Analysis of Impacts of Climate Change and Human Activities on Hydrological Drought: a Case Study in the Wei River Basin,China

Climate change and human activity are the two major drivers that can alter hydrological cycle processes and influence the characteristics of hydrological drought in river basins. The present study selects the Wei River Basin (WRB) as a case study region in which to assess the impacts of climate change and human activity on hydrological drought based on the Standardized Runoff Index (SRI) on different time scales. The Generalized Additive Models in Location, Scale and Shape (GAMLSS) are used to construct a time-dependent SRI (SRI_var) considering the non-stationarity of runoff series under changing environmental conditions. The results indicate that the SRI_var is more robust and reliable than the traditional SRI. We also determine that different driving factors can influence the hydrological drought evolution on different time scales. On shorter time scales, the effects of human activity on hydrological drought are stronger than those of climate change; on longer time scales, climate change is considered to be the dominant factor. The results presented in this study are beneficial for providing a reference for hydrological drought analysis by considering non-stationarity as well as investigating how hydrological drought responds to climate change and human activity on various time scales, thereby providing scientific information for drought forecasting and water resources management over different time scales under non-stationary conditions.     

变化环境下时变标准化径流指数的构建与应用

变化环境下,干旱指数可能表现出非一致性特征。本文假设径流序列为二阶非平稳序列,建立以时间为协变量的时变矩GAMLSS模型,该模型采用非一致性Gamma分布拟合实测径流序列,并基于该模型计算出的时变标准化径流指数SRIt,与传统指数SRI进行对比分析,以验证其合理性与必要性。结果表明:基于时变矩模型的时变标准化径流指数SRIt更适应于潘家口水库流域变化环境下水文干旱的评价。时变标准化径流指数SRIt的值整体上比基于一致性模型的指数SRI偏小,即所表示的干旱程度更加严重,主要是因为时变矩GAMLSS模型能够反映出变化环境下径流序列的变化趋势,该趋势是影响径流的一系列因素共同导致的,如气候变化,人类活动等。而在受这些因素的影响下,潘家口水库流域的水文干旱事件频率增加,严重程度增强。     

Comparison of Meteorological,Hydrological and Agricultural Drought Responses to Climate Change and Uncertainty Assessment

A comparison study of meteorological, hydrological and agricultural drought responses to climate change resulting from different General Circulation Models (GCMs), emission scenarios and hydrological models is presented. Drought variations from 1961–2000 to 2061–2100 in Huai River basin above Bengbu station in China are investigated. Meteorological drought is recognized by the Standardized Precipitation Index (SPI) while hydrological drought and agricultural drought are indexed with a similar standardized procedure by the Standardized Runoff Index (SRI) and Standardized Soil Water Index (SSWI). The results generally approve that hydrological and agricultural drought could still pose greater threats to local water resources management in the future, even with a more steady background to meteorological drought. However, the various drought responses to climate change indicate that uncertainty arises in the propagation of drought from meteorological to hydrological and agricultural systems with respect to alternative climates. The uncertainty in hydrological model structure, as well as the uncertainties in GCM and emission scenario, are aggregated to the results and lead to much wider variations in hydrological and agricultural drought characteristics. Our results also reveal that the selection of hydrological models can induce fundamental differences in drought simulations, and the role of hydrological model uncertainty may become dominating among the three uncertainty sources while recognizing frequency of extreme drought and maximum drought duration.     

Hydro-Climatological Drought Analyses and Projections Using Meteorological and Hydrological Drought Indices: A Case Study in Blue River Basin, Oklahoma

Understanding the characteristics of historical droughts will benefit water resource managers because it will reveal the possible impacts that future changes in climate may have on drought, and subsequently, the availability of water resources. The goal of this study was to reconstruct historical drought occurrences and assess future drought risk for the drought-prone Blue River Basin in Oklahoma, under a likely changing climate using three types of drought indices, i.e., Standardized Precipitation Index (SPI), Palmer Drought Severity Index (PDSI) and Standardized Runoff Index (SRI). No similar research has been conducted in this region previously. Monthly precipitation and temperature data from the observational period 1950?C1999 and over the projection period 2010?C2099 from 16 statistically downscaled Global Climate Models (GCM) were used to compute the duration, severity, and extent of meteorological droughts. Additionally, soil moisture, evapotranspiration (ET), and runoff data from the well-calibrated Thornthwaite Monthly Water Balance Model were used to examine drought from a hydrological perspective. The results show that the three indices captured the historical droughts for the past 50?years and suggest that more severe droughts of wider extent are very likely to occur over the next 90?years in the Blue River Basin, especially in the later part of the 21st century. In fact, all three indices display lower minimum values than those ever recorded in the past 50?years. This study also found that SRI and SPI (PDSI) had a correlation coefficient of 0.81 (0.78) with a 2-month (no appreciable) lag time over the 1950?C2099 time period across the basin. There was relatively lower correlation between SPI and PDSI over the same period. Although this study recommends that PDSI and SRI are the most suitable indices for assessing future drought risks under an increasingly warmer climate, more drought indices from ecological and socioeconomic perspectives should be investigated and compared to provide a complete picture of drought and its potential impacts on the dynamically coupled nature-human system.     

Development of a Non-stationary Standardized Precipitation Evapotranspiration Index (NSPEI) for Drought Monitoring in a Changing Climate

In a changing climate, drought indices as well as drought definitions need to be revisited because some statistical properties, such as the long-term mean, of climate series may change over time. This study aims to develop a Non-stationary Standardized Precipitation Evapotranspiration Index (NSPEI) for reliable and robust quantification of drought characteristics in a changing climate. The proposed indicator is based on a non-stationary log-logistic probability distribution, assuming the location parameter of the distribution is a multivariable function of time and climate indices, as covariates. The optimal non-stationary model was obtained using a forward selection method in the framework of the Generalized Additive Models in Location, Scale, and Shape (GAMLSS) algorithm. The Non-stationary and Stationary forms of SPEI (i.e., NSPEI and SSPEI) were calculated using the monthly precipitation and temperature data of 32 weather stations in Iran for the common period of 1964–2014. The results showed that almost at all the stations studied, the non-stationary log-logistic distributions outperformed the stationary ones. The AICs of the non-stationary models for 97% of the stations were lower than those of the stationary models. The non-stationary models at 90% of the stations were statistically significant at the 5% significance level. While SSPEI identified the long-term and continuous drought and wet events, NSPEI revealed the short-term and frequent drought/wet periods at almost all the stations of interest. Finally, it was revealed that NSPEI, compared to SSPEI, was a more reliable and robust indicator of drought duration and drought termination in vegetation cover during the severest drought period (the 2008 drought). Therefore, it was suggested as a suitable drought index to quantify drought impacts on vegetation cover in Iran.

     

A Non-stationary and Probabilistic Approach for Drought Characterization Using Trivariate and Pairwise Copula Construction (PCC) Model

Under variable climatic conditions, the conventional Standardized Precipitation Index (SPI) and Reconnaissance Drought Index (RDI) are inadequate for predicting extreme drought characteristics. Non-stationary Standardized Precipitation Index (NSPI) and Non-stationary Reconnaissance Drought Index (NRDI) are, therefore, developed by fitting non-stationary distributions. The Generalized Additive Model in Location, Scale and Shape (GAMLSS) framework, with time varying location parameters considering the external covariates, is used to fit the non-stationary distributions. Multivariate ENSO Index (MEI), Southern Oscillation Index (SOI), Sea Surface Temperature (SST), and Indian Ocean Dipole (IOD) are considered as external covariates for the non-stationary drought assessment. The performances of stationary and non-stationary models are compared. The study also concentrated on the trivariate and the Pairwise Copula Construction (PCC) models to estimate the drought return periods. The comparison of two copula models revealed that the PCC model performed better than the trivariate Student’s t copula model. The recurrence intervals arrived at for the drought events are different for trivariate copula model and PCC model. This study showed that non-stationary drought indices will be helpful in the accurate estimate of the drought characteristics under the changing climatic scenario.

     

Utilization of the Bayesian Method to Improve Hydrological Drought Prediction Accuracy

This study established a hydrological drought forecasting system based on the Bayesian method and evaluated its utilization for South Korea. The regression result between Historical Runoff (HR) and Ensemble Streamflow Prediction Runoff (ESP_R) was used as prior information in the Bayesian method. Additionally Global seasonal forecast System 5 Runoff (GS5_R) produced using a dynamic prediction method was used in a likelihood function. Bayesian Runoff (BAY_R), as posterior information, was generated and compared with the ESP_R and GS5_R results for predictive ability evaluation. The Standardized Runoff Index (SRI) was selected for the drought prediction, and the BAY_SRI, GS5_SRI and ESP_SRI were computed using BAY_R, GS5_R and ESP_R, respectively. The Correlation Coefficient (CC), Nash-Sutcliffe Efficiency (NSE) and Receiver Operating Characteristic (ROC) score of BAY_SRI were the highest, and the Root Mean Square Error (RMSE) of BAY_SRI was the lowest among the methods. The Bayesian method improved the behavioral and quantitative error of drought prediction and the predictive ability of the occurrence of drought. In particular, the simulation accuracy was significantly improved during the flood season. Additionally, BAY_SRI represented past drought scenarios better than did the other two methods. Overall, we found that the Bayesian method could be applied for hydrological drought predictions for based on 1- and 2-month lead times.     

Assessing Socioeconomic Drought Based on a Standardized Supply and Demand Water Index

Socioeconomic drought occurs when a water shortage is caused by an imbalance between the supply and demand of water resources in natural and human socioeconomic systems. Compared with meteorological drought, hydrological drought, and agricultural drought, socioeconomic drought has received relatively little attention. Hence, this study aims to construct a universal and relatively simple socioeconomic drought assessment index, the Standardized Supply and Demand Water Index (SSDWI). Taking the Jianjiang River Basin (JJRB) in Guangdong Province, China, as an example, we analyzed the socioeconomic drought characteristics and trends from 1985 to 2019. The return periods of different levels of drought were calculated. The relationships among socioeconomic, meteorological, and hydrological droughts and their potential drivers were discussed. Results showed that: (1) SSDWI can assess the socioeconomic drought conditions well at the basin scale. Based on the SSWDI, during the 35-year study period, 29 socioeconomic droughts occurred in the basin, with an average duration of 6.16 months and average severity of 5.82. Socioeconomic droughts mainly occurred in autumn and winter, which also had more severe droughts than other seasons. (2) In the JJRB, the joint return periods of “∪” and “∩” for moderate drought, severe drought, and extreme drought were 8.81a and 10.81a, 16.49a and 26.44a, and 41.68a and 91.13a, respectively. (3) Because of the increasing outflow from Gaozhou Reservoir, the occurrence probability of socioeconomic drought and hydrological drought in the JJRB has declined significantly since 2008. Reservoir scheduling helps alleviate hydrological and socioeconomic drought in the basin.

     

基于分布式水文模型的怒江流域气象干旱和水文干旱分析

为了评估气候变化对怒江流域干旱演变的影响,本研究建立了GBHM-NJ分布式水文模型,利用实测站点资料率定参数并验证模型精度,模拟了1961—2010年长时间序列流域水文过程,并分别采用标准化降水指数(SPI)和标准化径流指数(SSI)分析了流域气象干旱和水文干旱的时空演变特点。结果表明:(1)GBHM-NJ模型能较好地模拟怒江流域的径流过程和水文响应的空间特征。(2)1961—2010年间,怒江流域发生气象干旱的频率、覆盖面积和强度呈增加趋势,其中1994年和2009年气象干旱最为严重。(3)在空间上,怒江流域的年度气象干旱频率约为28%,中游地区干旱频率比较高、主要分布在左贡站和八宿站附近,上游地区次之,下游地区相对较低。(4)水文干旱进入20世纪90年代和21世纪以后明显增强,年尺度干旱以轻旱为主,季尺度干旱特旱多发生在秋冬季。总之,气候变化环境下怒江流域干旱呈现增强趋势。     

Hydrological Drought Class Transition Using SPI and SRI Time Series by Loglinear Regression

Loglinear models for three-dimensional contingency tables was used with data from 21 rainfall stations and 7 hydrometric stations in the Luanhe river basin, northeast China, for short term prediction of drought severity class. Loglinear models were fitted to drought class transitions derived from standardized precipitation index (SPI) and standardized runoff index (SRI) time series to find which series was more suitable for hydrological drought class prediction 1 and 2 months ahead, respectively. Expected frequencies for two consecutive transitions between drought classes were first calculated, and based on this the predicted drought classes 1 and 2 months ahead were obtained. The results showed that despite the contingency tables of drought class transitions presented the maintenance of the precedent drought class, results of three-dimensional loglinear modeling presented good results when comparing predicted and observed drought classes. Only for a few cases predictions did not fully match the observed drought class, mainly for 2-month lead and when the SRI values are near the limit of the severity class predicted by SRI time series. Based on the correlation analysis of SPI and SRI, we presented the well-known method of hydrological drought class prediction by SPI time series. It was found that, using loglinear regression method, the accuracy of predictions for 2-month lead predicted by SPI time series was higher than those predicted by SRI time series. When we divided the SPI and SRI time series into 2 sub-periods (pre- and post-1980 where land cover changed), we got the same drought class prediction as that predicted by the entire SPI and SRI time series, which illustrated that changes in land use did not affect predictions of hydrological drought classes in the Luanhe river basin. It could be concluded that loglinear prediction of drought class transitions is a useful tool for short term hydrological drought warning, and the results could provide significant information for water resources managers and policy makers to mitigate drought effects.     

Assessment of Probabilistic Multi-Index Drought Using a Dynamic Naive Bayesian Classifier

The proper consideration of all plausible feature spaces of the hydrological cycle and inherent uncertainty in preceding developed drought indices is inevitable for comprehensive drought assessment. Therefore, this study employed the Dynamic Naive Bayesian Classifier (DNBC) for multi-index probabilistic drought assessment by integrating various drought indices (i.e., Standardized Precipitation Index (SPI), Streamflow Drought Index (SDI), and Normalized Vegetation Supply Water Index (NVSWI)) as indicators of different feature spaces (i.e., meteorological, hydrological, and agricultural) contributing to drought occurrence. The overall results showed that the proposed model was able to account for various physical forms of drought in probabilistic drought assessment, to accurately detect a drought event better than (or occasionally equal to) any single drought index, to provide useful information for assessing potential drought risk, and to precisely capture drought persistence in terms of drought state transition probability in drought monitoring. This easily produced an alternative method for comprehensive drought assessment with combined use of different drought indices.     

The Development of a Nonstationary Standardised Streamflow Index Using Climate and Reservoir Indices as Covariates

Under current global change, the driving force of evolution of drought has gradually transitioned from a single natural factor to a combination of natural and anthropogenic factors. Therefore, widely used standardised drought indices based on assumption of stationarity are challenged and may not accurately assess characteristics of drought processes. In this study, a nonstationary standardised streamflow index (NSSI) that incorporates climate and reservoir indices as external covariates was developed to access nonstationary hydrological drought. The first step of the proposed approach is to apply methods of trend and change point analysis to assess the nonstationarity of streamflow series to determine type of streamflow regime, that is, the natural and altered regime. Then, different nonstationary models were constructed to calculate the NSSI by selecting climate indices as covariates for streamflow series with natural regime, and climate and reservoir indices as covariate for streamflow series with altered regime. Four stations in the upper reaches of the Huaihe River basin, China, were selected to examine the performance of the proposed NSSI. The results indicated that Dapoling (DPL), Changtaiguan (CTG), and Xixian (XX) stations had natural streamflow regimes, while the Nanwan (NW) station had an altered regime. The global deviances of the optimal nonstationary models were 17 (2.2%), 18 (2.9%), 26 (4.0%), and 22 (3.5%) less than those of stationary models for DPL, CTG, NW, and XX stations, respectively. Especially, for the NW station influenced by reservoir regulations, the frequency of slight drought and moderate drought of NSSI was 12.8% lower than and 13.1% greater than those of SSI, respectively. Overall, the NSSI that incorporates the influence of climate variability and reservoir regulations provided more reliable assessment of hydrological drought than the traditional SSI.

     

Assessment of Hydrological Drought Revisited

A variety of indices for characterising hydrological drought have been devised which, in general, are data demanding and computationally intensive. On the contrary, for meteorological droughts very simple and effective indices such as the Standardised Precipitation Index (SPI) have been used. A methodology for characterising the severity of hydrological droughts is proposed which uses an index analogous to SPI, the Streamflow Drought Index (SDI). Cumulative streamflow is used for overlapping periods of 3, 6, 9 and 12 months within each hydrological year. Drought states are defined which form a non-stationary Markov chain. Prediction of hydrological drought based on precipitation is also investigated. The methodology is validated using reliable data from the Evinos river basin (Greece). It can be easily applied within a Drought Watch System in river basins with significant storage works and can cope with the lack of streamflow data.     

A Water Balance Derived Drought Index for Pinios River Basin, Greece

This study estimates hydrological drought characteristics using a water balance derived drought index in Pinios river basin, Thessaly, Greece. The concept of hydrological management at subwatershed scale has been adopted because it encompasses the areal extent of a drought event. Fourteen (14) sub-watersheds of Pinios river basin were delineated according to the major tributaries of Pinios river using GIS. For the assessment of hydrological drought, because none of the sub-watersheds have flow gauge stations at their outlets, a six-parameter monthly conceptual water balance model (UTHBAL model), has been applied regionally to simulate runoff for the period October 1960?CSeptember 2002. The synthetic runoff was normalized through Box-Cox transformation and standardized to the mean runoff to produce the water balance derived drought index for hydrological drought assessment. The standardized precipitation index (SPI) at multiple time scales and four indices of the Palmer method (i.e. PDSI, WPLM, PHDI and the Palmer moisture anomaly Z-index) were also calculated to assess hydrological droughts. The results showed that the water balance derived drought index is a good indicator of hydrological drought in all sub-watersheds, since is capable to quantify drought severity and duration. Furthermore, the drought index provides guidance on the selection of an appropriate meteorological drought index for operational hydrological drought monitoring. Hence, SPI at 3- and 6-month timescales and the WPLM could be used along with the water balance derived drought index in risk and decision analyses at the study area.     

Future Hydrological Drought Analysis Considering Agricultural Water Withdrawal Under SSP Scenarios

Hydrological drought is assessed through river flow, which depends on river runoff and water withdrawal. This study proposed a framework to project future hydrological droughts considering agricultural water withdrawal (AWW) for shared socioeconomic pathway (SSP) scenarios. The relationship between AWW and potential evapotranspiration (PET) was determined using a deep belief network (DBN) model and then applied to estimate future AWW using projections of the twelve global climate models (GCMs). 12 GCMs were bias-corrected using the quantile mapping method, climate variables were generated, and river flow was estimated using the soil and water assessment tool (SWAT) model. The standardized runoff index (SRI) was used to project the changes in hydrological drought characteristics. The results revealed a higher occurrence of severe droughts in the future. Droughts would be more frequent in the near future (2021–2060) than in the far future (2061–2100) and more severe when AWW is considered. Droughts would also be more severe for SSP5-8.5 than for SSP2-4.5. The study revealed that the increased PET due to rising temperatures is the primary cause of the increased drought frequency and severity. The AWW will accelerate the drought severities in the future in the Yeongsan River basin.

     

基于VIC模型的滦河流域综合干旱指数的构建与应用

干旱频发已成为严重制约社会经济可持续发展的重要因素,但由于干旱形成机理复杂,影响因素众多,目前尚无公认普遍适用的干旱指数,因此寻找并构建适用于研究区的综合干旱指数成为当前研究的热点和重点。本文以滦河流域为研究对象,选取1960-1979年为研究期,通过对降水距平百分数、相对湿润度和由VIC模型的中间变量-土壤含水量计算得到的土壤相对湿度指数进行主成分分析,构建了适用于该流域的综合干旱指数,对研究期的旱情进行了评价,并与标准化降水指数(SPI)、帕默尔指数(PDSI)的评价结果进行比较,验证其适用性。结果表明:基于VIC模型的综合干旱指数能较好地评价滦河流域历史旱情。该研究在提升海河流域干旱监测和评价能力方面具有一定的理论与实用价值,也为其它流域的干旱评价具有参考价值。     

Drought Occurrence Probability Analysis Using Multivariate Standardized Drought Index and Copula Function Under Climate Change

This study aims to investigate the effect of climate change on the probability of drought occurrence in central Iran. To this end, a new drought index called Multivariate Standardized Drought Index (MSDI) was developed, which is composed of the Standardized Precipitation Evapotranspiration Index (SPEI) and the Standardized Soil Moisture Index (SSI). The required data included precipitation, temperature (from CRU TS), and soil moisture (from the ESA CCA SM product) on a monthly time scale for the 1980–2016 period. Moreover, future climate data were downloaded from CMIP6 models under the latest SSPs-RCPs emission scenarios (SSP1-2.6 and SSP5-8.5) for the 2020–2056 period. Based on the normalized root mean square error (NRMSE), Cramer-von mises statistic (S_n), and Nash Sutcliffe (NS) evaluation criteria, the Galambos and Clayton functions were selected to derive copula-based joint distribution functions in both periods. The results showed that more severe and longer droughts will occur in the future compared to the historical period and in particular under the SSP5-8.5 scenario. From the derived joint return period, a drought event with defined severity or duration will happen in a shorter return period as compared with the historical period. In other words, the joint return period indicated a higher probability of drought occurrence in the future period. Moreover, the joint return period analysis revealed that the return period of mild droughts will remain the same, while it will decrease for extreme droughts in the future.

     

干旱指数在四川省的适用性分析

干旱灾害频发严重制约着四川省的农业发展,为合理分析四川省干旱情况,干旱指数的选择尤为重要。本文基于四川省39个气象站点1960年-2013年的气象资料,分别计算1961年、1994年、2006年和2009年-2010年各站点相对湿润指数M、气象干旱综合指数CI、标准化降水指数SPI和标准化降水蒸散指数SPEI,利用Arcgis反距离插值法进行空间插值,并与中国气象灾害大典记录的四川省典型年干旱情况进行对比分析,进而评价四种干旱指数在四川省的适用性。结果表明:对于1961年夏旱,M指数和CI指数均表现出无旱或轻旱,SPI指数结果较实际情况偏小,SPEI指数监测出了干旱的重灾区,效果在四个干旱指标中最好;1994年夏伏旱,M指数监测结果偏小;CI指数出现了空报,对川东地区和川西高原的监测结果偏小,SPEI指数在达县、巴中一带结果偏小,而SPI指数在成都、绵阳一带的结果偏小。2006年伏旱,M指数监测结果偏小;CI指数比M指数效果稍好,但结果仍然偏小;SPI指数和SPEI指数监测出的干旱特征与实际一致;2009年-2010年的冬春连旱,SPEI指数效果最好,M指数次之,SPI指数效果最差。SPEI指数最能反映四川省典型干旱年干旱的空间分布特征。     

Integrated Index for Assessment of Vulnerability to Drought,Case Study: Zayandehrood River Basin,Iran

Drought is an extended period of deficient precipitation that causes damage to crops and reducing their performance, causes temporary scarcity of water for human/livestock consumption. Over the years, various indices have been proposed to identify onset, characterize and quantify the attributes of meteorological, hydrological and agricultural drought by various researchers. Because of the spatial and temporal variability and multiple impacts of drought, it is necessary to develop an integrated index for assessment of vulnerability of this natural phenomenon. The aim of this paper is presenting an integrated index for assessment of vulnerability to drought using multiple factors which includes hydrological, meteorological, land use and other factors. Spatial information of various factors was categorized in to various sub-classes and maps were prepared in spatial domain using Geographic Information System (GIS). This study has been carried out in the Zayandehrood River basin located in west-central Iran with semi-arid region. Due to continue droughts at recent decade, this area has been chosen as a case study. The long-term climate data (1991–2011) used for assessment. The results show that Zayandehrood River basin has experienced 11 dry years, 4 normal years, and 6 wet years in the 21 years. The results have been validated with intensive field surveys.     

Regional Drought Assessment Based on the Reconnaissance Drought Index (RDI)

Regional drought assessment is conventionally based on drought indices for the identification of drought intensity, duration and areal extent. In this study, a new index, the Reconnaissance Drought Index (RDI) is proposed together with the well known Standardized Precipitation Index (SPI) and the method of deciles. The new index exhibits significant advantages over the other indices by including apart from precipitation, an additional meteorological parameter, the potential evapotranspiration. The drought assessment is achieved using the above indices in two river basins, namely Mornos and Nestos basins in Greece. It is concluded that although the RDI generally responds in a similar fashion to the SPI (and to a lesser extent to the deciles), it is more sensitive and suitable in cases of a changing environment.