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矿业权转让与矿山企业股权转让的法理及管理实践分析
引用本文:邹 愉,曾凌云. 矿业权转让与矿山企业股权转让的法理及管理实践分析[J]. 中国矿业, 2020, 29(9): 21-24
作者姓名:邹 愉  曾凌云
作者单位:中国自然资源经济研究院,中国自然资源经济研究院
基金项目:自然资源部部门预算二级项目“矿业权出让审批监测监管及管理技术支撑”资助(编号:121102000000180049);“矿业权管理领域落实生态文明建设相关技术支撑”项目资助(编号:121102000000190028)
摘    要:矿业权转让和矿山企业股权转让是两种性质不同的交易,受不同的法律法规调整。本文分析了矿业权转让和矿山企业股权转让的定义、办理条件的差异,总结了相关部门的管理实践和学界对矿山企业股权转让合同效力的不同认识,分析了对矿山企业股权转让不同监管力度下的后果差异。结合保护与合理开发利用矿产资源的要求,建议不同部门之间加强沟通与衔接,针对股权转让监管涉及的不同情形和对象,明确要求,完善监管方式,防止国有资产流失,保障国家战略资源安全。

关 键 词:矿业权转让  股权转让  法理  矿山企业  矿产资源
收稿时间:2020-08-23
修稿时间:2020-09-01

Analysis of legal principle and management of mining rights and mining enterprise equity transfers
ZOU Yu and ZENG Lingyun. Analysis of legal principle and management of mining rights and mining enterprise equity transfers[J]. CHINA MINING MAGAZINE, 2020, 29(9): 21-24
Authors:ZOU Yu and ZENG Lingyun
Affiliation:Chinese Academy of Natural Resources Economics,Chinese Academy of Natural Resources Economics
Abstract:Mining rights and mining enterprise equity transfers are both transactions different in nature which are adjusted according varied laws and regulations. By analyzing definitions and differences in transaction conditions of mining rights and mining enterprise equity transfers, summarizing management practices of department concerned and different recognition about contract force of mining enterprise equity transfer in the academic field, as well as analyzing differences in consequences caused by mining enterprise equity transfer under varied supervision. The authors combine with the requirements of protection and rational development and utilization of mineral resources, it is suggested that different departments should strengthen communication and cohesion, clarify requirements and improve supervision methods according to different situations and objects involved in equity transfer supervision, so as to prevent the loss of state-owned assets and ensure the safety of national strategic resources..
Keywords:mining rights transfer   equity transfer   legal principle   mining enterprise   mineral resource
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