多角度不同表情下的人脸识别

多角度及不同表情下的人脸识别是人脸识别领域的一个难题。本文将二维主元素分析法与贝叶斯判据相结合设计了多角度不同表情下的人脸识别算法。首先，利用二维主元素分析法计算人脸的特征矢量空间，并将训练集和测试集中的数据向该特征矢量空间进行投影，然后使用贝叶斯判据进行识别。该方法集中了二维主元素分析法计算简单、速度快及统计分类器识别率高的优点。实验结果显示，该方法计算简单，对具有表情变化及不同角度的人脸的识别率高。     

Bilinear Models for 3-D Face and Facial Expression Recognition

In this paper, we explore bilinear models for jointly addressing 3-D face and facial expression recognition. An elastically deformable model algorithm that establishes correspondence among a set of faces is proposed first and then bilinear models that decouple the identity and facial expression factors are constructed. Fitting these models to unknown faces enables us to perform face recognition invariant to facial expressions and facial expression recognition with unknown identity. A quantitative evaluation of the proposed technique is conducted on the publicly available BU-3DFE face database in comparison with our previous work on face recognition and other state-of-the-art algorithms for facial expression recognition. Experimental results demonstrate an overall 90.5% facial expression recognition rate and an 86% rank-1 face recognition rate.      

Recognition in the near infrared spectrum for face,gender and facial expressions

Visible face recognition systems are subjected to failure when recognizing the faces in unconstrained scenarios. So, recognizing faces under variable and low illumination conditions are more important since most of the security breaches happen during night time. Near Infrared (NIR) spectrum enables to acquire high quality images, even without any external source of light and hence it is a good method for solving the problem of illumination. Further, the soft biometric trait, gender classification and non verbal communication, facial expression recognition has also been addressed in the NIR spectrum. In this paper, a method has been proposed to recognize the face along with gender classification and facial expression recognition in NIR spectrum. The proposed method is based on transfer learning and it consists of three core components, i) training with small scale NIR images ii) matching NIR-NIR images (homogeneous) and iii) classification. Training on NIR images produce features using transfer learning which has been pre-trained on large scale VIS face images. Next, matching is performed between NIR-NIR spectrum of both training and testing faces. Then it is classified using three, separate SVM classifiers, one for face recognition, the second one for gender classification and the third one for facial expression recognition. It has been observed that the method gives state-of-the-art accuracy on the publicly available, challenging, benchmark datasets CASIA NIR-VIS 2.0, Oulu-CASIA NIR-VIS, PolyU, CBSR, IIT Kh and HITSZ for face recognition. Further, for gender classification the Oulu-CASIA NIR-VIS, PolyU,and IIT Kh has been analyzed and for facial expression the Oulu-CASIA NIR-VIS dataset has been analyzed.

     

Subject-specific and pose-oriented facial features for face recognition across poses

Most face recognition scenarios assume that frontal faces or mug shots are available for enrollment to the database, faces of other poses are collected in the probe set. Given a face from the probe set, one needs to determine whether a match in the database exists. This is under the assumption that in forensic applications, most suspects have their mug shots available in the database, and face recognition aims at recognizing the suspects when their faces of various poses are captured by a surveillance camera. This paper considers a different scenario: given a face with multiple poses available, which may or may not include a mug shot, develop a method to recognize the face with poses different from those captured. That is, given two disjoint sets of poses of a face, one for enrollment and the other for recognition, this paper reports a method best for handling such cases. The proposed method includes feature extraction and classification. For feature extraction, we first cluster the poses of each subject's face in the enrollment set into a few pose classes and then decompose the appearance of the face in each pose class using Embedded Hidden Markov Model, which allows us to define a set of subject-specific and pose-priented (SSPO) facial components for each subject. For classification, an Adaboost weighting scheme is used to fuse the component classifiers with SSPO component features. The proposed method is proven to outperform other approaches, including a component-based classifier with local facial features cropped manually, in an extensive performance evaluation study.     

关键点匹配三维人脸识别方法*

提出了一种新颖的三维人脸识别算法,其基本思路是,把代表人脸的三维点云沿X、Y或Z轴旋转,反复多次把3D人脸关键点投影到2.5D图像上,然后提取2.5D图像的关键点并进行标记,而用这些比原来小得多的关键点代替原来的面扫描。面对未知的待测人脸首先通过执行相同的多视角特征点提取技术提取关键点,然后应用一个新的加权特征点匹配算法进行识别。通过用GavabDB三维面部识别数据集进行试验评估,这个方法对中性表情人脸可获得高达94％的识别精度,对人脸表情辨识（如微笑）的准确率也超过了88％。实验结果表明,此方法在识别精     

人脸样貌独立判别的协作表情识别算法

为了降低样貌、姿态、眼镜以及表情定义不统一等因素对人脸表情识别的影响,提出一种人脸样貌独立判别的协作表情识别算法。首先,采用自动的人脸检测算法定位、对齐视频每帧的人脸区域,并从人脸视频序列中选择峰值表情的人脸;然后,采用峰值人脸与某个表情类内的所有人脸产生表情类内差异人脸信息,并通过计算峰值表情人脸与表情类内差异人脸的差异信息获得协作的表情表示;最终,采用基于稀疏的分类器与表情表示决定每个人脸表情的标签。采用欧美与亚洲人脸的数据库进行仿真实验,结果表明本算法获得了较好的表情识别准确率,对不同样貌、佩戴眼镜的人脸样本也具有较好的识别效果。     

An Expression Deformation Approach to Non-rigid 3D Face Recognition

The accuracy of non-rigid 3D face recognition approaches is highly influenced by their capacity to differentiate between the deformations caused by facial expressions from the distinctive geometric attributes that uniquely characterize a 3D face, interpersonal disparities. We present an automatic 3D face recognition approach which can accurately differentiate between expression deformations and interpersonal disparities and hence recognize faces under any facial expression. The patterns of expression deformations are first learnt from training data in PCA eigenvectors. These patterns are then used to morph out the expression deformations. Similarity measures are extracted by matching the morphed 3D faces. PCA is performed in such a way it models only the facial expressions leaving out the interpersonal disparities. The approach was applied on the FRGC v2.0 dataset and superior recognition performance was achieved. The verification rates at 0.001 FAR were 98.35% and 97.73% for scans under neutral and non-neutral expressions, respectively.     

基于特征曲线的自动人面识别研究

提出了一种基于特征曲线的快速人面识别方法.该方法首先对不同姿态和大小的人面进行定位和归一化,然后在归一化后的人面图像上建立多种特征曲线.作为对人面特征的描述,最后利用傅里叶描绘子对特征曲线进行解析提取关键特征,得到人面的表征向量.使用此方法在1300幅人面图像上进行了实验,结果表明,此方法在速度和准确度方面都具有较好的性能,而且对有不同姿态和表情的人面的识别具有一定的鲁棒性.     

基于特征点表情变化的3维人脸识别

目的 为克服表情变化对3维人脸识别的影响,提出一种基于特征点提取局部区域特征的3维人脸识别方法。方法 首先,在深度图上应用2维图像的ASM(active shape model)算法粗略定位出人脸特征点,再根据Shape index特征在人脸点云上精确定位出特征点。其次,提取以鼻中为中心的一系列等测地轮廓线来表征人脸形状;然后,提取具有姿态不变性的Procrustean向量特征(距离和角度)作为识别特征;最后,对各条等测地轮廓线特征的分类结果进行了比较,并对分类结果进行决策级融合。结果 在FRGC V2.0人脸数据库分别进行特征点定位实验和识别实验,平均定位误差小于2.36 mm,Rank-1识别率为98.35%。结论 基于特征点的3维人脸识别方法,通过特征点在人脸近似刚性区域提取特征,有效避免了受表情影响较大的嘴部区域。实验证明该方法具有较高的识别精度,同时对姿态、表情变化具有一定的鲁棒性。     

Two dimensional synthetic face generation and verification using set estimation technique

In this paper set estimation technique is applied for generation of 2D face images. The synthesis is done on the basis of inheriting features from inter and intra face classes in face space. Face images without artifacts and expressions are transformed to images with artifacts and expressions with the help of the developed methods. Most of the test images are generated using the proposed method. The measured PSNR values for the generated faces with respect to the training faces reflect the well accepted quality of the generated images. The generated faces are also classified properly to their respective face classes using nearest neighbor classifier. Validation of the method is demonstrated on AR and FIA datasets. Classification accuracy is increased when the new generated faces are added to the training set.     

一种基于扩散速度的移动应用端活体人脸识别技术

提出一种采用扩散速度对活体人脸和伪造人脸的光照特性差异建模的方法。针对手机端的人脸识别活体检测的需求,根据伪造照片相对于活体照片有光照反射特性呈现出更加均衡、扩散更缓慢的特点,提出一种基于图像扩散（反射）速度模型（Diffusion Speed Model）的活体检测方法,通过引入全变差流（TV）来获得扩散速度,在得到的扩散速度图基础上,利用LSP编码（类似LBP）获取的局部速度特征向量作为线性SVM分类器的输入,经分类区分输入影像的真伪。通过设计多组对比实验,表明不管在室内环境或者在室外环境、多种人脸姿态和表情以及各种光照情况下,算法均能获得非常好的识别效果,而且基于LSP的基础方案具有高度的实时性和有效性,可以部署在各种移动终端设备中,实现跨平台一键式植入应用。     

Face recognition using line edge map

The automatic recognition of human faces presents a significant challenge to the pattern recognition research community. Typically, human faces are very similar in structure with minor differences from person to person. They are actually within one class of "human face". Furthermore, lighting conditions change, while facial expressions and pose variations further complicate the face recognition task as one of the difficult problems in pattern analysis. This paper proposes a novel concept: namely, that faces can be recognized using a line edge map (LEM). The LEM, a compact face feature, is generated for face coding and recognition. A thorough investigation of the proposed concept is conducted which covers all aspects of human face recognition, i.e. face recognition under (1) controlled/ideal conditions and size variations, (2) varying lighting conditions, (3) varying facial expressions, and (4) varying pose. The system performance is also compared with the eigenface method, one of the best face recognition techniques, and with reported experimental results of other methods. A face pre-filtering technique is proposed to speed up the search process. It is a very encouraging to find that the proposed face recognition technique has performed better than the eigenface method in most of the comparison experiments. This research demonstrates that the LEM, together with the proposed generic line-segment Hausdorff distance measure, provides a new method for face coding and recognition     

结合加权局部旋度模式的3维人脸表情识别

目的 3维人脸的表情信息不均匀地分布在五官及脸颊附近,对表情进行充分的描述和合理的权重分配是提升识别效果的重要途径。为提高3维人脸表情识别的准确率,提出了一种基于带权重局部旋度模式的3维人脸表情识别算法。方法 首先,为了提取具有较强表情分辨能力的特征,提出对3维人脸的旋度向量进行编码,获取局部旋度模式作为表情特征;然后,提出将ICNP（interactive closest normal points）算法与最小投影偏差算法结合,前者实现3维人脸子区域的不规则划分,划分得到的11个子区域保留了表情变化下面部五官和肌肉的完整性,后者根据各区域对表情识别的贡献大小为各区域的局部旋度模式特征分配权重;最后,带有权重的局部旋度模式特征被输入到分类器中实现表情识别。结果 基于BU-3DFE 3维人脸表情库对本文提出的局部旋度模式特征进行评估,结果表明其分辨能力较其他表情特征更强;基于BU-3DFE库进行表情识别实验,与其他3维人脸表情识别算法相比,本文算法取得了最高的平均识别率,达到89.67%,同时对易混淆的“悲伤”、“愤怒”和“厌恶”等表情的误判率也较低。结论 局部旋度模式特征对3维人脸的表情有较强的表征能力; ICNP算法与最小投影偏差算法的结合,能够实现区域的有效划分和权重的准确计算,有效提高特征对表情的识别能力。试验结果表明本文算法对3维人脸表情具有较高的识别率,并对易混淆的相似表情仍具有较好的识别效果。     

E-learning系统中情感识别的研究

传统E-learning系统存在一个最大缺点是感情缺失,为弥补这一不足,需要在其中加入面部表情识别模块.表情识别模块分为3个阶段:人脸检测,图像标准化以及情感分类.其中人脸检测作为第一个阶段,是情感识别的前提.在众多人脸检测方法中,肤色分割是一种简单快捷的方法.以肤色分割为基础,提出了一种比较简单的人脸检测算法.实验结果表明,这种方法能够有效地识别出人脸及其器官(包括眼睛和嘴巴)的位置.     

Face and gesture recognition: overview

Computerised recognition of faces and facial expressions would be useful for human-computer interface, and provision for facial animation is to be included in the ISO standard MPEG-4 by 1999. This could also be used for face image compression. The technology could be used for personal identification, and would be proof against fraud. Degrees of difference between people are discussed, with particular regard to identical twins. A particularly good feature for personal identification is the texture of the iris. A problem is that there is more difference between images of the same face with, e.g., different expression or illumination, than there sometimes is between images of different faces. Face recognition by the brain is discussed     

High-speed face recognition using self-adaptive radial basis function neural networks

In this work, we have proposed a self-adaptive radial basis function neural network (RBFNN)-based method for high-speed recognition of human faces. It has been seen that the variations between the images of a person, under varying pose, facial expressions, illumination, etc., are quite high. Therefore, in face recognition problem to achieve high recognition rate, it is necessary to consider the structural information lying within these images in the classification process. In the present study, it has been realized by modeling each of the training images as a hidden layer neuron in the proposed RBFNN. Now, to classify a facial image, a confidence measure has been imposed on the outputs of the hidden layer neurons to reduce the influences of the images belonging to other classes. This process makes the RBFNN as self-adaptive for choosing a subset of the hidden layer neurons, which are in close neighborhood of the input image, to be considered for classifying the input image. The process reduces the computation time at the output layer of the RBFNN by neglecting the ineffective radial basis functions and makes the proposed method to recognize face images in high speed and also in interframe period of video. The performance of the proposed method has been evaluated on the basis of sensitivity and specificity on two popular face recognition databases, the ORL and the UMIST face databases. On the ORL database, the best average sensitivity (recognition) and specificity rates are found to be 97.30 and 99.94%, respectively using five samples per person in the training set. Whereas, on the UMIST database, the above quantities are found to be 96.36 and 99.81%, respectively using eight samples per person in the training set. The experimental results indicate that the proposed method outperforms some of the face recognition approaches.     

An analysis of facial expression recognition under partial facial image occlusion

In this paper, an analysis of the effect of partial occlusion on facial expression recognition is investigated. The classification from partially occluded images in one of the six basic facial expressions is performed using a method based on Gabor wavelets texture information extraction, a supervised image decomposition method based on Discriminant Non-negative Matrix Factorization and a shape-based method that exploits the geometrical displacement of certain facial features. We demonstrate how partial occlusion affects the above mentioned methods in the classification of the six basic facial expressions, and indicate the way partial occlusion affects human observers when recognizing facial expressions. An attempt to specify which part of the face (left, right, lower or upper region) contains more discriminant information for each facial expression, is also made and conclusions regarding the pairs of facial expressions misclassifications that each type of occlusion introduces, are drawn.     

结合像素模式和特征点模式的实时表情识别

目的 目前2D表情识别方法对于一些混淆性较高的表情识别率不高并且容易受到人脸姿态、光照变化的影响,利用RGBD摄像头Kinect获取人脸3D特征点数据,提出了一种结合像素2D特征和特征点3D特征的实时表情识别方法。方法 首先,利用3种经典的LBP（局部二值模式）、Gabor滤波器、HOG（方向梯度直方图）提取了人脸表情2D像素特征,由于2D像素特征对于人脸表情描述能力的局限性,进一步提取了人脸特征点之间的角度、距离、法向量3种3D表情特征,以对不同表情的变化情况进行更加细致地描述。为了提高算法对混淆性高的表情识别能力并增加鲁棒性,将2D像素特征和3D特征点特征分别训练了3组随机森林模型,通过对6组随机森林分类器的分类结果加权组合,得到最终的表情类别。结果 在3D表情数据集Face3D上验证算法对9种不同表情的识别效果,结果表明结合2D像素特征和3D特征点特征的方法有利于表情的识别,平均识别率达到了84.7%,高出近几年提出的最优方法4.5%,而且相比单独地2D、3D融合特征,平均识别率分别提高了3.0%和5.8%,同时对于混淆性较强的愤怒、悲伤、害怕等表情识别率均高于80%,实时性也达到了10~15帧/s。结论 该方法结合表情图像的2D像素特征和3D特征点特征,提高了算法对于人脸表情变化的描述能力,而且针对混淆性较强的表情分类,对多组随机森林分类器的分类结果加权平均,有效地降低了混淆性表情之间的干扰,提高了算法的鲁棒性。实验结果表明了该方法相比普通的2D特征、3D特征等对于表情的识别不仅具有一定的优越性,同时还能保证算法的实时性。     

基于虚拟图像的单样本人脸识别方法

针对单训练样本情况下的人脸识别问题,提出一种基于虚拟图像的人脸识别方法。为给定的训练图像增加虚拟图像,以增强单训练样本的分类信息,对其进行离散小波变换,并将变换的低频子带图像作为人脸识别特征,利用二维主成分分析法分析“低频脸”。实验结果表明,该方法能过滤因表情变化和少量遮掩而带来的高频信息,提高识别率。     

一种基于区域分割的表情鲁棒三维人脸识别方法

为了克服表情变化致使三维人脸识别性能不佳的问题,提出基于鼻尖点区域分割的表情鲁棒三维人脸识别方法。首先,根据表情对人脸影响具有区域性的特点,提出仅依赖鼻尖点的表情不变区域（刚性区域）和表情易变（非刚性区域）划分方法;然后针对表情不变区域和表情易变区域使用不同的特征描述方式并计算匹配相似度;最后将表情不变区域和表情易变的相似度进行加权融合实现最终身份识别。提出的方法分别在FRGC v2.0和自建WiseFace表情人脸数据库上达到98.52%和99.01%的rank 1识别率,证明该方法对表情变化具有较强的鲁棒性。