Distributed economic model predictive control for operational safety of nonlinear processes

Achieving operational safety of chemical processes while operating them in an economically‐optimal manner is a matter of great importance. Our recent work integrated process safety with process control by incorporating safety‐based constraints within model predictive control (MPC) design; however, the safety‐based MPC was developed with a centralized architecture, with the result that computation time limitations within a sampling period may reduce the effectiveness of such a controller design for promoting process safety. To address this potential practical limitation of the safety‐based control design, in this work, we propose the integration of a distributed model predictive control architecture with Lyapunov‐based economic model predictive control (LEMPC) formulated with safety‐based constraints. We consider both iterative and sequential distributed control architectures, and the partitioning of inputs between the various optimization problems in the distributed structure based on their impact on process operational safety. Moreover, sufficient conditions that ensure feasibility and closed‐loop stability of the iterative and sequential safety distributed LEMPC designs are given. A comparison between the proposed safety distributed EMPC controllers and the safety centralized EMPC is demonstrated via a chemical process example. © 2017 American Institute of Chemical Engineers AIChE J, 63: 3404–3418, 2017     

A feedback control framework for safe and economically‐optimal operation of nonlinear processes

Maintaining safe operation of chemical processes and meeting environmental constraints are issues of paramount importance in the area of process systems and control engineering, and are ideally achieved while maximizing economic profit. It has long been argued that process safety is fundamentally a process control problem, yet few research efforts have been directed toward integrating the rather disparate domains of process safety and process control. Economic model predictive control (EMPC) has attracted significant attention recently due to its ability to optimize process operation accounting directly for process economics considerations. However, there is very limited work on the problem of integrating safety considerations in EMPC to ensure simultaneous safe operation and maximization of process profit. Motivated by the above considerations, this work develops three EMPC schemes that adjust in real‐time the size of the safety sets in which the process state should reside to ensure safe process operation and feedback control of the process state while optimizing economics via time‐varying process operation. Recursive feasibility and closed‐loop stability are established for a sufficiently small EMPC sampling period. The proposed schemes, which effectively integrate feedback control, process economics, and safety considerations, are demonstrated with a chemical process example. © 2016 American Institute of Chemical Engineers AIChE J, 62: 2391–2409, 2016     

Economic model predictive control with time‐varying objective function for nonlinear process systems

Economic model predictive control (EMPC) is a control scheme that combines real‐time dynamic economic process optimization with the feedback properties of model predictive control (MPC) by replacing the quadratic cost function with a general economic cost function. Almost all the recent work on EMPC involves cost functions that are time invariant (do not explicitly account for time‐varying process economics). In the present work, we focus on the development of a Lyapunov‐based EMPC (LEMPC) scheme that is formulated with an explicitly time‐varying economic cost function. First, the formulation of the proposed two‐mode LEMPC is given. Second, closed‐loop stability is proven through a theoretical treatment. Last, we demonstrate through extensive closed‐loop simulations of a chemical process that the proposed LEMPC can achieve stability with time‐varying economic cost as well as improve economic performance of the process over a conventional MPC scheme. © 2013 American Institute of Chemical Engineers AIChE J 60: 507–519, 2014     

On identification of well‐conditioned nonlinear systems: Application to economic model predictive control of nonlinear processes

The focus of this work is on economic model predictive control (EMPC) that utilizes well‐conditioned polynomial nonlinear state‐space (PNLSS) models for processes with nonlinear dynamics. Specifically, the article initially addresses the development of a nonlinear system identification technique for a broad class of nonlinear processes which leads to the construction of PNLSS dynamic models which are well‐conditioned over a broad region of process operation in the sense that they can be correctly integrated in real‐time using explicit numerical integration methods via time steps that are significantly larger than the ones required by nonlinear state‐space models identified via existing techniques. Working within the framework of PNLSS models, additional constraints are imposed in the identification procedure to ensure well‐conditioning of the identified nonlinear dynamic models. This development is key because it enables the design of Lyapunov‐based EMPC (LEMPC) systems for nonlinear processes using the well‐conditioned nonlinear models that can be readily implemented in real‐time as the computational burden required to compute the control actions within the process sampling period is reduced. A stability analysis for this LEMPC design is provided that guarantees closed‐loop stability of a process under certain conditions when an LEMPC based on a nonlinear empirical model is used. Finally, a classical chemical reactor example demonstrates both the system identification and LEMPC design techniques, and the significant advantages in terms of computation time reduction in LEMPC calculations when using the nonlinear empirical model. © 2015 American Institute of Chemical Engineers AIChE J, 61: 3353–3373, 2015     

A delay‐dependent robust fuzzy MPC approach for nonlinear CSTR

Based on Takagi–Sugeno (T–S) fuzzy models, a robust fuzzy model predictive control (MPC) algorithm is presented for a class of nonlinear time‐delay systems with input constraints. Delay‐dependent sufficient conditions for the robust stability of the closed‐loop system are derived, and the condition for the existence of the fuzzy model predictive controller is formulated in terms of nonlinear matrix inequality via the parallel distributed compensation (PDC) approach. By using a novel matrix transform technique, a receding optimization problem with linear matrix inequality (LMIs) constraints is constructed to design the desired controllers with an on‐line optimal receding horizon guaranteed cost. Finally, an example of continuous stirred tank reactors (CSTR) is given to demonstrate the effectiveness of the proposed results.     

An economic model predictive control approach to integrated production management and process operation

Managing production schedules and tracking time‐varying demand of certain products while optimizing process economics are subjects of central importance in industrial applications. We investigate the use of economic model predictive control (EMPC) in tracking a production schedule. Specifically, given that only a small subset of the total process state vector is typically required to track certain scheduled values, we design a novel EMPC scheme, through proper construction of the objective function and constraints, that forces specific process states to meet the production schedule and varies the rest of the process states in a way that optimizes process economic performance. Conditions under which feasibility and closed‐loop stability of a nonlinear process under such an EMPC for schedule management can be guaranteed are developed. The proposed EMPC scheme is demonstrated through a chemical process example in which the product concentration is requested to follow a certain production schedule. © 2016 American Institute of Chemical Engineers AIChE J, 63: 1892–1906, 2017     

Economic model predictive control of nonlinear process systems using empirical models

Economic model predictive control (EMPC) is a feedback control technique that attempts to tightly integrate economic optimization and feedback control since it is a predictive control scheme that is formulated with an objective function representing the process economics. As its name implies, EMPC requires the availability of a dynamic model to compute its control actions and such a model may be obtained either through application of first principles or through system identification techniques. In industrial practice, it may be difficult in general to obtain an accurate first‐principles model of the process. Motivated by this, in the present work, Lyapunov‐based EMPC (LEMPC) is designed with a linear empirical model that allows for closed‐loop stability guarantees in the context of nonlinear chemical processes. Specifically, when the linear model provides a sufficient degree of accuracy in the region where time varying economically optimal operation is considered, conditions for closed‐loop stability under the LEMPC scheme based on the empirical model are derived. The LEMPC scheme is applied to a chemical process example to demonstrate its closed‐loop stability and performance properties as well as significant computational advantages. © 2014 American Institute of Chemical Engineers AIChE J, 61: 816–830, 2015     

Reference Trajectory Optimization Under Constrained Predictive Control

Chemical process systems often need to respond to frequently changing product demands. This motivates the determination of optimal transitions, subject to specification and operational constraints. However, direct implementation of optimal input trajectories would, in general, result in offset in the presence of disturbances and plant/model mismatch. This paper considers reference trajectory optimization of processes controlled by constrained model predictive control (MPC). Consideration of the closed‐loop dynamics of the MPC‐controlled process in the reference trajectory optimization results in a multi‐level optimization problem. A solution strategy is applied in which the MPC quadratic programming subproblems are replaced by their Karush‐Kuhn‐Tucker optimality conditions, resulting in a single‐level mathematical program with complementarity constraints (MPCC). The performance of the method is illustrated through application to two case studies, the second of which considers economically optimal grade transitions in a polymerization process.     

Distributed model predictive control of switched nonlinear systems with scheduled mode transitions

A method for the design of distributed model predictive control (DMPC) systems for a class of switched nonlinear systems for which the mode transitions take place according to a prescribed switching schedule is presented. Under appropriate stabilizability assumptions on the existence of a set of feedback controllers that can stabilize the closed‐loop switched, nonlinear system, a cooperative DMPC architecture using Lyapunov‐based model predictive control (MPC) in which the distributed controllers carry out their calculations in parallel and communicate in an iterative fashion to compute their control actions is designed. The proposed DMPC design is applied to a nonlinear chemical process network with scheduled mode transitions and its performance and computational efficiency properties in comparison to a centralized MPC architecture are evaluated through simulations. © 2013 American Institute of Chemical Engineers AIChE J, 59:860‐871, 2013     

Economic model predictive control of nonlinear process systems using Lyapunov techniques

In this work, we develop model predictive control (MPC) designs, which are capable of optimizing closed‐loop performance with respect to general economic considerations for a broad class of nonlinear process systems. Specifically, in the proposed designs, the economic MPC optimizes a cost function, which is related directly to desired economic considerations and is not necessarily dependent on a steady‐state—unlike conventional MPC designs. First, we consider nonlinear systems with synchronous measurement sampling and uncertain variables. The proposed economic MPC is designed via Lyapunov‐based techniques and has two different operation modes. The first operation mode corresponds to the period in which the cost function should be optimized (e.g., normal production period); and in this operation mode, the MPC maintains the closed‐loop system state within a predefined stability region and optimizes the cost function to its maximum extent. The second operation mode corresponds to operation in which the system is driven by the economic MPC to an appropriate steady‐state. In this operation mode, suitable Lyapunov‐based constraints are incorporated in the economic MPC design to guarantee that the closed‐loop system state is always bounded in the predefined stability region and is ultimately bounded in a small region containing the origin. Subsequently, we extend the results to nonlinear systems subject to asynchronous and delayed measurements and uncertain variables. Under the assumptions that there exist an upper bound on the interval between two consecutive asynchronous measurements and an upper bound on the maximum measurement delay, an economic MPC design which takes explicitly into account asynchronous and delayed measurements and enforces closed‐loop stability is proposed. All the proposed economic MPC designs are illustrated through a chemical process example and their performance and robustness are evaluated through simulations. © 2011 American Institute of Chemical Engineers AIChE J, 2012     

Enhanced Performance Assessment of Subspace Model‐Based Predictive Controller with Parameters Tuning

This study focuses on performance assessment of model predictive control. An MPC‐achievable benchmark for the unconstrained case is proposed based on closed‐loop subspace identification. Two performance measures can be constructed to evaluate the potential benefit to update the new identified model. Potential benefit by tuning the parameter can be found from trade‐off curves. Effect of constraints imposed on process variables can be evaluated by the installed controller benchmark. The MPC‐achievable benchmark for the constrained case can be estimated via closed‐loop simulation provided that constraints are known. Simulation of an industrial example was done using the proposed method.     

Selection of control configurations for economic model predictive control systems

Economic model predictive control (EMPC) is a feedback control method that dictates a potentially dynamic (time‐varying) operating policy to optimize the process economics. The objective function used in the EMPC system may be a general nonlinear function that describes the process/system economics. As this function is not derived on the sole basis of classical control considerations (stabilization, tracking, and optimal control action calculation) but rather on the basis of economics, selecting the appropriate control configuration, and quantifying the influence of a given input on an economic cost is an important task for the proper design and computational efficiency of an EMPC scheme. Owing to these considerations, an input selection methodology for EMPC is proposed which utilizes the relative degree and the sensitivity of the economic cost with respect to an input to identify and select stabilizing manipulated inputs with the most dynamic and steady‐state influence on the economic cost function to be assigned to EMPC. Other considerations for input selection for EMPC are also discussed and integrated into a proposed input selection methodology for EMPC. The control configuration selection method for EMPC is demonstrated using a chemical process example. © 2014 American Institute of Chemical Engineers AIChE J, 60: 3230–3242, 2014     

Iterative learning model predictive control for constrained multivariable control of batch processes

In this paper, we propose a model predictive control (MPC) technique combined with iterative learning control (ILC), called the iterative learning model predictive control (ILMPC), for constrained multivariable control of batch processes. Although the general ILC makes the outputs converge to reference trajectories under model uncertainty, it uses open-loop control within a batch; thus, it cannot reject real-time disturbances. The MPC algorithm shows identical performance for all batches, and it highly depends on model quality because it does not use previous batch information. We integrate the advantages of the two algorithms. The proposed ILMPC formulation is based on general MPC and incorporates an iterative learning function into MPC. Thus, it is easy to handle various issues for which the general MPC is suitable, such as constraints, time-varying systems, disturbances, and stochastic characteristics. Simulation examples are provided to show the effectiveness of the proposed ILMPC.     

Machine learning-based predictive control of nonlinear processes. Part I: Theory

This article focuses on the design of model predictive control (MPC) systems for nonlinear processes that utilize an ensemble of recurrent neural network (RNN) models to predict nonlinear dynamics. Specifically, RNN models are initially developed based on a data set generated from extensive open-loop simulations within a desired process operation region to capture process dynamics with a sufficiently small modeling error between the RNN model and the actual nonlinear process model. Subsequently, Lyapunov-based MPC (LMPC) that utilizes RNN models as the prediction model is developed to achieve closed-loop state boundedness and convergence to the origin. Additionally, machine learning ensemble regression modeling tools are employed in the formulation of LMPC to improve prediction accuracy of RNN models and overall closed-loop performance while parallel computing is utilized to reduce computation time. Computational implementation of the method and application to a chemical reactor example is discussed in the second article of this series.     

Data‐driven model predictive quality control of batch processes

The problem of driving a batch process to a specified product quality using data‐driven model predictive control (MPC) is described. To address the problem of unavailability of online quality measurements, an inferential quality model, which relates the process conditions over the entire batch duration to the final quality, is required. The accuracy of this type of quality model, however, is sensitive to the prediction of the future batch behavior until batch termination. In this work, we handle this “missing data” problem by integrating a previously developed data‐driven modeling methodology, which combines multiple local linear models with an appropriate weighting function to describe nonlinearities, with the inferential model in a MPC framework. The key feature of this approach is that the causality and nonlinear relationships between the future inputs and outputs are accounted for in predicting the final quality and computing the manipulated input trajectory. The efficacy of the proposed predictive control design is illustrated via closed‐loop simulations of a nylon‐6,6 batch polymerization process with limited measurements. © 2013 American Institute of Chemical Engineers AIChE J, 59: 2852–2861, 2013     

Composite fast‐slow MPC design for nonlinear singularly perturbed systems

The design of a composite control system for nonlinear singularly perturbed systems using model predictive control (MPC) is described. Specifically, a composite control system comprised of a “fast” MPC acting to regulate the fast dynamics and a “slow” MPC acting to regulate the slow dynamics is designed. The composite MPC system uses multirate sampling of the plant state measurements, i.e., fast sampling of the fast state variables is used in the fast MPC and slow‐sampling of the slow state variables is used in the slow MPC. Using singular perturbation theory, the stability and optimality of the closed‐loop nonlinear singularly perturbed system are analyzed. A chemical process example which exhibits two‐time‐scale behavior is used to demonstrate the structure and implementation of the proposed fast–slow MPC architecture in a practical setting. © 2012 American Institute of Chemical Engineers AIChE J, 58: 1802–1811, 2012     

流化床反应器中气相丙烯聚合反应的动力学和预测控制(英文)

A two-phase dynamic model, describing gas phase propylene polymerization in a fluidized bed reactor, was used to explore the dynamic behavior and process control of the polypropylene production rate and reactor temperature. The open loop analysis revealed the nonlinear behavior of the polypropylene fluidized bed reactor, jus- tifying the use of an advanced control algorithm for efficient control of the process variables. In this case, a central- ized model predictive control （MPC） technique was implemented to control the polypropylene production rate and reactor temperature by manipulating the catalyst feed rate and cooling water flow rate respectively. The corre- sponding MPC controller was able to track changes in the setpoint smoothly for the reactor temperature and pro- duction rate while the setpoint tracking of the conventional proportional-integral （PI） controller was oscillatory with overshoots and obvious interaction between the reactor temperature and production rate loops. The MPC was able to produce controller moves which not only were well within the specified input constraints for both control vari- ables, but also non-aggressive and sufficiently smooth for practical implementations. Furthermore, the closed loop dynamic simulations indicated that the speed of rejecting the process disturbances for the MPC controller were also acceotable for both controlled variables.