对表情鲁棒的面部轮廓线3维人脸识别

目的表情变化是3维人脸识别面临的主要问题。为克服表情影响,提出了一种基于面部轮廓线对表情鲁棒的3维人脸识别方法。方法首先,对人脸进行预处理,包括人脸区域切割、平滑处理和姿态归一化,将所有的人脸置于姿态坐标系下;然后,从3维人脸模型的半刚性区域提取人脸多条垂直方向的轮廓线来表征人脸面部曲面;最后,利用弹性曲线匹配算法计算不同3维人脸模型间对应的轮廓线在预形状空间(preshape space)中的测地距离,将其作为相似性度量,并且对所有轮廓线的相似度向量加权融合,得到总相似度用于分类。结果在FRGC v2.0数据库上进行识别实验,获得97.1%的Rank-1识别率。结论基于面部轮廓线的3维人脸识别方法,通过从人脸的半刚性区域提取多条面部轮廓线来表征人脸,在一定程度上削弱了表情的影响,同时还提高了人脸匹配速度。实验结果表明,该方法具有较强的识别性能,并且对表情变化具有较好的鲁棒性。     

3D/4D facial expression analysis: An advanced annotated face model approach

Facial expression analysis has interested many researchers in the past decade due to its potential applications in various fields such as human–computer interaction, psychological studies, and facial animation. Three-dimensional facial data has been proven to be insensitive to illumination condition and head pose, and has hence gathered attention in recent years. In this paper, we focus on discrete expression classification using 3D data from the human face. The paper is divided in two parts. In the first part, we present improvement to the fitting of the Annotated Face Model (AFM) so that a dense point correspondence can be found in terms of both position and semantics among static 3D face scans or frames in 3D face sequences. Then, an expression recognition framework on static 3D images is presented. It is based on a Point Distribution Model (PDM) which can be built on different features. In the second part of this article, a systematic pipeline that operates on dynamic 3D sequences (4D datasets or 3D videos) is proposed and alternative modules are investigated as a comparative study. We evaluated both 3D and 4D Facial Expression Recognition pipelines on two publicly available facial expression databases and obtained promising results.     

结合加权局部旋度模式的3维人脸表情识别

目的 3维人脸的表情信息不均匀地分布在五官及脸颊附近,对表情进行充分的描述和合理的权重分配是提升识别效果的重要途径。为提高3维人脸表情识别的准确率,提出了一种基于带权重局部旋度模式的3维人脸表情识别算法。方法 首先,为了提取具有较强表情分辨能力的特征,提出对3维人脸的旋度向量进行编码,获取局部旋度模式作为表情特征;然后,提出将ICNP（interactive closest normal points）算法与最小投影偏差算法结合,前者实现3维人脸子区域的不规则划分,划分得到的11个子区域保留了表情变化下面部五官和肌肉的完整性,后者根据各区域对表情识别的贡献大小为各区域的局部旋度模式特征分配权重;最后,带有权重的局部旋度模式特征被输入到分类器中实现表情识别。结果 基于BU-3DFE 3维人脸表情库对本文提出的局部旋度模式特征进行评估,结果表明其分辨能力较其他表情特征更强;基于BU-3DFE库进行表情识别实验,与其他3维人脸表情识别算法相比,本文算法取得了最高的平均识别率,达到89.67%,同时对易混淆的“悲伤”、“愤怒”和“厌恶”等表情的误判率也较低。结论 局部旋度模式特征对3维人脸的表情有较强的表征能力; ICNP算法与最小投影偏差算法的结合,能够实现区域的有效划分和权重的准确计算,有效提高特征对表情的识别能力。试验结果表明本文算法对3维人脸表情具有较高的识别率,并对易混淆的相似表情仍具有较好的识别效果。     

An Expression Deformation Approach to Non-rigid 3D Face Recognition

The accuracy of non-rigid 3D face recognition approaches is highly influenced by their capacity to differentiate between the deformations caused by facial expressions from the distinctive geometric attributes that uniquely characterize a 3D face, interpersonal disparities. We present an automatic 3D face recognition approach which can accurately differentiate between expression deformations and interpersonal disparities and hence recognize faces under any facial expression. The patterns of expression deformations are first learnt from training data in PCA eigenvectors. These patterns are then used to morph out the expression deformations. Similarity measures are extracted by matching the morphed 3D faces. PCA is performed in such a way it models only the facial expressions leaving out the interpersonal disparities. The approach was applied on the FRGC v2.0 dataset and superior recognition performance was achieved. The verification rates at 0.001 FAR were 98.35% and 97.73% for scans under neutral and non-neutral expressions, respectively.     

Efficient 3D face recognition handling facial expression and hair occlusion

This paper presents an efficient 3D face recognition method to handle facial expression and hair occlusion. The proposed method uses facial curves to form a rejection classifier and produce a facial deformation mapping and then adaptively selects regions for matching. When a new 3D face with an arbitrary pose and expression is queried, the pose is normalized based on the automatically detected nose tip and the principal component analysis (PCA) follows. Then, the facial curve in the nose region is extracted and used to form the rejection classifier which quickly eliminates dissimilar faces in the gallery for efficient recognition. Next, six facial regions which cover the face are segmented and curves in these regions are used to map facial deformation. Regions used for matching are automatically selected based on the deformation mapping. In the end, results of all the matching engines are fused by weighted sum rule. The approach is applied on the FRGC v2.0 dataset and a verification rate of 96.0% for ROC III is achieved as a false acceptance rate (FAR) of 0.1%. In the identification scenario, a rank-one accuracy of 97.8% is achieved.     

2D representation of facial surfaces for multi-pose 3D face recognition

The increasing availability of 3D facial data offers the potential to overcome the intrinsic difficulties faced by conventional face recognition using 2D images. Instead of extending 2D recognition algorithms for 3D purpose, this letter proposes a novel strategy for 3D face recognition from the perspective of representing each 3D facial surface with a 2D attribute image and taking the advantage of the advances in 2D face recognition. In our approach, each 3D facial surface is mapped homeomorphically onto a 2D lattice, where the value at each site is an attribute that represents the local 3D geometrical or textural properties on the surface, therefore invariant to pose changes. This lattice is then interpolated to generate a 2D attribute image. 3D face recognition can be achieved by applying the traditional 2D face recognition techniques to obtained attribute images. In this study, we chose the pose invariant local mean curvature calculated at each vertex on the 3D facial surface to construct the 2D attribute image and adopted the eigenface algorithm for attribute image recognition. We compared our approach to state-of-the-art 3D face recognition algorithms in the FRGC (Version 2.0), GavabDB and NPU3D database. Our results show that the proposed approach has improved the robustness to head pose variation and can produce more accurate 3D multi-pose face recognition.     

利用对称性实现三维人脸姿态的自动估计*

描述了一个能够快速精确地对三维人脸姿态进行自动估计的系统,提出了利用人脸的反射对称特性自动估计三维人脸姿态的方法,通过扩展高斯图像及最小包围球来得到三维人脸对称平面,利用搜索得到的鼻尖顶点对人脸进行估计,然后对估计在规定范围内进行修正,最终得到精确的估计结果。以三维扫描仪扫描的真实人脸数据作为输入对系统进行了验证,实验表明该方法不但具有很好的精确性和鲁棒性,而且能够很好地应用到实际应用中。     

Utilizing 3D flow of points for facial expression recognition

This paper presents an approach to recognize Facial Expressions of different intensities using 3D flow of facial points. 3D flow is the geometrical displacement (in 3D) of a facial point from its position in a neutral face to that in the expressive face. Experiments are performed on 3D face models from the BU-3DFE database. Four different intensities of expressions are used for analyzing the relevance of intensity of the expression for the task of FER. It was observed that high intensity expressions are easier to recognize and there is a need to develop algorithms for recognizing low intensity facial expressions. The proposed features outperform difference of facial distances and 2D optical flow. Performances of two classifiers, SVM and LDA are compared wherein SVM performs better. Feature selection did not prove useful.     

三维人脸数据的获取及人脸特征自动定位

介绍了一种快速获取人脸三维面貌数据的结构光相移测量技术,并利用这种高速的相移技术在获取三维面貌数据的同时获得人脸纹理背景图像,结合二维人脸图像中的人脸特征识别手段,应用到三维人脸图像中,可以让计算机自动提取人脸图像的主要特征点.首先介绍了高速相移技术的基本原理,介绍了二维人脸图像中的积分投影方法来求取人脸轮廓粗略位置的方法,接着介绍了将二维图像做纹理映射到三维数据里面的方法,结合三维高度信息的曲线分析、曲率判断等,快速的提取出了人脸的三维特征.经实验验证,此方法对于三维人脸特征的自动定位有很高的准确性和通用性.     

Real-time recovery of moving 3D faces for emerging applications

Existing face imaging systems are not suitable to meet the face representation and recognition demands for emerging applications in areas such as interactive gaming, enhanced learning environments and directed advertising. This is mainly due to the poor capture and characterisation of facial data that compromises their spatial and temporal precision. For emerging applications it is not only necessary to have a high level of precision for the representation of facial data, but also to characterise dynamic faces as naturally as possible and in a timely manner. This study proposes a new framework for capturing and recovering dynamic facial information in real-time at significantly high order of spatial and temporal accuracy to capture and model subtle facial changes for enhanced realism in 3D face visualisation and higher precision for face recognition applications. We also present a novel, fast, and robust correspondence mapping approach for 3D registration of moving 3D faces.     

A multimodal approach for 3D face modeling and recognition using 3D deformable facial mask

We present a multimodal approach for face modeling and recognition. The algorithm uses three cameras to capture stereo images, two frontal and one profile, of the face. 2D facial features are extracted from one of the frontal images and a dense disparity map is computed from the two frontal images. Using the extracted 2D features and their corresponding disparities, we compute their 3D coordinates. We next align a low resolution 3D mesh model to the 3D features, re-project its vertices onto the frontal 2D image and adjust its profile silhouette vertices using the profile view image. We increase the resolution of the resulting 2D model at its center region to obtain a facial mask model covering distinctive features of the face. The 2D coordinates of the vertices, along with their disparities, result in a deformed 3D mask model specific to a given subject’s face. Our method integrates information from the extracted facial features from the 2D image modality with information from the 3D modality obtained from the stereo images. Application of the models in 3D face recognition, for 112 subjects, validates the algorithm with a 95% identification rate and 92% verification rate at 0.1% false acceptance rate.

一种自动鲁棒的三维人脸重建方法

三维人脸模型已经广泛应用到视频电话、视频会议、影视制作、电脑游戏、人脸识别等多个领域。目前三维人脸建模一般使用多幅图像，且要求表情中性。本文提出了基于正、侧面任意表情三维人脸重建方法。首先对二维图像中的人脸进行特征提取，然后基于三维人脸统计模型，通过缩放、平移、旋转等方法，及全局和局部匹配，获得特定的三维人脸。基于二维图像中的人脸纹理信息，通过纹理映射，获得完整的三维人脸。通过对大量实际二维人脸图像的三维人脸重建，证实了该方法的有效性和鲁棒性。     

改进的统计模型三维人脸特征点标定算法框架

自动三维人脸特征点标定是计算机视觉领域的研究热点,其广泛应用于人脸识别,人脸模型配准,表情识别,脸部动画等领域。通过对三维人脸样本统计建模,采用遗传算法对待匹配模型的生成数目进行参数优化,利用模型相似性匹配方法及其映射关系对三维人脸特征点进行自动标定。首先,对三维人脸数据预处理,然后对其统计建模并通过模型形变得到有映射关系的基准模型和待匹配模型。利用遗传算法对待匹配模型中的待匹配模型生成数目参数进行优化,生成与之对应的待匹配模型数;接着计算待测模型与待匹配模型的相似度。最后,利用模型相似度和模型映射关系,间接得到待测模型的特征点。实验结果表明,提出的算法是可行的,能够在一定程度上提高原有算法的效率。该算法可以自动标定三维人脸模型的特征点,当距离阈值为10像素时,39个三维人脸特征点定位的准确率都可以达到100%,并有效解决了传统方法中三维人脸模型平滑区域特征点精度不高的问题。     

Automatic facial feature extraction and 3D face modeling using two orthogonal views with application to 3D face recognition

We present a fully automated algorithm for facial feature extraction and 3D face modeling from a pair of orthogonal frontal and profile view images of a person's face taken by calibrated cameras. The algorithm starts by automatically extracting corresponding 2D landmark facial features from both view images, then compute their 3D coordinates. Further, we estimate the coordinates of the features that are hidden in the profile view based on the visible features extracted in the two orthogonal face images. The 3D coordinates of the selected feature points obtained from the images are used first to align, then to locally deform the corresponding facial vertices of the generic 3D model. Preliminary experiments to assess the applicability of the resulted models for face recognition show encouraging results.     

Learning a generic 3D face model from 2D image databases using incremental Structure-from-Motion

Over the last decade 3D face models have been extensively used in many applications such as face recognition, facial animation and facial expression analysis. 3D Morphable Models (MMs) have become a popular tool to build and fit 3D face models to images. Critical to the success of MMs is the ability to build a generic 3D face model. Major limitations in the MMs building process are: (1) collecting 3D data usually involves the use of expensive laser scans and complex capture setups, (2) the number of available 3D databases is limited, and typically there is a lack of expression variability and (3) finding correspondences and registering the 3D model is a labor intensive and error prone process.