A covariance shaping framework for linear multiuser detection

A new class of linear multiuser receivers, referred to as the covariance shaping multiuser (CSMU) receiver, is proposed, for suppression of interference in multiuser wireless communication systems. This class of receivers is based on the recently proposed covariance shaping least-squares estimator, and is designed to minimize the total variance of the weighted error between the receiver output and the observed signal, subject to the constraint that the covariance of the noise component in the receiver output is proportional to a given covariance matrix, so that we control the dynamic range and spectral shape of the output noise. Some of the well-known linear multiuser receivers are shown to be special cases of the CSMU receiver. This allows us to interpret these receivers as the receivers that minimize the total error variance in the observations, among all linear receivers with the same output noise covariance, and to analyze their performance in a unified way. We derive exact and approximate expressions for the probability of bit error, as well as the asymptotic signal-to-interference+noise ratio in the large system limit. We also characterize the spectral efficiency versus energy-per-information bit of the CSMU receiver in the wideband regime. Finally, we consider a special case of the CSMU receiver, equivalent to a mismatched minimum mean-squared error (MMSE) receiver, in which the channel signal-to-noise ratio (SNR) is not known precisely. Using our general performance analysis results, we characterize the performance of the mismatched MMSE receiver. We then treat the case in which the SNR is known to lie in a given uncertainty range, and develop a robust mismatched MMSE receiver whose performance is very close to that of the MMSE receiver over the entire uncertainty range.     

Large-system performance analysis of blind and group-blindmultiuser receivers

We present a large-system performance analysis of blind and group-blind multiuser detection methods. In these methods, the receivers are estimated based on the received signal samples. In particular, we assume binary random spreading, and let the spreading gain N, the number of users K, and the number of received signal samples M all go to infinity, while keeping the ratios K/N and M/N fixed. We characterize the asymptotic performance of the direct-matrix inversion (DMI) blind linear minimum mean-square error (MMSE) receiver, the subspace blind linear MMSE receiver, and the group-blind linear hybrid receiver. We first derive the asymptotic average output signal-to-interference-plus-noise ratio (SINR) for each of these receivers. Our results reveal an interesting "saturation" phenomenon: The output SINR of each of these receivers converges to a finite limit as the signal-to-noise ratio (SNR) of the desired user increases, which is in stark contrast to the fact that the output SINR achieved by the exact linear MMSE receiver can get arbitrarily large. This indicates that the capacity of a wireless system with blind or group-blind multiuser receivers is not only interference-limited, but also estimation-error limited. We then show that for both the blind and group-blind receivers, the output residual interference has an asymptotic Gaussian distribution, independent of the realizations of the spreading sequences. The Gaussianity indicates that in a large system, the bit-error rate (BER) is related to the SINR simply through the Q function     

Performance of space-time codes for a large number of antennas

We study the asymptotic behavior of space-time codes when the number of transmit and receive antennas grows to infinity. Specifically, we determine the behavior of pairwise error probabilities with maximum-likelihood (ML) decoding and with three types of receiver interfaces: the ML interface, the linear zero-forcing (ZF) interface, and the linear minimum-mean-square-error (MMSE) interface. Two situations are studied: when the number of receiving antennas grows to infinity while the number of transmitting antennas is finite, and when both numbers grow to infinity but their ratio remains constant. We show that with ML or linear interfaces the asymptotic performance of space-time codes is determined by the Euclidean distances between codewords. Moreover, with the two linear interfaces examined here the number r of receive antennas must be much larger than the number t of transmit antennas to avoid a sizeable loss of performance; on the other hand, when r ≫ t, the performance of these linear interfaces comes close to that of ML. The dependence of error probabilities on Euclidean distance is valid for intermediate signal-to-noise ratios (SNRs) even when the number of antennas is small. Simulations validate our theoretical findings, and show how asymptotic results may be substantially valid even in a nonasymptotic regime: thus, even for few antennas, off-the-shelf codes may outperform space-time codes designed ad hoc     

On the Performance of the MIMO Zero-Forcing Receiver in the Presence of Channel Estimation Error

By employing spatial multiplexing, multiple-input multiple-output (MIMO) wireless antenna systems provide increases in capacity without the need for additional spectrum or power. Zero-forcing (ZF) detection is a simple and effective technique for retrieving multiple transmitted data streams at the receiver. However the detection requires knowledge of the channel state information (CSI) and in practice accurate CSI may not be available. In this letter, we investigate the effect of channel estimation error on the performance of MIMO ZF receivers in uncorrelated Rayleigh flat fading channels. By modeling the estimation error as independent complex Gaussian random variables, tight approximations for both the post-processing SNR distribution and bit error rate (BER) for MIMO ZF receivers with M-QAM and M-PSK modulated signals are derived in closed-form. Numerical results demonstrate the tightness of our analysis     

Multiuser MIMO receivers for space frequency block coded SC‐FDMA systems

Single carrier‐frequency division multiple access (SC‐FDMA) has been adopted as the uplink transmission standard in fourth generation cellular network to enable the power efficiency transmission in mobile station. Because multiuser MIMO (MU‐MIMO) is a promising technology to fully exploit the channel capacity in mobile radio network, this paper investigates the uplink transmission of SC‐FDMA systems with orthogonal space frequency block codes (SFBC). Two linear MU‐MIMO receivers, orthogonal SFBC (OSFBC) and minimum mean square error (MMSE), are derived for the scenarios with limited number of users or adequate receive antennas at base station. In order to effectively eliminate the multiple access interference (MAI) and fully exploit the capacity of MU‐MIMO channel, we propose a turbo MU‐MIMO receiver, which iteratively utilizes the soft information from maximum a posteriori decoder to cancel the MAI. By the simulation results in several typical MIMO channels, we find that the proposed MMSE MU‐MIMO receiver outperforms the OSFBC receiver over 1 dB at the cost of higher complexity. However, the proposed turbo MU‐MIMO receivers can effectively cancel the MAI under overloaded channel conditions and really achieve the capacity of MU‐MIMO channel. Copyright © 2014 John Wiley & Sons, Ltd.     

Spatial multiplexing with transmit antenna and constellation selection for correlated MIMO fading channels

We consider spatial multiplexing systems in correlated multiple-input multiple-output (MIMO) fading channels with equal power allocated to each transmit antenna. Under this constraint, the number and subset of transmit antennas together with the transmit symbol constellations are determined assuming knowledge of the channel correlation matrices. We first consider a fixed data rate system and vary the number of transmit antennas and constellation such that the minimum margin in the signal-to-noise ratio (SNR) is maximized for linear and Vertical Bell Laboratories Layered Space-Time (V-BLAST) receivers. We also derive transmit antenna and constellation selection criteria for a successive interference cancellation receiver (SCR) with a fixed detection order and a variable number of bits transmitted on each substream. Compared with a system using all available antennas, performance results show significant gains using a subset of transmit antennas, even for independent fading channels. Finally, we select a subset of transmit antennas to maximize data rate given a minimum SNR margin. A lower bound on the maximum outage data rate is derived. The maximum outage data rate of the SCR receiver is seen to be close to the outage channel capacity.     

Impact of hardware impairments on large-scale MIMO systems over composite RG fading channels

In this paper, we analyze the impact of receiver hardware impairments on the achievable sum rate of multiple-input multiple-output (MIMO) systems, where the channel follows composite Rician-Gamma (RG) distribution and may be correlated at the transmitters. More specifically, we derive the analytical expressions on the lower bound for the achievable sum rate of regular and large-scale MIMO systems with zero-forcing (ZF) receivers. In order to obtain deeper insights, the asymptotic analysis for the achievable sum rate of regular MIMO systems at high signal-to-noise ratio (SNR) regime is explored. It explicitly reveals that there is a finite rate ceiling on the achievable sum rate for regular MIMO systems at high SNRs, which is irrespective of the transmit power. Additionally, for large antenna configuration, three representative cases are considered insightfully by deriving in closed-form expressions for the asymptotic achievable sum rate. It demonstrates that the finite rate ceiling vanishes for large-scale MIMO limits, which means that large-scale MIMO systems are robust to hardware impairments.     

Antenna Selection for MIMO–OFDM WLAN Systems

This paper discusses the packet error rate (PER) performance of multiple-input multiple-output (MIMO) wireless systems. We focus our discussion on communication systems based on the IEEE 802.11a/g standard. In particular, we study the performance of spatial multiplexing systems with joint encoding at the transmitter and linear detection at the receiver. We show that spatial multiplexing systems based on minimum mean square error (MMSE) or zero forcing (ZF) demultiplexing benefit greatly from antenna subset selection. These results agree with recent analytical results showing the equivalence in diversity order between a full system (all receive antennas) and a system with antenna selection.     

Linear receivers for the multiple-input multiple-output multiple-access channel

We consider a multiuser multiple-input multiple-output (MIMO) communication system using code-division multiple access (CDMA) and multiuser detection to discriminate the different users. Our focus is on the CDMA uplink of a frequency-nonselective Rayleigh fading channel. We study two types of receivers: joint receivers, which address simultaneously both spatial and multiple-access interference; and separate receivers, addressing the two types of interference individually. This approach allows assessing the benefits of adding MIMO processing capabilities to existing multiuser single-input single-output systems. For both receiver types, we analyze solutions based on linear (matched filter, decorrelator, minimum mean-square error) and maximum-likelihood receivers. For all the receivers considered, we provide closed-form expressions (as expectations of given functions) of the resulting pairwise error probabilities. Performance results are obtained in terms of frame-error rate versus E/sub b//N/sub 0/, following two different approaches. An analytic approach using large-system asymptotic methods, whereby the system parameters (number of users and antennas, spreading gain) are assumed to grow to infinity with finite limiting ratios. A computer-simulation approach is used to illustrate the differences between asymptotic and simulation results.     

On Noncoherent MIMO Channels in the Wideband Regime: Capacity and Reliability

We consider a multiple-input multiple-output (MIMO) wideband Rayleigh block-fading channel where the channel state is unknown to both the transmitter and the receiver and there is only an average power constraint on the input. We compute the capacity and analyze its dependence on coherence length, number of antennas and receive signal-to-noise ratio (SNR) per degree of freedom. We establish conditions on the coherence length and number of antennas for the noncoherent channel to have a "near-coherent" performance in the wideband regime. We also propose a signaling scheme that is near-capacity achieving in this regime. We compute the error probability for this wideband noncoherent MIMO channel and study its dependence on SNR, number of transmit and receive antennas and coherence length. We show that error probability decays inversely with coherence length and exponentially with the product of the number of transmit and receive antennas. Moreover, channel outage dominates error probability in the wideband regime. We also show that the critical as well as cutoff rates are much smaller than channel capacity in this regime     

MIMO iterative receiver SNR estimation strategies for link to system interfacing

This paper presents link to system (L2S) interfacing technique for multiple input and multiple output (MIMO) iterative receivers. In L2S interfacing, usually the post detection signal to noise ratio (SNR)‐based frame error rate lookup tables (LUT) are used to predict the link level performance of receivers. While L2S interfacing for linear MIMO receivers can be conveniently implemented, it is more challenging for MIMO iterative receivers due to unavailability of the closed form SNR expressions. In this paper, we propose three methods for post detection SNR estimation for MIMO iterative receivers. The first is based on the QR decomposition of the channel matrix, the second relies on the residual noise calculation based on the soft symbols, and the third exploits the closed form SNR expressions for linear receivers. A link to system interface model for iterative receivers is developed for evaluating the reference curves for different modulation and coding schemes, and results are validated by comparing the simulated and predicted frame error rates. It is shown that linear and residual noise‐based SNR approximations result in a very good prediction performance whereas the performance of QR decomposition‐based method degrades for higher order modulations and coding schemes. This paper presents link to system interfacing technique for MIMO iterative receivers. A link to system interface model for iterative receivers is developed for evaluating the reference curves for different modulation and coding schemes, and results are validated by comparing the simulated and predicted frame error rates. Three post detection SNR evaluation schemes have been proposed for link to system interfacing all of which give good prediction performance especially at lower order modulation.     

Capacity of a Multiple-Antenna Fading Channel With a Quantized Precoding Matrix

Given a multiple-input multiple-output (MIMO) channel, feedback from the receiver can be used to specify a transmit precoding matrix, which selectively activates the strongest channel modes. Here we analyze the performance of random vector quantization (RVQ), in which the precoding matrix is selected from a random codebook containing independent, isotropically distributed entries. We assume that channel elements are independent and identically distributed (i.i.d.) and known to the receiver, which relays the optimal (rate-maximizing) precoder codebook index to the transmitter using $B$ bits. We first derive the large system capacity of beamforming (rank-one precoding matrix) as a function of $B$, where large system refers to the limit as $B$ and the number of transmit and receive antennas all go to infinity with fixed ratios. RVQ for beamforming is asymptotically optimal, i.e., no other quantization scheme can achieve a larger asymptotic rate. We subsequently consider a precoding matrix with arbitrary rank, and approximate the asymptotic RVQ performance with optimal and linear receivers (matched filter and minimum mean squared error (MMSE)). Numerical examples show that these approximations accurately predict the performance of finite-size systems of interest. Given a target spectral efficiency, numerical examples show that the amount of feedback required by the linear MMSE receiver is only slightly more than that required by the optimal receiver, whereas the matched filter can require significantly more feedback.      

Linear multiuser receivers in random environments

We study the signal-to-interference (SIR) performance of linear multiuser receivers in random environments, where signals from the users arrive in “random directions.” Such a random environment may arise in a DS-CDMA system with random signature sequences, or in a system with antenna diversity where the randomness is due to channel fading. Assuming that such random directions can be tracked by the receiver, the resulting SIR performance is a function of the directions and therefore also random. We study the asymptotic distribution of this random performance in the regime where both the number of users K and the number of degrees of freedom N in the system are large, but keeping their ratio fixed. Our results show that for both the decorrelator and the minimum mean-square error (MMSE) receiver, the variance of the SIR distribution decreases like 1/N, and the SIR distribution is asymptotically Gaussian. We compute closed-form expressions for the asymptotic means and variances for both receivers. Simulation results are presented to verify the accuracy of the asymptotic results for finite-sized systems     

Space–Time Block Codes Achieving Full Diversity With Linear Receivers

In most of the existing space–time code designs, achieving full diversity is based on maximum-likelihood (ML) decoding at the receiver that is usually computationally expensive and may not have soft outputs. Recently, Zhang–Liu–Wong introduced Toeplitz codes and showed that Toeplitz codes achieve full diversity when a linear receiver, zero-forcing (ZF) or minimum mean square error (MMSE) receiver, is used. Motivated from Zhang–Liu–Wong's results on Toeplitz codes, in this paper, we propose a design criterion for space–time block codes (STBC), in which information symbols and their complex conjugates are linearly embedded, to achieve full diversity when ZF or MMSE receiver is used. The (complex) orthogonal STBC (OSTBC) satisfy the criterion as one may expect. We also show that the symbol rates of STBC under this criterion are upper bounded by 1. Subsequently, we propose a novel family of STBC that satisfy the criterion and thus achieve full diversity with ZF or MMSE receiver. Our newly proposed STBC are constructed by overlapping the $2,times,2$ Alamouti code and hence named overlapped Alamouti codes in this paper. The new codes are close to orthogonal and their symbol rates can approach 1 for any number of transmit antennas. Simulation results show that overlapped Alamouti codes significantly outperform Toeplitz codes for all numbers of transmit antennas and also outperform OSTBC when the number of transmit antennas is above $4$.      

Effective interference and effective bandwidth of linear multiuserreceivers in asynchronous CDMA systems

The performance of linear multiuser receivers in terms of the signal-to-interference ratio (SIR) achieved by the users has been analyzed in a synchronous CDMA system under random spreading sequences. In this paper, we extend these results to a symbol-asynchronous but chip-synchronous system and characterize the SIR for linear receivers-the matched-filter receiver the minimum mean-square error (MMSE) receiver and the decorrelator. For each of the receivers, we characterize the limiting SIR achieved when the processing gain is large and also derive lower bounds on the SIR using the notion of effective interference. Applying the results to a power controlled system, we derive effective bandwidths of the users for these linear receivers and characterize the user capacity region: a set of users is supportable by a system if the sum of the effective bandwidths is less than the processing gain of the system. We show that while the effective bandwidth of the decorrelator and the MMSE receiver is higher in an asynchronous system than that in a synchronous system, it progressively decreases with the increase in the length of the observation window and is asymptotic to that of the synchronous system, when the observation window extends infinitely on both sides of the symbol of interest. Moreover, the performance gap between the MMSE receiver and the decorrelator is significantly wider in the asynchronous setting as compared to the synchronous case     

MIMO系统的信号检测算法分析

MIMO已成为当今4G中的主流技术,其接收端的信号检测性能决定着其能否在提升信道容量的同时减少误码率。因此,文中研究了MIMO系统中4种主要的信号检测算法,包括ZF、MMSE、ZF-SIC和MMSE-SIC算法。[JP2]通过在不同的收发天线数和不同接收天线数下各自的误码率,对4种检测算法进行了分析。[JP]结果表明,MMMSE-SIC检测性能最佳,ZF-SIC、MMSE次之,ZF最差。     

Achieving the Optimal Diversity-Versus-Multiplexing Tradeoff for MIMO Flat Channels With QAM Space–Time Spreading and DFE Equalization

The use of multiple transmit (Tx) and receive (Rx) antennas allows to transmit multiple signal streams in parallel and hence to increase communication capacity. We have previously introduced simple convolutive linear precoding schemes that spread transmitted symbols in time and space, involving spatial spreading, delay diversity and possibly temporal spreading. In this paper we show that the use of the classical multiple-input-multiple-output (MIMO) decision feedback equalizer (DFE) (but with joint detection) for this system allows to achieve the optimal diversity-versus-multiplexing tradeoff introduced in Zheng and Tse, "Diversity and multiplexing: A fundamental tradeoff in multiple-antenna channels," IEEE Trans. Inf. Theory, May 2003, when a minimum mean squared error (MMSE) design is used. One of the major contributions of this work is the diversity analysis of a MMSE equalizer without the Gaussian approximation. Furthermore, the tradeoff is discussed for an arbitrary number of transmit and receive antennas. We also show the tradeoff obtained for a MMSE zero forcing (ZF) design. So, another originality of this paper is to show that the MIMO optimal tradeoff can be attained with a suboptimal receiver, in this case a DFE, as opposed to optimal maximum likelihood sequence estimation (MLSE)     

MIMO Channels in the Low-SNR Regime: Communication Rate, Error Exponent, and Signal Peakiness

We consider multiple-input multiple-output (MIMO) fading channels and characterize the reliability function in the low signal-to-noise (SNR) regime as a function of the number of transmit and receive antennas. For the case when the fading matrix H has independent entries, we show that the number of transmit antennas plays a key role in reducing the peakiness in the input signal required to achieve the optimal error exponent for a given communication rate. Further, by considering a correlated channel model, we show that the maximum performance gain (in terms of the error exponent and communication rate) is achieved when the entries of the channel fading matrix are fully correlated. The results we presented in this work in the low-SNR regime can also be applied to the infinite bandwidth regime     

Robust linear MIMO receivers: a minimum error-rate approach

This paper looks at the linear reception of spatially multiplexed signals across MIMO channels. We address the problem of robustness in the presence of detrimental effects such as correlation and Ricean components. We consider the error-rate performance of MIMO linear filters as these can be used in purely linear receivers or as part of each stage in successive interference canceling (SIC) receivers. We know from multiuser detection theory that minimum error-rate (MER) linear receivers significantly outperform minimum mean-square error (MMSE) receivers when correlation is high; however, no direct method exist to design the MER receiver simply. We derive a scheme allowing a closed-form approximate solution to this problem. The solution is a good approximation to the true MER receiver upon fulfillment of a certain, easily checkable, channel-related condition. The algorithms are derived first for the two-input many-output case. A generalized scheme is provided for the case of arbitrary number of inputs and outputs. The performance gain compared with that MMSE is significant and evaluated for various correlated and Ricean channels and transmit power allocation strategies.     

Asymptotic analysis of improved linear receivers for BPSK-CDMAsubject to fading

In this paper, we design and analyze a new class of linear multiuser detectors, which can be applied when the users employ BPSK modulation and the fading coefficients of the active users are known at the receiver (such as base-station demodulation). The tools of asymptotic distribution of the spectrum of large random matrices are used to show that relative to the classical minimum mean-square-error (MMSE) receiver, the output signal-to-noise ratio (SNR) improves by halving the number of effective interferers and adding 3 dB to the input SNR. We also propose sensible approximations to the proposed linear receivers so as to facilitate their use in CDMA systems that employ long codes