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一种锂电池SOH估计的KNN-马尔科夫修正策略
引用本文:赵光财,林名强,戴厚德,武骥,汪玉洁.一种锂电池SOH估计的KNN-马尔科夫修正策略[J].自动化学报,2021,47(2):453-463.
作者姓名:赵光财  林名强  戴厚德  武骥  汪玉洁
作者单位:1.中国科学院海西研究院泉州装备制造研究所 晋江 362200
基金项目:国家自然科学基金(61501428);福建省科技攻关项目(引导性项目)(2018H0043);中国科学院科研装备研制项目(YZ201510)资助。
摘    要:锂离子电池的健康状态(State of health, SOH)是决定电池使用寿命的关键因素.由于锂电池生产工艺、工作环境和使用习惯等的差异性导致其衰退特性具有较大差异, 因此锂电池SOH难以精确估算.本文采用数据驱动的方式通过对采集的电压数据进行特征提取, 使用贝叶斯正则化神经网络对锂电池SOH进行预测, 同时引入KNN-马尔科夫修正策略对预测结果进行修正.实验结果证明, 贝叶斯正则化算法对锂电池SOH的预测准确度较高, KNN-马尔科夫修正策略提高了预测的精确度和鲁棒性, 组合预测模型对锂电池SOH的平均预测误差小于$1\,\%$, 与采用数据分组处理方法(Group method of data handling, GMDH)、概率神经网络(Probabilistic neural network, PNN)、循环神经网络(Recurrent neural network, RNN)的预测精度进行对比, 该模型的预测精度分别提高了$33.3\,\%$、$48.7\,\%$和$53.1\,\%$.

关 键 词:锂电池SOH    特征提取    多层前馈神经网络    贝叶斯正则化    马尔科夫链
收稿时间:2018-03-05

A Modified Strategy Using the KNN-Markov Chain for SOH Estimation of Lithium Batteries
ZHAO Guang-Cai,LIN Ming-Qiang,DAI Hou-De,WU Ji,WANG Yu-Jie.A Modified Strategy Using the KNN-Markov Chain for SOH Estimation of Lithium Batteries[J].Acta Automatica Sinica,2021,47(2):453-463.
Authors:ZHAO Guang-Cai  LIN Ming-Qiang  DAI Hou-De  WU Ji  WANG Yu-Jie
Affiliation:1.Quanzhou Institute of Equipment Manufacturing, Haixi Institutes, Chinese Academy of Sciences, Jinjiang 3622002.University of Chinese Academy of Sciences, Beijing 1000493.School of Automotive and Traffic Engineering, Hefei University of Technology, Hefei 2300094.School of Information and Technology, University of Science and Technology of China, Hefei 230026
Abstract:The state of health(SOH)of lithium batteries is a critical factor in determining the battery’s end-of-servicelife.The differences of the Lithium-ion battery’s production process,work environment,and use habit etc.lead to the massive differences of the battery’s fade characteristics,which,in turn,inaccurate estimation of their battery’s SOH.In this paper,the data-driven method was employed for experimental feature extraction.Besides,this paper presents an SOH estimation method based on the Bayesian-regularization neural network and the KNN-Markov chain used for amending the prediction results.Experimental results show that the Bayesian-regularization neural network applied to the SOH estimation could obtain superior accuracy performance,and by combining the KNN-Markov chain,the prediction accuracy(the average prediction error of SOH less than 1%)could be improved.On the whole,the combined model shows good robustness.Compared with the group method of data handling(GMDH),probabilistic neural network(PNN)and recurrent neural network(RNN),the prediction accuracy of the model was improved by 33.3%,48.7%and 53.1%respectively.
Keywords:Lithium battery SOH  feature extraction  multilayer feedforward neural network  Bayesian regularization  Markov chain
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