Use of solvent mixtures in supercritical antisolvent process to modify precipitates morphology: Cellulose acetate microparticles

In the supercritical antisolvent precipitation (SAS), the jet fluid dynamics is characterized by two-phase mixing at subcritical conditions, and by one-phase mixing at completely developed supercritical conditions. The amplitude of the pressure range, in which binary systems organic solvent/scCO₂ exhibit the transition between two-phase to one-phase mixing, depends on the organic solvent that is in contact with supercritical carbon dioxide (scCO₂) and conditions the morphology of the microparticles produced by SAS. When this pressure range is wide, as in the case of dimethylsulfoxide (DMSO), solutes solubilized in the organic solvent can be precipitated as microparticles by atomization, droplets formation and drying; when this pressure range is narrow, as for acetone, gas mixing prevails and only nanoparticles are generally observed. Therefore, generally speaking, solutes that are soluble only in solvents exhibiting gas mixing in scCO₂, do not exhibit microparticles morphology and this fact is a limitation for several industrial applications.In this work, a model compound, cellulose acetate (CA), that is slightly soluble in DMSO and freely soluble in acetone, was processed by SAS using mixtures of the two solvents that exhibit intermediate behaviors between the two pure solvents, to extend two phase mixing and produce CA microparticles. Using different DMSO/acetone mixture percentages, the effects of the polymer concentration in the liquid solution and of the pressure were studied. A mixture of DMSO/Acetone 50/50 (v/v), at a pressure of 85 bar and a concentration of the liquid solution equal to 40 mg/mL, efficiently produced non-coalescing CA microparticles with a mean diameter of 0.42 μm and a standard deviation of about 0.15 μm, demonstrating that this SAS strategy can be successful.     

A new approach to select solvents and operating conditions for supercritical antisolvent precipitation processes by using solubility parameter and group contribution methods

A new approach is proposed to select operating temperature and pressure for supercritical antisolvent particle precipitation based on solubility parameter calculated by group contribution methods and using only the critical properties of the solvent. Solubility parameters are also used to choose the most suitable organic solvent for a given application. Supercritical antisolvent precipitation operating conditions of 36 systems are investigated including 8 organic solvents (methanol, ethanol, acetone, DMSO, DCM, chloroform, NMP and acetic acid) and 6 solid solutes (atenolol, tartaric acid, flunisolide, paracetamol, amoxicillin and cholesterol) in the temperature and pressure ranges of 25⿿85 °C and 50⿿250 bar. The results show a good agreement between the experimental and calculated data for these systems. Although particle precipitation depends on several parameters such as mass-transfer rates and hydrodynamics, the focus of this work is on the role of thermodynamics to indicate the preliminary conditions for a successful antisolvent precipitation process. Validation and results of this new approach suggest that it can be a useful tool for a qualitative and completely predictive evaluation of supercritical antisolvent particle precipitation in a cheaper way than carrying out experimental runs.     

Co-precipitation of amoxicillin and ethyl cellulose microparticles by supercritical antisolvent process

Microparticles of ethyl cellulose (EC) and amoxicillin (AMC) have been precipitated by a supercritical antisolvent process (SAS) using CO₂ as the antisolvent and a mixture of dichloromethane (DCM) and dimethyl sulfoxide (DMSO) as solvents. Combinations of three temperatures (308, 323 and 333 K) and four pressures (100, 150, 200 and 250 bar) were assessed in the vessel and the rest of the variables were held constant (i.e. CO₂ flow rate, sample flow rate, washing time, nozzle diameter and the amoxicillin:ethyl cellulose ratio). Scanning electron microscopy (SEM), X-ray photoelectron spectroscopy (XPS) and elemental analysis (EA) were used to determine the particle size and shape and to confirm the presence of both compounds in the resulting precipitates. In most cases, mixed amoxicillin and ethyl cellulose particles were produced with sizes in the micrometer range. Pressure and temperature effects on the co-precipitation were investigated. The release behaviour of the microparticles precipitated by the SAS process was evaluated in two biological fluids – simulated gastric and simulated intestinal fluids. Co-precipitated materials allowed a slower drug release rate than pure drug.     

Effect of pressure and non-isothermal injection on re-crystallization by CO2 antisolvent: Solubility measurements,simulation of mixing and experiments

This work investigated for the first time a CO₂ antisolvent crystallization (SAS) operating in non-isothermal conditions, i.e. injection of a solution warmer than that of the CO₂ – in order to impose an additional driving for crystallization when CO₂ was not a strong antisolvent. The approach focused on phase equilibria (with a distinctive feature of being modeled by artificial neural network) and 3D-simulation of the mixing (considering both heat and mass transfers) in order to detail the supersaturation profiles in the mixing zone and confronted them to the crystallization results. The effect of pressure was investigated as well. The solubility of a model compound, mefenamic acid (MEFE) was measured in CO₂–acetone at 35 °C/8.5, 10 and 15 MPa, and 10 MPa/25, 35 and 45 °C and further correlated by a neural network to provide an easy-to-handle equation of MEFE concentration. Simulations results showed that supersaturation levels were low (around 2) and that the expanding jet spread similarly whatever the pressure. The effect of differential temperature on the mixing behavior and supersaturation was investigated. Compared to isothermal cases, higher superaturations were obtained but only if a more concentrated solution allowed by the higher temperature was processed as well. The benefit for the crystal size was difficult to evidence because of the long sizes of the needles and the difficulties of processing almost saturated solutions. Investigation of a less CO₂–acetone compound would be more promising.     

Crystallization of silibinin from organic solutions using supercritical and aqueous antisolvents

Silibinin, an anticancer drug, was crystallized from organic solutions using supercritical and aqueous antisolvents. Silibinin was dissolved in acetone and ethanol at concentration range of 0.01–0.04 g/mL, and the drug solutions were placed in contact with two different antisolvents, carbon dioxide and water. The mixing of the drug solutions and antisolvents led to the prompt precipitation of silibinin in a solid crystal form. The experimental variables, such as temperature, solution concentration, mixing rate and solution/antisolvent volume ratio were manipulated. When the experiments were conducted with a supercritical antisolvent, the effects of external additives on the crystal habit were examined. α-d-Glucose penta acetate, triton X-100 and urea were added to the solution at concentration range of 0.001–0.003 g/mL as external additives. The temperature increase of 20 °C induced 25% increase in particle size. As the solution concentration was increased from 0.01 to 0.04 g/mL, the average particle size decreased from 35.5 to 22.0 μm in supercritical antisolvent experiments, while the particle size increased from 8.9 to 30.4 μm in aqueous antisolvent experiments. The use of different kinds of external additives resulted in different modifications of the particle shape and structures.     

Simulation of supercritical water–hydrocarbon mixing in a cylindrical tee at intermediate Reynolds number: Formulation,numerical method and laminar mixing

The objective of this work is to study the flow dynamics and mixing of supercritical water and a model hydrocarbon (n-decane), under fully miscible conditions, in a small scale cylindrical tee mixer (pipe ID = 2.4 mm), at an intermediate inlet Reynolds number of 500 using 3-D CFD simulations. A Peng–Robinson EoS with standard van der Waals mixing rules is employed to model the near-critical thermodynamics with the mixture binary interaction parameter obtained from a Predictive Peng–Robinson EoS using group contribution theory (PPR78). The n-decane stream is introduced at the colder temperature of 700 K to ensure operation above the Upper Critical Solution Temperature (UCST, 632 K) of the water n-decane system while the water stream enters at a higher temperature of 800 K. Under these conditions, the flow in the tee mixer remains laminar and steady-state is reached. Mixing occurs predominantly due to the circulating action of a counter-rotating vortex pair (CVP) in the body of the hydrocarbon jet entering from the top. This CVP is formed due to the reorientation of the streamwise vorticity pre-existing within the hydrocarbon jet as it flows down the vertical pipe of the tee junction. The advective transport is further assisted by a secondary flow of water from the bottom stream, around the hydrocarbon jet, toward the space vacated near the top of the downstream pipe section by the downward motion of the HC jet. The CVP becomes progressively weaker due to vorticity diffusion as it is advected downstream and beyond 10–12 diameter lengths downstream of the mixing joint, transport is mainly controlled by molecular diffusion. It was found that the variations of density and transport properties with temperature do not have a significant impact on the flow and mixing dynamics for a ΔT = 100 K between the two streams. Local cooling of the fluid mixture was also observed in the mixing of water and n-decane streams entering at the same temperature (initially isothermal). This cooling effect is due to the diffusion of species along a gradient in their partial enthalpy in the mixture. Such gradients in species partial enthalpies are non-zero under near-critical conditions even for initially isothermal flows due to the non-ideality of the fluid mixture under these conditions. This local heating/cooling effect at near-critical conditions could give rise to unexpected formation of phases when operating close to critical points.     

Processing naproxen with supercritical CO2

Naproxen has been processed with supercritical fluids in order to improve the dissolution rate and bioavailability. Microparticles of naproxen have been obtained by a Rapid Expansion of Supercritical Solutions (RESS) process in which carbon dioxide has been used as a solvent and methanol as a cosolvent. The influence of extraction pressure (200–300 bar) and extraction temperature (60 °C and 100 °C) on the naproxen precipitation has also been investigated. In general, the morphology of the precipitated particles improved and particle size (PS) decreased in comparison to the raw material. Lower extraction pressure and higher extraction temperature led to a smaller particle size. On the other hand, a supercritical antisolvent (SAS) process has been applied due to the relative medium solubility values of naproxen in supercritical carbon dioxide, with precipitation obtained successfully in all cases. The initial concentration of the solution and the solvent effect has both been analysed. Morphologies and mean diameter ranges have been analysed by scanning electron microscopy (SEM) and the influence on crystallinity of both supercritical processes has been evaluated by X-ray diffraction (XRD) measurements.     

Influence of pressure, temperature and concentration on the mechanisms of particle precipitation in supercritical antisolvent micronization

In this work, supercritical antisolvent micronization (SAS) is used to produce nanoparticles, microparticles and expanded microparticles of a model compound, gadolinium acetate (GdAc), using dimethylsulfoxide (DMSO) as the liquid solvent with the aim of studying the dependence of particles’ diameter and morphology on some process parameters like pressure, temperature and concentration of the starting solution. Experiments are performed varying the precipitation pressure between 90 and 200 bar, the precipitation temperature between 35 and 60 °C and the concentration of GdAc in the liquid solution in the range from 20 to 300 mg/mL. The experimental evidences show that the formation of particles with specific sizes in the micrometric and nanometric range depends on specific values of each one of these parameters. An explanation of the results is proposed in terms of the competition between two characteristic times of the SAS process that can control the precipitation process. The time of jet break-up of the liquid solution that produces liquid droplet formation, and the dynamic surface tension vanishing time, that induces gas mixing with the precipitation of nanoparticles from the gaseous phase. Indeed, GdAc sub-microparticle, or microparticle (diameter in the range 0.23-1.6 μm with mean diameters in the range 0.28-0.52 μm) formation can be attributed to micro-droplet drying, whereas nanoparticles (mean diameter in the range 90-210 nm) are consistently produced when gas mixing is the possible governing process. In conclusion, the precipitation mechanisms can be modulated varying one SAS parameter a time, thus selecting the range of particle diameters required for the specific application.     

Supercritical antisolvent precipitation of andrographolide from Andrographis paniculata extracts: Effect of pressure, temperature and CO2 flow rate

Andrographis paniculata extracts were precipitated using the so-called supercritical antisolvent (SAS) technique. Ethanol was used as the solvent and compressed CO₂ as the antisolvent. The effects of process operating conditions (pressure: 5-24 MPa, temperature: 308-328 K and CO₂ flow rate: 0.5-1.5 g/min) on particle size and morphology of precipitated andrographolide were evaluated. X-ray diffraction (XRD) patterns showed significant changes in andrographolide morphology depending on process operating conditions; both column-like and slice-like crystals were observed depending on operating conditions. Crystals with mean diameters of 3.30-228.35 μm were produced, smaller crystals were obtained at high pressure, low temperature and high CO₂ flow rate and vice versa for large crystals. In addition, SAS process also produced high precipitation yields, since solubility of andrographolide is small in the supercritical CO₂ plus ethanol. When operating under subcritical conditions, amorphous particles were produced.     

Laser analyses of mixture formation and the influence of solute on particle precipitation in the SAS process

Laser based Raman and elastic light scattering measurements were performed to study the process of mixture formation and the influence of the solute paracetamol onto the phase behaviour of the pseudo-binary system ethanol/CO₂ in the supercritical antisolvent process. From the Raman based technique, mole fraction and partial density distributions of CO₂ were obtained. The mole fraction distributions indicate a rapid mixture formation with fast supersaturation of the solute. At the same time, the increase of the CO₂ partial density at conditions considerably above the mixture critical point (MCP) indicate a change from a homogeneous supercritical to a multi-phase subcritical flow. This phase change goes along with particle precipitation. Thus, the results of our investigations proof, why past approaches failed to generate amorphous paracetamol nanoparticles with the system paracetamol/ethanol/CO₂ above the MCP. Process parameters like injection pressure (20.0–35.0 MPa), chamber pressure of CO₂ (7.5–17.5 MPa), temperature (313–333 K) and solute concentration (0–5 wt%) were varied.     

Controlled liquid antisolvent precipitation using a rapid mixing device

Particle formation by the liquid antisolvent (LAS) process involves two steps: mixing of solution–antisolvent streams to generate supersaturation and precipitation (which includes nucleation and growth by coagulation and condensation) of particles. Uniform mixing conditions ensure rapid and uniform supersaturation, making it a precipitation controlled process where the particle size is not further affected by mixing conditions and results in precipitation of ultra-fine particles with narrow particle size distribution (PSD). In this work, we demonstrate that the use of an ultrasonically driven T-shaped mixing device significantly improves mixing of solution and antisolvent streams for precipitation of ultra-fine particles in a continuous operation mode. LAS precipitation of ultra-fine particles of multiple active pharmaceutical ingredients (APIs) such as itraconazole (ITZ), ascorbyl palmitate (ASC), fenofibrate (FNB), griseofulvin (GF), and sulfamethoxazole (SFMZ) in the size range 0.1–30 μm has been carried out from their organic solutions in acetone, dimethyl sulfoxide (DMSO), tetrahydrofuran (THF), and ethanol (EtOH). Classical theory of homogeneous nucleation has been used to analyze the result, which suggests that higher nucleation rate results in finer particle size. Interestingly, experimental determination of degree of supersaturation indicates that higher supersaturation does not necessarily result in higher nucleation rate and nucleation rates can be correlated to solvent polarity.     

Generation and precipitation of paclitaxel nanoparticles in basil seed mucilage via combination of supercritical gas antisolvent and phase inversion techniques

In recent years, plant derived polymers have evoked tremendous interest in the field of drug delivery. In this work, a promising anticancer drug, paclitaxel, was precipitated in the basil seeds mucilage (BSM) using supercritical carbon dioxide (SC-CO₂). The employed SC-CO₂ process in this research is a combination of gas antisolvent and phase inversion techniques and consists of two steps: (1) casting solution preparation, a uniform mixture of BSM, water, paclitaxel and dimethyl sulfoxide (DMSO), (2) simultaneous generation and precipitation of nanoparticles in BSM structure using SC-CO₂ as antisolvent. The effect of DMSO/water ratio (4 and 6 (v/v)), pressure (10–16 MPa) and CO₂ addition rate (1–3 mL/min) on mean particle size (MPS), particle size distribution (PSD) and drug loading efficiency (DLE) were studied. Particle analyses were performed by scanning electron microscopy (SEM) and Zetasizer. High performance liquid chromatography was utilized for studying DLE. Nanoparticles of paclitaxel (MPS of 117–200 nm depending on process variables) with narrow PSD were successfully precipitated in BSM structure with DLE of 56.8–78.2%. The FTIR spectra confirmed that paclitaxel actually precipitated in basil seeds mucilage. Experimental results indicated that higher DMSO/water ratio, pressure and CO₂ addition decreased MPS and DLE.     

Synthesis of 5-Fluorouracil nanoparticles via supercritical gas antisolvent process

The micronization of an anticancer compound (5-Fluorouracil) by supercritical gas antisolvent (GAS) process was investigated. 5-Fluorouracil was dissolved in dimethyl sulfoxide (DMSO) and subsequently carbon dioxide as an antisolvent was injected into this solution thus, the solution was supersaturated and nanoparticles were precipitated. The influence of antisolvent flow rate (1.6, 2 and 2.4 mL/min), temperature (34, 40 and 46), solute concentration (20, 60 and 100 mg/mL) and pressure (9, 12 and 15 MPa) on particle size and particle size distribution were studied. Particle analyses were performed by scanning electron microscopy (SEM) and Zetasizer Nano ZS. The mean particle size of 5-Fluorouracil was obtained in the range of 260–600 nm by varying the GAS effective parameters. The High performance liquid chromatography (HPLC) and Fourier transforms infrared spectroscopy (FTIR) analyses indicated that the 5-Fluorouracil nanoparticles were pure and the nature of the component did not change. The experimental results indicated that increasing the antisolvent flow rate and pressure, while decreasing the temperature and initial solute concentration, led to a decrease in 5-Fluorouracil particle size.     

超临界反溶剂过程制备BaCl2和NH4Cl超细颗粒

建立了一套连续的超临界反溶剂实验装置。以无机物BaCl2和NH4Cl、DMSO(二甲基亚砜)及二氧化碳物系为研究对象，利用超临界反溶剂过程制备了BaCl2和NH4Cl超细颗粒，并将其结果与文献进行了比较。结果表明，利用此装置制备超细颗粒是可行的。同时实验研究了不同压力、温度及溶液浓度、溶液流量对结晶颗粒形貌与尺寸的影响。     

Static mixers as heat exchangers in supercritical fluid extraction processes

The performance of a Kenics static mixer as a heat-transfer device for supercritical carbon dioxide (CO₂) flow is studied and compared with conventional tube-in-tube heat exchangers. Measurements were carried out at pressures ranging from 8 to 21 MPa, temperatures from 283 to 323 K, and mass flowrates from 2 to 15 kg/h. The corresponding Reynolds and Prandtl numbers, at bulk conditions, ranged between 10³ and 2 × 10⁴ and between 2 and 7, respectively. The temperature increase experienced by the supercritical CO₂ stream varied between 10 and 35 K. The heat fluxes obtained with the static mixer are one order of magnitude higher than the ones observed with a tube-in-tube heat exchanger for the same set of operating conditions. The heat-transfer enhancement is caused by the cross-sectional mixing of the fluid and to a lesser extent by conduction across the metallic mixing elements. Heat-transfer is also affected by temperature-induced variation of physical properties, especially in the pseudocritical region of the fluid. From the experimental data, a correlation was developed for convective heat-transfer to supercritical CO₂ in terms of the Nusselt number.     

Supercritical CO2 precipitation of poly(l-lactic acid) in a wide range of miscibility

Polymer microparticles are useful for numerous applications such as stationary phases in chromatography, adsorbents and catalyst supports, as well as for drug delivery systems. In recent decades the application of supercritical fluids for microparticle precipitation has been developed to a point where it is an ideal alternative to conventional processes. In this work poly(l-lactic acid) (PLLA), a biodegradable and biocompatible thermoplastic aliphatic polyester, has been processed using supercritical fluids, particularly by rapid expansion of supercritical solutions (RESS) and supercritical antisolvent (SAS) processes over a wide miscibility range. Particle morphology was greatly improved from irregular blocks to spherical microparticles on applying the SAS process. The effects of changes in polymer concentration, liquid flow rate, nozzle diameter, solvent, pressure and temperature have also been evaluated on the particle size of PLLA in the SAS precipitation. A higher concentration of the initial solution led to a decrease in particle size. Dichloromethane was the best of the chlorinated solvents investigated. The nozzle diameter had a negligible effect on particle size and the highest liquid flow rate gave the largest particle size. A larger particle size was also obtained on increasing the operating temperature. In contrast, the particle size decreased on increasing the operating pressure.     

Controlled precipitation and purification of hemicellulose from DMSO and DMSO/water mixtures by carbon dioxide as anti-solvent

Anti-solvent precipitation of xylans and mannans from dimethylsulfoxide (DMSO) or DMSO/water mixtures, and subsequent drying with supercritical carbon dioxide (scCO₂) were developed into a useful technique for preparing spherical hemicellulose micro-particles. Depending on the type of hemicellulose, water content of DMSO, precipitation pressure and temperature, the particle size can be adjusted within a wide range from less than 0.1 to more than 5 μm. For example, fast super-saturation which can be achieved by applying supercritical conditions results in the formation of very small particles as mass transfer between the solvent DMSO and anti-solvent scCO₂ is reduced to a minimum.Anti-solvent precipitation from aqueous DMSO (e.g., 10% water) allows for processing distinctly larger amounts of hemicelluloses compared to pure DMSO without the necessity of increasing the precipitation pressure. The formation of an additional inert aqueous phase increases the mass transfer resistance, which results in the formation of larger, stable agglomerates.Curiepoint pyrolysis GC/MS, gel permeation chromatography (GPC) and analysis of the monosaccharide composition of both the parent hemicellulosic material and the corresponding precipitates demonstrated that hemicelluloses can be purified from residual lignin by supercritical anti-solvent precipitation with carbon dioxide without altering the structure of the biopolymers.     

CO2 partial density distribution during high-pressure mixing with ethanol in the supercritical antisolvent process

A two-dimensional Raman scattering technique was used to locally and temporally resolve the effect of the mixture formation process on the carbon dioxide (CO₂) partial density distribution in the pulsed supercritical antisolvent (SAS) process. The solvent ethanol was injected into the antisolvent CO₂ in the vicinity of the binary mixture critical pressure (MCP). The acquired Raman images were converted into CO₂ partial density distributions. For pressures far above the MCP, CO₂ partial densities were not affected by the presence of the injected ethanol in the operational sphere of the jet. For pressures slightly below the MCP, CO₂ partial densities were measured three times higher in the operational sphere of the ethanol spray than in the surrounding bulk region. To reach equivalent CO₂ partial densities far above the MCP, chamber pressures as high as 100 MPa would be necessary.     

Polymethylmethacrylate (PMMA) sub-microparticles produced by Supercritical Assisted Injection in a Liquid Antisolvent

A recently developed supercritical assisted process, called Supercritical Assisted Injection in a Liquid Antisolvent (SAILA) is proposed to produce polymer micro and nanoparticles in water stabilized suspensions. Polymethylmethacrylate (PMMA) has been selected as the model polymer for a systematic study of the influence of the SAILA operating parameters on particle morphology and diameter. The effect of expanded liquid injection pressure on particle size and distribution was studied and different expanded liquid temperatures and compositions were also explored. Successful precipitation of the polymer in a water stabilized suspension was obtained and narrow particle size distributions were obtained using 70 and 90 bar injection pressures. PMMA particles controlled diameter were produced ranging between 0.2 ± 0.04 μm and 0.9 ± 0.2 μm. Particles are formed from the expanded liquid solution as a consequence of very fast supersaturation produced by spraying it the liquid antisolvent.     

Co-precipitation of 10-hydroxycamptothecin and poly (l-lactic acid) by supercritical CO2 anti-solvent process using dichloromethane/ethanol co-solvent

In this study, 10-hydroxycamptothecin (HCPT) and poly (l-lactic acid) (PLLA) are co-precipitated by the supercritical anti-solvent (SAS) process using a mixture of dichloromethane (DCM)/ethanol (EtOH) as co-solvent, and supercritical carbon dioxide as the anti-solvent. The effect of five operating conditions on particle morphology, mass median diameter (Dp₅₀) and HCPT loading is investigated using the single-factor method. The results indicate that HCPT loading can be greatly increased by using DCM/EtOH co-solvent, and the suitable operating conditions for the experimental system are determined. Under suitable conditions, the HCPT loading is 13.3% and Dp₅₀ is 794.5 nm. The drug loaded microparticles are characterized in detail. The SEM images showed that most of the particles were spherical, and PLLA concentration has a major impact on the particle shape. Results of TEM, DSC and XRD indicate that the micronized HCPT is dispersed into the PLLA matrix. For low HCPT loading, most of HCPT existed in the drug loaded microparticles in an amorphous state, but for high HCPT loading, part of the encapsulated drug existed in crystalline form. FT-IR results show that SAS process does not change the chemical structure of HCPT. The result of in vitro drug release test indicated that the crystallinity of HCPT in microparticles affects the control release performance, and the good encapsulated microparticles with higher HCPT loading and higher crystallinity are better.