrus clouds, ranging from simply subtracting the reflectance at 1.38 microm from that in the visible bands, to assuming that their optical properties are known and carrying out multiple-scattering computations of their effect by the use of the 1.38-microm reflectance-derived concentration, are studied for stratospheric aerosol optical thicknesses at 865 nm as large as 0.15 and for cirrus cloud optical thicknesses at 865 nm as large as 1.0. Typically, those procedures requiring the most knowledge concerning the aerosol optical properties (and also the most complex) performed the best; however, for tau(s) < or approximately 0.15, their performance is usually not significantly better than that found by applying the simplest correction procedure. A semiempirical algorithm is presented that permits accurate correction for thin cirrus clouds with tau(s) as large as unity when an accurate estimate of the cirrus cloud scattering phase function is provided, and as large as 0.5 when a coarse approximation to the phase function is used. Given estimates of the stratospheric aerosol optical properties, the implementation of the algorithm by using a set of lookup tables appears to be straightforward.     

Influence of atmospheric and system parameters on multiple scattering in spaceborne backscatter lidar measurements

We have simulated backscatter signals of spaceborne lidar systems with the help of a Monte Carlo model. Calculations were performed for various combinations of system parameters. As typical examples of atmospheric observation targets, two kinds of cirrus cloud and two kinds of aerosol were considered. Both total multiple scattering and the significance of individual higher scattering orders are discussed. For all cases, an approximate multiple scattering factor F was calculated that can be used to correct the single-scattering lidar equation to account also for multiple scattering.     

Effect of multiple scattering on depolarization measurements with spaceborne lidars

An analytical model based on the integration of the scattering-angle and light-path manifold has been developed to quantify the effect of multiple scattering on cirrus measurements obtained with elastic polarization lidars from space. Light scattering by molecules and by a horizontally homogeneous cloud is taken into account. Lidar parameter, including laser beam divergence, can be freely chosen. Up to 3 orders of scattering are calculated. Furthermore, an inversion technique for the retrieval of cloud extinction profiles from measurements with elastic-backscatter lidars is proposed that explicitly takes multiple scattering into account. It is found that for typical lidar system parameters such as those of the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO) instrument multiple scattering does not significantly affect depolarization-ratio measurements in cirrus clouds with small to moderate optical depths. For all simulated clouds, the absolute value of the difference between measured and single-scattering volume depolarization ratio is < 0.006. The particle depolarization ratio can be calculated from the measured volume depolarization ratio and the retrieved backscatter ratio without degradation of accuracy; thus characterization of the various cirrus categories in terms of the particle depolarization ratio and retrieval of cloud microphysical properties is feasible from space. The results of this study apply to polar stratospheric clouds as well.     

Vertical profiles of aerosol volume from high-spectral-resolution infrared transmission measurements. I. Methodology

The wavelength-dependent aerosol extinction in the 800-1250-cm(-1) region has been derived from ATMOS (atmospheric trace molecule spectroscopy) high-spectral-resolution IR transmission measurements. Using models of aerosol and cloud extinction, we have performed weighted nonlinear least-squares fitting to determine the aerosol-volume columns and vertical profiles of stratospheric sulfate aerosol and cirrus cloud volume. Modeled extinction by use of cold-temperature aerosol optical constants for a 70-80% sulfuric-acid-water solution shows good agreement with the measurements, and the derived aerosol volumes for a 1992 occultation are consistent with data from other experiments after the eruption of Mt. Pinatubo. The retrieved sulfuric acid aerosol-volume profiles are insensitive to the aerosol-size distribution and somewhat sensitive to the set of optical constants used. Data from the nonspherical cirrus extinction model agree well with a 1994 mid-latitude measurement indicating the presence of cirrus clouds at the tropopause.     

Remote sensing of three-dimensional cirrus clouds from satellites: application to continuous-wave laser atmospheric transmission and backscattering

A satellite remote sensing methodology has been developed to retrieve 3D ice water content (IWC) and mean effective ice crystal size of cirrus clouds from satellite data on the basis of a combination of the conventional retrieval of cloud optical depth and particle size in a horizontal plane and a parameterization of the vertical cloud profile involving temperature from sounding and/or analysis. The inferred 3D cloud fields of IWC and mean effective ice crystal size associated with two impressive cirrus clouds that occurred in the vicinity of northern Oklahoma on 18 April 1997 and 9 March 2000, obtained from the Department of Energy's Atmospheric Radiation Measurement Program, have been validated against the ice crystal size distributions that were collected independently from collocated and coincident aircraft optical probe measurements. The 3D cloud results determined from satellite data have been applied to the simulation of cw laser energy propagation, and we show the significance of 3D cloud geometry and inhomogeneity and spherical atmosphere on the transmitted and backscattered laser powers. Finally, we demonstrate that the 3D cloud fields derived from satellite remote sensing can be used for the 3D laser transmission and backscattering model for tactical application.     

Calibration of the 1064 nm lidar channel using water phase and cirrus clouds

Calibration is essential to derive aerosol backscatter coefficients from elastic scattering lidar. Unlike the visible UV wavelengths where calibration is based on a molecular reference, calibration of the 1064 nm lidar channel requires other approaches, which depend on various assumptions. In this paper, we analyze two independent calibration methods which use (i) low-altitude water phase clouds and (ii) high cirrus clouds. In particular, we show that to achieve optimal performance, aerosol attenuation below the cloud base and cloud multiple scattering must be accounted for. When all important processes are considered, we find that these two independent methods can provide a consistent calibration constant with relative differences less than 15%. We apply these calibration techniques to demonstrate the stability of our lidar on a monthly scale, along with a natural reduction of the lidar efficiency on an annual scale. Furthermore, our calibration procedure allows us to derive consistent aerosol backscatter coefficients and angstrom coefficient profiles (532-1064 nm) along with column extinction-to-backscatter ratios which are in good agreement with sky radiometer inversions.     

Laser transmission-backscattering through inhomogeneous cirrus clouds

We have developed a two-dimensional (2D) model for inhomogeneous cirrus clouds in plane-parallel and spherical geometries for the analysis of the transmission and backscattering of high-energy laser beams. The 2D extinction-coefficient and mean effective ice-crystal size fields for cirrus clouds can be determined from a combination of the remote sensing of cirrus clouds by use of the Advanced Very High Resolution Radiometer on board National Oceanic and Atmospheric Administration satellites and the vertical profiling of ice-crystal size distributions available from limited measurements. We demonstrate that satellite remote sensing of the position and the composition of high cirrus can be incorporated directly in the computer model developed for the transmission and backscattering of high-energy laser beams in realistic atmospheres. The results of laser direct transmission, forward scattering, and backscattering are analyzed carefully with respect to aircraft height, cirrus cloud optical depth, and ice-crystal size and orientation. Uncertainty in laser transmission that is due to errors in the retrieved ice-crystal size is negligible. But uncertainty of the order of 2% can be produced if the retrieved optical depth has errors of +/-0.05. With both the aircraft and the target near the cloud top, the direct transmission decreases, owing to the propagation of the laser beam through the curved portion of the cloud top. This effect becomes more pronounced as the horizontal distance between the aircraft and the target increases.     

A FIELD SAMPLING OF JET EXHAUST AEROSOLS

A mobile aerosol sampling facility was installed and operated on the NCAR (National Center for Atmospheric Research) Sabreliner high altitude research aircraft, for the purpose of sampling aerosols related to cirrus cloud phenomena. During this project the opportunity arose to do field sampling on jet exhaust aerosols, and these results are reported here. Aerosol properties sampled include concentration, size distribution, and hydration properties. The aerosol sampling facility features two electrostatic aerosol classifiers (EAC's), in tandem, with a saturator in between. The saturator allows the aerosol to be equilibrated at 100% relative humidity between sizings with the EAC's. The facility occupies about the space of two short equipment racks on the aircraft, and collects samples through a tube projecting through the aircraft skin. Exhaust samples were taken from Pratt and Whitney PT 6-42, JT 12A-8, and JT 15-D-4 engines, all burning Jet-A fuel. The results indicate that aerosol sampling offers a real time means of detecting and tracking jet exhaust plumes, even in the absence of visible smoke or ice contrails. A good correlation is found between engine exhaust aerosol properties and those generated in laboratory combustors. This cirrus aerosol field sampling program was done in support of the NASA/NOAA project FIRE (First ISSCP (International Satellite Cloud Climatology Project) Regional Experiment).     

Corona-producing ice clouds: a case study of a cold mid-latitude cirrus layer

A high (14.0-km), cold (-71.0 degrees C) cirrus cloud was studied by ground-based polarization lidar and millimeter radar and aircraft probes on the night of 19 April 1994 from the Cloud and Radiation Testbed site in northern Oklahoma. A rare cirrus cloud lunar corona was generated by this 1-2-km-deep cloud, thus providing an opportunity to measure the composition in situ, which had previously been assumed only on the basis of lidar depolarization data and simple diffraction theory for spheres. In this case, corona ring analysis indicated an effective particle diameter of ~22 mum. A variety of in situ data corroborates the approximate ice-particle size derived from the passive retrieval method, especially near the cloud top, where impacted cloud samples show simple solid crystals. The homogeneous freezing of sulfuric acid droplets of stratospheric origin is assumed to be the dominant ice-particle nucleation mode acting in corona-producing cirrus clouds. It is speculated that this process results in a previously unrecognized mode of acid-contaminated ice-particle growth and that such small-particle cold cirrus clouds are potentially a radiatively distinct type of cloud.     

Classification of particle effective shape ratios in cirrus clouds based on the lidar depolarization ratio

A shape classification technique for cirrus clouds that could be applied to future spaceborne lidars is presented. A ray-tracing code has been developed to simulate backscattered and depolarized lidar signals from cirrus clouds made of hexagonal-based crystals with various compositions and optical depth, taking into account multiple scattering. This code was used first to study the sensitivity of the linear depolarization rate to cloud optical and microphysical properties, then to classify particle shapes in cirrus clouds based on depolarization ratio measurements. As an example this technique has been applied to lidar measurements from 15 mid-latitude cirrus cloud cases taken in Palaiseau, France. Results show a majority of near-unity shape ratios as well as a strong correlation between shape ratios and temperature: The lowest temperatures lead to high shape ratios. The application of this technique to space-borne measurements would allow a large-scale classification of shape ratios in cirrus clouds, leading to better knowledge of the vertical variability of shapes, their dependence on temperature, and the formation processes of clouds.     

Error analysis of Raman differential absorption lidar ozone measurements in ice clouds

A formalism for the error treatment of lidar ozone measurements with the Raman differential absorption lidar technique is presented. In the presence of clouds wavelength-dependent multiple scattering and cloud-particle extinction are the main sources of systematic errors in ozone measurements and necessitate a correction of the measured ozone profiles. Model calculations are performed to describe the influence of cirrus and polar stratospheric clouds on the ozone. It is found that it is sufficient to account for cloud-particle scattering and Rayleigh scattering in and above the cloud; boundary-layer aerosols and the atmospheric column below the cloud can be neglected for the ozone correction. Furthermore, if the extinction coefficient of the cloud is ?0.1 km(-1), the effect in the cloud is proportional to the effective particle extinction and to a particle correction function determined in the limit of negligible molecular scattering. The particle correction function depends on the scattering behavior of the cloud particles, the cloud geometric structure, and the lidar system parameters. Because of the differential extinction of light that has undergone one or more small-angle scattering processes within the cloud, the cloud effect on ozone extends to altitudes above the cloud. The various influencing parameters imply that the particle-related ozone correction has to be calculated for each individual measurement. Examples of ozone measurements in cirrus clouds are discussed.     

Optimal eigenanalysis for the treatment of aerosols in the retrieval of atmospheric composition from transmission measurements

The separation of the individual contributions of aerosol and gases to the total attenuation of radiation through the atmosphere has been the subject of much scientific investigation since remote sensing experiments first began. We describe a new scheme to account for the spectral variation of the aerosol extinction in the inversion of transmission data from occultation measurements. Because the spectral variation of the aerosol extinction is generally unknown,the inversion problem is underdetermined and cannot be solved without a reduction in the number of unknowns in the set of equations used to describe the attenuation at each wavelength. This reduction can be accomplished by a variety of methods, including use of a priori information, the parameterization of the aerosol spectral attenuation, and the specification of the form of the aerosol size distribution. We have developed and implemented a parameterization scheme based on existing empirical and modeled information about the microphysical properties of aerosols. This scheme employs the eigenvectors from an extensive set of simulations to parameterize the aerosol extinction coefficient for incorporation into the inversion algorithm. We examine the accuracy of our method using data sets containing over 24,000 extinction spectra and compare it with that of another scheme that is currently implemented in the Polar Ozone and Aerosol Measurement (POAM) satellite experiment. In simulations using 80 wavelengths in the UV-visible-near-IR spectral range of the Stratospheric Aerosol and Gas Experiment III (SAGE) instrument, we show that, for our optimal parameterization, errors below 1% are observed in 80% of cases, whereas only approximately 20% of all cases are as accurate as this in a quadratic parameterization employing the logarithm of the wavelength.     

Lidar inelastic multiple-scattering parameters of cirrus particle ensembles determined with geometrical-optics crystal phase functions

Multiple-scattering correction factors for cirrus particle extinction coefficients measured with Raman and high spectral resolution lidars are calculated with a radiative-transfer model. Cirrus particle-ensemble phase functions are computed from single-crystal phase functions derived in a geometrical-optics approximation. Seven crystal types are considered. In cirrus clouds with height-independent particle extinction coefficients the general pattern of the multiple-scattering parameters has a steep onset at cloud base with values of 0.5-0.7 followed by a gradual and monotonic decrease to 0.1-0.2 at cloud top. The larger the scattering particles are, the more gradual is the rate of decrease. Multiple-scattering parameters of complex crystals and of imperfect hexagonal columns and plates can be well approximated by those of projected-area equivalent ice spheres, whereas perfect hexagonal crystals show values as much as 70% higher than those of spheres. The dependencies of the multiple-scattering parameters on cirrus particle spectrum, base height, and geometric depth and on the lidar parameters laser wavelength and receiver field of view, are discussed, and a set of multiple-scattering parameter profiles for the correction of extinction measurements in homogeneous cirrus is provided.     

A FIELD SAMPLING OF JET EXHAUST AEROSOLS

ABSTRACT

A mobile aerosol sampling facility was installed and operated on the NCAR (National Center for Atmospheric Research) Sabreliner high altitude research aircraft, for the purpose of sampling aerosols related to cirrus cloud phenomena. During this project the opportunity arose to do field sampling on jet exhaust aerosols, and these results are reported here. Aerosol properties sampled include concentration, size distribution, and hydration properties. The aerosol sampling facility features two electrostatic aerosol classifiers (EAC's), in tandem, with a saturator in between. The saturator allows the aerosol to be equilibrated at 100% relative humidity between sizings with the EAC's. The facility occupies about the space of two short equipment racks on the aircraft, and collects samples through a tube projecting through the aircraft skin. Exhaust samples were taken from Pratt and Whitney PT 6-42, JT 12A-8, and JT 15-D-4 engines, all burning Jet-A fuel. The results indicate that aerosol sampling offers a real time means of detecting and tracking jet exhaust plumes, even in the absence of visible smoke or ice contrails. A good correlation is found between engine exhaust aerosol properties and those generated in laboratory combustors. This cirrus aerosol field sampling program was done in support of the NASA/NOAA project FIRE (First ISSCP (International Satellite Cloud Climatology Project) Regional Experiment).     

Cirrus cloud iridescence: a rare case study

On the evening of 25 November 1998, a cirrus cloud revealing the pastel colors of the iridescence phenomenon was photographed and studied by a polarization lidar system at the University of Utah Facility for Atmospheric Remote Sensing (FARS). The diffraction of sunlight falling on relatively minute cloud particles, which display spatial gradients in size, is the cause of iridescence. According to the 14-year study of midlatitude cirrus clouds at FARS, cirrus rarely produce even poor iridescent patches, making this particularly long-lived and vivid occurrence unique. In this unusually high (13.2-14.4-km) and cold (-69.7 degrees to -75.5 degrees) tropopause-topped cirrus cloud, iridescence was noted from approximately 6.0 degrees to approximately 13.5 degrees from the Sun. On the basis of simple diffraction theory, this indicates the presence of particles of 2.5-5.5-microm effective diameter. The linear depolarization ratios of delta = 0.5 measured by the lidar verify that the cloud particles were nonspherical ice crystals. The demonstration that ice clouds can generate iridescence has led to the conclusion that iridescence is rarely seen in midlatitude cirrus clouds because populations of such small particles do not exist for long in the presence of the relatively high water-vapor supersaturations needed for ice-particle nucleation.     

Laser transmission through thin cirrus clouds

A near-infrared airborne-laser transmission model for thin cirrus clouds has been developed on the basis of the successive-order-of-scattering approach to account for multiple scattering by randomly and horizontally oriented ice crystals associated with an aircraft-target system. Direct transmission and transmission due to multiple scattering are formulated specifically for this geometric system, in which scattering and absorption associated with aerosols, water vapor, and air are accounted for. A number of sensitivity experiments have been performed for investigation of the effect of aircraft-target position, cirrus cloud optical depth, and ice crystal size on laser transmission for tactical applications. We show that transmission contributions produced by orders of scattering higher than 1 are small and can be neglected. The possibility of horizontal orientation of ice crystals can enhance transmission of laser beams in the aircraft-target geometry. Transmitted energy is strongly dependent on the horizontal distance between the aircraft and the target and on the cloud optical depth as well as on whether the cloud is above or below the aircraft.     

Optical path-length spectroscopy of incipient caries lesions in relation to quantitative light-induced fluorescence and lesion characteristics

A basic understanding of the light-scattering processes that take place inside the dental tissue (either sound or carious) is obtained both with measurements of the photon path-length distribution of light inside such media and with Monte Carlo simulations. Furthermore, the following is investigated: the correlations between different momenta of the photon path-length distribution of light inside caries lesions, the fluorescence loss determined with quantitative light-induced fluorescence, and/or the demineralization and depth of caries lesions determined with transversal microradiography. It is concluded that (i) the light paths inside both carious and sound enamel are considerably influenced by the refractive-index contrast at the tooth surface; (ii) contrary to a previous hypothesis, the fluorescence loss is larger in lesions in which the average photon path length is longer; (iii) very good correlations are obtained between the optical characteristics and the physical parameters of lesions when the optical measurements are performed such that there is high refractive contrast at the tooth surface.     

Use of high-resolution measurements for the retrieval of temperature and gas-concentration profiles from outgoing infrared spectra in the presence of cirrus clouds

We explore ways in which high-spectral-resolution measurements can aid in the retrieval of atmospheric temperature and gas-concentration profiles from outgoing infrared spectra when optically thin cirrus clouds are present. Simulated outgoing spectra that contain cirrus are fitted with spectra that do not contain cirrus, and the residuals are examined. For those lines with weighting functions that peak near the same altitude as the thin cirrus, unique features are observed in the residuals. These unique features are highly sensitive to the resolution of the instrumental line shape. For thin cirrus these residual features are narrow (< or = 0.1 cm(-1)), so high spectral resolution is required for unambiguous observation. The magnitudes of these unique features are larger than the noise of modern instruments. The sensitivities of these features to cloud height and cloud optical depth are also discussed. Our sensitivity studies show that, when the errors in the estimation of temperature profiles are not large, the dominant contribution to the residuals is the misinterpretation of cirrus. An analysis that focuses on information content is also presented. An understanding of the magnitude of the effect and of its dependence on spectral resolution as well as on spectral region is important for retrieving spacecraft data and for the design of future infrared instruments for forecasting weather and monitoring greenhouse gases.     

Sensitivity studies for space-based measurement of atmospheric total column carbon dioxide by reflected sunlight

The feasibility of making space-based carbon dioxide (CO2) measurements for global and regional carbon-cycle studies is explored. With the proposed detection method, we use absorption of reflected sunlight near 1.58 microm. The results indicate that the small (degrees 1%) changes in CO2 near the Earth's surface are detectable provided that an adequate sensor signal-to-noise ratio and spectral resolution are achievable. Modification of the sunlight path by scattering of aerosols and cirrus clouds could, however, lead to systematic errors in the CO2 column retrieval; therefore ancillary aerosol and cloud data are important to reduce errors. Precise measurement of surface pressure and good knowledge of the atmospheric temperature profile are also required.     

Multiple-scattering effect on ozone retrieval from space-based differential absorption lidar measurements

Single-scattering and multiple-scattering lidar signals are calculated for a spaceborne differential absorption lidar system for global ozone measurements at the on and off wavelength pair at 305 and 315 nm. The effect of multiple scattering is found to be negligible on stratospheric and tropospheric ozone retrieval under background stratospheric aerosol. Under low-visibility conditions in the planetary boundary layer the presence of multiple scattering causes an overestimation in maritime aerosol and an underestimation in urban as well as in rural aerosol. This effect is also examined in three cirrus models. The multiple scattering does not permit accurate ozone retrieval within cirrus; however, below it the solution recovers somewhat with generally an underestimation depending on the type and density of cirrus. The effect of aerosol and Rayleigh extinction on the ozone retrieval is also discussed.