Thin-Film Lubrication of Dented Surfaces

Surface microfeatures introduced to conformal surfaces have been proved in the last decade to provide beneficial tribological performances. They were found to significantly improve load capacity, wear resistance, or friction coefficient in applications that involve mechanical seals, piston rings, thrust bearings, or ultra-high-density magnetic disc drives. Recent studies have suggested that such an approach could be used to improve the lubrication capabilities under thin-film lubrication of highly loaded non-conformal contacts. However, surface micro-features influence the film thickness and pressure distribution within concentrated contacts that could result in surface failures. In this paper, thin-film colorimetric interferometry has been used to study the effects of an artificially produced micro-dent on film thickness distribution within thin-film lubricated contacts. Obtained results have shown that the behavior of dented surfaces significantly depends on the slide-to-roll ratio. An increase in the lubricant film thickness has been observed just upstream of the trailing edge of the micro-dent when the disc is moving slower than the ball with the micro-dent. In the reverse conditions, for a positive slide-to-roll ratio, the presence of the micro-dent within the concentrated contact results in the film thickness reduction located downstream of the leading edge of the micro-dent. This reduction can cause the local film breakdown of very thin films. Nevertheless, it has been observed that highly viscous boundary films can avoid it and rubbing surfaces have been completely separated using the formulated oil even under very thin lubrication conditions.     

Effect of surface texturing on mixed lubricated non-conformal contacts

The behaviour of surface texturing based on shallow micro-dents was observed within mixed lubricated non-conformal contacts and compared with results obtained under thin film elastohydrodynamic conditions. Thin film colorimetric interferometry was used to observe the changes in lubrication film thickness. It was found that lubricant emitted by micro-dents could effectively lift off the real roughness features that provided an increase in average but also the local minimum film thicknesses. On the contrary to smooth contact conditions no film thickness reduction is obvious either downstream or upstream the micro-dent. The possible beneficial effect of surface texturing on mixed lubricated contact was checked through the qualitative wear test. It confirmed that an array of shallow micro-dents reduced asperity interactions of rubbing surfaces. Moreover, the effect of micro-dents on rolling contact fatigue was also considered in this study. It has been shown that individual dents would have to be much deeper compared to those used in surface texturing experiments to cause reduction in contact fatigue life. It can be suggested from the obtained results that properly designed surface texturing could help to increase the separation of rubbing surfaces under mixed lubrication conditions.     

The effect of surface texturing on thin EHD lubrication films

Surface texturing has been successfully used for conformal contacts in many tribological applications in an effort to diminish friction and wear. However, the use of such a surface modifications are still in nascent as far as highly loaded contacts between non-conformal surfaces are concerned. It is mainly caused by the fact that the presence of such micro-features within these contacts can significantly influence the pressure distribution within the contact. Nevertheless, it has been shown in recent studies that the surface texturing can also have beneficial tribological effects if the depth of micro-features is properly designed. This paper is devoted to the experimental study of the effect of the micro-dents of various depths on thin lubrication films to find an experimental evidence of the micro-feature depth threshold for surface texturing applications in highly loaded non-conformal surfaces. The behaviour of an array of micro-dents within thin EHD contacts has been studied by thin film colorimetric interferometry. The influence of surface texturing on lubricant film formation has been observed under sliding/rolling conditions. The significant effect of micro-dents depth on lubricant film thickness is observed for positive slide-to-roll ratio when the disc is moving faster than the micro-textured ball. The presence of deep micro-dents within lubricated contact results in film thickness reduction downstream. As the depth of micro-dents is reduced, this effect diminishes and beneficial effect of micro-dents on film thickness formation has been observed. No significant influence of micro-dents depth on lubricant film shape has been observed in case of negative slide-to-roll conditions when micro-dents do not cause film thickness reduction regardless of their depths.     

Experimental Study of Lubricant Film Thickness Behavior in the Vicinity of Real Asperities Passing through Lubricated Contact

This article presents an experimental study of the influence of real surface micro-geometry on the film thickness in a circular elastohydrodynamic (EHD) contact formed between a real, random, rough surface of steel ball and smooth glass disk. Phase shifting interferometry was used to measure in situ initial undeformed rough surface profiles, whereas thin film colorimetric interferometry provided accurate information about micro-EHD film thickness behavior over a wide range of rolling speeds. Two real roughness features were studied in detail—a 56-nm-high ridge and a 90-nm-deep groove, both transversely oriented to the direction of surface motion. It was shown that the ridge is heavily deformed in a loaded contact and its height increases with increasing rolling speed. The asperity tip film thickness behavior is quite similar to the contact average film thickness when the film thickness is higher than the undeformed ridge height. However, below this limit the film is thicker than what the EHD theory predicts. For the groove, a local reduction in film thickness at the leading edge was observed. When the groove is passing through the EHD conjunction, it maintains its undeformed shape. The behavior of both roughness features studied shows good agreement with previous experimental observations conducted using an artificially produced ridge and groove.     

Experimental study of real roughness attenuation in concentrated contacts

The understanding of the processes involved in the in-contact deformation of surface roughness represents one of key factors in increasing lubrication capabilities of highly loaded machine components. Two main approaches have been developed in an effort to understand the changes of initial surface topography within highly loaded contacts to provide detailed information about lubrication film thickness and pressure distribution in the vicinity of roughness features. The first approach considers the real surface topography while the other uses the simplified topography features. Numerical solutions based on measured topography data can provide the film thickness and pressure distribution around asperities of realistic scale; nevertheless, obtained results are typically limited to the specific topography configuration measured from a very small area of rubbing surface. That is why some researchers have considered harmonic features of various wavelength and amplitudes to explain the behaviour of real roughness.This study is focused on the experimental validation of an approach based on Fourier decomposition of the surface roughness into harmonic components. Two optical measurement techniques—phase shifting interferometry and thin film colorimetric interferometry are combined to provide the undeformed surface topography and film thickness data within the elastohydrodynamic contact formed between a smooth disk and a ball having a real rough surface. The results obtained under pure rolling conditions not only confirmed the general principle that roughness deformation is component dependent and that long wavelengths deform more than short wavelengths, also the observed deformation for different components agreed well with the data predicted by the theory.     

Basics of mixed lubrication

This paper reviews recent research in mixed lubrication, focusing on the current understanding of lubricant entrainment, and thus film thickness, and of friction in thin‐film, rough‐surface lubricated contacts. By combining research using optical interferometry on the experimental side and numerical modelling on the theoretical side, we now have a reasonable understanding of micro‐elastohydrodynamic lubrication, although design rules are still lacking. The regime of true mixed lubrication, where there are both elastohydrodynamic and boundary lubricated regions within a single contact, remains quite poorly understood. New experimental techniques as well as new information about very thin‐film rheology under high‐strain and high‐pressure conditions are probably needed before much further progress can be made in this area.     

The influence of thin boundary films on real surface roughness in thin film, mixed EHD contact

The behaviour of thin viscous boundary films in the rough surface rolling–sliding point contact operated under thin film lubrication conditions have been observed by thin film colorimetric interferometry. Changes in film thickness distribution within the lubricated contact between steel ball and glass disc were studies with both mineral base oil and mineral oil formulated with non-functionalized polyalkylmethacrylate (PAMA). Recent studies by other researchers showed that this polymer-containing viscosity index improver exhibits some friction-reducing capabilities even though it forms only very thin boundary films on rubbing surfaces. Results obtained in the current study proved that thin viscous boundary films formed on rubbing surfaces can reduce asperities interactions of rubbing surfaces under very thin film conditions. Even though these boundary films do not separate rubbing surfaces completely, they still can provide some protection of contacting bodies against excessive friction and wear.     

Behavior of thin viscous boundary films in lubricated contacts between micro-textured surfaces

Thin film colorimetric interferometry was used to map changes in film thickness in the vicinity of micro-dents of various depths produced on rubbing surfaces. It has been shown in recent studies that shallow micro-features within concentrated contact can increase mean film thickness by supplying more lubricant to the contact; however, this beneficial effect can also be accompanied by a local film thickness reduction. Nevertheless, these observations were done with mineral base oils that exhibited no boundary films formation. In this study the behavior of micro-textured surfaces are observed using formulated lubricant containing polyalcylmethacrylate (PAMA), viscosity index improver with boundary film forming properties. Obtained results show that an enlarged film thickness due to the presence of viscous boundary films is formed within the whole contact and these boundary films minimize the local film thickness reduction caused by micro-dents and further increase the efficiency of surface texturing within non-conformal contacts. It can be suggested from the obtained results that joint action of both boundary film formation and surface texturing combines both contributions that can help to increase tribological performances in different stages of machine parts operation by increasing lubrication film thickness.     

Experimental study of the behaviour of real asperities within lubricated contacts

Thin film colorimetric interferometry was used in combination with phase shifting interferometry for the detailed experimental investigation of changes in real surface microgeometry within the elastohydrodynamic conjunction formed between a real, random, rough surface, a steel ball and a smooth glass disc. Three real roughness features were studied in detail — the transverse ridge, transverse groove and longitudinal groove. The ridge was found to be heavily deformed within lubricated contact and its height increased with increasing rolling speed. For the transverse groove, a local reduction in film thickness at the leading edge was observed, while the longitudinal groove maintained its undeformed shape. Copyright © 2006 John Wiley & Sons, Ltd.     

Effect of surface texturing on elastohydrodynamically lubricated contact under transient speed conditions

Effect of surface topography modifications on lubrication film thickness within non-conformal lubricated contact operated under transient speed conditions is observed. Optical test rig is used to observe the lubricant film behaviour between the flat surface of a chromium coated glass disc and a steel ball under simplified operational conditions modelling the cam and tappet contact. Numerical simulation was used to be able to choose the operating conditions suitable for experiments. An array of micro-dents was produced on the ball surface to be able to demonstrate the effect of surface topography on lubrication film formation. Experiments were carried out under elastohydrodynamic lubrication conditions. Obtained results have shown that surface texturing could represent the way how to increase lubrication efficiency of rolling/sliding non-conformal contacts under transient operational conditions through the lubricant emitted from micro-dents. It was found that the lubricant emitted from the micro-dents helps to separate rubbing surfaces especially under thin film lubrication conditions where the rubbing surfaces moves in the opposite direction.     

Effects of Surface Roughness on Point Contact EHL

The effects of orientation of surface roughness, entrainment (rolling) velocity, and slide/roll ratio on micro-elastohydrodynamic lubrication (micro-EHL) are investigated under pointcontact conditions using the optical interferometry technique. Long bumps with constant height and wavelength produced artificially on the surface of a highly polished steel ball are used as a model roughness. It is shown that the asperities are elastically deformed and the magnitude depends on the film factor A, defined by the ratio of the central film thickness based on smooth surfaces to the composite surface roughness, as well as the surface kinematic conditions and the orientation of the asperities. It is also found that a thin or thick oil film formed at the inlet of the contact by a moving rough surface travels through the contact region at a speed very close to the average speed of the contacting surfaces. The possible mechanism is discussed.     

Experimental Study on Lubrication Film Thickness Under Different Interface Wettabilities

This paper describes some experimental studies about the effect of interface wettability on hydrodynamic lubrication film thickness by a custom-made slider bearing tester. The lubricated contact pair consists of a fixed-incline slider and a transparent disc, and a thin lubrication film can be generated when the disc rotates. The film thickness was measured by interferometry. The wettability of different slider surfaces was evaluated by the contact angle of the lubricant on them. The relationship of film thickness versus disc speed was measured under different liquid–solid interfaces, and the results showed that slider surfaces with strong wettability to the lubricant could generate higher film thickness. Furthermore, case experiments were carried out to validate the hydrodynamic effect by tailored-slippage. By numerical simulations, the experimental findings were tentatively explained with the phenomenon of wall slippage.     

纳米级混合润滑研究

混合润滑是机械中广泛存在的润滑状态。从试验方面研究了由接触、边界润滑和薄膜润滑组成的点接触区混合润滑状态的特性,提出使用动态接触率来描述混合润滑状态,并研究了各种参数对动态接触率的影响。结果表明,在混合润滑状态下,动态接触率与接触中心平均膜厚成指数函数关系。速度和粘度的增大会减小动态接触率,载荷的增加则会增大接触率,极性添加剂分子的使用会减小实际粗糙峰之间的接触,从而降低动态接触率。另外,低速下,综合粗糙度小的摩擦副表面的接触率要大于粗糙度大的表面的接触率;随着卷吸速度的提高,粗糙度小的表面的动态接触率小于粗糙度大的表面的动态接触率。     

Thin lubricating films behaviour at very high contact pressure

Thin film colorimetric interferometry has been used to examine the behaviour of thin elastohydrodynamic (EHD) lubricant films under very high contact pressures of the order of 0.5–3 GPa. It has been shown that at moderate pressures, the variation of film thickness with speed follows the Hamrock and Dowson prediction down to one nanometer. As the load is increased, however, thin films behave differently from the prediction of the conventional EHD theory. For a certain lubricant and operational conditions, there is a critical rolling speed below which a reduction of film thickness is observed. This behaviour is very similar to that previously predicted computationally by Zhu.     

Elastohydrodynamic Lubrication of Rough Surfaces under Oscillatory Line Contact with Non-Newtonian Lubricant

This paper presents the results of a transient analysis of elastohydrodynamic lubrication (EHL) of two parallel cylinders in line contact with a non-Newtonian lubricant under oscillatory motion. Effects of the transverse harmonic surface roughness are also investigated in the numerical simulation. The time-dependent Reynolds equation uses a power law model for viscosity. The simultaneous system of modified Reynolds equation and elasticity equation with initial conditions was solved using the multigrid, multilevel method with full approximation technique. The film thickness and the pressure profiles were determined for smooth and rough surfaces in the oscillatory EHL conjunctions, and the film thickness predictions were verified experimentally.

For an increase in the applied load on the cylinders or a decrease in the lubricant viscosity, there is a reduction in the minimum film thickness, as expected. The predicted film thickness for smooth surfaces is slightly higher than the film thickness obtained experimentally, owing primarily to cavitation that occurred in the experiments. The lubricant film under oscillatory motion becomes very thin near the ends of the contact when the velocity goes to zero as the motion direction changes, but a squeeze film effect keeps the fluid film thickness from decreasing to zero. This is especially true for surfaces of low elastic modulus. Harmonic surface roughness and the viscosity and power law index of the non-Newtonian lubricant all have significant effects on the film thickness and pressure profile between the cylinders under oscillatory motion.     

Effect of shot peening on rolling contact fatigue and lubricant film thickness within mixed lubricated non-conformal rolling/sliding contacts

The effect of shot peening on rolling contact fatigue (RCF) and lubricant film thickness within non-conformal rolling/sliding contacts operated under mixed lubrication conditions was observed in this study. Rolling contact fatigue tests and film thickness measurements were carried out using specimens with modified surface topography by shot peening process using glass beads having diameter between 0.07 and 0.11 mm. It has been shown that the effect of shot peening on RCF has no positive effect even if shot peened surface of the roller exhibited somewhat higher hardness in contrast to the grounded surface. The reduction of RCF may be caused due to asperities interactions because after shot peening the surface roughness of the roller was increased. Film thickness measurements confirmed that the contact is realized actually only between asperity peaks of shot peened ball and smooth disc.Conversely, no negative effect on RCF was observed when the shot peened surface of the roller was polished. The polish of asperity peaks causes the creation of lands and micro-cavities, which may be employed as lubricant micro-reservoirs. From film thickness measurements it has been observed that lubricant emitted by shallow micro-cavities can provide the local increase in lubrication film thickness, which thereby reduces asperities interactions. Similar results were obtained for start-up conditions where the squeeze lubricant enlarges film thickness and reduces surface interactions.From the obtained results, it can be suggested that properly designed surface topography modification could help to increase the efficiency of lubrication films leading to the enhancement of contact fatigue life of non-conformal mixed lubricated rolling/sliding contacts.     

The influence of the slide-to-roll ratio on the friction coefficient and film thickness of EHD point contacts under steady state and transient conditions

The effect of different slide-to-roll ratios has been experimentally investigated under steady state and transient conditions using a steel ball in contact with the plane surface of a glass disc. Under transient conditions the entraining velocity has been varied with a sinusoidal law at two different frequencies. Measurements of the friction force and film thickness using optical interferometry have been made.For the same working conditions, different friction coefficient trends found for positive and negative slide-to-roll ratios can be related to different film thickness values and shapes. The combination of different thermal effects could be a possible explanation for the obtained results.     

A Transient Mixed Lubrication Model of a Rotary Lip Seal with a Rough Shaft

A rotary lip seal, widely used in machines containing rotating shafts, is usually protected from mechanical and thermal damage by a thin film of lubricant under the lip, separating the lip and the shaft surfaces. However, under some transient conditions such as those during startup and shutdown, the fluid film is not fully established or it breaks down, and the seal operates in the mixed lubrication regime. To simulate such cases, a transient mixed lubrication analysis has been developed. It generates predictions of such seal operating characteristics as load support sharing between hydrodynamic and contact pressure, contact and cavitation area ratio, the reverse pumping rate, and the average film thickness. In most previous numerical simulations of the rotary lip seal, the shaft surface is modeled as perfectly smooth. In the present study, a more realistic shaft surface with asperities is used, and the effect of the shaft surface roughness on the behavior of the seal is investigated.     

Numerical evaluation of pressure from experimentally measured film thickness in EHL point contact

This paper is concerned with elastohydrodynamic lubrication, especially the determination of lubricant film thickness and contact pressure within a point contact of friction surfaces of machine parts. A new solution technique for numerical determination of contact pressure is introduced. The direct measurement of contact pressure is very difficult. Hence, input data of lubricant film thickness obtained from the experiment based on colorimetric interferometry are used for the calculation of pressure using the inverse elasticity theory. The algorithm is enhanced by convolution in order to increase calculation speed. The approach described in this contribution gives reliable results on smooth contact and in the future, it will be extended to enable the study of contact of friction surfaces with asperities. Copyright © 2007 John Wiley & Sons, Ltd.