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残差卷积自编码网络无监督迁移轴承故障诊断
引用本文:温江涛,张鹏程,孙洁娣,雷鸣.残差卷积自编码网络无监督迁移轴承故障诊断[J].中国机械工程,2022,33(14):1707-1716.
作者姓名:温江涛  张鹏程  孙洁娣  雷鸣
作者单位:1.燕山大学电气工程学院,秦皇岛,066004 2.燕山大学信息科学与工程学院,秦皇岛,066004 3.燕山大学河北省信息传输与信号处理重点实验室,秦皇岛,066004
基金项目:国家自然科学基金(61973262,62073282);河北省自然科学基金(E2020203061);河北省高等学校科学技术研究项目(QN2019133);河北省重点实验室建设项目(202250701010046)
摘    要:深度学习类轴承故障智能诊断研究中,一般会假设训练数据与测试数据同分布且典型故障样本充足,而实际工况复杂多变,难以获得大量标签数据。将残差学习引入卷积自编码,并结合迁移学习,提出了基于残差卷积自编码无监督域自适应迁移的故障诊断方法。堆叠一维卷积自编码进行特征提取,通过残差学习避免过拟合,提高学习效率;融合多层多核概率分布适配来约束网络学习域不变特征;实现了基于无监督域自适应迁移学习的故障诊断,并获得了较高准确率的识别结果。采用凯斯西储大学轴承数据集进行验证,结果证明了所提出方法的有效性,此外还对主要参数及其影响进行了探讨并给出了对比结果。

关 键 词:轴承故障诊断  无监督学习  深度迁移  残差卷积自编码  域自适应  

Unsupervised Transfer Learning with Residual Convolutional Autoencoder Networks for Bearing Fault Diagnosis
WEN Jiangtao,ZHANG Pengcheng,SUN Jiedi,LEI Ming.Unsupervised Transfer Learning with Residual Convolutional Autoencoder Networks for Bearing Fault Diagnosis[J].China Mechanical Engineering,2022,33(14):1707-1716.
Authors:WEN Jiangtao  ZHANG Pengcheng  SUN Jiedi  LEI Ming
Affiliation:1.School of Electrical Engineering,Yanshan University,Qinhuangdao,Hebei,066004 2.School of Information Science and Engineering,Yanshan University,Qinhuangdao,Hebei,066004 3.Hebei Key Laboratory of Information Transmission and Signal Processing,Yanshan University,Qinhuangdao,Hebei,066004
Abstract:Intelligent fault diagnosis was widely studied based on deep learning for rolling bearings, and most researches assumed that the training and test data possessed identical distributions and there were sufficient samples of typical faults. However, considering complicated and variable operating conditions, it was difficult to obtain the real fault samples in large quantities in practical applications. Introducing residual learning into convolutional auto-encoder and combining with transfer learning, the paper proposed an unsupervised domain adaptive transfer learning method based on residual convolutional auto-encoders. Firstly, multiple one-dimensional convolutional auto-encoders were stacked to extract fault features, which adopted residual learning to avoid over-fitting and improved learning efficiency; secondly, integrated multi-layer multi-core probability distribution adaptation to constrain the domain learning of invariant features. Finally, the unsupervised and domain adaptation transfer learning were realized and good diagnosis results were obtained. The effectiveness of the proposed method was verified on bearing datasets from the bearing datasets of Case Western Reserve University. And the effects of the main parameters were discussed and comparisons were also presented.
Keywords:   bearing fault diagnosis  unsupervised learning  deep transfer  residual convolutional autoencoder  domain adaptation  
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