Analyzing Liquefaction-Induced Lateral Spreads Using Strength Ratios

The writers backanalyzed 39 well-documented liquefaction-induced lateral spreads in terms of a mobilized strength ratio, su(mob)/σvo′ using the Newmark sliding block method. Based on the inverse analyses results, we found that the backcalculated strength ratios mobilized during lateral spreads can be directly correlated to normalized cone penetration test tip resistance and standard penetration test blow count. Remarkably, Newmark analysis-based strength ratios mobilized during these lateral spreads essentially coincide with liquefied strength ratios backcalculated from liquefaction flow failures. The mobilized strength ratios appear to be independent of the magnitude of lateral displacement (at least for displacements greater than 15?cm) and the strength of shaking (in terms of peak ground acceleration). Furthermore, the mobilized strength ratios backcalculated from these cases appear to be consistent for a given depositional environment and do not appear to be severely impacted by potential water layer formation.     

Cyclic Softening of Low-Plasticity Clay and Its Effect on Seismic Foundation Performance

During the 1999 Chi-Chi Earthquake (Mw = 7.6), significant incidents of ground failure occurred in Wufeng, Taiwan, which experienced peak accelerations ～ 0.7?g. This paper describes the results of field investigations and analyses of a small region within Wufeng along an E–W trending line 350?m long. The east end of the line has single-story structures for which there was no evidence of ground failure. The west end of the line had three to six-story reinforced concrete structures that underwent differential settlement and foundation bearing failures. No ground failure was observed in the free field. Surficial soils consist of low-plasticity silty clays that extend to 8–12?m depth in the damaged area (west side), and 3–10?m depth in the undamaged area (east side). A significant fraction of the foundation soils at the site are liquefaction susceptible based on several recently proposed criteria, but the site performance cannot be explained by analysis in existing liquefaction frameworks. Accordingly, an alternative approach is used that accounts for the clayey nature of the foundation soils. Field and laboratory tests are used to evaluate the monotonic and cyclic shear resistance of the soil, which is compared to the cyclic demand placed on the soil by ground response and soil–structure interaction. Results of the analysis indicate a potential for cyclic softening and associated strength loss in foundation soils below the six-story buildings, which contributes to bearing capacity failures at the edges of the foundation. Similar analyses indicate high factors of safety in foundation soils below one-story buildings as well in the free field, which is consistent with the observed field performance.     

Retesting of Liquefaction and Nonliquefaction Case Histories from the 1976 Tangshan Earthquake

A field investigation was performed to retest liquefaction and nonliquefaction sites from the 1976 Tangshan earthquake in China. These sites were carefully investigated in 1978 and 1979 by using standard penetration test (SPT) and cone penetration test (CPT) equipment; however, the CPT measurements are obsolete because of the now nonstandard cone that was used at the time. In 2007, a modern cone was mobilized to retest 18 selected sites that are particularly important because of the intense ground shaking they sustained despite their high fines content and/or because the site did not liquefy. Of the sites reinvestigated and carefully reprocessed, 13 were considered accurate representative case histories. Two of the sites that were originally investigated for liquefaction have been reinvestigated for cyclic failure of fine-grained soil and removed from consideration for liquefaction triggering. The most important outcome of these field investigations was the collection of more accurate data for three nonliquefaction sites that experienced intense ground shaking. Data for these three case histories is now included in an area of the liquefaction triggering database that was poorly populated and will help constrain the upper bound of future liquefaction triggering curves.     

Evaluation of Cyclic Softening in Silts and Clays

Procedures are presented for evaluating the potential for cyclic softening (i.e., onset of significant strains or strength loss) in saturated silts and clays during earthquakes. The recommended procedures are applicable for fine-grained soils with sufficient plasticity that they would be characterized as behaving more fundamentally like clays in undrained monotonic or cyclic loading. The procedures are presented in a form that is similar to that used in semiempirical liquefaction procedures. Expressions are developed for a static shear stress correction factor and a magnitude scaling factor. Guidelines and empirical relations are presented for determining cyclic resistance ratios based on different approaches to characterizing fine-grained soil deposits. The potential consequences of cyclic softening, and the major variables affecting such consequences, are discussed. Application of these procedures is demonstrated through the analysis of the Carrefour Shopping Center case history from the 1999 Kocaeli earthquake. The proposed procedures, in conjunction with associated liquefaction susceptibility criteria, provide an improved means for distinguishing between the conditions that do and those that do not lead to ground deformations in fine-grained soil deposits during earthquakes.     

Liquefaction, Cyclic Mobility, and Failure of Silt

It is known that the mechanical properties of low-plasticity silt are similar to those of sand, and yet silts are frequently used as coastal reclamation materials in many cities and industrial areas and will thus be susceptible to liquefaction. Samples of a low-plasticity silt have been tested under monotonic and cyclic loading under isotropic and anisotropic stress conditions to characterize liquefaction, cyclic failure, and to develop an empirical model describing its cyclic strength. A sedimentation technique produced samples that had the highest susceptibility to liquefaction. Contractive behavior of monotonically loaded samples was triggered when the stress path reached an initial phase transformation (IPT) in both compression and extension tests. The samples became dilative after reaching a phase transformation (PT) point. The cyclic shear behavior of the silt samples prepared using the sedimentation method and consolidated at various initial sustained deviator stress ratios was examined in terms of two different failure criteria: a double amplitude axial strain εa,DA = 5% for reversal conditions; or axial plastic strain εa,P = 5% for nonreversal. For isotropically consolidated samples the initial phase transformation determined from undrained monotonic extension tests was the boundary between stable and contractive behavior. For anisotropically consolidated samples failure was defined by a bounding surface formed by undrained monotonic compression tests. An empirical model was developed relating the number of cycles to failure under conditions of both liquefaction and cyclic mobility to the initial anisotropic sustained deviator stress and cyclic deviator stress ratio.     

Experimental Study on the Shearing Behavior of Saturated Silty Soils Based on Ring-Shear Tests

The shearing behavior of saturated silty soils has been examined extensively by performing undrained and partially drained (the upper drainage valve of the shear box was open during shearing) ring-shear tests on mixtures of a sandy silt with different loess contents. By performing tests at different initial void ratios, the shear behavior of these silty soils at different initial void ratios is presented and discussed. Undrained-shear-test results showed that the liquefaction phenomena in ring-shear tests were limited within the shear zone; for a given void ratio or interfine void ratio, both the peak and steady-state shear strengths decreased with increase of loess content. The partially drained shear tests revealed that a great reduction in the shear strength could result after the shear failure, due to the buildup of excess pore-water pressure within the shear zone; the magnitude of reduction in shear strength after failure was affected by the initial void ratio, the shear speed after failure, as well as the loess content in the sample. For a given void ratio or interfine void ratio, with increase of loess content, the drained peak shear strength became smaller, while the brittleness index became greater. It was also found that due to localized shearing, the permeability of the soil within the shear box after drained shearing could be three orders of magnitude smaller than before shearing.     

Design of Foundations on Sensitive Champlain Clay Subjected to Cyclic Loading

Sensitive clay subjected to cyclic loading may experience gradual loss of its shear strength, which may lead to liquefaction. Foundations built on this clay would suffer extensive settlement and significant loss of bearing capacity or perhaps catastrophic failure. This paper presents an experimental investigation on sensitive (Champlain) clay obtained from the city of Rigaud, Quebec (Canada). Consolidation tests, static and cyclic undrained and drained triaxial tests were performed on representative samples of this clay. The objective of this investigation was to examine the influence of the physical and mechanical parameters, which govern the shear strength of sensitive clay subjected to cyclic loading. Based on the results of the present investigation and those available in the literature, it can be reported herein that the undrained response is the most critical for these foundations; furthermore, the preconsolidation pressure is considered as an important parameter in establishing the shear strength of sensitive clay. A design procedure is developed to determine the safe zone for the undrained and drained responses, within which a combination of the cyclic deviator stress and the number of cycles for a given soil/loading/site conditions can achieve a quasielastic resilient state without reaching failure. The proposed design procedure is applicable to all regions around the world, where sensitive clays can be found. Furthermore, this procedure can be adopted to examine the conditions of existing foundations built on sensitive clay at any time during its lifespan.     

Liquefaction and Soil Failure During 1994 Northridge Earthquake

The 1994 Northridge, Calif., earthquake caused widespread permanent ground deformation on the gently sloping alluvial fan surface of the San Fernando Valley. The ground cracks and distributed deformation damaged both pipelines and surface structures. To evaluate the mechanism of soil failure, detailed subsurface investigations were conducted at four sites. Three sites are underlain by saturated sandy silts with low standard penetration test and cone penetration test values. These soils are similar to those that liquefied during the 1971 San Fernando earthquake, and are shown by widely used empirical relationships to be susceptible to liquefaction. The remaining site is underlain by saturated clay whose undrained shear strength is approximately half the value of the earthquake-induced shear stress at this location. This study demonstrates that the heterogeneous nature of alluvial fan sediments in combination with variations in the ground-water table can be responsible for complex patterns of permanent ground deformation. It may also help to explain some of the spatial variability of strong ground motion observed during the 1994 earthquake.     

Effect of Microfabric on Undrained Static and Cyclic Behavior of Kaolin Clay

Microfabric plays an important role in the engineering behavior of soils. Although many studies are available in the literature on the effect of microfabric on the static behavior of soils, the effect on the cyclic behavior is less understood. In the present study, samples with different microfabric were prepared in the laboratory by reconstituting commercially available kaolin clay with different pore fluids under a consolidation pressure of 100?kPa. Consolidated undrained triaxial tests were carried out on these samples under static and cyclic loading conditions. Dispersed samples were found to have monotonic stress-strain behavior with a peak deviatoric stress and higher peak undrained shear strength than the flocculated samples. However, the dispersed samples were found to offer less resistance to cyclic loading. When subjected to cyclic loading, dispersed samples failed within a few cycles under a cyclic stress ratio (defined as the ratio of cyclic deviatoric stress to the undrained shear strength) close to 0.6, whereas in flocculated samples, sudden failure was not observed even at a higher cyclic stress ratio of 0.9, although strains and pore pressures accumulated to higher values. Postcyclic monotonic tests conducted on samples that did not fail under cyclic loading showed an apparent overconsolidation effect caused by cyclic loading in a similar manner, as reported in the literature.     

Model for Reinforced Concrete Members under Torsion, Bending, and Shear. I: Theory

A model has been developed that can predict the load-deformation response of a reinforced concrete (RC) member subjected to torsion combined with bending and shear to spalling or ultimate capacity. The model can also be used to create interaction surfaces to predict the failure of a member subjected to different ratios of applied torsion, bending, and shear. The model idealizes the sides of an reinforced concrete member as shear “wall panels.” The applied loads are distributed to the wall panels as uniform normal stresses and uniform shear stresses. The shear stress due to an applied torsional moment and shear force are summed over the thickness of the shear flow zone. Stress-strain relationships are adopted for tension stiffening and softened concrete in compression. The crack alignment rotates to remain normal to the principal tensile stress and the contribution of concrete in shear is neglected. The model has been validated by comparing the predicted and experimental behavior of members loaded under torsion combined with different ratios of bending and shear. The torque-twist behavior, reinforcement stress, and concrete surface strain predicted by the model were in agreement with experimental results.     

Evaluation of Flow Liquefaction and Liquefied Strength Using the Cone Penetration Test

Flow liquefaction is a major design issue for large soil structures such as mine tailings impoundments and earth dams. If a soil is strain softening in undrained shear and, hence, susceptible to flow liquefaction, an estimate of the resulting liquefied shear strength is required for stability analyses. Many procedures have been published for estimating the residual or liquefied shear strength of cohesionless soils. This paper presents cone penetration test-based relationships to evaluate the susceptibility to strength loss and liquefied shear strength for a wide range of soils. Case-history analyses by a number of investigators are reviewed and used with some additional case histories. Extrapolations beyond the case-history data are guided by laboratory studies and theory.     

Subsurface Characterization at Ground Failure Sites in Adapazari, Turkey

Ground failure in Adapazari, Turkey during the 1999 Kocaeli earthquake was severe. Hundreds of structures settled, slid, tilted, and collapsed due in part to liquefaction and ground softening. Ground failure was more severe adjacent to and under buildings. The soils that led to severe building damage were generally low plasticity silts. In this paper, the results of a comprehensive investigation of the soils of Adapazari, which included cone penetration test (CPT) profiles followed by borings with standard penetration tests (SPTs) and soil index tests, are presented. The effects of subsurface conditions on the occurrence of ground failure and its resulting effect on building performance are explored through representative case histories. CPT- and SPT-based liquefaction triggering procedures adequately identified soils that liquefied if the clay-size criterion of the Chinese criteria was disregarded. The CPT was able to identify thin seams of loose liquefiable silt, and the SPT (with retrieved samples) allowed for reliable evaluation of the liquefaction susceptibility of fine-grained soils. A well-documented database of in situ and index testing is now available for incorporating in future CPT- and SPT-based liquefaction triggering correlations.     

Analytical Evaluation of Seismic Performance of RC Frames Rehabilitated Using FRP for Increased Ductility of Members

Many reinforced concrete (RC) frame structures designed according to pre1970 strength-based codes are susceptible to abrupt strength deterioration once the shear capacity of the columns is reached. Fiber composites are used to increase the shear strength of existing RC columns and beams by wrapping or partially wrapping the members. Increasing the shear strength can alter the failure mode to be more ductile with higher energy dissipation and interstorey drift ratio capacities. The objective of this study was to analytically evaluate the effect of varying distributions of fiber-reinforced polymer (FRP) rehabilitation on the seismic performance of three existing RC frames with different heights when subjected to three types of scaled ground motion records. The FRP wrapping is designed to increase the displacement ductility of frame members to reach certain values representing moderate ductility and high ductility levels. These values were assumed based on previous experimental work conducted on members wrapped using FRP. The study also investigates the effect of the selected element’s force–displacement backbone curve on the capacities of the structures with respect to maximum interstory drift ratio, maximum peak ground acceleration, or peak ground velocity resisted by the frames, maximum storey shear-to-weight ratio and maximum energy dissipation. It was found that for low-rise buildings, the FRP rehabilitation of columns only was effective in enhancing the seismic performance; while for high-rise ones, rehabilitation of columns only was not as effective as rehabilitation of both columns and beams. Ignoring representing the postpeak strength degradation in the hysteretic nonlinear model of FRP-rehabilitated RC members was found to lead to erroneous overestimation of the seismic performance of the structure.     

Standard Penetration Test-Based Probabilistic and Deterministic Assessment of Seismic Soil Liquefaction Potential

This paper presents new correlations for assessment of the likelihood of initiation (or “triggering”) of soil liquefaction. These new correlations eliminate several sources of bias intrinsic to previous, similar correlations, and provide greatly reduced overall uncertainty and variance. Key elements in the development of these new correlations are (1) accumulation of a significantly expanded database of field performance case histories; (2) use of improved knowledge and understanding of factors affecting interpretation of standard penetration test data; (3) incorporation of improved understanding of factors affecting site-specific earthquake ground motions (including directivity effects, site-specific response, etc.); (4) use of improved methods for assessment of in situ cyclic shear stress ratio; (5) screening of field data case histories on a quality/uncertainty basis; and (6) use of high-order probabilistic tools (Bayesian updating). The resulting relationships not only provide greatly reduced uncertainty, they also help to resolve a number of corollary issues that have long been difficult and controversial including: (1) magnitude-correlated duration weighting factors, (2) adjustments for fines content, and (3) corrections for overburden stress.     

Mercury embrittlement of age-hardened cu-1.9wt Pct cobalt and Cu-3.6 wt Pct Titanium

The embrittlement of age-hardened Cu-1.9 wt pct Co and Cu-3.6 wt pct Ti by mercury was investigated at room temperature. The embrittlement effect on alloys subjected to different aging conditions is correlated with slip mode and precipitate morphology. Copper-cobalt failures in mercury occurred at a stress above conventional yield strength, but below the ultimate tensile strength. The solution-treated condition exhibited the greatest loss in fracture strength. Here, the slip lines were distinct and heterogeneous, while in aged samples, they were diffuse and homogeneous. Heterogeneous slip results in large stress concentrations which can account for the greater embrittlement in the solution-treated structure. In copper-titanium, all failures in mercury occurred in a relatively narrow stress band of 52 to 66 ksi, independent of the state of aging. The yield strength attainable in air ranged from 40 to 98 ksi. In those samples which were aged to form coherent precipitates, failure in mercury occurred below the conventional yield stress. It is thus concluded that the mode of slip and yield strength do not appear to influence significantly the fracture characteristics of copper-titanium in a liquid mercury environment. Formerly Graduate Student, Department of Metallurgy and Materials Sciences, New York University, Bronx, N. Y. This paper is based upon a thesis submitted by H. T. MICHELS in partial fulfillment of the requirements of the degree of Doctor of Philosophy at New York University.     

Causative Mechanisms of Rainfall-Induced Fill Slope Failures

Slope failures in fill slopes formed by loosely compacted, completely decomposed granite in Hong Kong occur commonly during intense tropical rainstorms. The stress path greatly influences the shear strength of the soil mass, and is therefore crucial to the identification of slope-failure mechanisms. The soil mass in this case is largely unsaturated. In situ hydrologic response to rainstorms indicates that soil suction is reduced by rainfall infiltration, which often becomes the triggering factor in initiating slope instability. The constant dead-load tests on unsaturated, loosely compacted, completely decomposed granite appropriately simulate the field stress path of rainfall-induced fill-slope failure by reducing suction. The tests indicate that matric suction contributes to the dilative or contractive behavior of the unsaturated soils. The anisotropically consolidated undrained triaxial tests demonstrate the consistently contractive behavior of the specimens. On this basis, we delineate the in situ stress conditions leading to the initiation of rainfall-induced fill-slope failure, and the stress paths of the transformation from local failures to flowage. Based on a systematic study of fill-slope case records in Hong Kong, implications of such mechanisms on fill-slope stability are given.     

Mechanical behavior and microstructure of Au-Ni brazes

Thin Au-Ni alloy (57.5 at. pct Au and 42.5 at. pct Ni) interlayer brazes between strong base metals were found to have very high ultimate tensile strengths (UTSs) as a result of the triaxial stress state within the braze (reducing the effective, or von Mises, stress) and the high strength of the braze alloy. This high strength can be rationalized by the observed very refined two-phase microstructure. The yield strength and quasi-steady-state flow stress of the braze alloy was found to be relatively strain-rate insensitive. These results explain the absence of time-dependent, or delayed, tensile failures that have been observed in other braze interlayers. The fracture process appears to be one of cavity nucleation by microplasticity, followed by cavity coalescence or impingement once the required nuclei density is achieved. Substantial cavity growth does not appear to occur. This failure process contrasts with that of other interlayer metals, in which the failure mechanism appears to be unstable cavity growth.     

Reliability Evaluation of Earth Slopes

The reliability analysis of earth slopes is considered. For slope safety assessment, the first-order reliability method is employed for estimating the probability of failure or reliability index. Since the failure of any slip surfaces implies failure of the slope, the slope is considered as a series system. The system aspect of the slope in the reliability analysis is dealt with by defining a limit state of the system as a function of the minimum of the ratio of the shear strength to the mobilized shear strength for each of all potential slip surfaces. Such a ratio for a given slip surface is evaluated using the extended generalized method of slices. The reliability analysis procedure described is applied to example slopes to illustrate the impact of the probability distribution type, and the spatial variability of the soil properties on the probability of failure of the slopes.     

Cyclic Critical Stress States of Sand with Nonfrictional Effects

New observations of experimental facts are made in this study to understand the physical essentials regarding the changes in mobilized maximum stress and phase-transformation stress states of saturated sands subjected to cyclic undrained shear applications. Saturated sands are not purely frictional materials that are governed only by frictional law (i.e., the shear-normal stress ratio). They are also characterized by the following effects of nonfrictional behavior: (1) Irreversible dilatancy effect; (2) viscous effect at large strain rate; and (3) coupling effect of viscous to frictional resistance. It was found that the first effect reduces the limiting shear resistance, whereas the second and third effects increase it. Based on this finding, 2D and 3D criteria that consider both the frictional and nonfrictional effects are developed by introducing several new concepts such as the “true effective stress,” “moving stress space,” and “moving spatially mobilized plane.” Their effectiveness is confirmed experimentally.