Retrieval of crop canopy properties: a comparison between model inversion from hyperspectral data and image classification

The aim of this work was to investigate different approaches for the estimation of canopy structure properties from multiangular measurements at the field scale. Hyperspectral multiangular data were acquired on potato canopies using a spectroradiometer (GER-1500) and corresponding multiangular images using the VIFIS (Variable Interference Filter Imaging Spectrometer). The data obtained using the spectroradiometer were employed in the inversion of the PROSAIL model. The images obtained from the VIFIS were classified into the component image fractions: shaded and sunlit leaves and soil. These classification results were then used directly in the inversion of a simple ray-tracing canopy model. The inversion technique was based on a look-up table approach using a simple ray-tracing model of a plant canopy. Field sampling was carried out for the direct measurement of leaf area index (LAI) and other canopy properties. The experimental error in the data of both sensors was large since the canopy appeared non-homogeneous at the measurement height used, mainly because of the crop row structure. However LAI values retrieved from both approaches were realistic and allowed the discrimination of potato canopies that had received different nitrogen fertilization treatments. The relative merits and practicalities of the two approaches (multiangular hyperspectral reflectance versus image classification) are discussed.     

LAI retrieval and uncertainty evaluations for typical row-planted crops at different growth stages

Leaf area index (LAI) is a basic quantity indicating crop growth situation and plays a significant role in agricultural, ecological and meteorological models at local, regional and global scale. It is a common approach to invert LAI based on canopy reflectance models using optimization method. Radiative transfer model for continuous vegetation canopy such as SAIL models is widely used for crop LAI inversion. However, crops are mostly planted as row structure in China and they don't fit the assumptions of continuous vegetation especially at the earlier growth stages. What kind of models should be used to invert LAI for typical row-planted crops at different growing stages? Taking corn as an example, the factors which influence the row planted crop LAI estimation are investigated in this paper. Using the computer simulated BRDF data sets, different models for LAI inversion at different growth stages are evaluated based on parameter sensitivity analysis. Bayes theory is used to introduce a priori knowledge in the inversion process. In 2005, a field campaign is carried out to validate LAI inversion accuracy during corn's growing stages in Huailai, Hebei Province, China. Inverted LAI from both the measured Canopy Reflectance (CR) data and Moderate Resolution Imaging Spectroradiometer (MODIS) data are very promising. The results show that at least two kinds of models should be adopted for corn canopy at different growth stages, i.e., row structure model for early growth stage (before elongation) and homogeneous canopy model for later growth stage (after elongation).     

Inversion of vegetation canopy reflectance models for estimating agronomic variables. V. Estimation of leaf area index and average leaf angle using measured canopy reflectances

The technique described earlier (Goel and Thompson, 1984b) for estimating agronomic parameters from bidirectional crop reflectance data is applied to a fully covered soybean canopy, using data measured in the field. This technique employs the inversion of a canopy reflectance model. It is shown that using the SAIL model one can estimate leaf area index (LAI) as well as average leaf angle (ALA) quite well, provided that the other canopy parameters (leaf reflectance and transmittance, soil reflectance, and fraction of diffused skylight) are known. Some suggestions are made for improving the SAIL model. This should improve the accuracy of estimation of not only LAI and ALA but should also allow the estimation of the complete leaf angle distribution.     

Retrieval of chlorophyll content and LAI of crops using hyperspectral techniques: application to PROBA/CHRIS data

Hyperspectral/multiangular data allow the retrieval of important vegetation properties at canopy level, such as the Leaf Area Index (LAI) and Leaf Chlorophyll Content. Current methods are based on the relationship between biophysical properties and retrievals from those spectral bands (from the complete hyperspectral/multiangular information) where specific absorption features are present within the considered spectral range. Furthermore, new sensors such as PROBA/CHRIS provide continuous hyperspectral reflectance measurements that can be considered as a continuous function of wavelength. The mathematical analysis of these continuous functions allows a new way of exploiting the relationships between spectral reflectance and biophysical variables by more powerful and stable mathematical tools, in particular for the retrieval of LAI and chlorophyll content. Within the overall context of the European Space Agency (ESA) Spectra Barrax Campaign (SPARC) experiment, an extensive field study was carried out in La Mancha, Spain, simultaneously to the overflight of airborne imaging spectrometers (AHS, HyMAP, ROSIS) and the overpass of CHRIS‐PROBA and MERIS sensors. During the SPARC‐2003 and SPARC‐2004 campaigns, numerous ground measurements were made in the Barrax study area (covering LAI, fCover, leaf chlorophyll a+b, leaf water content and leaf biomass), together with other complementary data, and a total of 17 CHRIS‐PROBA images were acquired. Representative points have been selected from a total of nine different crops, and also retrieved from the CHRIS‐PROBA images acquired within the days of the field campaign. About 250 reflectance spectra from five different observation angles have been analysed. Hyperspectral reflectance spectra have been adjusted by means of third‐degree polynomial functions between 500 nm and 750 nm, and correlations observed between LAI values and the coefficients of these polynomials yielded LAI as a result of the mathematical fitting. On the other hand, the area under the spectral reflectance curves has been calculated in the interval from 600 nm to 700 nm, the region of the red spectral interval where strong absorption features for chlorophyll have been observed, though areas under the curves are also strongly correlated to the chlorophyll content of the crops. Furthermore, a linear relationship between these areas and the chlorophyll content is proposed in this work. This relationship allows the retrieval of leaf chlorophyll by satellite data, based on the spectral information. Both of the proposed methods are almost independent of the observation angles employed. The high number of in situ measurements acquired simultaneously to satellite overpasses, and the broad available range of data, have allowed validation of both methods, with a large number of data and in a statistically consistent manner.     

Seasonal variations of leaf area index of agricultural fields retrieved from Landsat data

The derivation of leaf area index (LAI) from satellite optical data has been the subject of a large amount of work. In contrast, few papers have addressed the effective model inversion of high resolution satellite images for a complete series of data for the various crop species in a given region. The present study is focused on the assessment of a LAI model inversion approach applied to multitemporal optical data, over an agricultural region having various crop types with different crop calendars. Both the inversion approach and data sources are chosen because of their wide use. Crops in the study region (Barrax, Castilla-La Mancha, Spain) include: cereal, corn, alfalfa, sugar beet, onion, garlic, papaver. Some of the crop types (onion, garlic, papaver) have not been addressed in previous studies. We use in-situ measurement sets and literature values as a priori data in the PROSPECT + SAIL models to produce Look Up Tables (LUTs). Those LUTs are subsequently used to invert Landsat-TM and Landsat-ETM+ image series (12 dates from March to September 2003). The Look Up Tables are adapted to different crop types, identified on the images by ground survey and by Landsat classification. The retrieved LAI values are compared to in-situ measurements available from the campaign conducted in mid July-2003. Very good agreement (a high linear correlation) is obtained for LAI values from 0.1 to 6.0. LAI maps are then produced for each of the 12 dates. The LAI temporal variation shows consistency with the crop phenological stages. The inversion method is favourably compared to a method relying on the empirical relationship between LAI and NDVI from Landsat data. This offers perspectives for future optical satellite data that will ensure high resolution and high temporal frequency.     

Validation of a Markov chain canopy reflectance model

The Markov chain canopy reflectance model (MCRM) by Kuusk (1995 b) has been tested versus the ray tracing model on two different computer maquettes of field crops (Barley and Beet), and on the field data collected in the frame of the Franco-English Collaborative Reflectance Experiment in 1989 and 1990 on sugar-beet plots. Separate comparisons of single and multiple scattering components of the MCRM and the ray tracing procedure demonstrated good agreement of the models. Inversion of the MCRM on field data returned good estimates of LAI in the range LAI 0.1-4 using nadir reflectance data in three SPOT and two Landsat TM channels. The estimated chlorophyll content was well correlated to the measured one, although underestimated to some extent. The use of directional data at 45 zenith angle and four azimuth angles improved the estimates of both the LAI and the chlorophyll content. It also permitted the estimation of additional parameters of the canopy structure (leaf size, LAD, the Markov parameter).     

Comparison of principal component inversion with VI-empirical approach for LAI estimation using simulated reflectance data

A simulated canopy reflectance dataset for a total of six channels in visible, near-infrared (NIR) and shortwave-infrared (SWIR) region, corresponding to Landsat Thematic Mapper (TM) was generated using the PROSAIL (PROSPECT+SAIL) model and a range of Leaf Area Index (LAI), soil backgrounds, leaf chlorophyll, leaf inclination and viewing geometry inputs. This dataset was used to develop and evaluate approaches for LAI estimation, namely, standard two-band nonlinear empirical vegetation index (VI)–LAI formulation (using Normalized Difference Vegetation Index/simple ratio (NDVI/SR)) and a multi-band principal component inversion (PCI) approach. The analysis indicated that the multi-band PCI approach had a smaller rms error (RMSE=0.380) than the NDVI and SR approaches (RMSE=2.28, 0.88), for an independently generated test dataset.     

Inversion of a radiative transfer model for estimating vegetation LAI and chlorophyll in a heterogeneous grassland

Radiative transfer models have seldom been applied for studying heterogeneous grassland canopies. Here, the potential of radiative transfer modeling to predict LAI and leaf and canopy chlorophyll contents in a heterogeneous Mediterranean grassland is investigated. The widely used PROSAIL model was inverted with canopy spectral reflectance measurements by means of a look-up table (LUT). Canopy spectral measurements were acquired in the field using a GER 3700 spectroradiometer, along with simultaneous in situ measurements of LAI and leaf chlorophyll content. We tested the impact of using multiple solutions, stratification (according to species richness), and spectral subsetting on parameter retrieval. To assess the performance of the model inversion, the normalized RMSE and R² between independent in situ measurements and estimated parameters were used. Of the three investigated plant characteristics, canopy chlorophyll content was estimated with the highest accuracy (R² = 0.70, NRMSE = 0.18). Leaf chlorophyll content, on the other hand, could not be estimated with acceptable accuracy, while LAI was estimated with intermediate accuracy (R² = 0.59, NRMSE = 0.18). When only sample plots with up to two species were considered (n = 107), the estimation accuracy for all investigated variables (LAI, canopy chlorophyll content and leaf chlorophyll content) increased (NRMSE = 0.14, 0.16, 0.19, respectively). This shows the limits of the PROSAIL radiative transfer model in the case of very heterogeneous conditions. We also found that a carefully selected spectral subset contains sufficient information for a successful model inversion. Our results confirm the potential of model inversion for estimating vegetation biophysical parameters at the canopy scale in (moderately) heterogeneous grasslands using hyperspectral measurements.     

Water content estimation in vegetation with MODIS reflectance data and model inversion methods

Statistical and radiative-transfer physically based studies have previously demonstrated the relationship between leaf water content and leaf-level reflectance in the near-infrared spectral region. The successful scaling up of such methods to the canopy level requires modeling the effect of canopy structure and viewing geometry on reflectance bands and optical indices used for estimation of water content, such as normalized difference water index (NDWI), simple ratio water index (SRWI) and plant water index (PWI). This study conducts a radiative transfer simulation, linking leaf and canopy models, to study the effects of leaf structure, dry matter content, leaf area index (LAI), and the viewing geometry, on the estimation of leaf equivalent water thickness from canopy-level reflectance. The applicability of radiative transfer model inversion methods to MODIS is studied, investigating its spectral capability for water content estimation. A modeling study is conducted, simulating leaf and canopy MODIS-equivalent synthetic spectra with random input variables to test different inversion assumptions. A field sampling campaign to assess the investigated simulation methods was undertaken for analysis of leaf water content from leaf samples in 10 study sites of chaparral vegetation in California, USA, between March and September 2000. MODIS reflectance data were processed from the same period for equivalent water thickness estimation by model inversion linking the PROSPECT leaf model and SAILH canopy reflectance model. MODIS reflectance data, viewing geometry values, and LAI were used as inputs in the model inversion for estimation of leaf equivalent water thickness, dry matter, and leaf structure. Results showed good correlation between the time series of MODIS-estimated equivalent water thickness and ground measured leaf fuel moisture (LFM) content (r²=0.7), demonstrating that these inversion methods could potentially be used for global monitoring of leaf water content in vegetation.     

Inversion of a radiative transfer model with hyperspectral observations for LAI mapping in poplar plantations

The potential of radiative transfer modelling and inversion techniques for operational uses is investigated in order to retrieve leaf area index in a poplar plantation. The 1-D bidirectional canopy reflectance model SAIL, coupled with the leaf optical properties model PROSPECT, was inverted with hyperspectral airborne DAIS data by means of an iterative method. The root mean square error in LAI estimation was determined against in situ measurements in order to evaluate the impact of different inversion strategies on the LAI retrieval accuracy. These included the selection of an optimal spectral sampling set, the exploitation of prior knowledge in the inversion process and the use of multiview angle data. We claim that the best configuration is achieved by exploiting multiview DAIS data and prior knowledge information about the model variables (RMSE of 0.39 m² m⁻²). It is also shown that the use of prior knowledge and the selection of a limited number of bands forming the optimal spectral sampling are instrumental in increasing the accuracy of the inversion process. Our analysis confirms the operational potential of model inversion for biophysical parameter retrieval.     

Extracting forest canopy structure from spatial information of high resolution optical imagery: tree crown size versus leaf area index

Leaves are the primary interface where energy, water and carbon exchanges occur between the forest ecosystems and the atmosphere. Leaf area index (LAI) is a measure of the amount of leaf area in a stand, and the tree crown size characterizes how leaves are clumped in the canopy. Both LAI and tree crown size are of essential ecological and management value. There is a lot of interest in extracting both canopy structural parameters from remote sensing. The LAI is generally estimated with spectral information from remotely sensed images at relatively coarse spatial resolution. There has been much less success in estimating tree crown size with remote sensing. The recent availability of abundant high spatial resolution imagery from space offers new potential for extracting LAI and tree crown size, particularly in the spatial domain. This study found that the spatial information in Ikonos imagery is highly valuable in estimating both tree crown size and LAI. When the conifer‐ and hardwood‐dominated stands are pooled, tree crown sizes of conifer stands relate best to the ratio of image variance at 2×2 m spatial resolution to that at 3×3 m spatial resolution, while LAI relates best to image variance at 4×4 m spatial resolution. When the conifer‐ and hardwood‐dominated stands are separated, image spatial information estimates tree crown size much better for conifer‐dominated stands than for the hardwood‐dominated stands, while the relationship between image spatial information and LAI is strengthened after the two types of stands are combined. Tree crown size is more sensitive to image spatial resolution than LAI. Image variance is more useful in estimating LAI than normalized difference vegetation index (NDVI) and simple ratio vegetation index (SRVI). Combining both spatial and spectral information provides some improvement in estimating LAI compared with using spatial information alone. Therefore, future efforts to estimate canopy structure with high resolution imagery should also use image spatial information.     

Hyperspectral vegetation indices and novel algorithms for predicting green LAI of crop canopies: Modeling and validation in the context of precision agriculture

A growing number of studies have focused on evaluating spectral indices in terms of their sensitivity to vegetation biophysical parameters, as well as to external factors affecting canopy reflectance. In this context, leaf and canopy radiative transfer models are valuable for modeling and understanding the behavior of such indices. In the present work, PROSPECT and SAILH models have been used to simulate a wide range of crop canopy reflectances in an attempt to study the sensitivity of a set of vegetation indices to green leaf area index (LAI), and to modify some of them in order to enhance their responsivity to LAI variations. The aim of the paper was to present a method for minimizing the effect of leaf chlorophyll content on the prediction of green LAI, and to develop new algorithms that adequately predict the LAI of crop canopies. Analyses based on both simulated and real hyperspectral data were carried out to compare performances of existing vegetation indices (Normalized Difference Vegetation Index [NDVI], Renormalized Difference Vegetation Index [RDVI], Modified Simple Ratio [MSR], Soil-Adjusted Vegetation Index [SAVI], Soil and Atmospherically Resistant Vegetation Index [SARVI], MSAVI, Triangular Vegetation Index [TVI], and Modified Chlorophyll Absorption Ratio Index [MCARI]) and to design new ones (MTVI1, MCARI1, MTVI2, and MCARI2) that are both less sensitive to chlorophyll content variations and linearly related to green LAI. Thorough analyses showed that the above existing vegetation indices were either sensitive to chlorophyll concentration changes or affected by saturation at high LAI levels. Conversely, two of the spectral indices developed as a part of this study, a modified triangular vegetation index (MTVI2) and a modified chlorophyll absorption ratio index (MCARI2), proved to be the best predictors of green LAI. Related predictive algorithms were tested on CASI (Compact Airborne Spectrographic Imager) hyperspectral images and, then, validated using ground truth measurements. The latter were collected simultaneously with image acquisition for different crop types (soybean, corn, and wheat), at different growth stages, and under various fertilization treatments. Prediction power analysis of proposed algorithms based on MCARI2 and MTVI2 resulted in agreements between modeled and ground measurement of non-destructive LAI, with coefficients of determination (r²) being 0.98 for soybean, 0.89 for corn, and 0.74 for wheat. The corresponding RMSE for LAI were estimated at 0.28, 0.46, and 0.85, respectively.     

Estimating live fuel moisture content from remotely sensed reflectance

Fuel moisture content (FMC) is used in forest fire danger models to characterise the moisture status of the foliage. FMC expresses the amount of water in a leaf relative to the amount of dry matter and differs from measures of leaf water content which express the amount of water in a leaf relative to its area. FMC is related to both leaf water content and leaf dry matter content, and the relationships between FMC and remotely sensed reflectance will therefore be affected by variation in both leaf biophysical properties. This paper uses spectral reflectance data from the Leaf Optical Properties EXperiment (LOPEX) and modelled data from the Prospect leaf reflectance model to examine the relationships between FMC, leaf equivalent water thickness (EWT) and a range of spectral vegetation indices (VI) designed to estimate leaf and canopy water content. Significant correlations were found between FMC and all of the selected vegetation indices for both modelled and measured data, but statistically stronger relationships were found with leaf EWT; overall, the water index (WI) was found to be most strongly correlated with FMC. The accuracy of FMC estimation was very low when the global range of FMC was examined, but for a restricted range of 0-100%, FMC was estimated with a root-mean-square error (RMSE) of 15% in the model simulations and 51% with the measured data. The paper shows that the estimation of live FMC from remotely sensed vegetation indices is likely to be problematic when there is variability in both leaf water content and leaf dry matter content in the target leaves. Estimating FMC from remotely sensed data at the canopy level is likely to be further complicated by spatial and temporal variations in leaf area index (LAI). Further research is required to assess the potential of canopy reflectance model inversion to estimate live fuel moisture content where a priori information on vegetation properties may be used to constrain the inversion process.     

Canopy attributes of desert grassland and transition communities derived from multiangular airborne imagery

The surface bidirectional reflectance distribution function (BRDF) contains valuable information on canopy physiognomy for desert grassland and grass-shrub transition communities. This information may be accessed by inverting a BRDF model against sets of observations, which encompass important variations in viewing and illumination angles. This paper shows that structural canopy attributes can be derived through inversion of the Simple Geometric Model (SGM) of the BRDF developed in this paper. It is difficult to sample BRDF features from the ground because of the discontinuous nature of the canopies and long intrinsic length scales in remotely sensed spectral measures (>10 m). A multispectral digital camera was therefore used to derive spatial multiangular reflectance data sets from the air and the SGM was validated against and inverted with these. It was also validated using 3-D radiosity simulations driven with maps of field-measured plant dimensions. The interpretation of the retrieved parameter maps (shrub density, shrub width and canopy height) reveals variations in canopy structure within desert grassland and grassland-shrubland transition communities, which are clearly related to structural and optical features in high resolution panchromatic and vegetation index images. To our knowledge, this paper reports on the first attempts to acquire structural canopy attributes of desert landscapes using multiple view angle data at scales less than 1 km. The results point to further opportunities to exploit multiangular data from spaceborne sensors such as the Multiangle Imaging SpectroRadiometer (MISR) and the Compact High Resolution Imaging Spectrometer (CHRIS) on the NASA Terra and European Space Agency's PROBA satellites, respectively.     

Leaf area index estimation with MODIS reflectance time series and model inversion during full rotations of Eucalyptus plantations

The leaf area index (LAI) of fast-growing Eucalyptus plantations is highly dynamic both seasonally and inter-annually, and is spatially variable depending on pedo-climatic conditions. LAI is very important in determining the carbon and water balance of a stand, but is difficult to measure during a complete stand rotation and at large scales. Remote-sensing methods allowing the retrieval of LAI time series with accuracy and precision are therefore necessary. Here, we tested two methods for LAI estimation from MODIS 250m resolution red and near-infrared (NIR) reflectance time series. The first method involved the inversion of a coupled model of leaf reflectance and transmittance (PROSPECT4), soil reflectance (SOILSPECT) and canopy radiative transfer (4SAIL2). Model parameters other than the LAI were either fixed to measured constant values, or allowed to vary seasonally and/or with stand age according to trends observed in field measurements. The LAI was assumed to vary throughout the rotation following a series of alternately increasing and decreasing sigmoid curves. The parameters of each sigmoid curve that allowed the best fit of simulated canopy reflectance to MODIS red and NIR reflectance data were obtained by minimization techniques. The second method was based on a linear relationship between the LAI and values of the GEneralized Soil Adjusted Vegetation Index (GESAVI), which was calibrated using destructive LAI measurements made at two seasons, on Eucalyptus stands of different ages and productivity levels. The ability of each approach to reproduce field-measured LAI values was assessed, and uncertainty on results and parameter sensitivities were examined. Both methods offered a good fit between measured and estimated LAI (R² = 0.80 and R² = 0.62 for model inversion and GESAVI-based methods, respectively), but the GESAVI-based method overestimated the LAI at young ages.     

Combining vegetation index and model inversion methods for the extraction of key vegetation biophysical parameters using Terra and Aqua MODIS reflectance data

Accurate estimates of vegetation biophysical variables are valuable as input to models describing the exchange of carbon dioxide and energy between the land surface and the atmosphere and important for a wide range of applications related to vegetation monitoring, weather prediction, and climate change. The present study explores the benefits of combining vegetation index and physically based approaches for the spatial and temporal mapping of green leaf area index (LAI), total chlorophyll content (TC_ab), and total vegetation water content (VWC). A numerical optimization method was employed for the inversion of a canopy reflectance model using Terra and Aqua MODIS multi-spectral, multi-temporal, and multi-angle reflectance observations to aid the determination of vegetation-specific physiological and structural canopy parameters. Land cover and site-specific inversion modeling was applied to a restricted number of pixels to build multiple species- and environmentally dependent formulations relating the three biophysical properties of interest to a number of selected simpler spectral vegetation indices (VI). While inversions generally are computationally slow, the coupling with the simple and computationally efficient VI approach makes the combined retrieval scheme for LAI, TC_ab, and VWC suitable for large-scale mapping operations. In order to facilitate application of the canopy reflectance model to heterogeneous forested areas, a simple correction scheme was elaborated, which was found to improve forest LAI predictions significantly and also provided more realistic values of leaf chlorophyll contents.The inversion scheme was designed to enable biophysical parameter retrievals for land cover classes characterized by contrasting canopy architectures, leaf inclination angles, and leaf biochemical constituents without utilizing calibration measurements. Preliminary LAI validation results for the Island of Zealand, Denmark (57°N, 12°E) provided confidence in the approach with root mean square (RMS) deviations between estimates and in-situ measurements of 0.62, 0.46, and 0.63 for barley, wheat, and deciduous forest sites, respectively. Despite the independence on site-specific in-situ measurements, the RMS deviations of the automated approach are in the same range as those established in other studies employing field-based empirical calibration.Being completely automated and image-based and independent on extensive and impractical surface measurements, the retrieval scheme has potential for operational use and can quite easily be implemented for other regions. More validation studies are needed to evaluate the usefulness and limitations of the approach for other environments and species compositions.     

基于数据机理的植被叶面积指数遥感反演研究

定量获取地表植被高精度时序及空间覆盖的叶面积指数（Leaf Area Index, LAI）是生态监测及农业生产应用的重要研究内容。通过使用Moderate Resolution Imaging Spectroradiometer（MODIS）植被冠层多角度观测MOD09GA数据及叶面积指数MOD15A2数据,发展了一种参数化的叶面积指数遥感反演方法并完成了必要的检验分析。研究使用基于辐射传输理论的RossThick LiSparse Reciprocal（RTLSR）核驱动模型及Scattering by Arbitrarily Inclined Leaves with Hotspot（SAILH）模型进行植被冠层辐射特征的提取,使用Anisotropic Index （ANIX）异质性指数作为指示植被冠层二向反射分布Bidirectional Reflectance Distribution Function（BRDF）的辅助特征信息,发展了基于数据机理（Data-Based Mechanistic, DBM）的植被叶面积指数建模和估算方法。通过必要的林地、农作物、草地植被实验区反演及数值分析可得知：①时间序列多角度遥感观测数据结合数据机理的叶面积指数估算方法,可实现模型参数的时序动态更新,改进叶面积指数估算结果的时序完整性及精度。②异质性指数可以用做指示植被冠层二向反射分布特征信息,可降低因观测数据几何条件差异所导致的反演结果不确定情况,同时能够补充植被时序生长过程表现的植被结构变化等动态特征。经研究实践,可将算法应用于时空尺度的叶面积指数估算,并能够为生态、农业应用提供植被的高精度遥感监测指标。     

西南地区不同山地环境梯度叶面积指数遥感反演

叶面积指数(LAI)遥感估算是植被定量遥感研究的热点之一,监测植被LAI时空变化对于研究陆地生态系统碳循环及全球变化等具有非常重要的意义。在我国西南山区设置10个50km×50km的观测样区作为研究区,其中包括5个森林生态系统样区、3个农田生态系统样区和2个草地生态系统样区。分别获取不同优势植被类型LAI地面实测数据,结合同期获取的遥感数据,考虑地形因素影响,基于偏最小二乘原理分别构建各样区LAI遥感估算模型,并采用交叉验证的方式对模型精度进行评价。结果表明:考虑了海拔、坡度和坡向等地形因子的森林LAI遥感反演模型与未考虑地形变量的模型相比,其验证精度有所提高,R2由0.30~0.75提高至0.50~0.80,RMSE由0.52~0.93m2/m2降低至0.48~0.89m2/m2;所有样区优势植被类型LAI反演模型验证R2在0.40~0.80之间,RMSE在0.22~0.89m2/m2之间。发展的LAI遥感估算方法有助于认知山地植被LAI反演的地形效应问题,可为进一步的山地植被长势监测提供科学依据。     

Simple parameterizations of the radiation budget of uniform broadleaved and coniferous canopies

Simulations of the different components of the spectral radiation budget of structurally simple leaf and shoot canopies with varying canopy leaf area index (LAI) were performed. The aims were (1) to test a proposed parameterization of the budget using two spectrally invariant canopy structural parameters (p and p_t) governing canopy absorption and transmittance, respectively, and (2) to incorporate the effect of within-shoot scattering in the parameterization for shoot canopies. Results showed that canopy spectral absorption and scattering were well described by a single parameter, the canopy p value or ‘recollision probability’, which was closely related to LAI. The relationship between p and LAI was however different in leaf and shoot canopy: e.g., at the same LAI the recollision probability was larger in the shoot canopy. It was shown that the p value of the shoot canopy could be decomposed into the p value of an individual shoot (p_sh) and the p value of the leaf canopy with the same effective LAI (LAI_e). The canopy p value allows calculation of canopy absorption and scattering at any given wavelength from the leaf (or needle) scattering coefficient at the same wavelength. To calculate canopy reflectance, separation of the downward and upward scattered parts is needed in addition. The proposed parameter p_t worked rather well in the leaf canopy at moderate values of LAI, but not in the coniferous shoot canopy nor at high values of LAI. However, the simulated fraction of upward scattered radiation increased in a straightforward manner with LAI, and was not particularly sensitive to the leaf (or needle) scattering coefficient. Judged by this ‘smooth’ behavior, the existence of another kind of simple parameterization for this separation remains an interesting possibility.     

全球典型植被叶片光谱特征及其对LAI反演的影响分析

在全球范围长时间序列LAI遥感产品反演算法中,植被冠层反射率模型仅使用少量叶片光谱特征代表全球植被全年的典型植被光谱特征,叶片光谱的不确定性导致LAI遥感产品存在一定的误差。目前全球已经构建了多个典型植被叶片波谱数据集,这些数据集包含多个植被物种、不同空间地域及多时相叶片光谱数据,为定量分析叶片光谱特征提供了数据支持。主要利用LOPEX’93、ANGERS’03、中国典型地物波谱数据库和野外实测的叶片光谱数据,以黄边参数、红边参数和叶片光谱指数作为分析指标,探讨不同植被物种、不同气候区和不同物候期的叶片光谱特征差异,及其对植被冠层反射率、LAI反演的影响,为发展考虑现实叶片光谱差异的LAI反演算法提供研究基础。结果表明:植被叶片光谱存在多样性,叶片光谱特征差异主要影响MODIS传感器近红外波段和绿波段反射率值,其中,绿波段反射率值对叶片光谱变化最为敏感;在LAI反演算法中,如果只考虑植被类型而不考虑物种叶片光谱差异,可能会给LAI反演带来大于3的误差。