Effects of Phase Change of Pb-Free Flip-Chip Solders During Board-Level Interconnect Reflow

The impact of phase change (from solid to liquid) on the reliability of Pb-free flip-chip solders during board-level interconnect reflow is investigated. Most of the current candidates for Pb-free solder are tin-based with similar melting temperatures near 230 degC. Thus, Pb-free flip-chip solders melt again during the subsequent board-level interconnect reflow cycle. Solder volume expands more than 4% during the phase change from solid to liquid. The volumetric expansion of solder in a volume constrained by chip, substrate, and underfill creates serious reliability issues. The issues include underfill fracture and delamination from chip or substrate. Besides decreasing flip-chip interconnect reliability in fatigue, bridging through underfill cracks or delamination between neighboring flip-chip interconnects by the interjected solder leads to failures. In this paper, the volume expansion ratio of tin is experimentally measured, and a Pb-free flip-chip chip-scale package (FC-CSP) is used to observe delamination and solder bridging after solder reflow. It is demonstrated that the presence of molten solder and the interfacial failure of underfill can occur during solder reflow. Accordingly, Pb-free flip-chip packages have an additional reliability issue that has not been a concern for Pb solder packages. To quantify the effect of phase change, a flip-chip chip-scale plastic ball grid array package is modeled for nonlinear finite-element analysis. A unit-cell model is used to quantify the elongation strain of underfill and stresses at the interfaces between underfill and chip or underfill and substrate generated by volume expansion of solder. In addition, the strain energy release rate of interfacial crack between chip and underfill is also calculated     

Experimental study on the thermo-mechanical effects of underfill and low-CTE substrate in a flip-chip device

Moiré interferometry was used to analyze the thermal deformation of four flip-chip devices mounted on FR-4 substrate and a new multi-layer substrate, with and without underfill. Thermal loading was applied by cooling the devices from 100 °C to room temperature (25 °C). The effects of underfill and the low-CTE (coefficient of thermal expansion) substrate on thermal deformation were investigated. The experimental results showed that the underfill curved in a manner similar to the silicon chip. For the flip-chip devices mounted on the multi-layer substrate, the CTE mismatch between the silicon chip and substrate was reduced, and bending deformation decreased. Of the four flip-chip devices studied, the underfilled flip-chip device mounted on the multi-layer substrate had the least deformed solder balls.     

Thermomechanical reliability of underfilled BGA packages

The effect of underfill on various thermomechanical reliability issues in super ball grid array (SBGA) packages is studied in this paper. Nonlinear finite element models with underfill and no underfill are developed taking into consideration the process-induced residual stresses. In this study, the solder is modeled as time and temperature-dependent, while other materials are modeled temperature and direction-dependent, as appropriate. The stress/strain variations in the package due to thermal cycling are analyzed. The effect of underfill is studied with respect to magnitude and location of time-independent plastic strain, time-dependent creep strain and total inelastic strain in solder balls. The effect of copper core on the solder ball strains is presented. The possibility of delamination at the interposer-underfill interface as well as substrate-underfill interface is studied with the help of qualitative interfacial stress analysis. Results on SBGA packages indicate that the underfill does not always enhance BGA reliability, and that the properties of the underfill have a significant role in the overall reliability of the BGA packages. The predicted number of thermal cycles to solder joint fatigue are compared with the existing experimental data on similar nonunderfilled BGA packages.     

Solder reflow process induced residual warpage measurement and its influence on reliability of flip-chip electronic packages

To meet the future needs of high pin count and high performance, package size of flip-chip devices is constrained to become larger. In addition, to fulfill the environment issues, lead free solders will be replacing lead contained eutectic (Sn/37Pb) in near future. Thus, in this work, the effect of residual warpage and consequent residual stress on the reliability of large flip-chip using lead free solder is examined. Several effective experimental approaches to accurately measure residual warpage, using Moiré interferometry, shadow Moiré, and image processing schemes, are introduced. Moreover, geometric, process, and material parameters affecting the residual warpage during reflow process are discussed and some modifications are suggested. Finally, it is verified that it is crucial to accurately quantify and control the residual warpage in order to guarantee the overall reliability of flip-chip packages regardless of presence of underfill.     

Comparing the Impacts of the Capillary and the Molded Underfill Process on the Reliability of the Flip-Chip BGA

In the assembly process for the conventional capillary underfill (CUF) flip-chip ball grid array (FCBGA) packaging the underfill dispensing creates bottleneck. The material property of the underfill, the dispensing pattern and the curing profile all have a significant impact on the flip-chip packaging reliability. Due to the demand for high performance in the CPU, graphics and communication market, the large die size with more integrated functions using the low-K chip must meet the reliability criteria and the high thermal dissipation. In addition, the coplanarity of the flip-chip package has become a major challenge for large die packaging. This work investigates the impact of the CUF and the novel molded underfill (MUF) processes on solder bumps, low-K chip and solder ball stress, packaging coplanarity and reliability. Compared to the conventional CUF FCBGA, the proposed MUF FCBGA packaging provides superior solder bump protection, packaging coplanarity and reliability. This strong solder bump protection and high packaging reliability is due to the low coefficient of thermal expansion and high modulus of the molding compound. According to the simulation results, the maximum stress of the solder bumps, chip and packaging coplanarity of the MUF FCBGA shows a remarkable improvement over the CUF FCBGA, by 58.3%, 8.4%, and 41.8% (66 $mu {rm m}$), respectively. The results of the present study indicates that the MUF packaging is adequate for large die sizes and large packaging sizes, especially for the low-K chip and all kinds of solder bump compositions such as eutectic tin-lead, high lead, and lead free bumps.      

Recent advances in modeling the underfill process in flip-chip packaging

Flip-chip underfill process is a very important step in the flip-chip packaging technology because of its great impact on the reliability of the electronic devices. In this technology, underfill is used to redistribute the thermo-mechanical stress generated from the mismatch of the coefficient of thermal expansion between silicon die and organic substrate for increasing the reliability of flip-chip packaging. In this article, the models which have been used to describe the properties of underfill flow driven by capillary action are discussed. The models included apply to Newtonian and non-Newtonian behavior with and without the solder bump resistance for the purpose of understanding the behavior of underfill flow in flip-chip packaging.     

Parametric reliability analysis of no-underfill flip chip package

This research proposes a parametric analysis for a flip chip package with a constraint-layer structure. Previous research has shown that flip-chip type packages with organic substrates require underfill for achieving adequate reliability life. Although underfill encapsulant is needed to improve the reliability of flip chip solder joint interconnects, it will also increase the difficulty of reworkability, increase the packaging cost and decrease the manufacturing throughput. This research is based on the fact that if the thermal mismatch between the silicon die and the organic substrate could be minimized, then the reliability of the solder joint could be accordingly enhanced. This research proposes a structure using a ceramic-like material with CTE close to silicon, mounted on the backside of the substrate to constrain the thermal expansion of the organic substrate. The ceramic-like material could reduce the thermal mismatch between silicon die and substrate, thereby enhancing the reliability life of the solder joint. Furthermore, in order to achieve better reliability design of this flip chip package, a parametric analysis using finite element analysis is performed for package design. The design parameters of the flip chip package include die size, substrate size/material, and constraint-layer size/material, etc. The results show that this constraint-layer structure could make the solder joints of the package achieve the same range of reliability as the conventional underfill material. More importantly, the flip chip package without underfill material could easily solve the reworkability problem, enhance the thermal dissipation capability and also improve the manufacturing throughput     

Stress-strain curves of flip-chip solder balls based on finite-element modeling of thermal displacements measured by electronic speckle pattern interferometry

Electronic speckle pattern interferometry (ESPI) was applied to noncontact, real-time evaluation of thermal deformation in a flip-chip solder joint. To measure the deformation of such tiny components as the solder balls in the flip-chip, the spatial resolution of ESPI was increased to submicron scale by magnifying the areas studied. Experimental-computational procedures were developed to obtain stress-strain curves for solder balls in the flip-chip based on finite-element modeling (FEM) of in-plane ESPI thermal displacement data. The stress-strain curve obtained for the flip-chip solder was compared with those for bulk solder. The microstructure was also studied to clarify the stress-strain curve results.     

The effects of underfill and its material models onthermomechanical behaviors of a flip chip package

In this paper, the effects of underfill on thermomechanical behavior of two types of flip chip packages with different bumping size and stand-off height were investigated under thermal cycling both experimentally and two-dimensional (2-D) finite element simulation. The materials inelasticity, i.e., viscoelasticity of underfill U8437-3 and viscoplasticity of 60 Sn40 Pb solder, were considered in the simulations. The results show that the use of underfill encapsulant increases tremendously (~20 times) the thermal fatigue lifetime of SnPb solder joint, weakens the effects of stand-off height on the reliability, and changes the deformation mode of the package. It was found that the thermal fatigue crack occurs in the region with maximum plastic strain range, and the Coffin-Manson type equation could then be used for both packages with and without underfill. Solder joint crack initiation occurred before delamination when using underfill with good adhesion (75 MPa) and the underfill delamination may not be a dominant failure mode in the present study. The interfacial stresses at the underfill/chip interface were calculated to analyze delamination sites, which agree with the results from acoustic image. Moreover, the effects of material models of underfill, i.e., constant elasticity (EC) and temperature dependent elasticity (ET) as well as the viscoelasticity (VE), on the thermomechanical behaviors of flip chip package were also studied in the simulation. The VE model gives comparatively large plastic strain range and large displacements in the shear direction, as well as decreased solders joint lifetime. The ET model gives similar results as the VE model and could be used instead of VE in simulations for the purpose of simplicity     

Dependence of Flip Chip Solder Reliability on Filler Settling

Thermomechanical reliability of solder joints in flip-chip packages is usually analyzed by assuming a homogeneous underfill ignoring the settling of filler particles. However, filler settling does impact flip chip reliability. This paper reports a numerical study of the influence of filler settling on the fatigue estimation of flip-chip solder joints. In total, nine underfill materials ( 35 vol% silica filler in three epoxies with three filler settling profiles for each epoxy) are individually introduced in a 2-D finite element (FE) model to compare the thermal response of flip chip solder joints that are surrounded by the underfill. The results show that the fatigue indicators for the solder joints (inelastic shear strain increments and inelastic shear strain energy density) corresponding to a gradual, nonuniform filler profile studied in this paper can be smaller than those associated with the uniform filler profile, suggesting that certain gradual filler settling profiles in conjunction with certain resin grades may favor a longer solder fatigue lifetime. The origin of this intriguing observation is in the fact that the solder fatigue indicators are a function of the thermal mismatch among the die, substrate, solder, and underfill materials. The thermal mechanics interplayed among these materials along with a gradual filler profile may allow for minimizing thermal mismatch; and thus lead to lower fatigue indicators.      

Effects of underfill materials on the reliability of low-K flip-chip packaging

The reliability of low-K flip-chip packaging has become a critical issue owing to the low strength and poor adhesion qualities of the low-K dielectric material when compared with that of SiO₂ or fluorinated silicate glass (FSG). The underfill must protect the solder bumps and the low-K chip from cracking and delamination. However, the material properties of underfill are contrary to those required for preventing solder bumps and low-K chip from cracking and delamination. This study describes the systematic methodologies for how to specify the adequate underfill materials for low-K flip-chip packaging. The structure of the test vehicle is seven copper layers with a low-K dielectric constant value of 2.7-2.9, produced by the chemical vapor deposition (CVD) process. Initially, the adhesion and the flow test of the underfill were evaluated, and then the low-K chip and the bumps stress were determined using the finite element method. The preliminary screened underfill candidates were acquired by means of the underfill adhesion and flow test, and balancing the low-K chip and the bumps stress simulation results. Next, the low-K chips were assembled with these preliminary screened underfills. All the flip-chip packaging specimens underwent the reliability test in order to evaluate the material properties of the underfill affecting the flip-chip packaging stress. In addition, the failed samples are subjected to failure analysis to verify the failure mechanism. The results of this study indicate that, of the underfill materials investigated, those with a glass transition temperature (T_g) and a Young’s modulus of approximately 70–80 °C and 8–10 GPa, respectively, are optimum for low-K flip-chip packaging with eutectic solder bumps.     

Mechanical fatigue test method for chip/underfill delamination in flip-chip packages

Underfill resin between Si chips and printed circuit boards is useful for improving the reliability of flip-chip packages. Generally, thermal cycle tests (TCTs) are applied to electronic packages under development in order to prove their reliability. At the early stage of development, however, a more effective test method is desirable, because TCTs are time-consuming. A new mechanical fatigue test for the underfill resin in flip-chip packages, namely the four points support test method, is proposed in this paper. The validity of the mechanical test method could be verified from the results of stress analyses and experiments. Considering the chip/underfill delamination statistically based on the assumption of Markov process, it was shown that the delamination probability during cyclic loads could be estimated with equations of the displacement range and number of cycles.     

No-flow underfill flip chip assembly––an experimental and modeling analysis

In the flip-chip assembly process, no-flow underfill materials have a particular advantage over traditional underfill: the application and curing of the former can be undertaken before and during the reflow process. This advantage can be exploited to increase the flip-chip manufacturing throughput. However, adopting a no-flow underfill process may introduce reliability issues such as underfill entrapment, delamination at interfaces between underfill and other materials, and lower solder joint fatigue life. This paper presents an analysis on the assembly and the reliability of flip-chips with no-flow underfill. The methodology adopted in the work is a combination of experimental and computer-modeling methods. Two types of no-flow underfill materials have been used for the flip chips. The samples have been inspected with X-ray and scanning acoustic microscope inspection systems to find voids and other defects. Eleven samples for each type of underfill material have been subjected to thermal shock test and the number of cycles to failure for these flip chips have been found. In the computer modeling part of the work, a comprehensive parametric study has provided details on the relationship between the material properties and reliability, and on how underfill entrapment may affect the thermal–mechanical fatigue life of flip chips with no-flow underfill.     

Application assessment of high throughput flip chip assembly for ahigh lead-eutectic solder cap interconnect system using no-flowunderfill materials

Flip chip on board (FCOB) is one of the most quickly growing segments in advanced electronic packaging. In many cases, assembly processes are not capable of providing the high throughputs needed for integrated surface mount technology (SMT) processing (Tummala et al, 1997). A new high throughput process using no-flow underfill materials has been developed that has the potential to significantly increase flip chip assembly throughput. Previous research has demonstrated the feasibility and reliability of the high throughput process required for FCOB assemblies. The goal of this research was to integrate the high throughput flip chip process on commercial flip chip packages that consisted of high lead solder balls on a polyimide passivated silicon die bonded with eutectic solder bumped pads on the laminate substrate interface (Qi, 1999). This involved extensive parametric experimentation that focused on the following elements: no-flow process evaluation and implementation on the commercial packages, reflow profile parameter effects on eutectic solder wetting of high lead solder bumps, interactions between the no-flow underfill materials and the package solder interconnect and tented via features, void capture and void formation during processing, and material set compatibility and the effects on long term reliability performance     

Laser moiré interferometry for fatigue life prediction of lead-free solders

A laser moiré interferometry based technique to predict the fatigue life of Sn4.0Ag0.5Cu solder joints in a plastic ball grid array (PBGA) package when subjected to a typical accelerated thermal cycling (ATC) loading has been presented in this paper. The fatigue life is estimated by measuring the in-plane strains in the solder joints at various temperatures. The methodology can be used to predict the reliability of the package in a matter of few days as opposed to many months taken by an actual ATC test. The technique can be extended to include multiple temperature regimes in a single experimental setup thereby making it possible to estimate the fatigue life of solder joints when subjected to various ATC loading profiles in a very short duration.     

Simulation and measurement of the flip chip solder bumps with a Cu-plated plastic core

With the aim to miniaturize and to reduce the cost, the increasing demand, regarding to advanced 3D-packages as well as high performance applications, accelerates the development of 3D-silicon integrated circuits. The trend to smaller and lighter electronics has highlighted many efforts towards size reduction and increased performance in electronic products. The radio frequency (RF) performances are limited by parasitic effects due to the resistor–inductor–capacitor (RLC) network, between the wire bond connections from the dies to the lead frame. The use of flip-chip bonding technology for very fine pitch packaging allows high integration and limits parasitic inductances. Electromigration (EM) and thermomigration (TM) may have serious reliability issues for fine-pitch Pb-free solder bumps in the flip-chip technology used in consumer electronic products. A possibility to extend the reliability is the use of plastic ball in the solder bumps. Bumps containing a plastic solder balls have an excellent reliability. Using a plastic ball with a low Young modulus, the solder hardness is moderated and the stress on a ball is relaxed. Due to this, the stress does not concentrate on the solder joint which prolongs the lifetime. In this investigation, the thermal–electrical–mechanical coupling of electromigration on bumps containing a plastic solder is studied.     

Impact of flip-chip packaging on copper/low-k structures

Copper/low-k structures are the desired choice for advanced integrated circuits (ICs). Nevertheless, the reliability might become a concern due to the considerably lower strength and greater coefficient of thermal expansion (CTE) of the low-k materials. To ensure successful integration of the new chips within advanced packaging products, it is essential to understand the impact of packaging on chips with copper/low k structures. In this study, flip-chip die attach process has been studied. Multilevel, multiscale modeling technique was used to bridge the large gap between the maximum and minimum dimensions. Interface fracture mechanics-based approach has been used to predict interface delamination. Both plastic ball grid array (PBGA) and ceramic ball grid array (CBGA) packages were evaluated. Critical failure locations and interfaces were identified for both packages. The impact of thin film residual stresses has been studied at both wafer level and package level. Both PBGA and CBGA packaging die-attach processes induce significantly higher crack driving force on the low-k interfaces than the wafer process. CBGA die-attach might be more critical than PBGA die-attach due to the higher temperature. During CBGA die-attach process, the crack driving force at the low-k/passivation interface may exceed the measured interfacial strength. Two solutions have been suggested to prevent catastrophic delamination in copper/low-k flip-chip packages, improving adhesion strength of low-k/barrier interface or adding tiles and slots in low-k structures to reduce possible area for crack growth.     

Recent advances in flip-chip underfill: materials, process, and reliability

In order to enhance the reliability of a flip-chip on organic board package, underfill is usually used to redistribute the thermomechanical stress created by the coefficient of thermal expansion (CTE) mismatch between the silicon chip and organic substrate. However, the conventional underfill relies on the capillary flow of the underfill resin and has many disadvantages. In order to overcome these disadvantages, many variations have been invented to improve the flip-chip underfill process. This paper reviews the recent advances in the material design, process development, and reliability issues of flip-chip underfill, especially in no-flow underfill, molded underfill, and wafer-level underfill. The relationship between the materials, process, and reliability in these packages is discussed.     

Investigation of long-term reliability and failure mechanism of solder interconnections with multifunctional micro-moiré interferometry system

In this study, a multifunctional micro-moiré interferometry (M³I) system is developed for the measurement of in-situ deformation of microelectronic packages. Firstly, the system is applied to measure the in-situ deformation of solder interconnections in a plastic ball grid array (PBGA) assembly subjected to temperature cycling (TC) loading. The experimental results demonstrate that by combining with fatigue life prediction model the system can be used as a quick and accurate experimental tool for the assessment of long-term reliability of microelectronic packages. Secondly, with a specially designed brazil nut (BN) loading fixture, the system is employed to determine the displacement field around the tip of interfacial crack in a solder joint under different mechanical loading configurations. The effective critical fracture toughness and mode mixity of the solder/copper interface are determined with the system. Those results are further used to explain the failure mode and mechanism of solder joint during the reliability experiments.     

Investigation of the underfill delamination and cracking inflip-chip modules under temperature cyclic loading

In this paper, stress singularity in electronic packaging is described and three general cases are summarized. The characteristics of each stress singularity are briefed. In order to predict the likelihood of delamination at a bimaterial wedge, where two interfaces are involved, a criterion is proposed and the corresponding parameters are defined. The propagation of a crack inside a homogeneous material with the effects of delamination and stress singularity is predicted by the maximum hoop stress criterion. The proposed criteria are adopted in the analysis of a flip-chip with underfill under thermal cyclic loading. A finite element (FE) model for the package is built and the proper procedures in processing FE data are described. The proposed criterion can correctly predict the interface where delamination is more likely to occur. It can be seen that the opening stress intensity factor along the interface (or peeling stress) plays a very important role in causing interfacial failure. The analytical results are compared with experimental ones and good agreement is found. The effects of delamination and cracking inside the package on the solder balls are also mentioned. Further investigation into the fatigue model of the underfilled solder ball is discussed