Impact of spatial variability of tropical forest structure on radar estimation of aboveground biomass

Understanding the spatial variability of tropical forest structure and its impact on the radar estimation of aboveground biomass (AGB) is important to assess the scale and accuracy of mapping AGB with future low frequency radar missions. We used forest inventory plots in old growth, secondary succession, and forest plantations at the La Selva Biological Station in Costa Rica to examine the spatial variability of AGB and its impact on the L-band and P-band polarimetric radar estimation of AGB at multiple spatial scales. Field estimation of AGB was determined from tree size measurements and an allometric equation developed for tropical wet forests. The field data showed very high spatial variability of forest structure with no spatial dependence at a scale above 11 m in old-growth forest. Plot sizes of greater than 0.25 ha reduced the coefficients of variation in AGB to below 20% and yielded a stationary and normal distribution of AGB over the landscape. Radar backscatter measurements at all polarization channels were strongly positively correlated with AGB at three scales of 0.25 ha, 0.5 ha, and 1.0 ha. Among these measurements, PHV and LHV showed strong sensitivity to AGB < 300 Mg ha^− 1 and AGB < 150 Mg ha^− 1 respectively at the 1.0 ha scale. The sensitivity varied across forest types because of differences in the effects of forest canopy and gap structure on radar attenuation and scattering. Spatial variability of structure and speckle noise in radar measurements contributed equally to degrading the sensitivity of the radar measurements to AGB at spatial scales less than 1.0 ha. By using algorithms based on polarized radar backscatter, we estimated AGB with RMSE = 22.6 Mg ha^− 1 for AGB < 300 Mg ha^− 1 at P-band and RMSE = 23.8 Mg ha^− 1 for AGB < 150 Mg ha^− 1 at L-band and with the accuracy optimized at 1-ha scale within 95% confidence interval. By adding the forest height, estimated from the C-band Interferometry data as an independent variable to the algorithm, the AGB estimation improved beyond the backscatter sensitivity by 20% at P-band and 40% at L-band. The results suggested the estimation of AGB can be improved substantially from the fusion of lidar or InSAR derived forest height with the polarimetric backscatter.     

Empirical relationships between AIRSAR backscatter and LiDAR-derived forest biomass, Queensland, Australia

To evaluate the use of multi-frequency, polarimetric Synthetic Aperture Radar (SAR) data for quantifying the above ground biomass (AGB) of open forests and woodlands, NASA JPL AIRSAR (POLSAR) data were acquired over a 37 × 60 km area west of Injune, central Queensland, Australia. From field measurements recorded within 32 50 × 50 m plots, AGB was estimated by applying species-specific allometric equations to stand measurements. AGB was then scaled-up to the larger area using relationships established with Light Detection and Ranging (LiDAR) data acquired over 150 (10 columns, 15 rows) 500 × 150 m cells (or Primary Sampling Units, PSUs) spaced 4 × 4 km apart in the north- and east-west directions. Large-scale (1 : 4000) stereo aerial photographs were also acquired for each PSU to assess species composition. Based on the LiDAR extrapolations, the median AGB for the PSU grid was 82 Mg ha^− 1 (maximum 164 Mg ha^− 1), with the higher levels associated with forests containing a high proportion of Angophora and Callitris species. Empirical relationships between AGB and SAR backscatter confirmed that C-, L- and P-band saturated at different levels and revealed a greater strength in the relationship at higher incidence angles and a larger dynamic range and consistency of relationships at HV polarizations. A higher level of saturation (above ∼50 Mg ha^− 1) was observed at C-band HV compared to that reported for closed forests which was attributable to a link between foliage projected cover (FPC) and AGB. The study concludes that L-band HV backscatter data acquired at incidence angles approaching or exceeding 45° are best suited for estimating the AGB up to the saturation level of ∼80-85 Mg ha^− 1. For regional mapping of biomass below the level of saturation, the use of the Japanese Space Exploration Agency (JAXA) Advanced Land Observing Satellite (ALOS) Phase Arrayed L-band SAR (PALSAR) is advocated.     

Estimating biomass carbon stocks for a Mediterranean forest in central Spain using LiDAR height and intensity data

Biomass fractions (total aboveground, branches and foliage) were estimated from a small footprint discrete-return LiDAR system in an unmanaged Mediterranean forest in central Spain. Several biomass estimation models based on LiDAR height, intensity or height combined with intensity data were explored. Raw intensity data were normalized to a standard range in order to remove the range dependence of the intensity signal. In general terms, intensity-based models provided more accurate predictions of the biomass fractions. Height models selected were mainly based on a percentile of the height distribution. Intensity models selected included variables that consider the percentage of the intensity accumulated at different height percentiles, which implicitly take into account the height distribution. The general models derived considering all species together were based on height combined with intensity data. These models yielded R² values greater than 0.58 for the different biomass fractions considered and RMSE values of 28.89, 18.28 and 1.51 Mg ha⁻¹ for aboveground, branch and foliage biomass, respectively. Results greatly improved for species-specific models using the main species present in each plot, with R² values greater than 0.85, 0.70 and 0.90 for black pine, Spanish juniper and Holm oak, respectively, and with lower RMSE for the biomass fractions. Reductions in LiDAR point density had only a small effect on the results obtained, except for those models based on a variation of the Canopy Reflection Sum, which was weighted by the mean point density. Based on the species-specific equations derived, Holm oak dominated plots showed the highest average carbon contained by aboveground biomass and branch biomass 44.66 and 31.42 Mg ha^− 1 respectively, while for foliage biomass carbon, Spanish juniper showed the highest average value (3.04 Mg ha^− 1).     

Aboveground biomass retrieval in tropical forests — The potential of combined X- and L-band SAR data use

In the context of reducing emissions from deforestation and forest degradation (REDD) and the international effort to reduce anthropogenic greenhouse gas emissions, a reliable assessment of aboveground forest biomass is a major requirement. Especially in tropical forests which store huge amounts of carbon, a precise quantification of aboveground biomass is of high relevance for REDD activities. This study investigates the potential of X- and L-band SAR data to estimate aboveground biomass (AGB) in intact and degraded tropical forests in Central Kalimantan, Borneo, Indonesia. Based on forest inventory data, aboveground biomass was first estimated using LiDAR data. These results were then used to calibrate SAR backscatter images and to upscale the biomass estimates across large areas and ecosystems. This upscaling approach not only provided aboveground biomass estimates over the whole biomass range from woody regrowth to mature pristine forest but also revealed a spatial variation due to varying growth condition within specific forest types. Single and combined frequencies, as well as mono- and multi-temporal TerraSAR-X and ALOS PALSAR biomass estimation models were analyzed for the development of accurate biomass estimations. Regarding the single frequency analysis overall ALOS PALSAR backscatter is more sensitive to AGB than TerraSAR-X, especially in the higher biomass range (> 100 t/ha). However, ALOS PALSAR results were less accurate in low biomass ranges due to a higher variance. The multi-temporal L- and X-band combined model achieved the best result and was therefore tested for its temporal and spatial transferability. The achieved accuracy for this model using nearly 400 independent validation points was r² = 0.53 with an RMSE of 79 t/ha. The model is valid up to 307 t/ha with an accuracy requirement of 50 t/ha and up to 614 t/ha with an accuracy requirement of 100 t/ha in flat terrain. The results demonstrate that direct biomass measurements based on the synergistic use of L- and X-band SAR can provide large-scale AGB estimations for tropical forests. In the context of REDD monitoring the results can be used for the assessment of the spatial distribution of the biomass, also indicating trends in high biomass ranges and the characterization of the spatial patterns in different forest types.     

Forest carbon densities and uncertainties from Lidar, QuickBird, and field measurements in California

Greenhouse gas inventories and emissions reduction programs require robust methods to quantify carbon sequestration in forests. We compare forest carbon estimates from Light Detection and Ranging (Lidar) data and QuickBird high-resolution satellite images, calibrated and validated by field measurements of individual trees. We conducted the tests at two sites in California: (1) 59 km² of secondary and old-growth coast redwood (Sequoia sempervirens) forest (Garcia-Mailliard area) and (2) 58 km² of old-growth Sierra Nevada forest (North Yuba area). Regression of aboveground live tree carbon density, calculated from field measurements, against Lidar height metrics and against QuickBird-derived tree crown diameter generated equations of carbon density as a function of the remote sensing parameters. Employing Monte Carlo methods, we quantified uncertainties of forest carbon estimates from uncertainties in field measurements, remote sensing accuracy, biomass regression equations, and spatial autocorrelation. Validation of QuickBird crown diameters against field measurements of the same trees showed significant correlation (r = 0.82, P < 0.05). Comparison of stand-level Lidar height metrics with field-derived Lorey's mean height showed significant correlation (Garcia-Mailliard r = 0.94, P < 0.0001; North Yuba R = 0.89, P < 0.0001). Field measurements of five aboveground carbon pools (live trees, dead trees, shrubs, coarse woody debris, and litter) yielded aboveground carbon densities (mean ± standard error without Monte Carlo) as high as 320 ± 35 Mg ha^− 1 (old-growth coast redwood) and 510 ± 120 Mg ha^− 1 (red fir [Abies magnifica] forest), as great or greater than tropical rainforest. Lidar and QuickBird detected aboveground carbon in live trees, 70-97% of the total. Large sample sizes in the Monte Carlo analyses of remote sensing data generated low estimates of uncertainty. Lidar showed lower uncertainty and higher accuracy than QuickBird, due to high correlation of biomass to height and undercounting of trees by the crown detection algorithm. Lidar achieved uncertainties of < 1%, providing estimates of aboveground live tree carbon density (mean ± 95% confidence interval with Monte Carlo) of 82 ± 0.7 Mg ha^− 1 in Garcia-Mailliard and 140 ± 0.9 Mg ha^− 1 in North Yuba. The method that we tested, combining field measurements, Lidar, and Monte Carlo, can produce robust wall-to-wall spatial data on forest carbon.     

Model-assisted regional forest biomass estimation using LiDAR and InSAR as auxiliary data: A case study from a boreal forest area

There is a need for accurate inventory methods that produce relevant and timely information on the forest resources and carbon stocks for forest management planning and for implementation of national strategies under the United Nations Collaborative Program on Reduced Emissions from Deforestation and Forest Degradation in Developing Countries (REDD). Such methods should produce information that is consistent across various geographical scales. Airborne scanning Light Detection and Ranging (LiDAR) is among the most promising remote sensing technologies for estimation of forest resource information such as timber volume and biomass, while acquisition of three dimensional data with Interferometric Synthetic Aperture Radar (InSAR) from space is seen as a relevant option for inventory in the tropics because of its ability to “see through the clouds” and its potential for frequent updates at low costs. Based on a stratified probability sample of 201 field survey plots collected in a 960 km² boreal forest area in Norway, we demonstrate how total above-ground biomass (AGB) can be estimated at three distinct geographical levels in such a way that the estimates at a smaller level always sum up to the estimate at a larger level. The three levels are (1) a district (the entire study area), (2) a village, local community or estate level, and (3) a stand or patch level. The LiDAR and InSAR data were treated as auxiliary information in the estimation. At the two largest geographical levels model-assisted estimators were employed. A model-based estimation was conducted at the smallest level. Estimates of AGB and corresponding error estimates based on (1) the field sample survey were compared with estimates obtained by using (2) LiDAR and (3) InSAR data as auxiliary information. For the entire study area, the estimates of AGB were 116.0, 101.2, and 111.3 Mg ha⁻¹, respectively. Corresponding standard error estimates were 3.7, 1.6, and 3.2 Mg ha⁻¹. At the smallest geographical level (stand) an independent validation on 35 large field plots was carried out. RMSE values of 17.1-17.3 Mg ha⁻¹ and 42.6-53.2 Mg ha⁻¹ were found for LiDAR and InSAR, respectively. A time lag of six years between acquisition of InSAR data and field inventory has introduced some errors. Significant differences between estimates and reference values were found, illustrating the risk of using pure model-based methods in the estimation when there is a lack of fit in the models. We conclude that the examined remote sensing techniques can provide biomass estimates with smaller estimated errors than a field-based sample survey. The improvement can be highly significant, especially for LiDAR.     

Forest structure and aboveground biomass in the southwestern United States from MODIS and MISR

Red band bidirectional reflectance factor data from the NASA MODerate resolution Imaging Spectroradiometer (MODIS) acquired over the southwestern United States were interpreted through a simple geometric-optical (GO) canopy reflectance model to provide maps of fractional crown cover (dimensionless), mean canopy height (m), and aboveground woody biomass (Mg ha^− 1) on a 250 m grid. Model adjustment was performed after dynamic injection of a background contribution predicted via the kernel weights of a bidirectional reflectance distribution function (BRDF) model. Accuracy was assessed with respect to similar maps obtained with data from the NASA Multiangle Imaging Spectroradiometer (MISR) and to contemporaneous US Forest Service (USFS) maps based partly on Forest Inventory and Analysis (FIA) data. MODIS and MISR retrievals of forest fractional cover and mean height both showed compatibility with the USFS maps, with MODIS mean absolute errors (MAE) of 0.09 and 8.4 m respectively, compared with MISR MAE of 0.10 and 2.2 m, respectively. The respective MAE for aboveground woody biomass was ~ 10 Mg ha^− 1, the same as that from MISR, although the MODIS retrievals showed a much weaker correlation, noting that these statistics do not represent evaluation with respect to ground survey data. Good height retrieval accuracies with respect to averages from high resolution discrete return lidar data and matches between mean crown aspect ratio and mean crown radius maps and known vegetation type distributions both support the contention that the GO model results are not spurious when adjusted against MISR bidirectional reflectance factor data. These results highlight an alternative to empirical methods for the exploitation of moderate resolution remote sensing data in the mapping of woody plant canopies and assessment of woody biomass loss and recovery from disturbance in the southwestern United States and in parts of the world where similar environmental conditions prevail.     

Integration of radar and Landsat-derived foliage projected cover for woody regrowth mapping, Queensland, Australia

In Queensland, Australia, forest areas are discriminated from non-forest by applying a threshold (∼ 12%) to Landsat-derived Foliage Projected Cover (FPC) layers (equating to ∼ 20% canopy cover), which are produced routinely for the State. However, separation of woody regrowth following agricultural clearing cannot be undertaken with confidence, and is therefore not mapped routinely by State Agencies. Using fully polarimetric C-, L- and P-band NASA AIRSAR and Landsat FPC data for forests and agricultural land near Injune, central Queensland, we corroborate that woody regrowth dominated by Brigalow (Acacia harpophylla) cannot be discriminated using either FPC or indeed C-band data alone, because the rapid attainment of a canopy cover leads to similarities in both reflectance and backscatter with remnant forest. We also show that regrowth cannot be discriminated from non-forest areas using either L-band or P-band data alone. However, mapping can be achieved by thresholding and intersecting these layers, as regrowth is unique in supporting both a high FPC (> ∼ 12%) and C-band SAR backscatter (> ~ − 18 dB at HV polarisation) and low L-band and P-band SAR backscatter (e.g. < =∼ 14 dB at L-band HH polarisation). To provide a theoretical explanation, a wave scattering model based on that of Durden et al. [Durden, S.L., Van Zyl, J.J. & Zebker, H.A. (1989). Modelling and observation of radar polarization signature of forested areas. IEEE Trans. Geoscience and Remote Sensing, 27, 290-301.] was used to demonstrate that volume scattering from leaves and small branches in the upper canopy leads to increases in C-band backscattering (particularly HV polarisations) from regrowth, which increases proportionally with FPC. By contrast, low L-band and P-band backscatter occurs because of the lack of double bounce interactions at co-polarisations (particularly HH) and volume scattering at HV polarisation from the stems and branches, respectively, when their dimensions are smaller than the wavelength. Regrowth maps generated by applying simple thresholds to both FPC and AIRSAR L-band data showed a very close correspondence with those mapped using same-date 2.5 m Hymap data and an average 73.7% overlap with those mapped through time-series comparison of Landsat-derived land cover classifications. Regrowth mapped using Landsat-derived FPC from 1995 and JER-1 SAR data from 1994-1995 also corresponded with areas identified within the time-series classification and true colour stereo photographs for the same period. The integration of Landsat FPC and L-band SAR data is therefore expected to facilitate regrowth mapping across Queensland and other regions of Australia, particularly as Japan's Advanced Land Observing System (ALOS) Phase Arrayed L-band SAR (PALSAR), to be launched in 2006, will observe at both L-band HH and HV polarisations.     

Regional aboveground live carbon losses due to drought-induced tree dieback in piñon-juniper ecosystems

Recent large-scale dieback of piñon-juniper (P-J) woodlands and forests across the western US occurred as a result of multi-year drought and subsequent insect and disease outbreaks. P-J vegetation is spatially extensive, thus large-scale mortality events such as the one that has occurred over the past several years could significantly alter regional carbon (C) budgets. Our objective was to use a remote sensing technique coupled with field-based data to estimate changes in aboveground live C stocks across a 4100 km² region of Colorado caused by P-J tree mortality. We hypothesized that dieback would amplify the phenological dynamics of P-J vegetation, and these variations would be related to drought-induced losses of live P-J aboveground biomass (AGB) that are discernible using time-series remote sensing vegetation data. Here, we assess live P-J AGB loss using dry season fractional photosynthetic vegetation cover (PV) derived from multi-year Landsat images. Our results showed a strong linear positive relationship between the maximum decline in PV and field-measured losses of live P-J AGB during the period 2000-05 (r² = 0.64, p = 0.002). These results were then used to map AGB losses throughout the study region. Mean live aboveground C loss (± sd) was 10.0 (± 3.4) Mg C ha^− 1. Total aboveground live P-J C loss was 4.6 Tg C, which was approximately 39 times higher than the concurrent C loss attributed to wildfire and management treatments within or near to the national forests of the study region. Our results suggest that spatially extensive mortality events such as the one observed in P-J woodlands across the western US in the past decade may significantly alter the ecosystem C balance for decades to come. Remote sensing techniques to monitor changes in aboveground C stocks, such as the one developed in our study, may support regional and global C monitoring in the future.     

Distinguishing between live and dead standing tree biomass on the North Rim of Grand Canyon National Park, USA using small-footprint lidar data

Accurate estimation of live and dead biomass in forested ecosystems is important for studies of carbon dynamics, biodiversity, wildfire behavior, and for forest management. Lidar remote sensing has been used successfully to estimate live biomass, but studies focusing on dead biomass are rare. We used lidar data, in conjunction with field measurements from 58 plots to distinguish between and map standing live and dead tree biomass in the mixed coniferous forest of the North Rim of Grand Canyon National Park, USA. Lidar intensity and canopy volume were key variables for estimating live biomass, whereas for dead biomass, lidar intensity alone was critical for accurate estimation. Regression estimates of both live and dead biomass ranged between 0 and 600 Mg ha^− 1, with means of 195.08 Mg ha^− 1 and 65.73 Mg ha^− 1, respectively. Cross validation with field data resulted in correlation coefficients for predicted vs. observed of 0.85 for live biomass (RMSE = 50 Mg ha^− 1 and %RMSE (RMSE as a percent of the mean) = 26). For dead biomass, correlation was 0.79, RMSE was 42 Mg ha^− 1, and %RMSE was 63. Biomass maps revealed interesting patterns of live and dead standing tree biomass. Live biomass was highest in the ponderosa pine zone, and decreased from south to north through the mixed conifer and spruce-fir forest zones. Dead biomass exhibited a background range of values in these mature forests from zero to 100 Mg ha^− 1, with lower values in locations having higher live biomass. In areas with high dead biomass values, live biomass was near zero. These areas were associated with recent wildfires, as indicated by fire maps derived from the Monitoring Trends in Burn Severity Project (MTBS). Combining our dead biomass maps with the MTBS maps, we demonstrated the complementary power of these two datasets, revealing that MTBS burn intensity class can be described quantitatively in terms of dead biomass. Assuming a background range of dead biomass up to 100 Mg ha^− 1, it is possible to estimate and map the contribution to the standing dead tree biomass pool associated with recent wildfire.     

Characterization of terrestrial water dynamics in the Congo Basin using GRACE and satellite radar altimetry

The Congo Basin is the world's third largest in size (~ 3.7 million km²), and second only to the Amazon River in discharge (~ 40,200 m³ s^− 1 annual average). However, the hydrological dynamics of seasonally flooded wetlands and floodplains remains poorly quantified. Here, we separate the Congo wetland into four 3° × 3° regions, and use remote sensing measurements (i.e., GRACE, satellite radar altimeter, GPCP, JERS-1, SRTM, and MODIS) to estimate the amounts of water filling and draining from the Congo wetland, and to determine the source of the water. We find that the amount of water annually filling and draining the Congo wetlands is 111 km³, which is about one-third the size of the water volumes found on the mainstem Amazon floodplain. Based on amplitude comparisons among the water volume changes and timing comparisons among their fluxes, we conclude that the local upland runoff is the main source of the Congo wetland water, not the fluvial process of river-floodplain water exchange as in the Amazon. Our hydraulic analysis using altimeter measurements also supports our conclusion by demonstrating that water surface elevations in the wetlands are consistently higher than the adjacent river water levels. Our research highlights differences in the hydrology and hydrodynamics between the Congo wetland and the mainstem Amazon floodplain.     

The use of waveform lidar to measure northern temperate mixed conifer and deciduous forest structure in New Hampshire

The direct retrieval of canopy height and the estimation of aboveground biomass are two important measures of forest structure that can be quantified by airborne laser scanning at landscape scales. These and other metrics are central to studies attempting to quantify global carbon cycles and to improve understanding of the spatial variation in forest structure evident within differing biomes. Data acquired using NASA's Laser Vegetation Imaging Sensor (LVIS) over the Bartlett Experimental Forest (BEF) in central New Hampshire (USA) was used to assess the performance of waveform lidar in a northern temperate mixed conifer and deciduous forest.Using coincident plots established for this study, we found strong agreement between field and lidar measurements of height (r² = 0.80, p < 0.000) at the footprint level. Allometric calculations of aboveground biomass (AGBM) and LVIS metrics (AGBM: r² = 0.61, PRESS RMSE = 58.0 Mg ha^− 1, p < 0.000) and quadratic mean stem diameter (QMSD) and LVIS metrics (r² = 0.54, p = 0.002) also showed good agreement at the footprint level. Application of a generalized equation for determining AGBM proposed by Lefsky et al. (2002a) to footprint-level field data from Bartlett resulted in a coefficient of determination of 0.55; RMSE = 64.4 Mg ha^− 1; p = 0.002. This is slightly weaker than the strongest relationship found with the best-fit single term regression model.Relationships between a permanent grid of USDA Forest Service inventory plots and the mean values of aggregated LVIS metrics, however, were not as strong. This discrepancy suggests that validation efforts must be cautious in using pre-existing field data networks as a sole means of calibrating and verifying such remote sensing data. Stratification based on land-use or species composition, however, did provide the means to improve regression relationships at this scale. Regression models established at the footprint level for AGBM and QMSD were applied to LVIS data to generate predicted values for the whole of Bartlett. The accuracy of these models was assessed using varying subsets of the USFS NERS plot data. Coefficient of determinations ranged from fair to strong with aspects of land-use history and species composition influencing both the fit and the level of error seen in the predicted relationships.     

A LiDAR-derived canopy density model for tree stem and crown mapping in Australian forests

The retrieval of tree and forest structural attributes from Light Detection and Ranging (LiDAR) data has focused largely on utilising canopy height models, but these have proved only partially useful for mapping and attributing stems in complex, multi-layered forests. As a complementary approach, this paper presents a new index, termed the Height-Scaled Crown Openness Index (HSCOI), which provides a quantitative measure of the relative penetration of LiDAR pulses into the canopy. The HSCOI was developed from small footprint discrete return LiDAR data acquired over mixed species woodlands and open forests near Injune, Queensland, Australia, and allowed individual trees to be located (including those in the sub-canopy) and attributed with height using relationships (r² = 0.81, RMSE = 1.85 m, n = 115; 4 outliers removed) established with field data. A threshold contour of the HSCOI surface that encompassed ∼ 90% of LiDAR vegetation returns also facilitated mapping of forest areas, delineation of tree crowns and clusters, and estimation of canopy cover. At a stand level, tree density compared well with field measurements (r² = 0.82, RMSE = 133 stems ha^− 1, n = 30), with the most consistent results observed for stem densities ≤ 700 stems ha^− 1. By combining information extracted from both the HSCOI and the canopy height model, predominant stem height (r² = 0.91, RMSE = 0.77 m, n = 30), crown cover (r² = 0.78, RMSE = 9.25%, n = 30), and Foliage & Branch Projective Cover (FBPC; r² = 0.89, RMSE = 5.49%, n = 30) were estimated to levels sufficient for inventory of woodland and open forest structural types. When the approach was applied to forests in north east Victoria, stem density and crown cover were reliably estimated for forests with a structure similar to those observed in Queensland, but less so for forests of greater height and canopy closure.     

Effects of soil moisture and water depth on ERS SAR backscatter measurements from an Alaskan wetland complex

We conducted a preliminary investigation of the response of ERS C-band SAR backscatter to variations in soil moisture and surface inundation in wetlands of interior Alaska. Data were collected from 5 wetlands over a three-week period in 2007. Results showed a positive correlation between backscatter and soil moisture in sites dominated by herbaceous vegetation cover (r = 0.74, p < 0.04). ERS SAR backscatter was negatively correlated to water depth in all open (non-forested) wetlands when water table levels were more than 6 cm above the wetland surface (r = − 0.82, p < 0.001). There was no relationship between backscatter and soil moisture in the forested (black spruce-dominated) wetland site. Our preliminary results show that ERS SAR data can be used to monitor variations in hydrologic conditions in high northern latitude wetlands (including peatlands), particularly sites with sparse tree cover.     

An assessment of chlorophyll-a algorithms available for SeaWiFS in coastal and open areas of the Bay of Bengal and Arabian Sea

Three ocean colour algorithms, OC4v6, Carder and OC5 were tested for retrieving Chlorophyll-a (Chla) in coastal areas of the Bay of Bengal and open ocean areas of the Arabian Sea. Firstly, the algorithms were run using ~ 80 in situ Remote Sensing Reflectance, (R_rs(λ)) data collected from coastal areas during eight cruises from January 2000 to March 2002 and the output was compared to in situ Chla. Secondly, the algorithms were run with ~ 20 SeaWiFS R_rs(λ) and the results were compared with coincident in situ Chla. In both cases, OC5 exhibited the lowest log₁₀-RMS, bias, had a slope close to 1 and this algorithm appears to be the most accurate for both coastal and open ocean areas. Thirdly the error in the algorithms was regressed against Total Suspended Material (TSM) and Coloured Dissolved Organic Material (CDOM) data to assess the co-variance with these parameters. The OC5 error did not co-vary with TSM and CDOM. OC4v6 tended to over-estimate Chla > 2 mg m⁻³ and the error in OC4v6 co-varied with TSM. OC4v6 was more accurate than the Carder algorithm, which over-estimated Chla at concentrations > 1 mg m⁻³ and under-estimated Chla at values < 0.5 mg m⁻³. The error in Carder Chla also co-varied with TSM. The algorithms were inter-compared using > 5500 SeaWiFS R_rs(λ) data from coastal to offshore transects in the Northern Bay of Bengal. There was good agreement between OC4v6 and OC5 in open ocean waters and in coastal areas up to 2 mg m⁻³. There was a strong divergence between Carder and OC5 in open ocean and coastal waters. OC4v6 and Carder tended to over-estimate Chla in coastal areas by a factor of 2 to 3 when TSM > 25 g m⁻³. We strongly recommend the use of OC5 for coastal and open ocean waters of the Bay of Bengal and Arabian Sea. A Chla time series was generated using OC5 from 2000 to 2003, which showed that concentrations at the mouths of the Ganges reach a maxima (~ 5 mg m⁻³) in October and November and were 0.08 mg m⁻³ further offshore increasing to 0.2 mg m⁻³ during December. Similarly in early spring from February to March, Chla was 0.08 to 0.2 mg m⁻³ on the east coast of the Bay.     

Soil moisture limitations on monitoring boreal forest regrowth using spaceborne L-band SAR data

A study was carried out to investigate the utility of L-band SAR data for estimating aboveground biomass in sites with low levels of vegetation regrowth. Data to estimate biomass were collected from 59 sites located in fire-disturbed black spruce forests in interior Alaska. PALSAR L-band data (HH and HV polarizations) collected on two dates in the summer/fall of 2007 and one date in the summer of 2009 were used. Significant linear correlations were found between the log of aboveground biomass (range of 0.02 to 22.2 t ha^-1) and σ° (L-HH) and σ° (L-HV) for the data collected on each of the three dates, with the highest correlation found using the L-HV data collected when soil moisture was highest. Soil moisture, however, did change the correlations between L-band σ° and aboveground biomass, and the analyses suggest that the influence of soil moisture is biomass dependent. The results indicate that to use L-band SAR data for mapping aboveground biomass and monitoring forest regrowth will require development of approaches to account for the influence that variations in soil moisture have on L-band microwave backscatter, which can be particularly strong when low levels of aboveground biomass occur.     

Topographically based spatially averaging of SAR data improves performance of soil moisture models

Spatial averaging schemes have often been used to improve empirical models that relate radar backscatter coefficient to soil moisture. However, reducing the noise in backscatter response not related to soil moisture often results in signal losses that are related to soil moisture. In this study we tested whether a spatial averaging scheme based on topographic features improved regressions relating backscatter coefficient and soil moisture on the low relief landscape of the Prairie Pothole Region of Canada. Soil moisture data were collected along hillslope transects within pothole drainage basins at intervals coincident with RADARSAT-1 satellite overpass. Spatial averaging schemes were designed at four scales: pixel, topographic feature (uplands, sideslopes, and lowlands), pothole drainage basin, and landscape (0.8 km × 1.6 km). The relationship between soil moisture and backscatter coefficient improved with increasing area of spatial averaging from a pixel (R² = 0.18, P < 0.005), to the pothole drainage basin (R² = 0.36, P < 0.005), to the landscape (R² = 0.66, P < 0.005). However, the strongest relationship (R² = 0.72, P < 0.005) was obtained by spatially averaging radar images based on topographic features. These findings indicate that topographically based spatial averaging of RADARSAT-1 imagery improves empirical models that are created to map the complex patterns of soil moisture in prairie pothole landscapes.     

Improved forest biomass estimates using ALOS AVNIR-2 texture indices

Optical remote sensing is still one of the most attractive choices for obtaining biomass information, as new sensors are available with fine spatial and spectral resolutions. Better biomass estimates may be possible if suitable processing techniques for these sensors can be demonstrated. This research investigates the potential of high resolution optical data from the ALOS AVNIR-2 sensor for biomass estimation in a mountainous, subtropical forested region using four different types of image processing techniques including i) spectral reflectance and simple spectral band ratio, ii) commonly used vegetation indices, iii) texture parameters and iv) ratio of texture parameters. Simple linear and stepwise multiple regression models were developed between biomass data from 50 field plots, and image parameters derived from these techniques.Results indicate that spectral reflectance, the simple band ratio, and commonly used vegetation indices have relatively low potential for biomass estimation, as only about 58% of the variability in the field data was explained by the model (adjusted r² = 0.58 and RMSE = 64 t/ha). However, the texture parameters of spectral bands were found to be effective for biomass estimation with an explained variability of ca. 76% (adjusted r² = 0.76 and RMSE = 46 t/ha). The result was further improved to adjusted r² = 0.88 (RMSE = 32 t/ha) using the simple ratio of texture parameters. The results suggest that the performance of biomass estimation can be improved significantly using the texture parameters of high resolution optical data, and further improvement can be obtained using the ratio of texture parameters, as this combines the advantages of both texture and ratio.     

Integrated analysis of PALSAR/Radarsat-1 InSAR and ENVISAT altimeter data for mapping of absolute water level changes in Louisiana wetlands

Interferometric Synthetic Aperture Radar (InSAR) has been used to detect relative water level changes in wetlands. We developed an innovative method to integrate InSAR and satellite radar altimetry for measuring absolute or geocentric water level changes and applied the methodology to remote areas of swamp forest in coastal Louisiana. Coherence analysis of InSAR pairs suggested that the HH polarization is preferred for this type of observation, and polarimetric analysis can help to identify double-bounce backscattering areas in the wetland. ENVISAT radar altimeter-measured 18-Hz (along-track sampling of 417 m) water level data processed with regional stackfile method have been used to provide vertical references for water bodies separated by levees. The high-resolution (~ 40 m) relative water changes measured from ALOS PALSAR L-band and Radarsat-1 C-band InSAR are then integrated with ENVISAT radar altimetry to obtain absolute water level. The resulting water level time series were validated with in situ gauge observations within the swamp forest. We anticipate that this new technique will allow retrospective reconstruction and concurrent monitoring of water conditions and flow dynamics in wetlands, especially those lacking gauge networks.     

Red tide detection and tracing using MODIS fluorescence data: A regional example in SW Florida coastal waters

Near real-time data from the MODIS satellite sensor was used to detect and trace a harmful algal bloom (HAB), or red tide, in SW Florida coastal waters from October to December 2004. MODIS fluorescence line height (FLH in W m^− 2 μm^− 1 sr^− 1) data showed the highest correlation with near-concurrent in situ chlorophyll-a concentration (Chl in mg m^− 3). For Chl ranging between 0.4 to 4 mg m^− 3 the ratio between MODIS FLH and in situ Chl is about 0.1 W m^− 2 μm^− 1 sr^− 1 per mg m^− 3 chlorophyll (Chl = 1.255 (FLH × 10)^0.86, r = 0.92, n = 77). In contrast, the band-ratio chlorophyll product of either MODIS or SeaWiFS in this complex coastal environment provided false information. Errors in the satellite Chl data can be both negative and positive (3-15 times higher than in situ Chl) and these data are often inconsistent either spatially or temporally, due to interferences of other water constituents. The red tide that formed from November to December 2004 off SW Florida was revealed by MODIS FLH imagery, and was confirmed by field sampling to contain medium (10⁴ to 10⁵ cells L^− 1) to high (> 10⁵ cells L^− 1) concentrations of the toxic dinoflagellate Karenia brevis. The FLH imagery also showed that the bloom started in mid-October south of Charlotte Harbor, and that it developed and moved to the south and southwest in the subsequent weeks. Despite some artifacts in the data and uncertainty caused by factors such as unknown fluorescence efficiency, our results show that the MODIS FLH data provide an unprecedented tool for research and managers to study and monitor algal blooms in coastal environments.