Effects of Phase Change of Pb-Free Flip-Chip Solders During Board-Level Interconnect Reflow

The impact of phase change (from solid to liquid) on the reliability of Pb-free flip-chip solders during board-level interconnect reflow is investigated. Most of the current candidates for Pb-free solder are tin-based with similar melting temperatures near 230 degC. Thus, Pb-free flip-chip solders melt again during the subsequent board-level interconnect reflow cycle. Solder volume expands more than 4% during the phase change from solid to liquid. The volumetric expansion of solder in a volume constrained by chip, substrate, and underfill creates serious reliability issues. The issues include underfill fracture and delamination from chip or substrate. Besides decreasing flip-chip interconnect reliability in fatigue, bridging through underfill cracks or delamination between neighboring flip-chip interconnects by the interjected solder leads to failures. In this paper, the volume expansion ratio of tin is experimentally measured, and a Pb-free flip-chip chip-scale package (FC-CSP) is used to observe delamination and solder bridging after solder reflow. It is demonstrated that the presence of molten solder and the interfacial failure of underfill can occur during solder reflow. Accordingly, Pb-free flip-chip packages have an additional reliability issue that has not been a concern for Pb solder packages. To quantify the effect of phase change, a flip-chip chip-scale plastic ball grid array package is modeled for nonlinear finite-element analysis. A unit-cell model is used to quantify the elongation strain of underfill and stresses at the interfaces between underfill and chip or underfill and substrate generated by volume expansion of solder. In addition, the strain energy release rate of interfacial crack between chip and underfill is also calculated     

Numerical Investigation of Underfill Failure Due to Phase Change of Pb-Free Flip Chip Solders During Board-Level Reflow

In this paper, the effects of phase change of Pb-free flip chip solders during board-level interconnect reflow are investigated using numerical technique. Most of the current Pb-free solder candidates are based on Sn and their melting temperatures are in the range of 220 $^{circ}$ C–240 $^{circ}$ C. Thus, Pb-free flip chip solders melt again during subsequent board-level interconnect (BGA) reflow cycle. Since solder volume expands as much as 4% during the phase change from solid to liquid, the volumetric expansion of solder in a predefined volume by chip, substrate, and underfill creates serious reliability issues. One issue is the shorting between neighboring flip chip interconnects by the interjected solder through underfill crack or delaminated interfaces. The authors have observed the interjection of molten solder and the interfacial failure of underfill during solder reflow process. In this paper, a flip chip package is modeled to quantify the effect of the volumetric expansion of Pb-free solder. Three possible cases are investigated. One is without existence of micro crack and the other two are with the interfacial crack between chip and underfill and the crack through the underfill. The strain energy release rate around the crack tip calculated by the modified crack closure integral method is compared with interfacial fracture toughness. Parametric studies are carried out by changing material properties of underfill and interconnect pitch. Also, the effects of solder interconnect geometry and crack length are explored. For the case with interfacial crack, the configuration of a large bulge with small pitch is preferred for the board-level interconnect, whereas a large pitch is preferred for cracks in the mid plane of the underfill.      

Correlation of flip chip underfill process parameters and materialproperties with in-process stress generation

Electronic packaging designs are moving toward fewer levels of packaging to enable miniaturization and to increase performance of electronic products. One such package design is flip chip on board (FCOB). In this method, the chip is attached face down directly to a printed wiring board (PWB). Since the package is comprised of dissimilar materials, the mechanical integrity of the flip chip during assembly and operation becomes an issue due to the coefficient of thermal expansion (CTE) mismatch between the chip, PWB, and interconnect materials. To overcome this problem, a rigid encapsulant (underfill) is introduced between the chip and the substrate. This reduces the effective CTE mismatch and reduces the effective stresses experienced by the solder interconnects. The presence of the underfill significantly improves long term reliability. The underfill material, however, does introduce a high level of mechanical stress in the silicon die. The stress in the assembly is a function of the assembly process, the underfill material, and the underfill cure process. Therefore, selection and processing of underfill material is critical to achieving the desired performance and reliability. The effect of underfill material on the mechanical stress induced in a flip chip assembly during cure was presented in previous publications. This paper studies the effect of the cure parameters on a selected commercial underfill and correlates these properties with the stress induced in flip chip assemblies during processing     

Parametric reliability analysis of no-underfill flip chip package

This research proposes a parametric analysis for a flip chip package with a constraint-layer structure. Previous research has shown that flip-chip type packages with organic substrates require underfill for achieving adequate reliability life. Although underfill encapsulant is needed to improve the reliability of flip chip solder joint interconnects, it will also increase the difficulty of reworkability, increase the packaging cost and decrease the manufacturing throughput. This research is based on the fact that if the thermal mismatch between the silicon die and the organic substrate could be minimized, then the reliability of the solder joint could be accordingly enhanced. This research proposes a structure using a ceramic-like material with CTE close to silicon, mounted on the backside of the substrate to constrain the thermal expansion of the organic substrate. The ceramic-like material could reduce the thermal mismatch between silicon die and substrate, thereby enhancing the reliability life of the solder joint. Furthermore, in order to achieve better reliability design of this flip chip package, a parametric analysis using finite element analysis is performed for package design. The design parameters of the flip chip package include die size, substrate size/material, and constraint-layer size/material, etc. The results show that this constraint-layer structure could make the solder joints of the package achieve the same range of reliability as the conventional underfill material. More importantly, the flip chip package without underfill material could easily solve the reworkability problem, enhance the thermal dissipation capability and also improve the manufacturing throughput     

FEM modeling of temperature distribution of a flip-chip no-flow underfill package during solder reflow process

Flip chip on organic substrate has relied on underfill to redistribute the thermomechanical stress and to enhance the solder joint reliability. However, the conventional flip-chip underfill process involves multiple process steps and has become the bottleneck of the flip-chip process. The no-flow underfill is invented to simplify the flip-chip underfill process and to reduce the packaging cost. The no-flow underfill process requires the underfill to possess high curing latency to avoid gelation before solder reflow so to ensure the solder interconnect. Therefore, the temperature distribution of a no-flow flip-chip package during the solder reflow process is important for high assembly yield. This paper uses the finite-element method (FEM) to model the temperature distribution of a flip-chip no-flow underfill package during the solder reflow process. The kinetics of underfill curing is established using an autocatalytic reaction model obtained by DSC studies. Two approaches are developed in order to incorporate the curing kinetics of the underfill into the FEM model using iteration and a loop program. The temperature distribution across the package and across the underfill layer is studied. The effect of the presence of the underfill fillet and the influence of the chip dimension on the temperature difference in the underfill layer is discussed. The influence of the underfill curing kinetics on the modeling results is also evaluated.     

Adhesion characterization of no-flow underfills used in flip chipassemblies and correlation with reliability

Adhesion is one of the key properties of underfills used in flip chip assemblies. This paper characterizes the adhesion strengths of no-flow underfill materials to various die passivations using the shear test techniques. A novel shear test vehicle with planner underfill layers between the die and substrate is presented. The adhesion strengths and failure modes of the no-flow underfill materials during shear testing correlate well with their thermal shock reliability test results. Underfill adhesion related failures such as delamination and crack are investigated and correlated between flip chip assemblies and shear test vehicle assemblies without solder joint interconnects     

Solder wetting in a wafer-level flip chip assembly

Wafer-level flip chips provide an innovative solution in establishing flip chip as a standard surface mount process. In this paper, the wetting of solder bumps within confining underfill during the reflow of a wafer-level flip chip assembly is addressed. For real time monitoring of an assembly during the reflow process, a system using a high-speed camera is utilized. The collapse of solder bumps on the chip in the vertical direction is found to be a prerequisite of solder wetting. Underfill voids and outgassing are found to cause chip drift and tilt during the reflow process. In addition, symmetry of the underfill flow and fillet formation is identified as a critical factor in maintaining chip to substrate alignment. During solder wetting of the metallization pads on the substrate, the underfill needs to maintain a low viscosity. With the selection of a thermally stable underfill and corresponding process development, wafer-level flip chip assemblies with good solder interconnects are demonstrated     

Do chip size limits exist for DCA?

Solder joints, the most widely used flip chip on board (FCOB) interconnects, have a relatively low structural compliance due to the large thermal expansion mismatch between silicon die and the organic substrate. The coefficient of thermal expansion (CTE) of the printed wiring board (PWB) is almost an order of magnitude greater than that of the integrated circuit (IC). Under operating and testing conditions, this mismatch subjects the solder joints to large creep strains and leads to early failure of the solder connections. The reliability of such flip chip structures can be enhanced by applying an epoxy-based underfill between the chip and the substrate, encapsulating the solder joints. This material, once cured, mechanically couples the IC and substrate together to locally constrain the CTE mismatch. However, the effects of CTE mismatch are assumed to become more severe with increasing chip size. Even with the addition of an underfill material, it has been supposed that there are limits on the chip size used in flip chip applications     

Numerical analysis on compliance and electrical behavior of multi-copper-column flip-chip interconnects for wafer-level packaging

This paper presents modeling and simulation results of a modified copper-column-based flip-chip interconnect with ultrafine pitch for wafer-level packaging, and the process and prototyping procedure are described as well. This interconnect consists of multiple copper columns which are electrically in parallel and supporting a solder bump. A simple analytical model has been developed for correlation between the interconnect geometry and the thermal fatigue life. In comparison to the conventional single-copper-column (SCC) interconnects, numerical analysis reveals that the multi-copper-column (MCC) interconnect features enhanced compliances and, hence, higher thermomechanical reliability, while the associated electrical parasitics (R, L, and C) at dc and moderate frequencies are still kept low. Parametric studies reveal the effects of geometric parameters of MCC interconnects on both compliances and electrical parasitics, which in turn facilitate design optimization for best performance. By using coplanar waveguides (CPWs) as feed lines on both chip and package substrate, a high-frequency (up to 40 GHz) S-parameter analysis is conducted to investigate the transmission characteristics of the MCC interconnects within various scenarios which combines various interconnect pitches and common chip and package substrates. An equivalent lumped circuit model is proposed and the circuit parameters (R, L, C, and G) are obtained throughout a broad frequency range. Good agreement is achieved for the transmission characteristics between the equivalent lumped circuit model and direct simulation results.     

Void Formation Study of Flip Chip in Package Using No-Flow Underfill

The advanced flip chip in package (FCIP) process using no-flow underfill material for high I/O density and fine-pitch interconnect applications presents challenges for an assembly process that must achieve high electrical interconnect yield and high reliability performance. With respect to high reliability, the voids formed in the underfill between solder bumps or inside the solder bumps during the no-flow underfill assembly process of FCIP devices have been typically considered one of the critical concerns affecting assembly yield and reliability performance. In this paper, the plausible causes of underfill void formation in FCIP using no-flow underfill were investigated through systematic experimentation with different types of test vehicles. For instance, the effects of process conditions, material properties, and chemical reaction between the solder bumps and no-flow underfill materials on the void formation behaviors were investigated in advanced FCIP assemblies. In this investigation, the chemical reaction between solder and underfill during the solder wetting and underfill cure process has been found to be one of the most significant factors for void formation in high I/O and fine-pitch FCIP assembly using no-flow underfill materials.     

Yield analysis and process modeling of low cost, high throughputflip chip assembly based on no-flow underfill materials

As a concept to achieve low-cost, high-throughput flip chip on board (FCOB) assembly, a new process has been developed implementing next generation flip chip processing based no-flow fluxing underfill materials. The low-cost, high throughput flip chip process implements large area underfill printing, integrated chip placement and underfill flow and simultaneous solder interconnect reflow and underfill cure. The goals of this study are to demonstrate feasibility of no flow underfill materials and the high throughput flip chip process over a range of flip chip configurations, identify the critical process variables affecting yield, analyze the yield of the high throughput flip chip process, and determine the impact of no-flow underfill materials on key process elements. Reported in this work is the assembly of a series of test vehicles to assess process yield and process defects. The test vehicles are assembled by depositing a controlled mass of underfill material on the chip site, aligning chip to the substrate pads, and placing the chip inducing a compression type underfill flow. The assemblies are reflowed in a commercial reflow furnace in an air atmosphere to simultaneously form the solder interconnects and cure the underfill. A series of designed experiments identify the critical process variables including underfill mass, reflow profile, placement velocity, placement force, and underfill material system. Of particular interest is the fact that the no-flow underfill materials studied exhibit an affinity for unique reflow profiles to minimize process defects     

Materials characterization of the effect of mechanical bending on area array package interconnects

The mechanical integrity of solder joint interconnects in PWB assemblies with micro-BGA, chip scale, and land grid array packages is being questioned as the size and pitch decrease. Some consumer products manufacturers have mechanically reinforced fine pitch package interconnects with an adhesive underfill, and others are evaluating the need for underfill on a case-by-case basis. Three-point cyclic bend testing provides a useful tool for characterizing the expected mechanical cycling fatigue reliability of PWB assemblies. Cyclic bend testing is useful for characterizing bending issues in electronic assemblies such as repetitive keypad actuation in cell phone products. This paper presents the results of three-point bend testing of PWB assemblies with fine pitch packages. The solder joints on ceramic components performed better than a laminate interposer component in bend testing, because of the stiffening effect of the ceramic packaging materials. The methodology of materials analyses of the metallurgy of solder interconnects following mechanical bending and thermal cycle testing is described. The microstructure and fracture surfaces of solder joint failures in bend test samples differed significantly from thermal cycle test samples.     

Die cracking and reliable die design for flip-chip assemblies

Die cracking during underfill cure or thermal cycling is a cause for concern in flip-chip assemblies. In this work, an integrated process-reliability modeling methodology has been developed to determine the stresses at the backside of the die during underfill cure and subsequent thermal cycling. The predicted die stresses have been compared with experimental data, and excellent agreement is seen between the theoretical predictions and the experimental data. The modeling methodology has been used to understand the effect of material and geometry parameters such as substrate thickness, die thickness, standoff height, interconnect pitch, underfill modulus and coefficient of thermal expansion (CTE), and solder mask CTE on die stresses and thus die cracking. Based on underfill-cure and thermal cycling models for specific cases, the critical flaw size to induce catastrophic die cracking has been calculated using linear-elastic fracture mechanics. Design recommendations, including die thinning and polishing, have been made to reduce the tensile stresses on the backside of the die and thus die cracking     

Novel thermally reworkable underfill encapsulants for flip-chipapplications

The flip-chip technique of integrated circuit (IC) chip interconnection is the emerging technology for high performance, high input/output (I/O) IC devices. Due to the coefficient of thermal expansion mismatch between the silicon IC (CTE=2.5 ppm/°C) and the low cost organic substrate such as FR-4 printed wiring board (CTE=18-22 ppm/°C), the flip-chip solder joints experience high shear stresses during temperature cycling. Underfill encapsulant is used to couple the bilayer structure and is critical to the reliability of the flip-chip solder interconnects. Current underfill encapsulants are filled epoxy-based materials that are normally not reworkable after curing. This forms an obstacle to flip-chip on board (FCOB) technology development, where unknown bad dies (UBD) are still a concern. Approaches have been taken to develop the thermally reworkable underfill materials in order to address the nonreworkability problem of the commercial underfill encapsulants. These approaches include introduction of thermally cleavable blocks into epoxides and addition of additives to the epoxies. In the first approach, five diepoxides containing thermally cleavable blocks were synthesized and characterized. These diepoxides were mixed with hardener and catalyst. Then the mixture properties of Tg, onset decomposition temperature, storage modulus, CTE, and viscosity were studied and compared with those of the standard formulation based on the commercial epoxy resin ERL-4221E. These mixtures all decomposed at lower temperature than the standard formulation. Moreover, one mixture, Epoxy5, showed acceptable Tg, low viscosity, and fairly good adhesion. In the second approach, two additives were discovered that provide die removal capability to the epoxy formulation without interfering with the epoxy cure or properties of the cured epoxy system. Furthermore, the combination of the two approaches showed positive results     

Experimental study on the thermo-mechanical effects of underfill and low-CTE substrate in a flip-chip device

Moiré interferometry was used to analyze the thermal deformation of four flip-chip devices mounted on FR-4 substrate and a new multi-layer substrate, with and without underfill. Thermal loading was applied by cooling the devices from 100 °C to room temperature (25 °C). The effects of underfill and the low-CTE (coefficient of thermal expansion) substrate on thermal deformation were investigated. The experimental results showed that the underfill curved in a manner similar to the silicon chip. For the flip-chip devices mounted on the multi-layer substrate, the CTE mismatch between the silicon chip and substrate was reduced, and bending deformation decreased. Of the four flip-chip devices studied, the underfilled flip-chip device mounted on the multi-layer substrate had the least deformed solder balls.     

The effects of underfill on the reliability of flip chip solder joints

Thermal fatigue damage of flip chip solder joints is a serious reliability concern, although it usually remains tolerable with the flip chip connections (of smaller chips) to ceramic boards as practiced by IBM for over a quarter century. However, the recent trend in microelectronics packaging towards bonding large chips or ceramic modules to organic boards means a larger differential thermal expansion mismatch between the board and the chip or ceramic module. To reduce the thermal stresses and strains at solder joints, a polymer underfill is customarily added to fill the cavity between the chip or module and the organic board. This procedure has typically at least resulted in an increase of the thermal fatigue life by a factor of 10, as compared to the non-underfilled case. In this contribution, we first discuss the effects of the underfill to reduce solder joint stresses and strains, as well as underfill effects on fatigue crack propagation based on a finite element analysis. Secondly, we probe the question of the importance of the effects of underfill defects, particularly that of its delamination from the chip side, on the effectiveness of the underfill to increase thermal fatigue life. Finally, we review recent experimental evidence from thermal cycling of actual flip chip modules which appears to support the predictions of our model.     

Impact of underfill and other physical dimensions on Silicon Lateral IGBT package reliability using computer model with discrete and continuous design variables

An effort to design and build a prototype LED driver system which is energy efficient, highly compact and with few component count was initiated by a consortium UK universities. The prototype system will be based on Silicon Lateral IGBT (LIGBT) device combined with chip on board technology. Part of this effort, finite element modelling and analysis were undertaken in order to mitigate the underfill dielectric breakdown failure and solder interconnect fatigue failure of the LIGBT package structure. Electro-static analysis was undertaken to predict the extreme electric field distribution in the underfill. Based on electro-static analysis, five commercial underfill were selected for thermo-mechanical finite element analysis on solder joint fatigue failure prediction under cyclic loading. A design optimisation analysis was endeavoured to maximise the solder interconnect reliability by utilising a computer model with continuous variable (physical dimensions) and discrete variables (underfill type) and a stochastic optimiser such as multi-objective mixed discrete particle swarm optimisation. From the optimisation analysis best trade off solution are obtained.     

The effect of solder bump pitch on the underfill flow

An underfill encapsulant was used to fill the gap between the chip and substrate around solder joints to improve the long-term reliability of flip chip interconnect systems. The underfill encapsulant was filled by the capillary effect. In this study, the filling time and pattern of the underfill flow in the process with different bumping pitch, bump diameter, and gap size were investigated. A modified Hele-Shaw flow model, that considered the flow resistance in both the thickness direction and the restrictions between solder bumps, was used. This model estimated the flow resistance induced by the chip and substrate as well as the solder bumps, and provided a reasonable flow front prediction. A modified model that considered the effect of fine pitch solder bumps was also proposed to estimate the capillary force in fine pitch arrangements. It was found that, on a full array solder bump pattern, the filling flow was actually faster for fine pitch bumps in some arrangements. The filling time of the underfill process depends on the parameters of bumping pitch, bump diameter, and gap size. A proposed capillary force parameter can provide information on bump pattern design for facilitating the underfilling process.     

Stress analysis of 3-dimensional IC package as function of structural design parameters

Solid Liquid Inter-Diffusion (SLID) is a technology that has recently been utilized to fabricate 3D ICs. Since application of this technology is in its infancy stages, manufacturability and reliability of these bonds are still under heavy investigations. This study presents an elastic-plastic finite element and analytical analyses that were implemented to evaluate effect of package design parameters on thermo-mechanical reliability of the SLID bonds and copper interconnects. A numerical experiment is designed in which several design parameters; die thickness, bond size, underfill stiffness and substrate thickness, are varied in 3 levels. Stress in SLID bonds and in copper interconnects were evaluated using the 3-dimensional finite element analysis as well as an analytical approach. The results show that die and substrate thicknesses are the most influential factors among the selected parameters on stress at the interface and on copper interconnects. Main effect results for stress analysis in SLID bonds using finite element shows that die thickness and underfill stiffness are the most influential factors in defining stress at SLID bonds. Results of the analytical approach confirm the finite element analysis. It is shown that effect of interconnect size and pitch is very small compared to die thickness. In average increasing die thickness increases both shear and peeling stresses at the interfaces and copper interconnects.