Expert elicitation approach for performing ATHEANA quantification |
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Authors: | John Forester Dennis Bley Susan Cooper Erasmia Lois Nathan Siu Alan Kolaczkowski John Wreathall |
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Affiliation: | a Sandia National Laboratories, P.O. Box 5800, MS0748, Albuquerque, NM 87185-0748, USA;b Buttonwood Consulting, Inc., Oakton, VA, USA;c US Nuclear Regulatory Commission, Washington, DC, USA;d Science Applications International Corporation, San Diego, CA, USA;e John Wreathall and Co., Dublin, OH, USA |
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Abstract: | An expert elicitation approach has been developed to estimate probabilities for unsafe human actions (UAs) based on error-forcing contexts (EFCs) identified through the ATHEANA (A Technique for Human Event Analysis) search process. The expert elicitation approach integrates the knowledge of informed analysts to quantify UAs and treat uncertainty (‘quantification-including-uncertainty’). The analysis focuses on (a) the probabilistic risk assessment (PRA) sequence EFCs for which the UAs are being assessed, (b) the knowledge and experience of analysts (who should include trainers, operations staff, and PRA/human reliability analysis experts), and (c) facilitated translation of information into probabilities useful for PRA purposes. Rather than simply asking the analysts their opinion about failure probabilities, the approach emphasizes asking the analysts what experience and information they have that is relevant to the probability of failure. The facilitator then leads the group in combining the different kinds of information into a consensus probability distribution. This paper describes the expert elicitation process, presents its technical basis, and discusses the controls that are exercised to use it appropriately. The paper also points out the strengths and weaknesses of the approach and how it can be improved. Specifically, it describes how generalized contextually anchored probabilities (GCAPs) can be developed to serve as reference points for estimates of the likelihood of UAs and their distributions. |
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Keywords: | Human reliability analysis HRA ATHEANA Probabilistic risk assessment PRA Uncertainty Human performance Expert elicitation |
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