Fault-tolerant control of fluid dynamic systems via coordinated feedback and switching

This work addresses the problem of designing a fault-tolerant control system for fluid dynamic systems modeled by highly-dissipative partial differential equations (PDEs) with constrained control actuators. The proposed approach is predicated upon the idea of coordinating feedback controller synthesis and switching between multiple, spatially-distributed control actuator configurations. Using appropriate finite-dimensional approximations of the PDE system, a stabilizing feedback controller is designed for a given actuator configuration, and an explicit characterization of the constrained stability region is obtained. Switching laws are then derived, on the basis of these stability regions, to orchestrate the switching between the control actuator configurations, in a way that guarantees constraint satisfaction and preserves closed-loop stability of the infinite-dimensional system in the event of actuator failures. The results are demonstrated through an application of the proposed methodology to the suppression of wave formation in falling liquid films via the stabilization of the zero solution of the one-dimensional Kuramoto–Sivashinsky equation (KSE), with periodic boundary conditions, subject to actuator constraints and failures.     

Handling sensor malfunctions in control of particulate processes

This work focuses on feedback control of particulate processes in the presence of sensor data losses. Two typical particulate process examples, a continuous crystallizer and a batch protein crystallizer, modeled by population balance models (PBMs), are considered. In the case of the continuous crystallizer, a Lyapunov-based nonlinear output feedback controller is first designed on the basis of an approximate moment model and is shown to stabilize an open-loop unstable steady-state of the PBM in the presence of input constraints. Then, the problem of modeling sensor data losses is investigated and the robustness of the nonlinear controller with respect to data losses is extensively investigated through simulations. In the case of the batch crystallizer, a predictive controller is first designed to obtain a desired crystal size distribution at the end of the batch while satisfying state and input constraints. Subsequently, we point out how the constraints in the predictive controller can be modified as a means of achieving constraint satisfaction in the closed-loop system in the presence of sensor data losses.     

Predictive control of parabolic PDEs with boundary control actuation

This work focuses on predictive control of linear parabolic partial differential equations (PDEs) with boundary control actuation subject to input and state constraints. Under the assumption that measurements of the PDE state are available, various finite-dimensional and infinite-dimensional predictive control formulations are presented and their ability to enforce stability and constraint satisfaction in the infinite-dimensional closed-loop system is analyzed. A numerical example of a linear parabolic PDE with unstable steady state and flux boundary control subject to state and control constraints is used to demonstrate the implementation and effectiveness of the predictive controllers.     

Predictive control of particle size distribution in particulate processes

In this work, we focus on the development and application of predictive-based strategies for control of particle size distribution (PSD) in continuous and batch particulate processes described by population balance models (PBMs). The control algorithms are designed on the basis of reduced-order models, utilize measurements of principle moments of the PSD, and are tailored to address different control objectives for the continuous and batch processes. For continuous particulate processes, we develop a hybrid predictive control strategy to stabilize a continuous crystallizer at an open-loop unstable steady-state. The hybrid predictive control strategy employs logic-based switching between model predictive control (MPC) and a fall-back bounded controller with a well-defined stability region. The strategy is shown to provide a safety net for the implementation of MPC algorithms with guaranteed stability closed-loop region. For batch particulate processes, the control objective is to achieve a final PSD with desired characteristics subject to both manipulated input and product quality constraints. An optimization-based predictive control strategy that incorporates these constraints explicitly in the controller design is formulated and applied to a seeded batch crystallizer. The strategy is shown to be able to reduce the total volume of the fines by 13.4% compared to a linear cooling strategy, and is shown to be robust with respect to modeling errors.     

Transition from Batch to Continuous Operation in Bio‐Reactors: A Model Predictive Control Approach and Application

This work considers the problem of determining the transition of ethanol‐producing bio‐reactors from batch to continuous operation and subsequent control subject to constraints and performance considerations. To this end, a Lyapunov‐based non‐linear model predictive controller is utilized that stabilizes the bio‐reactor under continuous mode of operation. The key idea in the predictive controller is the formulation of appropriate stability constraints that allow an explicit characterization of the set of initial conditions from where feasibility of the optimization problem and hence closed‐loop stability is guaranteed. Additional constraints are incorporated in the predictive control design to expand on the set of initial conditions that can be stabilized by control designs that only require the value of the Lyapunov function to decay. Then, the explicit characterization of the set of stabilizable initial conditions is used in determining the appropriate time for which the reactor must be run in batch mode. Specifically, the predictive control approach is utilized in determining the appropriate batch length that achieves stabilizable values of the state variables at the end of the batch. Application of the proposed method to the ethanol production process using Zymomonas mobilis as the ethanol producing micro‐organism demonstrates the effectiveness of the proposed model predictive control strategy in stabilizing the bio‐reactor.     

Predictive control of transport-reaction processes

This work focuses on the development of computationally efficient predictive control algorithms for nonlinear parabolic and hyperbolic PDEs with state and control constraints arising in the context of transport-reaction processes. We first consider a diffusion-reaction process described by a nonlinear parabolic PDE and address the problem of stabilization of an unstable steady-state subject to input and state constraints. Galerkin’s method is used to derive finite-dimensional systems that capture the dominant dynamics of the parabolic PDE, which are subsequently used for controller design. Various model predictive control (MPC) formulations are constructed on the basis of the finite dimensional approximations and are demonstrated, through simulation, to achieve the control objectives. We then consider a convection-reaction process example described by a set of hyperbolic PDEs and address the problem of stabilization of the desired steady-state subject to input and state constraints, in the presence of disturbances. An easily implementable predictive controller based on a finite dimensional approximation of the PDE obtained by the finite difference method is derived and demonstrated, via simulation, to achieve the control objective.     

Safe-parking of nonlinear process systems: Handling uncertainty and unavailability of measurements

This work considers the problem of handling actuator faults in nonlinear process systems subject to input constraints, uncertainty and availability of limited measurements. A framework is developed to handle faults that preclude the possibility of continued operating at the nominal equilibrium point using the existing robust or reconfiguration-based fault-tolerant control approaches. The key consideration is to operate the plant using the depleted control action at an appropriate ‘safe-park’ point to prevent onset of hazardous situations as well as enable smooth resumption of nominal operation upon fault-repair. First, we consider the presence of constraints and uncertainty and develop a robust Lyapunov-based model predictive controller that enhances the set of initial conditions from which closed-loop stability is achieved. The stability region characterization provided by the robust predictive controller is subsequently utilized in a safe-parking algorithm that appropriately selects ‘safe-park’ points from the safe-park candidates (equilibrium points subject to failed actuators) to preserve closed-loop stability upon fault-repair. Specifically, a candidate parking point is termed a safe-park point if (1) the process state at the time of failure resides in the stability region of the safe-park candidate (subject to depleted control action and uncertainty) and (2) the safe-park candidate resides within the stability region of the nominal control configuration. Then we consider the problem of availability of limited measurements. An output feedback Lyapunov-based model predictive controller, utilizing an appropriately designed state observer (to estimate the unmeasured states), is formulated and its stability region explicitly characterized. An algorithm is then presented that accounts for the estimation errors in the implementation of the safe-parking framework. The proposed framework is illustrated using a chemical reactor example and demonstrated on a styrene polymerization process.     

Internal model control design for input‐constrained multivariable processes

Multivariable plants under input constraints such as actuator saturation are liable to performance deterioration due to control windup and directionality change. A two‐stage internal model control (IMC) antiwindup design for open loop stable plants is presented. The design is based on the solution of two low‐order quadratic programs at each time step, which addresses both transient and steady‐state behaviors of the system. For analyzing the robust stability of such systems against any infinity‐norm bounded uncertainty, stability test have also been developed. In particular, we note that the controller input‐output mappings satisfy certain integral quadratic constraints. Simulated examples show that the two‐stage IMC has superior performance when compared with other existing optimization‐based antiwindup methods. The stability test is illustrated for a plant with left matrix fraction uncertainty. A scenario where the proposed two‐stage IMC competes favorably with a long prediction horizon model predictive control is described. © 2011 American Institute of Chemical Engineers AIChE J, 2011     

基于区域协调分析的约束内模控制方法与研究

针对多变量系统控制输入变量受到约束的严格限制时,一般工业上都是用预测控制来显式的处理这些约束条件和变量之间的关联耦合作用,而用内模控制来解决这方面的问题还处在探索中这一现状,初步性地利用内模控制的思想,用静态优先级来协调变量之间的耦合关联,并结合模型预测理论知识,利用区域分析法判断,使控制量处在约束范围内。仿真结果表明这种设计方法对控制效果具有一定的可实现性和意义。     

Detection and management of actuator faults in controlled particulate processes using population balance models

This paper presents a methodology for the design of an integrated fault detection and fault-tolerant control (FD-FTC) architecture for particulate processes described by population balance models (PBMs) with control constraints, actuator faults and a limited number of process measurements. The architecture integrates model-based fault detection, state estimation, nonlinear feedback and supervisory control on the basis of an appropriate reduced-order model that captures the dominant dynamics of the process and is obtained through application of the method of weighted residuals. The architecture comprises a family of control configurations together with a fault detection filter and a supervisor. For each configuration, a stabilizing output feedback controller with well-characterized stability properties is designed through the combination of a state feedback controller and a state observer that uses the available measurements of principal moments of the particle size distribution (PSD) and the continuous-phase variables to provide appropriate state estimates. A fault detection filter that simulates the behavior of the fault-free, reduced-order model is designed, and its discrepancy from the behavior of the actual process state estimates is used as a residual for fault detection. Finally, a switching law based on the stability regions of the constituent control configurations is derived to reconfigure the control system in a way that preserves closed-loop stability in the event of fault detection. Appropriate fault detection thresholds and control reconfiguration criteria that account for model reduction and state estimation errors are derived for the implementation of the FD-FTC architecture on the particulate process. Finally, the methodology is applied to the problem of constrained, actuator fault-tolerant stabilization of an unstable steady-state of a continuous crystallizer.     

过程预测控制中约束可行性研究与在线调整

化工过程控制中,普遍存在着各种对输入和输出变量的约束条件。系统与约束之间的矛盾有可能造成约束预测控制的优化问题不可行,为生产带来负面影响。基于线性系统离散状态空间的动态模型,从凸多面体距离角度,对有约束预测控制的可行性分析和不可行时的约束处理问题进行讨论,提出在每步求解约束预测控制律之前进行必要的可行性分析和合理的约束调整的在线滚动算法,从而使约束条件在整个时域得到满足,并且保证系统的控制性能。通过CSTR模型的控制仿真实验证明了该算法的有效性。     

循环流化床燃烧系统无终端约束字典序经济预测控制

针对循环流化床锅炉(CFBB)燃烧系统非线性、约束、多变量耦合等过程特性和多目标燃烧优化要求,提出一种无终端约束字典序经济模型预测控制策略。基于字典序多目标优化思想,将CFBB稳定燃烧工况作为最重要控制目标,将燃烧系统经济性能作为次重要目标,构建分层滚动时域优化控制问题。设计关于稳定燃烧性能指标的终端域条件,建立无显式终端约束的稳定字典序经济模型预测控制策略。这不仅降低了多目标燃烧控制器的在线计算量,同时并行实现CFBB燃烧系统的稳定控制和经济性能优化。最后通过仿真对比验证本文提出方法的有效性。     

Feasibility analysis and online adjustment of constraints in model predictive control integrated with soft sensor

Feasibility analysis of soft constraints for input and output variables is critical for model predictive control (MPC).When encountering the infeasible situation,some way should be found to adjust the constraints to guarantee that the optimal control law exists.For MPC integrated with soft sensor,considering the soft constraints for critical variables additionally makes it more complicated and difficult for feasibility analysis and constraint adjustment.Therefore,the main contributions are that a linear programming approach is proposed for feasibility analysis,and the corresponding constraint adjustment method and procedure are given as well.The feasibility analysis gives considerations to the manipulated,secondary and critical variables,and the increment of manipulated variables as well.The feasibility analysis and the constraint adjustment are conducted in the entire control process and guarantee the existence of optimal control.In final,a simulation case confirms the contributions in this paper.     

Sequential and iterative architectures for distributed model predictive control of nonlinear process systems

In this work, we focus on distributed model predictive control of large scale nonlinear process systems in which several distinct sets of manipulated inputs are used to regulate the process. For each set of manipulated inputs, a different model predictive controller is used to compute the control actions, which is able to communicate with the rest of the controllers in making its decisions. Under the assumption that feedback of the state of the process is available to all the distributed controllers at each sampling time and a model of the plant is available, we propose two different distributed model predictive control architectures. In the first architecture, the distributed controllers use a one‐directional communication strategy, are evaluated in sequence and each controller is evaluated only once at each sampling time; in the second architecture, the distributed controllers utilize a bi‐directional communication strategy, are evaluated in parallel and iterate to improve closed‐loop performance. In the design of the distributed model predictive controllers, Lyapunov‐based model predictive control techniques are used. To ensure the stability of the closed‐loop system, each model predictive controller in both architectures incorporates a stability constraint which is based on a suitable Lyapunov‐based controller. We prove that the proposed distributed model predictive control architectures enforce practical stability in the closed‐loop system and optimal performance. The theoretical results are illustrated through a catalytic alkylation of benzene process example. © 2010 American Institute of Chemical Engineers AIChE J, 2010     

Discrete-time contraction constrained nonlinear model predictive control using graph-based geodesic computation

Modern chemical processes need to operate around time-varying operating conditions to optimize plant economy, in response to dynamic supply chains (e.g., time-varying specifications of product and energy costs). As such, the process control system needs to handle a wide range of operating conditions whilst optimizing system performance and ensuring stability during transitions. This article presents a reference-flexible nonlinear model predictive control approach using contraction based constraints. Firstly, a contraction condition that ensures convergence to any feasible state trajectories or setpoints is constructed. This condition is then imposed as a constraint on the optimization problem for model predictive control with a general (typically economic) cost function, utilizing Riemannian weighted graphs and shortest path techniques. The result is a reference flexible and fast optimal controller that can trade-off between the rate of target trajectory convergence and economic benefit (away from the desired process objective). The proposed approach is illustrated by a simulation study on a CSTR control problem.     

Predictive control of transport-reaction processes

This work focuses on the development of computationally efficient predictive control algorithms for nonlinear parabolic and hyperbolic PDEs with state and control constraints arising in the context of transport-reaction processes. We first consider a diffusion-reaction process described by a nonlinear parabolic PDE and address the problem of stabilization of an unstable steady-state subject to input and state constraints. Galerkin’s method is used to derive finite-dimensional systems that capture the dominant dynamics of the parabolic PDE, which are subsequently used for controller design. Various model predictive control (MPC) formulations are constructed on the basis of the finite dimensional approximations and are demonstrated, through simulation, to achieve the control objectives. We then consider a convection-reaction process example described by a set of hyperbolic PDEs and address the problem of stabilization of the desired steady-state subject to input and state constraints, in the presence of disturbances. An easily implementable predictive controller based on a finite dimensional approximation of the PDE obtained by the finite difference method is derived and demonstrated, via simulation, to achieve the control objective.     

An on-line constraint softening strategy to guarantee the feasibility of dynamic controller in double-layered MPC

A double-layered model predictive control(MPC),which is composed of a steady-state target calculation(SSTC) layer and a dynamic control layer,is a prevailing hierarchical structure in industrial process control.Based on the reason analysis of the dynamic controller infeasibility,an on-line constraints softening strategy is given.At first,a series of regions of attraction(ROA)of the dynamic controller is calculated according to the softened constraints;then a minimal ROA containing the current state is chosen and the corresponding softened constraint is adopted by the dynamic controller.Note that,the above measures are performed on-line because the centers of the above ROA are the steady-state targets calculated at each instant.The effectiveness of the presented strategy is illustrat-ed through two examples.     

LMI-based robust model predictive control for a continuous MMA polymerization reactor

A linear matrix inequality (LMI)-based robust model predictive control (MPC) is applied to a continuous stirred-tank reactor for the polymerization of methyl methacrylate (MMA). The polytopic model is constructed to predict the responses to various control input sequences by using Jacobians of uncertain nonlinear model at several operating points and the controller design is characterized as the problem of minimizing an upper bound on the ‘worst-case’ infinite horizon objective function subject to constraints on the control input and plant output. Simulation studies under different conditions are conducted to validate the feasibility of the optimization problem and evaluate the applicability of such a control scheme. Simulation results show that, despite the model uncertainty, the LMI-based robust model predictive controller performs quite satisfactorily for the property control of the continuous polymerization reactor and guarantees the robust stability.     

A delay‐dependent robust fuzzy MPC approach for nonlinear CSTR

Based on Takagi–Sugeno (T–S) fuzzy models, a robust fuzzy model predictive control (MPC) algorithm is presented for a class of nonlinear time‐delay systems with input constraints. Delay‐dependent sufficient conditions for the robust stability of the closed‐loop system are derived, and the condition for the existence of the fuzzy model predictive controller is formulated in terms of nonlinear matrix inequality via the parallel distributed compensation (PDC) approach. By using a novel matrix transform technique, a receding optimization problem with linear matrix inequality (LMIs) constraints is constructed to design the desired controllers with an on‐line optimal receding horizon guaranteed cost. Finally, an example of continuous stirred tank reactors (CSTR) is given to demonstrate the effectiveness of the proposed results.     

稀土萃取分离过程组分含量区间控制方法

针对稀土萃取过程出口产品的组分含量可以在一定区间范围浮动的要求,提出了一种基于广义预测控制的稀土萃取过程组分含量区间控制方法。首先基于萃取分离过程数据辨识建立组分含量回声状态神经网络（echo state network,ESN）模型;然后针对稀土萃取过程中不同运行工况,采用改进的广义预测控制算法设计组分含量预测控制器,将系统的输出约束纳入求解控制律的优化问题中,使预测控制针对组分含量输出在不同的区域范围采用不同的控制强度,从而实现区间控制同时保证两端出口产品的纯度,最后基于CePr/Nd（铈镨/钕）萃取过程数据的仿真试验验证了该方法的有效性。