Patent-bibliometric analysis on the Chinese science — technology linkages

The purpose of this study is to explore the character and pattern of the linkage between science and technology in China, based on the database of United States Patent and Trademark Office (USPTO). The analysis is focused on the period 1995–2004, a rapid increasing period for Chinese US patents. Using the scientific non-patent references (NPRs) within patents, we investigate the science-technology connection in the context of Chinese regions as well as industrial sectors classified by International Patent Classification (IPC). 11 technological domains have been selected to describe the science intensity of the technology. The results suggest that the patents and the corresponding scientific citations are related in different ways. Finally, we match the scientific NPRs to the Science Citation Index (SCI) covered publications to identify the core journals and categories. It reveals that the scientific references covered by SCI show a skewed distribution not only in journals but also in categories.     

Developing technology in the vicinity of science: An examination of the relationship between science intensity (of patents) and technological productivity within the field of biotechnology

In this paper we investigate — at a country level — the relationship between the science intensity of patents and technological productivity, taking into account differences in terms of scientific productivity. The number of non patent references in patents is considered as an approximation of the science intensity of technology whereas a country’s technological and scientific performance is measured in terms of productivity (i.e., number of patents and publications per capita). We use USPTO patent-data pertaining to biotechnology for 20 countries covering the time period 1992–1999. Our findings reveal mutual positive relationships between scientific and technological productivity for the respective countries involved. At the same time technological productivity is associated positively with the science intensity of patients. These results are confirmed when introducing time effects. These observations corroborate the construct validity of science intensity as a distinctive indicator and suggest its usefulness for assessing science and technology dynamics.     

Identifying and tracking scientific and technological knowledge memes from citation networks of publications and patents

Knowledge memes are the cultural equivalent of genes that play an important role in the evolution of knowledge. In this paper, we are trying to identify and tracking scientific and technological knowledge memes, and infer the relationship between science and technology at micro-level. A new carbon nanomaterial—graphene is taken as an example, and publications and patents are used as data sources for the representation of science and technology. Citation networks of publications and patents are constructed, on which a knowledge meme discovery algorithm is used, in order to identify memes that play a key role in the evolution of scientific and technological knowledge. Then the diffusion and co-occurrence of knowledge memes are shown, and a word embedding model is used to track the semantic change of the memes. The research could provide guidance for promoting knowledge innovation and making research policy.     

Science and technology in the region: The output of regional science and technology, its strengths and its leading institutions

Summary We operationalize scientific output in a region by means of the number of articles (as in the SciSearch database) per year and technology output by means of the number of patent applications (as in the database of the European Patent Office) per priority year. All informetric analyses were done using the DIALOG online-system. The main research questions are the following: Which scientific and technological fields or topics are most influent within a region and which institutions or companies are mainly publishing articles or holding patents? Do the distributions of regional science and technology fields and of publishing institutions follow the well-known informetric function? Are there - as it is expected - only few fields and few institutions which dominate the region? Is there a connection between the economic power of a region and the regional publication and patent output? Examples studied in detail are seven German regions: Aachen, Düsseldorf, Hamburg, Köln (Cologne), Leipzig - Halle - Dessau, München (Munich), and Stuttgart. Three different indicators were used, science and technology attraction of a region (number of scientific articles and patents), science and technology intensity (articles and patents per 1,000 inhabitants), and science and technology density (articles and patents per 1 billion EURO gross value added). Top region concerning both attraction and intensity is Munich, concerning density it is Aachen.     

Characterizing intellectual spaces between science and technology

The paper presents a methodology for studying the interactions between science and technology. Our approach rests mostly on patent citation and co-word analysis. In particular, this study aims to delineate intellectual spaces in thin-film technology in terms of science/technology interaction. The universe of thin-film patents can be viewed as the macro-level and starting point of our analysis. Applying a bottom-up approach, intellectual spaces at the micro-level are defined by tracing prominent concepts in publications, patents, and their citations of scientific literature. In another step, co-word analysis is used to generate meso-level topics and sub-topics. Overlapping structures and specificities that emerge are explored in the light of theoretical understanding of science-technology interactions. In particular, one can distinguish prominent concepts among patent citations that either co-occur in both thin-film publications and patents or reach out to one of the two sides. Future research may address the question to what extent one can interpret directionality into this.     

Scientific capabilities and technological performance of national innovation systems: An exploration of emerging industrial relevant research domains

Today's theories and models on innovation stress the importance of scientific capabilities and science-technology proximity, especially in new emerging fields of economic activity. Inthis contribution we examine the relationship between national scientific capabilities, the science intensity of technology and technological performance within six emergent industrial fields. Our findings reveal that national technological performance is positively associated with scientific capabilities. Countries performing better on a technological level are characterized both by larger numbers of publications and by numbers of involved institutions that exceed average expected values. The latter observation holds for both companies and knowledge generating institutes actively involved in scientific activities. As such, our findings seem to suggest beneficial effects of scientific capabilities shouldered by a multitude of organizations. In addition, higher numbers of patent activity coincide with higher levels of science intensity pointing out the relevance of science 'proximity' when developing technology in newer, emerging fields. Limitations and directions for further research are discussed.     

Linkage between patents and papers: An interim EPO/US comparison

A unification of more than one million non-patent references (NPR's) on the front pages of U.S. and EPO patents has been carried out, with a subsequent match to theScience Citation Index (SCI), in order to investigate the citation linkage between patented technology and the scientific research literature. The U.S. system shows an extremely rapid increase in linkage, with citations from U.S. patents to U.S. authored papers increasing more than three-fold over the last decade. The EPO system does not show any increase; the occurrence of non-patent references appears to be relatively constant in the EPO system over the last decade. In the U.S. system approximately 75 percent of the cited papers originate in public science institutions, showing large dependence of patented industrial technology on public science. We expect to find similar result in the EPO system.     

Patent research in the field of library and information science: Less useful or difficult to explore?

Patents and relevant topics are gaining momentum in economic analysis and scientific research with the rapid global intellectual property filings growth. However, a corresponding increase seems to be unspectacular in patent research publications, especially under the category of information science and library science. This paper provided a retrospect to the existing studies on patents collected from web of science and emphatically characterized the current situation through performing a series of bibliometric analysis. Prominent authors and institutions from mainland China, Taiwan and Belgium have carried out various studies on patent separately or jointly. Topics involved in 884 journal papers are reclassified from perspectives of the development, application and analysis of patents based on the results of keyword co-occurrence and typical publications in each stage. The final, but the novel part of this study was a sentence-by-sentence analysis of conclusive and citing ideas of recent publications, for tracing problems and potential researchable topics and indicating that patent research still has more spaces to move up.     

Indicators for measuring the impact of scientific citations in patents

Scientific publications cited in patents are fundamental elements to assess the transfer of science to technology. Numerous studies evaluate the impact of references in patents and scientific publications and various measurement methods and indicators are proposed. This article reviewed the existing literature on the indicators used to date to determine their suitability and effectiveness to evaluate the impact of patent citations. For this purpose, we analyzed the characteristics of the studies examined and proposed a qualitative classification of indicators from both a technological (patents) and scientific-academic (scientific articles) perspective. Among the results we find that the use of scientometric indicators is primarily focused on analyzing their relevance for patents through the inclusion of scientific citations. Conversely, the same is not true from the academic point of view where gaps still persist in terms of what the impact is when scientific articles are cited in patents. Among the key conclusions is the diversity of proposals to measure scientific citations in patents, though these are conditioned on bibliographic standardization and metadata management of the patents themselves, making it possible to quantify aspects similar to the immediacy index, impact index, or h-index for authors/inventors, albeit from a technological dimension.     

Publication activity, citation impact and bi-directional links between publications and patents in biotechnology

The study focuses on publication activity, citation impact and citation links between publications and patents in biotechnology. The European Union (EU), US, Japan and China are the most important global players. However, the landscape is changing since the EU and the US are losing ground because of challenges from a group of emerging economies. National profiles differ between the two groups of main players and upcoming countries; the focus on red biotechnology in the US and Europe is contrasted by propensity for white and green technology in Asia. Furthermore, the subject profile of biotechnology papers citing patents and cited by patents as well as the relationship between patent citations and citation impact in scientific literature is explored. Papers that cite patents tend to reflect propensity towards white biotechnology while patent-cited publications have a higher relative share in red biotechnology. No significant difference concerning the citation impact of publications ??citing patents?? and ??not citing patents?? can be found. This is contrasted by the observation that patent-cited papers perform distinctly better in terms of standard bibliometric indicators than comparable publications that are not linked to technology in this direction.     

Technological Relevance of Science: An Assessment of Citation Linkages between Patents and Research Papers

Patent citations to the research literature offer a way for identifying and comparing contributions of scientific and technical knowledge to technological development. This case study applies this approach through a series of analyses of citations to Dutch research papers listed on Dutch-invented and foreign patents granted in the US during the years 1987–1996.First, we examined the general validity and utility of these data as input for quantitative analyses of science-technology interactions. The findings provide new empirical evidence in support of the general view that these citations reflect genuine links between science and technology. The results of the various analyses reveal several important features of industrially relevant Dutch science: (1) the international scientific impact of research papers that are also highly cited by patents, (2) the marked rise in citations to Dutch papers on foreign-invented patents; (3) the large share of author-inventor self-citations in Dutch-invented patents; (4) the growing relevance of the life sciences, (5) an increase in the importance of scientific co-operation. We also find significant differences between industrial sectors as well as major contributions of large science-based multinational enterprises, such as Philips, in domestic science-technology linkages.The paper concludes by discussing general benefits and limitations of this bibliometric approach for macro-level analysis of science bases in advanced industrialised countries like the Netherlands.     

Scientometrics of institutional productivity of laser science and technology

An analysis of 4650 publications abstracted inJournal of Current Laser Abstracts (JCLA) during April 1990–March 1991 indicates that 50 institutions located in 14 countries contributed about 39% of the S&T output. Twenty two of these institutions were from the USA, four each from Japan and the former USSR. Academic and research institutions were mainly concentrating their research efforts either in theoretical or experimental laser research. However, the industrial houses pursued their research in applications of the lasers. Most of these institutions published their output in scientific journals, but a few institutions had large amounts of technical reports and patents to their credit. Most of the institutions resembled in their activity and attractivity profiles. The values of normalized impact per paper, publication effectivity index and proportion of high quality papers for 12 institutions were less than average.     

Exploring temporal relationships between scientific and technical fronts: a case of biotechnology field

Biotechnology is an expanding interdisciplinary field in which the interactions of science and technology (S&T) are more and more intensified. Question raised regarding the dynamic interactions between S&T encourages us to propose a series of methodologies for examination. Using high-impact publications and patents as the proxy measures, two document sets are transformed into the scientific and technical front trajectories respectively, and then each subject is categorized into either basic science, or applied technology, or co-existence. The results show that, in the biotechnology field, subjects of embryonic or mesenchymal stem cells, RNA interference, microRNA, and microbial fuel cell are in the basic science phase; those of plant breeding, seed diversity, and taste receptors have been applied to practice. There also exists interactions between S&T in the subjects of disease treatment and gene analysis platform, in which the behavior of technology precedes science, science precedes technology, or synchronous development can be observed.     

Bibliometric performance measures

Three different types of bibliometrics — literature bibliometrics, patent bibliometrics, and linkage bibliometric can all be used to address various government performance and results questions. Applications of these three bibliometric types will be described within the framework of Weinberg's internal and external criteria, whether the work being done is good science, efficiently and effectively done, and whether it is important science from a technological viewpoint. Within all bibliometrics the fundamental assumption is that the frequency with which a set of papers or patents is cited is a measure of the impact or influence of the set of papers. The literature bibliometric indicators are counts of publications and citations received in the scientific literature and various derived indicators including such phenomena as cross-sectoral citation, coauthorship and concentration within influential journals. One basic observation of literature bibliometrics, which carries over to patent bibliometrics, is that of highly skewed distributions — with a relatively small number of high-impact patents and papers, and large numbers of patents and papers of minimal impact. The key measure is whether an agency is producing or supporting highly cited papers and patents. The final set of data are in the area of linkage bibliometrics, looking at citations from patents to scientific papers. These are particularly relevant to the external criteria, in that it is quite obvious that institutions and supporting agencies whose papers are highly cited in patents are making measurable contributions to a nation's technological progress.     

Scientific literature cited in USPTO patent documents as indicators for the evaluation and analysis of Spanish scientific research in biomedical disciplines

The use of indicators based on the analysis of the scientific literature cited in patent documents is proposed for the evaluation of biomedical research. A study carried out on several groups of researchers working in universities, public research centers, and hospitals, has shown that an important percentage of Spanish scientists have authored publications that are cited in US patents in the field of Biotechnology. The study and analysis of those cites allows a evaluation of the flow of knowledge generated by the different groups of scientists towards the development of technologies, and to learn on the relationship between the characteristics of the cited publications and the frequency they are cited in the patents. The results obtained avail the use of new indicators based on the cites in patents to perform a more complete evaluation of the published research related with Biotechnology and Biomedicine, both at the level of research institutions and individual scientists.     

Low awareness of the link between science and innovation affects public policies in developing countries: The Chilean case

Developing countries share disbelief about the benefits of the endogenous production of science as a tool for economical growth. Hence, public policies to strengthen science and technology and promote the culture of innovation are, in general, weak and sometimes incoherent. Patenting has become not only an icon to protect discoveries which can yield profits and enable socio-economical growth but also a potent informetric tool to assess innovation and certainly, since the seminal work of Narin, to understand the multidimensional interactions between science, technology and innovation. In this article we examine the impact of Chilean research articles on world technology as viewed by the link between articles produced in Chile and US patents. Our results show that from 1987 to 2003, 509 US patents had 562 citations to 273 articles produced at least, by one author working in a Chilean institution. US, not Chilean companies are the holders of patents citing Chilean produced articles. The research articles covered many disciplines but a clear concentration occurred in the biomedical field. Additionally, chemistry was also well cited. Our results confirm that in Chile a non-patenting culture which involves researchers and institutions still prevails. Hence, public policies need to be designed and implemented to foster scientific production and innovation in order to advance progress in the current knowledge-economy-driven society which sustains competitiveness in the globalized world.     

Matrices of science and technology interactions and patterns of structured growth: implications for development

Scientific and other non-patent references (NPRs) in patents are important tools to analyze interactions between science and technology. This paper organizes a database with 514,894 USPTO patents granted globally in 1974, 1982, 1990, 1998 and 2006. There are 165,762 patents with at least one reference to science and engineering (S&E) literature, from a total of 1,375,503 references. Through a lexical analysis, 71.1% of this S&E literature is classified by S&E fields. These data serve as the basis for the elaboration of global and national 3-dimensional matrices (technological domains, S&E fields and number of references). Three indicators are proposed to analyze these matrices, allowing us to identify patterns of structured growth that differentiate developed and non-developed countries. This differentiation informs suggestions for public policies for development, emphasizing the need for an articulation between the industrial and technological dimension and scientific side. The intertwinement of these two dimensions is a key component of developmental policies for the twenty-first century.     

Scientometrics of Prolific and Non-Prolific Authors in Laser Science and Technology

An analysis of 766 publications by prolific authors in scientific journals indicate that prolific authors produce about 25% of the total scientific output in periodical literature in laser science and technology. The average productivity per author is about 2. Prolific authors from most of the countries belonged either to academic or research institutions except in USA and Japan. Prolific authors on average made more impact than non-prolific authors. However the situation varied from country to country.     

Patents cited in the scientific literature: An exploratory study of 'reverse' citation relations

This paper reports on a new approach to study the linkage between science and technology. Unlike most contributions to this area we do not trace citations of scientific literature in patents but explore citations of patents in scientific literature. Our analysis is based on papers recorded in the 1996-2000 annual volumes of the CD-Edition of Science Citation Index (SCI) of the Institute for Scientific Information (ISI) and patent data provided by the US Patent and Trademark Office. Almost 30,000 US patents were cited by scientific research papers. We analysed the citation links by scientific fields and technological sectors. Chemistry-related subfields tended to cite patents more than other scientific area. Among technological sectors, chemical clearly dominates followed by drugs and medical patents as the most frequently cited categories. Further analyses included a country-ranking based on inventor-addresses of the cited patents, a more detailed inspection of the ten most cited patents, and an analysis of class-field transfers. The paper concludes with the suggestions for future research. One of them is to compare our 'reverse' citation data with 'regular' patent citation data within the same classification system to see whether citations occur, irrespectively of their directionality, in the same fields of science and technology. Another question is as to how one should interpret reverse citation linkages.