Correlation between Cyclic Resistance Ratios of Intact and Reconstituted Offshore Saturated Sands and Silts with the Same Shear Wave Velocity

The cyclic liquefaction resistance of intact medium dense specimens of sands and silts obtained from offshore platform sites was compared to that of specimens reconstituted to the same values of shear wave velocity. The shear wave velocity was measured using a new system that is comprised of torsional piezoelectric ceramic ring transducers mounted in a triaxial cell, a multiwave measuring device, and special watertight connectors. The relationship between cyclic resistance ratio and the number of cycles to liquefaction Nf of intact and reconstituted specimens was compared at the same values of consolidation pressure and shear wave velocity. There was good agreement between cyclic resistance ratios of intact and reconstituted specimens with similar values of shear wave velocity if liquefaction is defined as ? 6% peak-to-peak axial strain. The results of this study support the hypothesis that the cyclic liquefaction resistance of reconstituted specimens may be restored to in situ conditions when their shear wave velocity is restored to in situ values.     

Verification of the Soil-Type Specific Correlation between Liquefaction Resistance and Shear-Wave Velocity of Sand by Dynamic Centrifuge Test

Liquefaction of granular soil deposits is one of the major causes of loss resulting from earthquakes. The accuracy of the liquefaction potential assessment at a site affects the safety and economy of an engineering project. Although shear-wave velocity (Vs)-based methods have become prevailing, very few works have addressed the problem of the reliability of various relationships between liquefaction resistance (CRR) and Vs used in practices. In this paper, both cyclic triaxial and dynamic centrifuge model tests were performed on saturated Silica sand No. 8 with Vs measurements using bender elements to investigate the reliability of the CRR-Vs1 correlation previously proposed by the authors. The test results show that the semiempirical CRR-Vs1 curve derived from laboratory liquefaction test of Silica sand No. 8 can accurately classify the (CRR,Vs1) database produced by dynamic centrifuge test of the same sand, while other existing correlations based on various sandy soils will significantly under or overestimate the cyclic resistance of this sand. This study verifies that CRR-Vs1 curve for liquefaction assessment is strongly soil-type dependent, and it is necessary to develop site-specific liquefaction resistance curves from laboratory cyclic tests for engineering practices.     

Laboratory Investigation on Assessing Liquefaction Resistance of Sandy Soils by Shear Wave Velocity

Shear wave velocity (Vs) offers engineers a promising alternative tool to evaluate liquefaction resistance of sandy soils, and the lack of sufficient in-situ databases makes controlled laboratory study very important. In this study, semitheoretical considerations were first given based on review of previous liquefaction studies, which predicted a possible relationship between laboratory cyclic resistance ratio (CRRtx) and Vs normalized with respect to the minimum void ratio, confining stress and exponent n of Hardin equation. Undrained cyclic triaxial tests were then performed on three reconstituted sands with Vs measured by bender elements, which verified this soil-type-dependent relationship. Further investigation on similar laboratory studies resulted in a database of 291 sets of data from 34 types of sandy soils, based on which the correlation between liquefaction resistance and Vs was established statistically and further converted to equivalent field conditions with well-defined parameters, revealing that CRR will vary proportionally with (Vs1)4. Detailed comparisons with Vs-based site-specific investigations show that the present lower-bound CRR–Vs1 curve is a reliable prediction especially for sites with higher CSR or Vs1. The framework of liquefaction assessment based on the present laboratory study is proposed for engineering practice.     

Evaluation of Cyclic Softening in Silts and Clays

Procedures are presented for evaluating the potential for cyclic softening (i.e., onset of significant strains or strength loss) in saturated silts and clays during earthquakes. The recommended procedures are applicable for fine-grained soils with sufficient plasticity that they would be characterized as behaving more fundamentally like clays in undrained monotonic or cyclic loading. The procedures are presented in a form that is similar to that used in semiempirical liquefaction procedures. Expressions are developed for a static shear stress correction factor and a magnitude scaling factor. Guidelines and empirical relations are presented for determining cyclic resistance ratios based on different approaches to characterizing fine-grained soil deposits. The potential consequences of cyclic softening, and the major variables affecting such consequences, are discussed. Application of these procedures is demonstrated through the analysis of the Carrefour Shopping Center case history from the 1999 Kocaeli earthquake. The proposed procedures, in conjunction with associated liquefaction susceptibility criteria, provide an improved means for distinguishing between the conditions that do and those that do not lead to ground deformations in fine-grained soil deposits during earthquakes.     

Determination of Shear-Wave Velocities and Shear Moduli of Completely Decomposed Tuff

Based on theoretical derivations and considerations, five series of laboratory tests were planned to investigate and differentiate the degrees of inherent and stress-induced anisotropy, to study the effect of void ratio changes on shear-wave velocities and shear moduli, and to determine the relationship between shear-wave velocity and stress state on a completely decomposed tuff (CDT). Shear-wave velocities in three orthogonal horizontal and vertical planes [vs(hh), vs(hv), and vs(vh)] were measured in both vertically and horizontally cut block and Mazier specimens. Under isotropic stress conditions (K = 1.0), the degrees of inherent anisotropy [vs(hh)2/vs(hv)2 = Ghh/Ghv] were 1.48 and 1.36 for the block and Mazier specimens, respectively. At the anisotropic stress state (K = 0.4), the degrees of anisotropy of the block and Mazier specimens were 1.26 and 1.15, respectively, 15% reduction from the measured inherent anisotropy due to stress-induced effects. The measured higher shear-wave velocity in the horizontal plane of the CDT was confirmed by testing both vertically and horizontally cut specimens and the measured results reflect a stronger layering structure in the horizontal bedding plane of the natural material, in which K0 less than 1.0 is commonly assumed in designs. Under both isotropic and anisotropic stress states, the shear-wave velocities [vs(hh), vs(hv), and vs(vh)] of the block specimens are on average about 27% higher than those of the Mazier specimens.     

Liquefaction Susceptibility Criteria for Silts and Clays

New liquefaction susceptibility criteria for saturated silts and clays are presented that are based on the mechanics of their stress-strain behavior and which provide improved guidance for selecting engineering procedures for estimating potential strains and strength loss during seismic loading. Monotonic and cyclic undrained loading test data for silts and clays show that they transition, over a fairly narrow range of plasticity indices (PI), from soils that behave more fundamentally like sands (sand-like behavior) to soils that behave more fundamentally like clays (clay-like behavior), with the distinction having a direct correspondence to the type of engineering procedures that are best suited to evaluating their seismic behavior. It is recommended that the term liquefaction be reserved for describing the development of significant strains or strength loss in fine-grained soils exhibiting sand-like behavior, whereas the term cyclic softening failure be used to describe similar phenomena in fine-grained soils exhibiting clay-like behavior. For practical purposes, clay-like behavior can be expected for fine-grained soils that have PI ≥ 7, although a slightly lower transition point for soils with a CL-ML classification (perhaps PI ≥ 5 or 6) would be equally consistent with the available data. Issues related to the practical application of these criteria are discussed.     

Drained and Undrained Strength Interpretation for Low-Plasticity Silts

The engineering behavior of low-plasticity silts is more difficult to characterize than is the behavior of clay or sand. Due to their tendency to dilate during shear, establishing a consistent and practically useful failure criterion for low-plasticity silts can be very difficult. Consideration of how the undrained shear strength of silt is related to changes in pore pressure provides a more useful and practical framework for understanding the undrained strengths of these materials and for characterizing undrained strengths for practical purposes. Using a value of Skempton’s as a failure criterion has been found to result in very reasonable values of undrained strength and to reduce scatter in the results as compared to using other criteria. Using a failure criterion based on an appropriate value of results in consistent values of Su/p, and tolerably small values of strain at failure. For low-plasticity, dilative silts that pose the greatest problems with respect to definition of “failure,” using = 0 as a failure criterion is an appropriate and simple choice.     

Influence of Nonplastic Fines on Shear Wave Velocity-Based Assessment of Liquefaction

Many false positives (no liquefaction detected when the normalized shear wave velocity-cyclic stress ratio (Vs1-CSR) combination indicated that it should have been) are observed in the database used in the simplified liquefaction assessment procedure based on shear wave velocity. Two possible reasons for false positives are the presence of a thick surface layer of nonliquefiable soil and the effects of fines on cyclic shear resistance (CRR) and Vs1. About 67% of the false positives that could not have been caused by an overlying thick surface layer are associated with silty sands with less than 35% fines. The effects of fines on the liquefaction resistance of silty sands and on the shear wave velocity are analyzed. Theoretical CRRfield?versus?Vs1 curves for silty sands containing 0 to 15% nonplastic fines are established. They show that the theoretical CRR-Vs1 correlations for silty sands with 5 to 15% nonplastic fines are all located to the far left of the semi-empirical curves that separate liquefaction from no-liquefaction zones in the simplified liquefaction potential assessment procedures. The results suggest the currently used shear wave velocity-based liquefaction potential curves may be overly conservative when applied to sands containing nonplastic fines.     

Penetration Type Field Velocity Probe for Soft Soils

The assessment of the shear stiffness of dredged soft ground and soft clay is extremely difficult due to soil disturbances caused during sampling and field access. Several in situ methods such as spectral analysis of surface waves, multichannel analysis of surface wave, cross hole, and downhole methods have been developed to measure the shear-wave velocity, but a few disadvantages hinder the adoption of existing methods to soft ground. This study presents a new apparatus, the penetration type field velocity probe (FVP), which overcomes several of the limitations of commonly used shear-wave measurement methods in the field. Design concerns of the FVP include the tip shape, soil disturbance, transducers, self acoustic insulation, protectors, and the electromagnetic coupling from transducer-to-transducer and cable-to-cable. The crosstalk between cables is eliminated by grouping and extra grounding of the cables. The shear-wave velocity of the FVP is directly calculated, without any inversion process, by using the travel distance and the travel time. After calibration tests are carried out in the laboratory, application tests in the field are conducted up to 29 m in depth. Calibration results show the velocity profiles obtained by the FVP and by the rods fitted with transducers are similar to each other. The experimental results obtained in the field show that the FVP can produce reasonable and detailed shear-wave velocity profiles in soft clay. This study suggests that the FVP may be an effective technique for measuring the shear-wave velocity in soft ground.     

Shear-Wave Velocity Correlations for Puyallup River Alluvium

The suitability of selected cone penetration test-based shear-wave velocity correlations is assessed for use with Puyallup River alluvium in Puget Sound, Washington. The correlation models are found to be biased for Puyallup River alluvium; however, the functional forms of selected correlations were found to be readily adapted to local site conditions. The calibration for Puyallup River alluvium is presented and is found to perform satisfactorily for both down-hole SCPTu- and boring-based down-hole shear-wave velocity derived measurements. The distributions of prediction bias are presented for use in reliability studies. Recommendations are made for calibration of geologic-specific correlations using the functional forms of selected statistical shear-wave velocity regression models.     

Pore Pressure Generation of Silty Sands due to Induced Cyclic Shear Strains

It is well established that the main mechanism for the occurrence of liquefaction under seismic loading conditions is the generation of excess pore water pressure. Most previous research efforts have focused on clean sands, yet sand deposits with fines are more commonly found in nature. Previous laboratory liquefaction studies on the effect of fines on liquefaction susceptibility have not yet reached a consensus. This research presents an investigation on the effect of fines content on excess pore water pressure generation in sands and silty sands. Multiple series of strain-controlled cyclic direct simple shear tests were performed to directly measure the excess pore water pressure generation of sands and silty sands at different strain levels. The soil specimens were tested under three different categories: (1) at a constant relative density; (2) at a constant sand skeleton void ratio; and (3) at a constant overall void ratio. The findings from this study were used to develop insight into the behavior of silty sands under undrained cyclic loading conditions. In general, beneficial effects of the fines were observed in the form of a decrease in excess pore water pressure and an increase in the threshold strain. However, pore water pressure appears to increase when enough fines are present to create a sand skeleton void ratio greater than the maximum void ratio of the clean sand.     

Nondestructive Sample Quality Assessment of a Soft Clay Using Shear Wave Velocity

While improvements in equipment and sampling methods have enabled collection of better quality samples of soft clays for more reliable engineering design and performance prediction, current sample quality assessment methods typically require destructive laboratory testing performed long after samples are taken. This paper describes a nondestructive technique for sample quality assessment of soft clays using shear wave velocity. A portable bender element device was used to measure shear wave velocity (Vvh) in the field immediately following collection of Sherbrooke block, tube, and split spoon samples of Boston blue clay. Vvh values were compared to in situ values from seismic piezocone (VSCPTU) tests. The ratio Vvh/VSCPTU was compared with results from a conventional, laboratory-based assessment method. Results indicate a consistent correlation between laboratory-based methods and the Vvh/VSCPTU ratio, which ranges from Vvh/VSCPTU = 0.77 for the block samples to 0.28 for split spoon samples. The portable bender element device and nondestructive assessment technique offer the potential for field quality assessment and allow for real time adjustments to sampling techniques and/or more effective selection of samples for laboratory testing.     

Cyclic Testing and Constitutive Modeling of Saturated Sand–Concrete Interfaces Using the Disturbed State Concept

A constitutive model based on the disturbed state concept (DSC) is proposed for stress-deformation and liquefaction response of interfaces in dynamic soil-structure interaction problems. The model parameters are determined by using comprehensive test data for Ottawa sand–concrete (medium roughness) interfaces by using the cyclic multidegree of freedom device. The model is validated by comparing the finite element predictions with the test data used for the determination of parameters and independent test not used for finding the parameters. A procedure based on the critical disturbance for the identification of liquefaction in the interfaces is proposed. It is found that the liquefaction in the interface can occur earlier than that in the surrounding sand. The DSC model can provide a realistic characterization of the interface behavior and can be used in analysis and design of dynamic soil-structure interaction problems.     

Pore Pressure Generation Models for Sands and Silty Soils Subjected to Cyclic Loading

This paper discusses the applicability of two simple models for predicting pore water pressure generation in nonplastic silty soil during cyclic loading. The first model was developed by Seed et al. in the 1970s and relates the pore pressure generated to the cycle ratio, which is the ratio of the number of applied cycles of loading to the number of cycles required to cause liquefaction. The second model is the Green-Mitchell-Polito model proposed by Green et al. in 2000, which relates pore pressure generation to the energy dissipated within the soil. Based upon the results of approximately 150 cyclic triaxial tests, the writers show that both models are applicable to silty soils. A nonlinear mixed effects model was used for regression analyses to develop correlations for the necessary calibration parameters. The results show that the trends in both α and pseudoenergy capacity calibration parameters for the Seed et al. and Green et al. pore pressure generation models, respectively, differ significantly for soils containing less than and greater than ～ 35% fines, consistent with the limiting fines content concept.     

Coupled Use of Cone Tip Resistance and Small Strain Shear Modulus to Assess Liquefaction Potential

Resistance against earthquake-related liquefaction is usually assessed using relationships between an index of soil strength such as normalized cone tip resistance and the cyclic resistance ratio (CRR) developed from observed field performance. The alternative approach based on laboratory testing is rarely used, mainly because of the apprehension that laboratory results may not reflect field behavior since the quality of laboratory data is often compromised by sampling disturbance. In this study, a database of laboratory data obtained mainly from cyclic testing of frozen (undisturbed) samples and in situ index measurements from near sampling locations comprised of cone tip resistance, qc, and shear wave velocity, Vs, have been assembled. These data indicate that neither normalized cone tip resistance nor normalized shear wave velocity individually correlate well with laboratory-measured CRR. However, the ratio of qc to the small strain shear modulus, G0, relates reasonably with CRR via separate correlations depending on geologic age. The derived qc/G0-CRR relationships were also found to be consistent with earthquake field-performance case histories.     

In Situ Estimate of Shear Wave Velocity Using Borehole Spectral Analysis of Surface Waves Tool

In situ field testing has been performed over the past several years at a silty sand site in Austin, Tex. using the borehole spectral analysis of surface waves (SASW) tool to develop the technique and assess the validity of the method. The borehole SASW tool is an inflatable pressuremeterlike device that allows surface wave measurements to be performed along the wall of an uncased borehole while varying the in situ states of stress. Field results demonstrate the applicability of borehole SASW testing as a method to characterize soil sites and provide information about in situ shear wave velocity and the relationship between shear wave velocity and state of stress. Results from a borehole SASW test conducted at the Austin site are presented herein to demonstrate the applicability and validity of the method.     

Updated Liquefaction Resistance Correction Factors for Aged Sands

Data from over 30 sites in 5 countries are analyzed to develop updated factors for correcting liquefaction resistance for aged sand deposits. Results of cyclic laboratory tests on relatively undisturbed and reconstituted specimens suggest an increase in the correction factors of 0.12 per log cycle of time and an average reference age of 2 days for the reconstitute specimens. Laboratory and field test results combined with cyclic resistance ratio (CRR) charts suggest an increase in the correction factors of 0.13 per log cycle of time and an average reference age of 23 years. A reference age of 23 years seems appropriate for the commonly used CRR charts derived from field liquefaction and no liquefaction case history data. Because age of natural deposits is often difficult to accurately determine, a relationship between measured to estimated shear-wave velocity ratio (MEVR) and liquefaction resistance correction factor is also derived directly from the compiled data. This new MEVR-liquefaction resistance correction factor relationship is not as sensitive to MEVR as in the relationship derived indirectly in a previous paper.     

Liquefaction Potential Map of Charleston, South Carolina Based on the 1886 Earthquake

A liquefaction potential map of the peninsula of Charleston, S.C., is presented in this paper. Liquefaction potential is expressed in terms of the liquefaction potential index developed by Iwasaki et al. and calculated using 44 cone penetration test profiles. The cone profiles are supplemented with information from the 1:24,000 scale geologic map by Weems and Lemon, several first-hand accounts of liquefaction and ground deformation that occurred during the 1886 Charleston earthquake, and liquefaction probabilities determined by Elton and Hadj-Hamou based on standard penetration tests. Nearly all of the cases of liquefaction and ground deformation occurred in the Holocene to late Pleistocene beach deposits that flank the higher-ground sediments of the Wando Formation. To match the observed field behavior, a deposit resistance correction factor of 1.8 is applied to cyclic resistance ratios calculated for the 100,000-year-old Wando Formation. No corrections are needed for the younger deposits. In additional to 1886 field behavior, the deposit resistance corrections are supported by ratios of measured to predicted shear-wave velocity.     

Liquefaction, Cyclic Mobility, and Failure of Silt

It is known that the mechanical properties of low-plasticity silt are similar to those of sand, and yet silts are frequently used as coastal reclamation materials in many cities and industrial areas and will thus be susceptible to liquefaction. Samples of a low-plasticity silt have been tested under monotonic and cyclic loading under isotropic and anisotropic stress conditions to characterize liquefaction, cyclic failure, and to develop an empirical model describing its cyclic strength. A sedimentation technique produced samples that had the highest susceptibility to liquefaction. Contractive behavior of monotonically loaded samples was triggered when the stress path reached an initial phase transformation (IPT) in both compression and extension tests. The samples became dilative after reaching a phase transformation (PT) point. The cyclic shear behavior of the silt samples prepared using the sedimentation method and consolidated at various initial sustained deviator stress ratios was examined in terms of two different failure criteria: a double amplitude axial strain εa,DA = 5% for reversal conditions; or axial plastic strain εa,P = 5% for nonreversal. For isotropically consolidated samples the initial phase transformation determined from undrained monotonic extension tests was the boundary between stable and contractive behavior. For anisotropically consolidated samples failure was defined by a bounding surface formed by undrained monotonic compression tests. An empirical model was developed relating the number of cycles to failure under conditions of both liquefaction and cyclic mobility to the initial anisotropic sustained deviator stress and cyclic deviator stress ratio.     

Probabilistic Models for Cyclic Straining of Saturated Clean Sands

A maximum likelihood framework for the probabilistic assessment of postcyclic straining of saturated clean sands is described. Databases consisting of cyclic laboratory test results including maximum shear and postcyclic volumetric strains in conjunction with relative density, number of stress (strain) cycles, and “index” test results were used for the development of probabilistically based postcyclic strain correlations. For this purpose, in addition to the compilation of existing data from literature, a series of stress-controlled cyclic triaxial and simple shear tests were performed on laboratory-constituted saturated clean sand specimens. The variabilities in testing conditions (i.e., type of test, consolidation procedure, confining pressure, rate of loading, etc.) were corrected through a series of correction schemes, the effectiveness of which were later confirmed by the discriminant analyses results. Volumetric and shear strain boundary curves were developed in the cyclic stress ratio versus N1,60,CS or qc,1 domain. In addition to being based on significantly extended and higher quality databases, contrary to the existing judgmentally derived deterministic ones, proposed correlations have formal probabilistic bases, and so provide insight regarding uncertainty of strain predictions or probability of exceeding a target strain value. Probabilistic uses of the proposed correlations were illustrated by three sets of examples. A companion paper applied and calibrated the proposed volumetric strain correlation to semiempirically evaluate postearthquake settlement of level, free-field sites. For the calibration, case history soil profiles, composed of a broad range of sand types and depositional characteristics, shaken by a number of earthquakes, were used. Superior predictions of field settlements by this laboratory data-based cyclic strain assessment approach were concluded to be strongly mutually supportive.