Hydro-Climatological Drought Analyses and Projections Using Meteorological and Hydrological Drought Indices: A Case Study in Blue River Basin, Oklahoma

Understanding the characteristics of historical droughts will benefit water resource managers because it will reveal the possible impacts that future changes in climate may have on drought, and subsequently, the availability of water resources. The goal of this study was to reconstruct historical drought occurrences and assess future drought risk for the drought-prone Blue River Basin in Oklahoma, under a likely changing climate using three types of drought indices, i.e., Standardized Precipitation Index (SPI), Palmer Drought Severity Index (PDSI) and Standardized Runoff Index (SRI). No similar research has been conducted in this region previously. Monthly precipitation and temperature data from the observational period 1950?C1999 and over the projection period 2010?C2099 from 16 statistically downscaled Global Climate Models (GCM) were used to compute the duration, severity, and extent of meteorological droughts. Additionally, soil moisture, evapotranspiration (ET), and runoff data from the well-calibrated Thornthwaite Monthly Water Balance Model were used to examine drought from a hydrological perspective. The results show that the three indices captured the historical droughts for the past 50?years and suggest that more severe droughts of wider extent are very likely to occur over the next 90?years in the Blue River Basin, especially in the later part of the 21st century. In fact, all three indices display lower minimum values than those ever recorded in the past 50?years. This study also found that SRI and SPI (PDSI) had a correlation coefficient of 0.81 (0.78) with a 2-month (no appreciable) lag time over the 1950?C2099 time period across the basin. There was relatively lower correlation between SPI and PDSI over the same period. Although this study recommends that PDSI and SRI are the most suitable indices for assessing future drought risks under an increasingly warmer climate, more drought indices from ecological and socioeconomic perspectives should be investigated and compared to provide a complete picture of drought and its potential impacts on the dynamically coupled nature-human system.     

Drought Concepts and Characterization

Abstract

A better knowledge of droughts is required to improve water management in water scarce areas. To appropriately cope with droughts, there is the need to adopt adequate concepts relative to droughts and water scarcity, to properly use drought indices that help characterize them, including ones relative to their severity, and to develop prediction tools that may be useful for early warning and that may reduce the respective lead time needed for appropriate response. In this paper, concepts relative to drought and other water scarcity regimes are discussed aiming both to distinguish droughts from other water scarcity regimes and to base a common understanding of the general characteristics of droughts as hazards and disasters. Three main drought indices are described aiming at appropriate characterization of droughts: the theory of runs, the Palmer Drought Severity Index (PDSI), and the Standardized Precipitation Index (SPI). Their application to local and regional droughts in the region of Alentejo, Portugal is presented focusing on the respective comparison and possible adequateness for drought monitoring. Results indicate some difficulties in using the theory of runs, particularly because it requires a subjective definition of thresholds in precipitation and does not provide a standardized classification of severity. Results show that draught characterization with the PDSI and the SPI produce coherent information, but the PDSI is limited relative to the SPI because it requires more data to perform a soil water balance while the SPI needs only precipitation data, which are more easily available in numerous locations. It is concluded that adopting the SPI is appropriate, but there is advantage in combining different indices to characterize droughts.     

南盘江流域水文干旱对气象干旱的响应特征研究

选取南盘江流域3个站点40年(1970年-2009年)的逐月径流资料和20个站点同期逐月降水资料,计算标准化径流指数(SSFI)和不同时间尺度的标准化降水指数(SPI),从中选取水文干旱样本和同期的SPI进行统计分析,研究水文干旱对气象干旱的响应特征。结果表明:南盘江流域SSFI对SPI具有良好的响应关系;SSFI对SPI的响应关系随时间尺度的不同相关性不同;总体来看,流域内水文干旱对气象干旱的响应时间约为6个月。     

Drought Analysis in the Awash River Basin,Ethiopia

This study analyzes drought characteristics in the Awash River Basin of Ethiopia based on meteorological and hydrological variables. Standardized precipitation index is used for temporal and spatial analyses of meteorological drought and the theory of runs is used to define hydrological drought by considering streamflow as the drought indicator. Drought severity maps are generated using Arc View/GIS by summarizing the percentage of occurrence of droughts in areas within the study basin. Extreme drought category on 12-month time scale indicated that extreme events occur most frequently in the Upper and Middle Awash Basin. However, while considering the overall categories of drought, the most frequent droughts occurred in the Middle and Lower Awash Basin during the period of analysis. Similarly, results based on hydrological drought analysis shows that the severest drought events occurred in the Middle Awash Basin during May 1988 to June 1988 and April 1998 to May 1998. Analysis of the relationship between meteorological and hydrological drought indices in the basin shows that occurrence of hydrological drought event at Melka Sedi stream gauging station lags meteorological drought event in the Upper Awash on average by 7 months with a variation of 3 to 13 months.     

Streamflow and Hydrological Drought Trend Analysis and Forecasting in Cyprus

The persistent water shortage in Cyprus has been alleviated by importing freshwater from neighbouring countries, and severe droughts have been met with financial reimbursement from the EU at least twice. The goal of this research is to investigate and perform short-term forecasting of both streamflow and hydrological drought trends over the island. Eleven hydrometric stations with a 34-year common record length of the mean daily discharge from 10/1979 to 09/2013 are used for this purpose, with the relevant upstream catchments considered to represent pristine conditions. The Streamflow Drought Index (SDI) successfully captures the hydrological drought conditions over the island, and the performance of the index is validated based on both the historic drought archives and results from other drought indices for the island. The Mann–Kendall (M-K) test reveals that the annual and seasonal time series of the discharge volumes always illustrate a decreasing but insignificant trend at a significance level of a?=?0.05; additionally, the decrease per decade in the average annual streamflow volume based on Sen’s slope statistic is approximately ?9.4%. The M-K test on the SDI reveals that drought conditions intensified with time. Ten autoregressive integrated moving average (ARIMA) models are built and used to forecast the mean monthly streamflow values with moderate accuracy; the best ARIMA forecast model in each catchment is derived by comparing two model-performance statistical measures for the different (p,d,q) model parameters. The predicted discharge values are processed by the SDI-3 index, revealing that non-drought conditions are expected in most catchments in the upcoming three months, although mild-drought conditions are anticipated for catchments 7, 8 and 9.     

基于最大熵原理的水文干旱指标计算方法研究

确定水文变量的概率分布,是计算各类标准化干旱指标的关键。提出了基于最大熵原理(POME)的月径流分布构建方法,采用多阶矩作为求解最大熵的约束条件,以拉格朗日乘子法估计分布参数,计算了不同时间尺度的标准化径流干旱指数SDI,评估了汉江30个子流域历史水文干旱情势。结果表明:与Normal、Gamma、Weibull、Pearson TypeⅢ等常用概率分布相比,POME分布模型可以最大程度地利用实测水文数据中的信息,有效拟合不同时间尺度的累积月径流量,表现出良好的适用性;随着时间尺度的增大,采用不同分布拟合同一尺度的月径流量,差别逐渐减小,月径流量概率分布特征趋于正态化。成果可为推求干旱指标,研究干旱特征的统计规律,进行干旱频率分析等提供新的手段。     

Impacts of Multi-year Droughts and Upstream Human-Induced Activities on the Development of a Semi-arid Transboundary Basin

This paper aims at investigating the combined impacts of basin-wide multi-year droughts and upstream human-induced activities on current and future potential development of a semi-arid transboundary basin. The approach is based on the drought analysis through three widely used drought indices (Standardised Drought Index- SPI, Reconnaissance Drought Index - RDI and Streamflow Drought Index- SDI), coupled with the current and future conceivable man-made changes upstream, taking also into account the effects of climate change. As a representative case, the Diyala river basin, shared between Iraq and Iran, is selected. A close examination of the climate trends in the study area exhibits that the basin points to be drier, with a decreasein precipitation and rise in the rates of temperature and potential evapotranspiration. The comparison between RDI and SDI indicates the cumulative drought effects on runoff during recent multi-year droughts episodes (1999–2001 and 2008–2009), which crippled the socio-economic activities and influenced the environmental system. Further, the results reveal that the combined impacts of multi-year droughts at basin scale and the river damming, water abstraction and water diversion works upstream have significant effects on water availability, especially at the middle and lower parts of the basin, with impacts on the security of the irrigated agriculture and public water supply, contributing to displacement and tribal conflicts. The projected climate change conditions along with the water withdrawal schemes upstream, which will put into operation in the foreseeable future, are expected to increase the vulnerability of water security in the portion of the basin that lies in the downstream country.     

Analysing Drought Severity and Areal Extent by 2D Archimedean Copulas

Droughts can be considered as multidimensional hazardous phenomena characterised by three attributes: severity, duration and areal extent. Conventionally, drought events are assessed for their severity, using drought indices such as SPI (Standardised Precipitation Index), RDI (Reconnaissance Drought Index), PDSI (Palmer Drought Severity Index) and many others. This approach may be extended to incorporate the modelling of an additional dimension, the duration or the areal extent. Since the marginal distributions describing these dimensions of drought are often different, no simple mixed probability distribution can be used for the bivariate frequency analysis. The copula approach seems to be sufficiently general and suitable for this type of analysis. It is the aim of this paper to analyse droughts as two-dimensional phenomena, including drought severity and areal extent. In this paper, the Gumbel-Hougaard copula from the Archimedean family is used for this two-dimensional frequency analysis. Annual data on historical droughts from Eastern Crete are analysed for their severity and areal extent, producing copula-based probability distributions, incorporating Gumbel marginal probability functions. Useful conclusions are derived for estimating the «OR» return period of drought events related to both severity and areal extent.     

A Water Balance Derived Drought Index for Pinios River Basin, Greece

This study estimates hydrological drought characteristics using a water balance derived drought index in Pinios river basin, Thessaly, Greece. The concept of hydrological management at subwatershed scale has been adopted because it encompasses the areal extent of a drought event. Fourteen (14) sub-watersheds of Pinios river basin were delineated according to the major tributaries of Pinios river using GIS. For the assessment of hydrological drought, because none of the sub-watersheds have flow gauge stations at their outlets, a six-parameter monthly conceptual water balance model (UTHBAL model), has been applied regionally to simulate runoff for the period October 1960?CSeptember 2002. The synthetic runoff was normalized through Box-Cox transformation and standardized to the mean runoff to produce the water balance derived drought index for hydrological drought assessment. The standardized precipitation index (SPI) at multiple time scales and four indices of the Palmer method (i.e. PDSI, WPLM, PHDI and the Palmer moisture anomaly Z-index) were also calculated to assess hydrological droughts. The results showed that the water balance derived drought index is a good indicator of hydrological drought in all sub-watersheds, since is capable to quantify drought severity and duration. Furthermore, the drought index provides guidance on the selection of an appropriate meteorological drought index for operational hydrological drought monitoring. Hence, SPI at 3- and 6-month timescales and the WPLM could be used along with the water balance derived drought index in risk and decision analyses at the study area.     

Spatial Patterns and Temporal Variability of Drought in Western Iran

An analysis of drought in western Iran from 1966 to 2000 is presented using monthly precipitation data observed at 140 gauges uniformly distributed over the area. Drought conditions have been assessed by means of the Standardized Precipitation Index (SPI). To study the long-term drought variability the principal component analysis was applied to the SPI field computed on 12-month time scale. The analysis shows that applying an orthogonal rotation to the first two principal component patterns, two distinct sub-regions having different climatic variability may be identified. Results have been compared to those obtained for the large-scale using re-analysis data suggesting a satisfactory agreement. Furthermore, the extension of the large-scale analysis to a longer period (1948–2007) shows that the spatial patterns and the associated time variability of drought are subjected to noticeable changes. Finally, the relationship between hydrological droughts in the two sub-regions and El Niño Southern Oscillation events has been investigated finding that there is not clear evidence for a link between the two phenomena.     

Development of Drought Indices for Semi-Arid Region Using Drought Indices Calculator (DrinC) – A Case Study from Madurai District,a Semi-Arid Region in India

Drought is considered as a major natural hazard/ disaster, affecting several sectors of the economy and the environment worldwide. Drought, a complex phenomenon can be characterised by its severity, duration, and areal extent. Drought indices for the characterization and the monitoring of drought simplify the complex climatic functions and can quantify climatic anomalies for their severity, duration, and frequency. With this as background drought indices were worked out for Madurai district of Tamil Nadu using DrinC (Drought Indices Calculator) software. DrinC calculates the drought indices viz., deciles, Standard Precipitation Index (SPI), Reconnaissance Drought Index (RDI), Streamflow Drought Index (SDI) by providing a simple, though flexible interface by considering all the factors. The drought of 3, 6 and 9 months as time series can also be estimated. The results showed that drought index of Madurai region by decile method revealed that among the 100 years, 20 years were affected by drought and it is cyclic in nature and occurring almost every 3 to 7 years once repeatedly, except for some continuous period, i.e., 1923, 1924 and 1985, 1986, etc. During the last five decades, the incidence is higher with 13 events, whereas in the first five decades it was only 7. The SPI and RDI index also followed the similar trend of deciles. However, under SPI and RDI, the severely dry and extremely dry category was only seven years and all other drought years of deciles were moderately dry. Our study indicated that SPI is a better indicator than deciles since here severity can be understood. SDI did not follow the trend similar to SPI or RDI. Regression analysis showed that the SPI and RDI are significantly correlated and if 1st 3 months rainfall data is available one can predict yearly RDI drought index. The results demonstrated that these approaches could be useful for developing preparedness plan to combat the consequences of drought. Findings from such studies are useful tools for devising strategic preparedness plans to combat droughts and mitigate their effects on the activities in the various sectors of the economy.     

A Global Hydrological Drought Index Dataset Based on Gravity Recovery and Climate Experiment (GRACE) Data

The Gravity Recovery and Climate Experiment (GRACE) satellites have been used in drought/flood monitoring by observing terrestrial water storage (TWS) change. Meteorological drought indicators or other identified disaster information were usually adopted in association with GRACE-observed changes in TWS for the determination of the occurrence and severity of droughts/floods. Inter-comparisons of dry conditions based on TWS change on a global scale, however, were very difficult because TWS anomalies are not comparable for different hydro-climatic regions. In this paper, we established a global dataset of GRACE-based dimensionless drought index, the Total Storage Deficit Index (TSDI), which is spatially comparable and capable of independently examining the characteristics of dry/wet spells globally. The globally mapped GRACE-based TSDI was examined with some reported extreme hydrologic events, which suggested that the results were fairly consistent with documented drought/flood disaster information. Moreover, comparisons of the GRACE-based TSDI with other frequently used drought indicators, such as the Standardized Precipitation Index (SPI), the Palmer Drought Severity Index (PDSI), and the Palmer Hydrological Drought Index (PHDI), suggested that the TSDI was significantly correlated with the SPI at three different time scales, the PDSI, and the PHDI over most parts of the global surface. The longer the time scale of the selected SPI, the stronger the correlation tended to be with the TSDI. Moreover, the correlation of the TSDI with the PHDI was higher than that with the PDSI over almost the whole global surface. With regard to its performance, this study suggested that the TSDI derived from GRACE-based TWS could be a useful dimensionless index for global and regional hydrological drought monitoring, especially for areas where meteo-hydrological observations are insufficient or human activities are intensive.     

Towards a Drought Watch System based on Spatial SPI

Regional Drought can be assessed through various meaningfulprocedures mainly related to the expected consequences. However, a general knowledge of the occurrence of drought, thearea which is affected, its severity and its duration are ofgreat importance for a series of decisions, which may beappropriate for a variety of activities. From the existingsimple and popular indices used for the estimation of drought,the Standardised Precipitation Index, known as SPI, seems to winuniversal applicability. A method based on the estimation of SPIover a geographical area and its use for characterising drought,is presented in this paper. Applications of the method arepresented using a digital terrain model and a simple computercalculating routine. It is shown that the proposed procedurecan be easily applied and can support a Drought Watch System foran area of mesoscale dimensions.     

Regional Drought Assessment Based on the Reconnaissance Drought Index (RDI)

Regional drought assessment is conventionally based on drought indices for the identification of drought intensity, duration and areal extent. In this study, a new index, the Reconnaissance Drought Index (RDI) is proposed together with the well known Standardized Precipitation Index (SPI) and the method of deciles. The new index exhibits significant advantages over the other indices by including apart from precipitation, an additional meteorological parameter, the potential evapotranspiration. The drought assessment is achieved using the above indices in two river basins, namely Mornos and Nestos basins in Greece. It is concluded that although the RDI generally responds in a similar fashion to the SPI (and to a lesser extent to the deciles), it is more sensitive and suitable in cases of a changing environment.     

Assessment of Probabilistic Multi-Index Drought Using a Dynamic Naive Bayesian Classifier

The proper consideration of all plausible feature spaces of the hydrological cycle and inherent uncertainty in preceding developed drought indices is inevitable for comprehensive drought assessment. Therefore, this study employed the Dynamic Naive Bayesian Classifier (DNBC) for multi-index probabilistic drought assessment by integrating various drought indices (i.e., Standardized Precipitation Index (SPI), Streamflow Drought Index (SDI), and Normalized Vegetation Supply Water Index (NVSWI)) as indicators of different feature spaces (i.e., meteorological, hydrological, and agricultural) contributing to drought occurrence. The overall results showed that the proposed model was able to account for various physical forms of drought in probabilistic drought assessment, to accurately detect a drought event better than (or occasionally equal to) any single drought index, to provide useful information for assessing potential drought risk, and to precisely capture drought persistence in terms of drought state transition probability in drought monitoring. This easily produced an alternative method for comprehensive drought assessment with combined use of different drought indices.     

Projected Changes of Future Extreme Drought Events under Numerous Drought Indices in the Heilongjiang Province of China

Effective drought prediction methods are essential for the mitigation of adverse effects of severe drought events. This study utilizes the Reconnaissance Drought Index, Standardized Precipitation Index and Standardized Precipitation Evapotranspiration Index to assess the occurrence of future drought events in the study area of the Heilongjiang province of China over a period of 2016–2099. The drought indices were computed from the meteorological data (temperature, precipitation) generated by the global climate model (HadCM3A2). Moreover, Mann-Kendall trend test was applied for the assessment of future climatic trends and detecting probable differences in the behaviour of various drought indices. Drought forecasting periods has been divided into three categories: the early phase (1916–2030), middle phase (2031–2060) and late phase (2061–2099). The occurrence of future droughts is also ranked according to their intensity (mild, moderate, severe and extreme drought). Based on the drought results, more number of drought events are expected to occur during 12-month drought analysis are, RDI during 2084–2098 (DD = 14, DS = ?1.38), SPEI during 2084–2098 (DD = 14, DS = ?1.33) and SPI during 2084–2095 (DD = 12, DS = ?1.19). The 1st and 2nd months of the years studied predicted a warming trend, while the 7th, 8th, and 9th months predicted a wetter trend. Finally, it was observed that RDI is more sensitive to drought and indicated a high percentage of years under severe and extreme drought conditions during the drought frequency analysis. Conclusively, this study provides a strategies for water resources management and monitoring of droughts, in which drought indices like RDI can play a central role.     

Hydrological Drought Assessment in Northwestern Iran Based on Streamflow Drought Index (SDI)

Drought is a natural and worldwide phenomenon that occurs when water availability is significantly below normal levels during a significant period of time and cannot meet demand. This work focused on the hydrologic drought defined by the streamflow drought index (SDI) for overlapping periods of 3, 6, 9 and 12 months at 14 hydrometric stations in the northwest of Iran over the period 1975–2009. It was found that some of the streamflow volume series did not follow the normal distribution. The ability of the log-normal, exponential and uniform probability distributions was examined in order to choose the most suitable distribution, and the log-normal distribution was used to fit the long-term streamflow data. The results of the hydrological drought analysis based on the SDI showed that almost all the stations suffered from extreme droughts during the study period. Additionally, extreme droughts occurred most frequently in the last 12 years from 1997–1998 to 2008–2009.     

Drought variability and its connection with large-scale atmospheric circulations in Haihe River Basin

Drought is one of the most widespread and devastating extreme climate events when water availability is significantly below normal levels for a long period. In recent years, the Haihe River Basin has been threatened by intensified droughts. Therefore, characterization of droughts in the basin is of great importance for sustainable water resources management. In this study, two multi-scalar drought indices, the standardized precipitation evapotranspiration index(SPEI) with potential evapotranspiration calculated by the Penmane Monteith equation and the standardized precipitation index(SPI), were used to evaluate the spatiotemporal variations of drought characteristics from 1961 to 2017 in the Haihe River Basin. In addition, the large-scale atmospheric circulation patterns were used to further explore the potential links between drought trends and climatic anomalies. An increasing tendency in drought duration was detected over the Haihe River Basin with frequent drought events occurring in the period from 1997 to 2003. The results derived from both SPEI and SPI demonstrated that summer droughts were significantly intensified. The analysis of large-scale atmospheric circulation patterns indicated that the intensified summer droughts could be attributed to the positive geopotential height anomalies in Asian mid-high latitudes and the insufficient water vapor fluxes transported from the south.     

Development of a Demand Driven Hydro-climatic Model for Drought Planning

In recent years, droughts with increasing severity and frequency have been experienced around the world due to climate change effects. Water planning and management during droughts needs to deal with water demand variability, uncertainties in streamflow prediction, conflicts over water resources allocation, and the absence of necessary emergency schemes in drought situations. Reservoirs could play an important role in drought mitigation; therefore, development of an algorithm for operation of reservoirs in drought periods could help to mitigate the drought impacts by reducing the expected water shortages. For this purpose, the probable drought’s characteristics and their variations in response to factors such as climate change should be incorporated. This study aims at developing a contingency planning scheme for operation of reservoirs in drought periods using hedging rules with the objective of decreasing the maximum water deficit. The case study for evaluation of the performance of the proposed algorithm is the Sattarkhan reservoir in the Aharchay watershed, located in the northwestern part of Iran. The trend evaluations of the hydro-climatic variables show that the climate change has already affected streamflow in the region and has increased water scarcity and drought severity. To incorporate the climate change study in reservoir planning; streamflow should be simulated under climate change impacts. For this purpose, the climatic variables including temperature and precipitation in the future under climate change impacts are simulated using downscaled GCM (General Circulation Model) outputs to derive scenarios for possible future drought events. Then a hydrological model is developed to simulate the river streamflow, based on the downscaled data. The results show that the proposed methodology leads to less water deficit and decreases the drought damages in the study area.     

Analysis of Drought from Humid,Semi-Arid and Arid Regions of India Using DrinC Model with Different Drought Indices

The study aims at evaluating the various drought indices for the humid, semi-arid and arid regions of India using conventional indices, such as rainfall anomaly index, departure analysis of rainfall and other indices such as Standard Precipitation Index (SPI) and Reconnaissance Drought Index (RDI) that were analyzed using the DrinC software. In SPI, arid region has seven drought years, whereas humid and semi-arid regions have four. In case of RDI, the humid and semi-arid regions have 11 drought years, whereas arid regions have 10 years. The difference in SPI and RDI was due to the fact that RDI considered potential evapotranspiration, and hence, correlation with plants would be better in case of RDI. Humid region showed a decreasing trend in initial value of RDI during the drought as compared to semiarid and arid regions and indicated possible climate change impact in these regions. Among all the indices, RDI was considered as an effective indicator because of implicit severity and high prediction matches with the actual drought years. SPI and RDI were found to be well correlated with respect to 3 months rainfall data and SPI values led to prediction of annual RDI. The results of our study established that this correlation could be used for developing disaster management plan well in advance to combat the drought consequences.