Sensitivity of SAR data to post-fire forest regrowth in Mediterranean and boreal forests

Disturbed forests may need decades to reach a mature stage and optically-based vegetation indices are usually poorly suited for monitoring purposes due to the rapid saturation of the signal with increasing canopy cover. Spaceborne synthetic aperture radar (SAR) data provide an alternate monitoring approach since the backscattered microwave energy is sensitive to the vegetation structure. Images from two regions in Spain and Alaska were used to analyze SAR metrics (cross-polarized backscatter and co-polarized interferometric coherence) from regrowing forests previously affected by fire. TerraSAR-X X-band backscatter showed the lowest sensitivity to forest regrowth, with the average backscatter increasing by 1-2 dB between the most recent fire scar and the unburned forest. Increased sensitivity (around 3-4 dB) was observed for C-band Envisat Advanced Synthetic Aperture (ASAR) backscatter. The Advanced Land Observing Satellite (ALOS) Phased Array-type L-band Synthetic Aperture Radar (PALSAR) L-band backscatter presented the highest dynamic range from unburned to recently burned forests (approximately 8 dB). The interferometric coherence showed low sensitivity to forest regrowth at all SAR frequencies. For Mediterranean forests, five phases of forest regrowth were discerned whereas for boreal forest, up to four different regrowth phases could be discerned with L-band SAR data. In comparison, the Normalized Difference Vegetation Index (NDVI) provided reliable differentiation only for the most recent development stages. The results obtained were consistent in both environments.     

Estimating aboveground forest biomass from canopy reflectance model inversion in mountainous terrain

The amount and spatial distribution of aboveground forest biomass (AGB) are required inputs to forest carbon budgets and ecosystem productivity models. Satellite remote sensing offers distinct advantages for large area and multi-temporal applications, however, conventional empirical methods for estimating forest canopy structure and AGB can be difficult in areas of high relief and variable terrain. This paper introduces a new method for obtaining AGB from forest structure estimates using a physically-based canopy reflectance (CR) model inversion approach. A geometric-optical CR model was run in multiple forward mode (MFM) using SPOT-5 imagery to derive forest structure and biomass at Kananaskis, Alberta in the Canadian Rocky Mountains. The approach first estimates tree crown dimensions and stem density for satellite image pixels which are then related to tree biomass and AGB using a crown spheroid surface area approach. MFM estimates of AGB were evaluated for 36 deciduous (trembling aspen) and conifer (lodgepole pine) field validation sites and compared against spectral mixture analysis (SMA) and normalised difference vegetation index (NDVI) biomass predictions from atmospherically and topographically corrected (SCS+C) imagery. MFM provided the lowest error for all validation plots of 31.7 tonnes/hectare (t/ha) versus SMA (32.6 t/ha error) and NDVI (34.7 t/ha) as well as for conifer plots (MFM: 23.0 t/ha; SMA 27.9 t/ha; NDVI 29.7 t/ha) but had higher error than SMA and NDVI for deciduous plots (by 4.5 t/ha and 2.1 t/ha, respectively). The MFM approach was considerably more stable over the full range of biomass values (67 to 243 t/ha) measured in the field. Field plots with biomass > 1 standard deviation from the field mean (over 30% of plots) had biomass estimation errors of 37.9 t/ha using MFM compared with 65.5 t/ha and 67.5 t/ha error from SMA and NDVI, respectively. In addition to providing more accurate overall results and greater stability over the range of biomass values, the MFM approach also provides a suite of other biophysical structural outputs such as density, crown dimensions, LAI, height and sub-pixel scale fractions. Its explicit physical-basis and minimal ground data requirements are also more appropriate for larger area, multi-scene, multi-date applications with variable scene geometry and in high relief terrain. MFM thus warrants consideration for applications in mountainous and other, less complex terrain for purposes such as forest inventory updates, ecological modeling and terrestrial biomass and carbon monitoring studies.     

Measuring biomass changes due to woody encroachment and deforestation/degradation in a forest-savanna boundary region of central Africa using multi-temporal L-band radar backscatter

Satellite L-band synthetic aperture radar backscatter data from 1996 and 2007 (from JERS-1 and ALOS PALSAR respectively), were used with field data collected in 2007 and a back-calibration method to produce biomass maps of a 15 000 km² forest-savanna ecotone region of central Cameroon. The relationship between the radar backscatter and aboveground biomass (AGB) was strong (r² = 0.86 for ALOS HV to biomass plots, r² = 0.95 relating ALOS-derived biomass for 40 suspected unchanged regions to JERS-1 HH). The root mean square error (RMSE) associated with AGB estimation varied from ~ 25% for AGB < 100 Mg ha^− 1 to ~ 40% for AGB > 100 Mg ha^− 1 for the ALOS HV data. Change detection showed a significant loss of AGB over high biomass forests, due to suspected deforestation and degradation, and significant biomass gains along the forest-savanna boundary, particularly in areas of low population density. Analysis of the errors involved showed that radar data can detect changes in broad AGB class in forest-savanna transition areas with an accuracy > 95%. However, quantitative assessment of changes in AGB in Mg ha^− 1 at a pixel level will require radar images from sensors with similar characteristics collecting data from the same season over multiple years.     

Impact of spatial variability of tropical forest structure on radar estimation of aboveground biomass

Understanding the spatial variability of tropical forest structure and its impact on the radar estimation of aboveground biomass (AGB) is important to assess the scale and accuracy of mapping AGB with future low frequency radar missions. We used forest inventory plots in old growth, secondary succession, and forest plantations at the La Selva Biological Station in Costa Rica to examine the spatial variability of AGB and its impact on the L-band and P-band polarimetric radar estimation of AGB at multiple spatial scales. Field estimation of AGB was determined from tree size measurements and an allometric equation developed for tropical wet forests. The field data showed very high spatial variability of forest structure with no spatial dependence at a scale above 11 m in old-growth forest. Plot sizes of greater than 0.25 ha reduced the coefficients of variation in AGB to below 20% and yielded a stationary and normal distribution of AGB over the landscape. Radar backscatter measurements at all polarization channels were strongly positively correlated with AGB at three scales of 0.25 ha, 0.5 ha, and 1.0 ha. Among these measurements, PHV and LHV showed strong sensitivity to AGB < 300 Mg ha^− 1 and AGB < 150 Mg ha^− 1 respectively at the 1.0 ha scale. The sensitivity varied across forest types because of differences in the effects of forest canopy and gap structure on radar attenuation and scattering. Spatial variability of structure and speckle noise in radar measurements contributed equally to degrading the sensitivity of the radar measurements to AGB at spatial scales less than 1.0 ha. By using algorithms based on polarized radar backscatter, we estimated AGB with RMSE = 22.6 Mg ha^− 1 for AGB < 300 Mg ha^− 1 at P-band and RMSE = 23.8 Mg ha^− 1 for AGB < 150 Mg ha^− 1 at L-band and with the accuracy optimized at 1-ha scale within 95% confidence interval. By adding the forest height, estimated from the C-band Interferometry data as an independent variable to the algorithm, the AGB estimation improved beyond the backscatter sensitivity by 20% at P-band and 40% at L-band. The results suggested the estimation of AGB can be improved substantially from the fusion of lidar or InSAR derived forest height with the polarimetric backscatter.     

Estimating spruce and pine biomass with interferometric X-band SAR

The primary aim of this study was to investigate the suitability of interferometric X-band SAR (InSAR) for inventory of boreal forest biomass. We investigated the relationship between SRTM X-band InSAR height and above-ground biomass in a study area in southern Norway. We generated biomass reference data for each SRTM pixel from a field inventory in combination with airborne laser scanning (ALS). One set of forest inventory plots served for calibrating ALS based biomass models, and another set of field plots was used to validate these models. The biomass values obtained in this way ranged up to 250 t/ha at the stand level. The relationship between biomass and InSAR height was linear, no apparent saturation effect was present, and the accuracy was high (RMSE = 19%). The relationship differed between Norway spruce and Scots pine, where an increase in InSAR height of 1 m corresponded to an increase in biomass of 9.9 and 7.0 t/ha, respectively. Using a high-quality terrain model from ALS enabled biomass to be estimated with a higher accuracy as compared to using a terrain model from topographic maps. Interferometric X-band SAR appears to be a promising method for forest biomass monitoring.     

Empirical relationships between AIRSAR backscatter and LiDAR-derived forest biomass, Queensland, Australia

To evaluate the use of multi-frequency, polarimetric Synthetic Aperture Radar (SAR) data for quantifying the above ground biomass (AGB) of open forests and woodlands, NASA JPL AIRSAR (POLSAR) data were acquired over a 37 × 60 km area west of Injune, central Queensland, Australia. From field measurements recorded within 32 50 × 50 m plots, AGB was estimated by applying species-specific allometric equations to stand measurements. AGB was then scaled-up to the larger area using relationships established with Light Detection and Ranging (LiDAR) data acquired over 150 (10 columns, 15 rows) 500 × 150 m cells (or Primary Sampling Units, PSUs) spaced 4 × 4 km apart in the north- and east-west directions. Large-scale (1 : 4000) stereo aerial photographs were also acquired for each PSU to assess species composition. Based on the LiDAR extrapolations, the median AGB for the PSU grid was 82 Mg ha^− 1 (maximum 164 Mg ha^− 1), with the higher levels associated with forests containing a high proportion of Angophora and Callitris species. Empirical relationships between AGB and SAR backscatter confirmed that C-, L- and P-band saturated at different levels and revealed a greater strength in the relationship at higher incidence angles and a larger dynamic range and consistency of relationships at HV polarizations. A higher level of saturation (above ∼50 Mg ha^− 1) was observed at C-band HV compared to that reported for closed forests which was attributable to a link between foliage projected cover (FPC) and AGB. The study concludes that L-band HV backscatter data acquired at incidence angles approaching or exceeding 45° are best suited for estimating the AGB up to the saturation level of ∼80-85 Mg ha^− 1. For regional mapping of biomass below the level of saturation, the use of the Japanese Space Exploration Agency (JAXA) Advanced Land Observing Satellite (ALOS) Phase Arrayed L-band SAR (PALSAR) is advocated.     

Soil moisture limitations on monitoring boreal forest regrowth using spaceborne L-band SAR data

A study was carried out to investigate the utility of L-band SAR data for estimating aboveground biomass in sites with low levels of vegetation regrowth. Data to estimate biomass were collected from 59 sites located in fire-disturbed black spruce forests in interior Alaska. PALSAR L-band data (HH and HV polarizations) collected on two dates in the summer/fall of 2007 and one date in the summer of 2009 were used. Significant linear correlations were found between the log of aboveground biomass (range of 0.02 to 22.2 t ha^-1) and σ° (L-HH) and σ° (L-HV) for the data collected on each of the three dates, with the highest correlation found using the L-HV data collected when soil moisture was highest. Soil moisture, however, did change the correlations between L-band σ° and aboveground biomass, and the analyses suggest that the influence of soil moisture is biomass dependent. The results indicate that to use L-band SAR data for mapping aboveground biomass and monitoring forest regrowth will require development of approaches to account for the influence that variations in soil moisture have on L-band microwave backscatter, which can be particularly strong when low levels of aboveground biomass occur.     

Forest stand biomass estimation using ALOS PALSAR data based on LiDAR-derived prior knowledge in the Qilian Mountain,western China

Studies are needed to evaluate the ability of Advanced Land Observing Satellite (ALOS) Phased Array type L-band Synthetic Aperture Radar (PALSAR) for forest aboveground biomass (AGB) extraction in mountainous areas. In this article, forest biomass was estimated at plot and stand levels, and different biomass grades, respectively. Light detection and ranging (LiDAR) data with about one hit per m² were first used for forest biomass estimation at the plot level, with R ² of 0.77. Then the LiDAR-derived biomass, as prior knowledge, was used to investigate the relationship between ALOS PALSAR data and biomass. The results showed that at each biomass level, the range of the back-scatter coefficient in HH and HV polarization (where H and V represent horizontal and vertical polarizations, respectively, and the first of the two letters refers to the transmission polarization and the second to the received polarization) was very large and there was no obvious relationship between the synthetic aperture radar (SAR) back-scatter coefficient and biomass at plot level. At stand level and in different biomass grades, the back-scatter coefficient increased with the increase of forest biomass, and a logarithm equation can be used to describe the relationship. The main reason may be that forest structure is complex at the plot level, while the average value could partly decrease the influence of forest structure at stand level. Meanwhile, terrain radiometric correction (TRC) was investigated and found effective for forest biomass estimation.     

Estimation of tropical rain forest aboveground biomass with small-footprint lidar and hyperspectral sensors

Tropical forests are an important component of the global carbon balance, yet there is considerable uncertainty in estimates of their carbon stocks and fluxes, which are typically estimated through analysis of aboveground biomass in field plots. Remote sensing technology is critical for assessing fine-scale spatial variability of tropical forest biomass over broad spatial extents. The goal of our study was to evaluate relatively new technology, small-footprint, discrete-return lidar and hyperspectral sensors, for the estimation of aboveground biomass in a Costa Rican tropical rain forest landscape. We derived a suite of predictive metrics for field plots: lidar metrics were calculated from plot vertical height profiles and hyperspectral metrics included fraction of spectral mixing endmembers and narrowband indices that respond to photosynthetic vegetation, structure, senescence, health and water and lignin content. We used single- and two-variable linear regression analyses to relate lidar and hyperspectral metrics to aboveground biomass of plantation, managed parkland and old-growth forest plots. The best model using all 83 biomass plots included two lidar metrics, plot-level mean height and maximum height, with an r² of 0.90 and root-mean-square error (RMSE) of 38.3 Mg/ha. When the analysis was constrained to plantation plots, which had the most accurate field data, the r² of the model increased to 0.96, with RMSE of 10.8 Mg/ha (n = 32). Hyperspectral metrics provided lower accuracy in estimating biomass than lidar metrics, and models with a single lidar and hyperspectral metric were no better than the best model using two lidar metrics. These results should be viewed as an initial assessment of using these combined sensors to estimate tropical forest biomass; hyperspectral data were reduced to nine indices and three spectral mixture fractions, lidar data were limited to first-return canopy height, sensors were flown only once at different seasons, and we explored only linear regression for modeling. However, this study does support conclusions from studies at this and other climate zones that lidar is a premier instrument for mapping biomass (i.e., carbon stocks) across broad spatial scales.     

Biophysical estimation in tropical forests using JERS‐1 SAR and VNIR imagery. II. Aboveground woody biomass

Accurate estimates of aboveground biomass in tropical forests are important in carbon sequestration and global change studies. Tropical forest biomass estimation with microwave remote sensing is limited because of the strong scattering and attenuation properties of the green canopy. In this study a microwave/optical synergistic model was developed to quantify these effects to Synthetic Aperture Radar (SAR) signals and to better estimate woody structures, which are closely related to aboveground biomass. With a Leaf Area Index (LAI) retrieved from Japan Earth Resources Satellite (JERS)‐1 Very Near Infrared Radiometer (VNIR) imagery, leaf scattering and attenuation to woody scattering were quantified and removed from the total backscatter in a modified canopy scattering model. Woody scattering showed high sensitivity to biomass >100 tonnes/ha in tropical forests. Tree height and stand density were derived from the JERS‐1 SAR image with a root mean square error (RMSE) of 4 m and 161 trees/ha, respectively. Aboveground biomass was calculated using a general allometric equation. Biomass in secondary dry dipterocarps (Dipterocarpaceae family of tropical lowland deciduous trees) was overestimated. The modelled biomass in mixed deciduous and dry evergreen forests fit better with ground measurements. In mountainous areas with steep slopes, the topographic effects in the SAR image could not be properly corrected and therefore the results are unreliable.     

Exploring LiDAR-RaDAR synergy—predicting aboveground biomass in a southwestern ponderosa pine forest using LiDAR, SAR and InSAR

Scanning Light Detecting and Ranging (LiDAR), Synthetic Aperture Radar (SAR) and Interferometric SAR (InSAR) were analyzed to determine (1) which of the three sensor systems most accurately predicted forest biomass, and (2) if LiDAR and SAR/InSAR data sets, jointly considered, produced more accurate, precise results relative to those same data sets considered separately. LiDAR ranging measurements, VHF-SAR cross-sectional returns, and X- and P-band cross-sectional returns and interferometric ranges were regressed with ground-estimated (from dbh) forest biomass in ponderosa pine forests in the southwestern United States. All models were cross-validated. Results indicated that the average canopy height measured by the scanning LiDAR produced the best predictive equation. The simple linear LiDAR equation explained 83% of the biomass variability (n = 52 plots) with a cross-validated root mean square error of 26.0 t/ha. Additional LiDAR metrics were not significant to the model. The GeoSAR P-band (λ = 86 cm) cross-sectional return and the GeoSAR/InSAR canopy height (X-P) captured 30% of the forest biomass variation with an average predictive error of 52.5 t/ha. A second RaDAR-FOPEN collected VHF (λ ∼ 7.8 m) and cross-polarized P-band (λ = 88 cm) cross-sectional returns, none of which proved useful for forest biomass estimation (cross-validated R² = 0.09, RMSE = 63.7 t/ha). Joint consideration of LiDAR and RaDAR measurements produced a statistically significant, albeit small improvement in biomass estimation precision. The cross-validated R² increased from 83% to 84% and the prediction error decreased from 26.0 t/ha to 24.9 t/ha when the GeoSAR X-P interferometric height is considered along with the average LiDAR canopy height. Inclusion of a third LiDAR metric, the 60th decile height, further increased the R² to 85% and decreased the RMSE to 24.1 t/ha. On this 11 km² ponderosa pine study area, LiDAR data proved most useful for predicting forest biomass. RaDAR ranging measurements did not improve the LiDAR estimates.     

Biomass estimation over a large area based on standwise forest inventory data and ASTER and MODIS satellite data: A possibility to verify carbon inventories

According to the IPCC GPG (Intergovernmental Panel on Climate Change, Good Practice Guidance), remote sensing methods are especially suitable for independent verification of the national LULUCF (Land Use, Land-Use Change, and Forestry) carbon pool estimates, particularly the aboveground biomass. In the present study, we demonstrate the potential of standwise (forest stand is a homogenous forest unit with average size of 1-3 ha) forest inventory data, and ASTER and MODIS satellite data for estimating stand volume (m³ ha^− 1) and aboveground biomass (t ha^− 1) over a large area of boreal forests in southern Finland. The regression models, developed using standwise forest inventory data and standwise averages of moderate spatial resolution ASTER data (15 m × 15 m), were utilized to estimate stand volume for coarse resolution MODIS pixels (250 m × 250 m). The MODIS datasets for three 8-day periods produced slightly different predictions, but the averaged MODIS data produced the most accurate estimates. The inaccuracy in radiometric calibration between the datasets, the effect of gridding and compositing artifacts and phenological variability are the most probable reasons for this variability. Averaging of the several MODIS datasets seems to be one possibility to reduce bias. The estimates obtained were significantly close to the district-level mean values provided by the Finnish National Forest Inventory; the relative RMSE was 9.9%. The use of finer spatial resolution data is an essential step to integrate ground measurements with coarse spatial resolution data. Furthermore, the use of standwise forest inventory data reduces co-registration errors and helps in solving the scaling problem between the datasets. The approach employed here can be used for estimating the stand volume and biomass, and as required independent verification data.     

TanDEM-X elevation model data for canopy height and aboveground biomass retrieval in a tropical peat swamp forest

It was demonstrated in the past that radar data is useful to estimate aboveground biomass due to their interferometric capability. Therefore, the potential of a globally available TanDEM-X digital elevation model (DEM) was investigated for aboveground biomass estimation via canopy height models (CHMs) in a tropical peat swamp forest. However, CHMs based on X-band interferometers usually require external terrain models. High accurate terrain models are not available on global scale. Therefore, an approach exclusively based on TanDEM-X and the decrease of accuracy compared to an approach utilizing a high accurate terrain model is assessed. In addition, the potential of X-band interferometric heights in tropical forests needs to be evaluated. Therefore, two CHMs were derived from an intermediate TanDEM-X DEM (iDEM; as a precursor for WorldDEM^TM) alone and in combination with lidar measurements used as terrain model. The analysis showed high accuracies (root mean square error [RMSE] = 5 m) for CHMs based on iDEM and reliable estimation of aboveground biomass. The iDEM CHM, exclusively based on TanDEM-X, achieved a poor R² of 0.2, nonetheless resulted in a cross-validated RMSE of 54 t ha^?1 (16%). The low R² suggested that the X-band height alone was not sufficient to estimate an accurate CHM, and thus the need for external terrain models was confirmed. A CHM retrieved from the difference of iDEM and an accurate lidar terrain model achieved a considerably higher correlation with aboveground biomass (R² = 0.68) and low cross-validated RMSE of 24.5 t ha^?1 (7.5%). This was higher or comparable to other aboveground biomass estimations in tropical peat swamp forests. The potential of X-band interferometric heights for CHM and biomass estimation was thus confirmed in tropical forest in addition to existing knowledge in boreal forests.     

Properties of ERS-1/2 coherence in the Siberian boreal forest and implications for stem volume retrieval

Properties of multi-temporal ERS-1/2 tandem coherence in boreal forests and retrieval accuracy of forest stem volume have been investigated mostly for small, managed forest areas. The clear seasonal trends and the high accuracy of the retrieval are therefore valid for specific types of forest and question is if these findings extend to large areas with different forest types in a similar manner. Using multi-temporal ERS-1/2 coherence data and extensive sets of inventory data at stand level at seven forest compartments in Central Siberia we confirm that the trend of coherence as a function of stem volume is mainly driven by the environmental conditions at acquisition. In addition, we have now found that the variability of the coherence for a given stem volume are due to spatial variations of the environmental conditions, strong topography (slope > 10°), small stand size (< 3-4 ha) and low relative stocking (< 50%). Further deviations can be related to errors in the ground data. Stem volume retrieval behaves consistently under stable winter frozen conditions. For stands larger than 3-4 ha and relative stocking of at least 50%, a relative RMSE of 20-25% can be considered the effective retrieval error achievable in Siberian boreal forest. Combined with previous experience from managed test forests in Sweden and Finland, C-band ERS-1/2 tandem coherence observations acquired under stable winter conditions with a snow cover and an at least moderate breeze can be considered so far the most suitable spaceborne remote sensing observable for the estimation of forest stem volume in homogeneous forest stands throughout the boreal zone.     

Regional aboveground live carbon losses due to drought-induced tree dieback in piñon-juniper ecosystems

Recent large-scale dieback of piñon-juniper (P-J) woodlands and forests across the western US occurred as a result of multi-year drought and subsequent insect and disease outbreaks. P-J vegetation is spatially extensive, thus large-scale mortality events such as the one that has occurred over the past several years could significantly alter regional carbon (C) budgets. Our objective was to use a remote sensing technique coupled with field-based data to estimate changes in aboveground live C stocks across a 4100 km² region of Colorado caused by P-J tree mortality. We hypothesized that dieback would amplify the phenological dynamics of P-J vegetation, and these variations would be related to drought-induced losses of live P-J aboveground biomass (AGB) that are discernible using time-series remote sensing vegetation data. Here, we assess live P-J AGB loss using dry season fractional photosynthetic vegetation cover (PV) derived from multi-year Landsat images. Our results showed a strong linear positive relationship between the maximum decline in PV and field-measured losses of live P-J AGB during the period 2000-05 (r² = 0.64, p = 0.002). These results were then used to map AGB losses throughout the study region. Mean live aboveground C loss (± sd) was 10.0 (± 3.4) Mg C ha^− 1. Total aboveground live P-J C loss was 4.6 Tg C, which was approximately 39 times higher than the concurrent C loss attributed to wildfire and management treatments within or near to the national forests of the study region. Our results suggest that spatially extensive mortality events such as the one observed in P-J woodlands across the western US in the past decade may significantly alter the ecosystem C balance for decades to come. Remote sensing techniques to monitor changes in aboveground C stocks, such as the one developed in our study, may support regional and global C monitoring in the future.     

Integration of TerraSAR-X and PALSAR PSI for detecting ground deformation

In connection with the detection of various spatial- and temporal-scale ground settlements, an integrated persistent scatterer interferometry (PSI) approach is discussed using multi-source, multi-temporal, and multi-resolution synthetic aperture radar (SAR) data. Based on the comprehensive analysis of characteristics of available radar sensors, two remote-sensing SAR data sets were selected: 1 m resolution X-band TerraSAR-X and 10 m resolution L-band Advanced Land Observing Satellite (ALOS) phased array L-band SAR. ‘Tianjin Binhai New Area’ has become one of the most important economic centres in China, and one of its fast-developing urban areas, Tanggu, was selected as the study area. PSI processing was conducted on both data sets. Substantial validation was performed for PSI results from both data sources using levelling measurement. The overall good agreement confirmed the ground deformation maps derived from both data sets. Integration of PSI results appears to be a potentially significant contribution to solving the problems related to common spatial and temporal gaps when using single-type data sets. Application of both data sets revealed the capability of integrated PSIs to measure ground deformation with strong temporal and spatial variation, thereby improving the interpretation of ground deformation characteristics which increases the confidence of hazard assessment and provides some insight into complex underlying mechanisms.     

Improved forest biomass estimates using ALOS AVNIR-2 texture indices

Optical remote sensing is still one of the most attractive choices for obtaining biomass information, as new sensors are available with fine spatial and spectral resolutions. Better biomass estimates may be possible if suitable processing techniques for these sensors can be demonstrated. This research investigates the potential of high resolution optical data from the ALOS AVNIR-2 sensor for biomass estimation in a mountainous, subtropical forested region using four different types of image processing techniques including i) spectral reflectance and simple spectral band ratio, ii) commonly used vegetation indices, iii) texture parameters and iv) ratio of texture parameters. Simple linear and stepwise multiple regression models were developed between biomass data from 50 field plots, and image parameters derived from these techniques.Results indicate that spectral reflectance, the simple band ratio, and commonly used vegetation indices have relatively low potential for biomass estimation, as only about 58% of the variability in the field data was explained by the model (adjusted r² = 0.58 and RMSE = 64 t/ha). However, the texture parameters of spectral bands were found to be effective for biomass estimation with an explained variability of ca. 76% (adjusted r² = 0.76 and RMSE = 46 t/ha). The result was further improved to adjusted r² = 0.88 (RMSE = 32 t/ha) using the simple ratio of texture parameters. The results suggest that the performance of biomass estimation can be improved significantly using the texture parameters of high resolution optical data, and further improvement can be obtained using the ratio of texture parameters, as this combines the advantages of both texture and ratio.     

Estimating aboveground carbon in a catchment of the Siberian forest tundra: Combining satellite imagery and field inventory

This study was part of an interdisciplinary research project on soil carbon and phytomass dynamics of boreal and arctic permafrost landscapes. The 45 ha study area was a catchment located in the forest tundra in northern Siberia, approximately 100 km north of the Arctic Circle.The objective of this study was to estimate aboveground carbon (AGC) and assess and model its spatial variability. We combined multi-spectral high resolution remote sensing imagery and sample based field inventory data by means of the k-nearest neighbor (k-NN) technique and linear regression.Field data was collected by stratified systematic sampling in August 2006 with a total sample size of n = 31 circular nested sample plots of 154 m² for trees and shrubs and 1 m² for ground vegetation. Destructive biomass samples were taken on a sub-sample for fresh weight and moisture content. Species-specific allometric biomass models were constructed to predict dry biomass from diameter at breast height (dbh) for trees and from elliptic projection areas for shrubs.Quickbird data (standard imagery product), acquired shortly before the field campaign and archived ASTER data (Level-1B product) of 2001 were geo-referenced, converted to calibrated radiances at sensor and used as carrier data. Spectral information of the pixels which were located in the inventory plots were extracted and analyzed as reference set. Stepwise multiple linear regression was applied to identify suitable predictors from the set of variables of the original satellite bands, vegetation indices and texture metrics. To produce thematic carbon maps, carbon values were predicted for all pixels of the investigated satellite scenes. For this prediction, we compared the kNN distance-weighted classifier and multiple linear regression with respect to their predictions.The estimated mean value of aboveground carbon from stratified sampling in the field is 15.3 t/ha (standard error SE = 1.50 t/ha, SE% = 9.8%). Zonal prediction from the k-NN method for the Quickbird image as carrier is 14.7 t/ha with a root mean square error RMSE = 6.42 t/ha, RMSE_r = 44%) resulting from leave-one-out cross-validation. The k-NN-approach allows mapping and analysis of the spatial variability of AGC. The results show high spatial variability with AGC predictions ranging from 4.3 t/ha to 28.8 t/ha, reflecting the highly heterogeneous conditions in those permafrost-influenced landscapes. The means and totals of linear regression and k-NN predictions revealed only small differences but some regional distinctions were recognized in the maps.     

基于光学多光谱与SAR遥感特征快速优化的大区域森林地上生物量估测

针对基于多模式遥感手段的大区域森林地上生物量（AGB）定量反演效率低的问题，充分集成主、被动遥感对森林AGB多维观测特征，提高区域定量反演结果；针对两期反演结果分析，揭示区域森林AGB空间变化格局，为科学评估区域生态环境保护（如天然林保护）、提升国家生态环境遥感连续动态监测与预警能力提供支撑。以内蒙古大兴安岭林区为研究区，以2009年为主的光学LandsatTM5（TM）与ALOS-1 PALSAR，以及2014年为主的高分一号（GF-1）与ALOS-2 PALSAR两期主、被动遥感数据提取特征因子，利用快速迭代特征选择的k-NN方法（k-Nearest Neighbor with Fast Iterative Features Selection，KNN-FIFS），实现主、被动遥感特征组合快速优化及最优估测模型构建；基于第七次、第八次森林资源连续清查样地数据，对两期研究区森林（乔木）AGB进行定量反演与留一法（LOO）验证；根据两期反演结果叠加对比，在样地和区域尺度上定量分析研究区2009~2014年间森林AGB变化。在样地尺度上，基于森林资源清查样地结果与LOO法验证结果表明,2009年的AGB反演结果R²=0.56，RMSE=25.95 t/hm²；2014年R²=0.64；RMSE=24.55 t/hm²。2009年反演均值较样地计算结果均值偏高（预测：81.59 t/hm²，实测：78.64 t/hm²）；而2014年反演均值较样地计算结果偏低（预测：79.63 t/hm²；实测：82.48 t/hm²）。从区域尺度来看，2009年平均森林AGB为88.33 t/hm²；2014年的为94.61 t/hm²；平均AGB增长量为6.28 t/hm²；与前期研究利用扩展生物量因子法计算的结果接近（2008年和2013年分别为87.14 t/hm²、92.20 t/hm²）。采用基于快速迭代的KNN-FIFS方法，可大幅度提升高维度多模式遥感特征优选效率；充分融合主、被动遥感的多维观测特征，提高森林AGB反演精度及饱和点。在像素尺度上（30 m）利用LOO法对KNN-FIFS反演结果进行了验证，具有更强鲁棒性，避免了由于训练、检验样本抽选造成的随机误差。2009~2014年期间，内蒙古大兴安岭林区植被覆盖度整体呈现了明显的增长趋势；森林AGB也相应增加。自天然林保护工程实施以来，尽管森林火灾造成了局部较为严重的森林退化（覆盖度、AGB），但整体森林资源状况得到有效改善。     

Estimating aboveground biomass using Landsat 7 ETM+ data across a managed landscape in northern Wisconsin, USA

Aboveground biomass (AGB; Mg/ha) is defined in this study as a biomass of growing stock trees greater than 2.5 cm in diameter at breast height (dbh) for stands >5 years and all trees taller than 1.3 m for stands <5 years. Although AGB is an important variable for evaluating ecosystem function and structure across the landscape, such estimates are difficult to generate without high-resolution satellite data. This study bridges the application of remote sensing techniques with various forest management practices in Chequamegon National Forest (CNF), Wisconsin, USA by producing a high-resolution stand age map and a spatially explicit AGB map. We coupled AGB values, calculated from field measurements of tree dbh, with various vegetation indices derived from Landsat 7 ETM+ data through multiple regression analyses to produce an initial biomass map. The initial biomass map was overlaid with a land-cover map to generate a stand age map. Biomass threshold values for each age category (e.g., young, intermediate, and mature) were determined through field observations and frequency analysis of initial biomass estimates by major cover types. We found that AGB estimates for hardwood forests were strongly related to stand age and near-infrared reflectance (r²=0.95) while the AGB for pine forests was strongly related to the corrected normalized difference vegetation index (NDVIc; r²=0.86). Separating hardwoods from pine forests improved the AGB estimates in the area substantially, compared to overall regression (r²=0.82). Our AGB results are comparable to previously reported values in the area. The total amount of AGB in the study area for 2001 was estimated as 3.3 million metric tons (dry weight), 76.5% of which was in hardwood and mixed hardwood/pine forests. AGB ranged from 1 to 358 Mg/ha with an average of 70 and a standard deviation of 54 Mg/ha. The AGB class with the highest percentage (16.1%) was between 81 and 100 Mg/ha. Forests with biomass values >200 Mg/ha accounted for less than 3% of the study area and were usually associated with mature hardwood forests. Estimated AGB was validated using independent field measurements (R²=0.67, p<0.001). The AGB and age maps can be used as baseline information for future landscape level studies such as quantifying the regional carbon budget, accumulating fuel, or monitoring management practices.